In re: Rhetta Daniel ( 2022 )

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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 19-9512
In the Matter of Rhetta Moore Daniel, Esquire,
Respondent.
On Notice to Show Cause Before the Fourth Circuit Standing Panel on Attorney Discipline.
Argued: September 13, 2022 Decided: December 28, 2022
Before DIAZ, THACKER, and QUATTLEBAUM, Circuit Judges.
Reciprocal disbarment imposed by unpublished per curiam opinion.
Elizabeth Kinland Shoenfeld, VIRGINIA STATE BAR, Richmond, Virginia, for
Prosecuting Counsel. Rhetta M. Daniel, Richmond, Virginia, for Respondent.
Unpublished opinions are not binding precedent in this circuit.
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PER CURIAM:
This matter comes before this Court’s Standing Panel on Attorney Discipline on a
Notice to Show Cause. By that Notice, Respondent Rhetta Moore Daniel was directed to
show cause why she should not be suspended from practice before this Court. Respondent
filed her Response to the Notice to Show Cause, by which she requested a hearing under
Local Rule 46(g)(9). This Court imposed an interim suspension and deferred further
consideration pending disposition of Respondent’s appeal to the Supreme Court of
Virginia. The Virginia Supreme Court dismissed the appeal based on Respondent’s failure
to file an opening brief. Respondent informed this Court that no other proceedings were
pending in state court and renewed her request for a hearing. Having granted Respondent’s
request for a hearing, this Court appointed Assistant Bar Counsel from the Virginia State
Bar as prosecuting counsel in this proceeding. Upon completion of formal briefing, the
Standing Panel on Attorney Discipline heard oral argument.
The Virginia State Bar Disciplinary Board revoked Respondent’s law license after
finding that she violated multiple rules of professional conduct in two separate lawsuits. In
finding revocation to be the appropriate sanction, the Board reasoned:
The evidence presented in this proceeding
demonstrate[s] that Respondent intentionally misused the
judicial process by failing to abide by court rules concerning
discovery in the Suffolk lawsuit, falsely accusing Judge
Daffron and Judge Bondurant of improper or criminal
behavior, submitting false information about settlement in the
Suffolk lawsuit, and engaging in rude and disruptive behavior
during hearings in both the Charles City and Suffolk lawsuits.
The harmful consequences of Respondent’s actions include
awards of sanctions against her clients in both lawsuits, and the
inevitable embarrassment and distress Judge Bondurant, Judge
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Daffron, and opposing counsel in both lawsuits endured as
Respondent engaged in her years-long campaign of baseless
attacks on their competence, reputation, and professionalism.
Revocation is further supported by Respondent’s multiple acts
of misconduct in both lawsuits, as they reflect a pattern