In re: Precious Oliphant ( 2022 )

UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 20-6163
In re: PRECIOUS LATERICA OLIPHANT,
Appellant.
Appeal from the United States District Court for the Western District of North Carolina, at
Charlotte. Graham C. Mullen, Senior District Judge. (3:18-mc-00202-GCM)
Argued: May 4, 2021 Decided: January 4, 2022
Before KING and DIAZ, Circuit Judges, and FLOYD, Senior Circuit Judge.
Reversed by unpublished opinion. Judge King wrote the opinion, in which Judge Diaz and
Senior Judge Floyd joined.
ARGUED: Melissa Susanne Baldwin, FEDERAL DEFENDERS OF WESTERN
NORTH CAROLINA, INC., Charlotte, North Carolina, for Appellant. Amy Elizabeth
Ray, OFFICE OF THE UNITED STATES ATTORNEY, Asheville, North Carolina, for
Appellee. ON BRIEF: Anthony Martinez, Federal Public Defender, FEDERAL
DEFENDERS OF WESTERN NORTH CAROLINA, INC., Charlotte, North Carolina, for
Appellant. R. Andrew Murray, United States Attorney, OFFICE OF THE UNITED
STATES ATTORNEY, Charlotte, North Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
KING, Circuit Judge:
While leaving the courtroom after watching a plea hearing in the Western District
of North Carolina in November 2018, appellant Precious Laterica Oliphant exclaimed,
“Piece of shit!” The presiding magistrate judge heard Oliphant’s exclamation, ordered
Oliphant brought to the bench, summarily declared her guilty of criminal contempt, and
sentenced her to 10 days of incarceration. Oliphant unsuccessfully sought reconsideration
by the magistrate judge and then appealed to the district court, which affirmed Oliphant’s
contempt conviction. In Oliphant’s further appeal to this Court, however, we reverse the
conviction based on the magistrate judge’s failure to find that Oliphant possessed the
requisite criminal intent.
I.
On November 29, 2018, Oliphant was among the spectators for the plea hearing of
a criminal defendant named Dion Lamar Williams. The transcript reflects that, during the
17-minute hearing, the magistrate judge and the parties reviewed the terms of a plea
agreement between Williams and the government, under which Williams agreed to plead
guilty to an 18 U.S.C. § 1114 charge of attempted murder of a federal postal employee.
Williams’s guilty plea was in exchange for a binding 15-year sentence — five years less
than the 20-year maximum — and dismissal of two other charges. Near the end of the
hearing, the magistrate judge accepted Williams’s guilty plea and indicated that he would
recommend that the district court accept the terms of the plea agreement. The hearing then
concluded at 10:40 a.m. without incident and without adjournment of court.
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As she was exiting the courtroom — following the conclusion of Williams’s plea
hearing and before the next scheduled hearing began — Oliphant exclaimed, “Piece of
shit!” That exclamation was recorded in a separate transcript, which reads in its entirety:
MS. OLIPHANT: Piece of shit[!]
THE COURT: All right. Marshal, bring her back. Stand right up
here between the two tables. Now, what’s your — what’s your name,
ma’am?
MS. OLIPHANT: My name is Precious.
THE COURT: What’s your last name?
MS. OLIPHANT: Oliphant.
THE COURT: I can’t — I can’t hear you.
MS. OLIPHANT: My name is Precious Oliphant.
THE COURT: And what was your — are you here on behalf of the
defendant or what was —
MS. OLIPHANT: Yeah.
THE COURT: — your involvement today?
MS. OLIPHANT: Yes. On behalf of the defendant.
THE COURT: All right. Well, I heard what you said as you were
going out the door and that is — that is not going to be tolerated in this court.
I am not going to tolerate that. So I am going to hold you in summary
criminal contempt for what you said. You said an expletive. You said it
clearly within the hearing of the court and that constitutes what’s called a
summary contempt.
So do you want to say anything before I impose a sentence?
MS. OLIPHANT: No, Your Honor.
THE COURT: All right.
3
UNIDENTIFIED AUDIENCE MEMBER: Judge, Your Honor.
Judge, Your Honor.
THE COURT: No, ma’am. No, ma’am. I don’t need to hear anything
else. She’s responsible for this.
I’ll impose ten days in the custody of the Sheriff — or the Marshal.
I’m sorry.
All right, Marshal[], take her out.
See J.A. 29-30. 1 According to the transcript, Oliphant’s exclamation was made at 10:40
a.m. and the summary criminal contempt proceeding concluded about two minutes later,
at 10:42 a.m.
Later the same day, the magistrate judge entered a written order memorializing his
findings of fact and conclusions of law. See In re Oliphant, No. 3:18-mc-00202 (W.D.N.C.
Nov. 29, 2018), ECF No. 1 (the “Contempt Order”). In pertinent part, the Contempt Order
states:
On November 29, 2018 Oliphant was seated in the courtroom during
[Williams’s plea hearing]. At the conclusion of the hearing, Oliphant began
to leave the courtroom along with some other spectators. Before she reached
the courtroom door, Oliphant shouted “piece of sh-t!” in a loud angry tone.
Court was in session and her voice was loud enough to be heard throughout
the courtroom. The Court directed the Marshals to bring her before the
Court. Oliphant was advised that she was being held in summary criminal
contempt of court.
....
Oliphant’s conduct occurred in the Court’s presence and constituted
misbehavior obstructing the administration of justice. The Court advised
Citations herein to “J.A. __” refer to the contents of the Joint Appendix filed by
1
Oliphant and the government in this appeal.
4
Oliphant that she was being held in summary criminal contempt for her
profane outburst. The Court also allowed her an opportunity to respond.
Based upon the foregoing, the Court finds Defendant guilty of
summary criminal contempt in the presence of the undersigned United States
Magistrate Judge pursuant to 28 U.S.C. §§ 636(e)(2) and (5). Accordingly,
Defendant is committed to the custody of the Attorney General for ten days
imprisonment.
See Contempt Order 1-2.
The following day (November 30, 2018), the then-incarcerated Oliphant requested
appointment of counsel. The district court promptly ordered that counsel be appointed, but
the order was not transmitted to the federal public defender’s office until December 4,
2018.
On December 5, 2018, newly appointed counsel filed Oliphant’s motion for
reconsideration. By her motion, Oliphant requested that the magistrate judge withdraw the
Contempt Order and institute a non-summary criminal contempt proceeding under Federal
Rule of Criminal Procedure 42(a), with notice of the charge against her and the opportunity
to prepare a defense. Alternatively, Oliphant requested that the magistrate judge resentence
her to time served (then seven days).
The motion and a supporting memorandum explained that Oliphant had no criminal
record; that she was a self-employed hair stylist, single mother, and primary provider to
her two teenage children; that the subject of the plea hearing (Williams) was her boyfriend;
and that her “exclamation was a sudden emotional outburst prompted by the situation.”
See J.A. 38-39. Oliphant emphasized that her exclamation “was not directed at the Court
or any of its officers,” and that the Contempt Order “contain[ed] nothing that would
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indicate to the contrary.” Id. at 39. Oliphant also pointed out that “[o]ther than the
existence of the contempt proceeding itself, the record contain[ed] no evidence that [her]
statement, which occurred between hearings, interrupted any judicial process or otherwise
interfered with the actions of any judicial employee.” Id. Additionally, Oliphant
underscored that the magistrate judge was obliged to “consider [her] state of mind.” Id. at
35. In that regard, Oliphant asserted that “[h]er exclamation was emotional, not calculated
or premeditated, nor was it part of a pattern of disruption where she had already been
warned.” Id. at 35-36.
By docket entry of the next day (December 6, 2018), the magistrate judge denied
Oliphant’s motion for reconsideration. The docket entry stated only: “Upon
reconsideration, the Motion is denied. So Ordered.” See J.A. 26. Oliphant was not
released until December 11, 2018 (her 13th day of confinement), due to an error in the
United States Marshals Office. On December 13, 2018, Oliphant filed a notice of appeal
to the district court under 28 U.S.C. § 636(e)(7). More than a year later, on January 15,
2020, the district court denied Oliphant’s appeal without a hearing. See In re Oliphant,
No. 3:18-mc-00202 (W.D.N.C. Jan. 15, 2020), ECF No. 16 (the “District Court Order”). 2
2
Notably, there were misstatements of fact in the District Court Order, including
that Oliphant was a spectator at Williams’s “sentencing hearing” (it was a plea hearing)
and that the hearing “concluded with the magistrate judge’s recommendation that
[Williams] receive a fifteen-year sentence” (the magistrate judge actually said he would
recommend that the district court adopt the plea agreement benefitting Williams with a
binding 15-year, below-statutory-maximum sentence). See District Court Order 1, 3. The
district court also highlighted the fact — not known to the magistrate judge at the time of
(Continued)
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Oliphant timely noted her further appeal to this Court. We possess jurisdiction
pursuant to 28 U.S.C. § 1291.
II.
In this appeal, Oliphant challenges her contempt conviction on several grounds,
including that the evidence was insufficient to prove — and the magistrate judge failed to
make any finding — that she possessed the requisite criminal intent. We conclude that the
lack of such a finding renders Oliphant’s conviction fatally flawed.
A.
As a threshold matter, we recognize that under the generally applicable standards of
review, we assess the magistrate judge’s legal conclusions de novo and his factual findings
for clear error. See United States v. Peoples, 698 F.3d 185, 189 (4th Cir. 2012). In
evaluating the sufficiency of the evidence, we ask whether “there is substantial evidence
to support the verdict,” i.e., “evidence that a reasonable finder of fact could accept as
Oliphant’s summary criminal contempt proceeding — that Williams was Oliphant’s
boyfriend. Id. at 1.
From there, the district court made two original findings on the premise that
Oliphant was angry at the magistrate judge for what occurred during Williams’s hearing:
(1) that it was “clear that [Oliphant’s exclamation] was directed at the magistrate judge”;
and (2) that such “disruptive outburst of profanity — timed as she exited the courtroom to
avoid accountability — was self-evidently intended to show contempt for the court.” See
District Court Order 3, 5 (internal quotation marks omitted). The court also endorsed the
magistrate judge’s bare finding that Oliphant obstructed the administration of justice,
elaborating that she “delayed the magistrate judge and court personnel from moving on to
new matters” and caused “a marshal . . . to leave his post to stop [Oliphant] from leaving
the courtroom[] and a clerk . . . to create a new case for this matter.” Id. at 4.
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adequate and sufficient to support a conclusion of [Oliphant’s] guilt beyond a reasonable
doubt.” See id. (internal quotation marks omitted).
The government maintains, however, that we should review Oliphant’s contempt
conviction for plain error only, on the ground that Oliphant failed to immediately object to
the summary proceeding or the magistrate judge’s verdict. See In re Gates, 600 F.3d 333,
337 (4th Cir. 2010) (conducting plain error review where “Gates did not object to the
summary procedure employed by the district court in its consideration of criminal contempt
sanctions against him, nor did he specifically challenge the sufficiency of the evidence to
satisfy the elements of a criminal contempt offense”). Under the plain error standard, we
are required to uphold Oliphant’s conviction unless we conclude not only that the
magistrate judge committed a plain and prejudicial error, but also that “the error seriously
affects the fairness, integrity or public reputation of judicial proceedings.” See id. (quoting
United States v. Olano, 507 U.S. 725, 732 (1993)).
Oliphant contends that the plain error standard does not apply because the
magistrate judge did not accord her a meaningful opportunity to respond during the
summary contempt proceeding and because she thereafter sought reconsideration. As
further explained below, we need not decide whether our review should be limited to plain
error because even under that stringent standard, Oliphant’s contempt conviction must be
reversed.
B.
Pursuant to our precedent, a criminal contempt conviction requires proof beyond a
reasonable doubt of the following elements: “(1) misbehavior of a person, (2) which is in
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or near to the presence of the Court, (3) which obstructs the administration of justice, and
(4) which is committed with the required degree of criminal intent.” See Peoples, 698 F.3d
at 189 (internal quotation marks omitted). The intent element may be satisfied by “a
volitional act done by one who knows or should reasonably be aware that his conduct is
wrongful.” See United States v. Marx, 553 F.2d 874, 876 (4th Cir. 1977) (internal quotation
marks omitted).
Here, the magistrate judge made no finding during the summary criminal contempt
proceeding or in the Contempt Order that Oliphant possessed the requisite criminal intent.
Indeed, even after Oliphant argued in support of her motion for reconsideration that the
magistrate judge was obliged to “consider [her] state of mind,” see J.A. 35, the magistrate
judge remained silent on the intent element. 3
The failure of a finder of fact to make a finding on an essential element of the
criminal offense may sometimes be excused as harmless. See, e.g., United States v.
Aramony, 88 F.3d 1369, 1383-85 (4th Cir. 1996). But even under the plain error standard,
that can occur only if, in pertinent part, the fact finder inevitably would have deemed the
element to be satisfied in the face of overwhelming evidence. See United States v. Cedelle,
89 F.3d 181, 186 (4th Cir. 1996).
3
Although the district court later made an original finding in Oliphant’s initial
appeal that her exclamation “was self-evidently intended to show contempt for the court,”
see District Court Order 5 (internal quotation marks omitted), that finding is not entitled to
any deference. As the Supreme Court has explained in reviewing a contempt conviction,
“the question is not upon what evidence the trial judge could find petitioner guilty but upon
what evidence the trial judge did find petitioner guilty.” See Eaton v. City of Tulsa, 415
U.S. 697, 698 (1974) (per curiam).
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Crucially, there is not overwhelming evidence that Oliphant possessed the requisite
criminal intent. This is not a case, for example, where a person engaged in disruptive
conduct, the court warned the person to cease the conduct or face a contempt conviction,
and the person repeated the conduct anyway. See In re Chaplain, 621 F.2d 1272, 1276-77
(4th Cir. 1980) (affirming contempt conviction based on conduct that occurred following
court’s warning). Rather, with no prior warning that her conduct would be considered
wrongful, Oliphant engaged in a single outburst. Moreover, she did so when no court
proceeding was being conducted and while she was leaving the courtroom. Those
circumstances can easily be viewed as suggestive of the absence — rather than the presence
— of criminal intent. Thus, the evidence that Oliphant possessed the requisite criminal
intent is not overwhelming and her contempt conviction cannot stand. 4
C.
Finally, we note the government’s request for a remand should we conclude — as
we do today — that the magistrate judge failed to make any necessary findings. The
4
Because we reverse Oliphant’s contempt conviction on the basis of the magistrate
judge’s failure to find the requisite criminal intent, we need not reach and assess Oliphant’s
other grounds for contesting her conviction. Those include that the conviction was
constitutionally infirm under the Supreme Court’s Eaton decision, see 415 U.S. at 698(recognizing that a “single isolated usage of street vernacular, not directed at the judge or
any officer of the court, cannot constitutionally support the conviction of criminal
contempt”); that there was insufficient evidence that Oliphant’s exclamation was
obstructive even under the standard recited in our Peoples decision, see 698 F.3d at 191
(explaining “that the delay and distraction resulting from a court’s investigation of
misconduct can be considered in determining if a defendant has obstructed the
administration of justice”); and that the magistrate judge abused his discretion by
conducting the summary (rather than a non-summary) proceeding.
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government has identified no authority for the proposition that the magistrate judge should
be accorded an opportunity to make findings now that he failed to make before, and we
deny the requested remand as unwarranted and inappropriate. We also emphasize what the
Supreme Court and our Court have long cautioned: that summary criminal contempt
proceedings should be employed only in exceptional circumstances. See, e.g., Sacher v.
United States, 343 U.S. 1, 8 (1952) (“Summary punishment always, and rightly, is regarded
with disfavor . . . .”); United States v. Willett, 432 F.2d 202, 205 (4th Cir. 1970) (“Such
procedure should be used only to fill the need for immediate penal vindication of the
dignity of the court.” (internal quotation marks omitted)).
III.
Pursuant to the foregoing, we reverse Oliphant’s criminal contempt conviction, as
imposed by the magistrate judge.
REVERSED
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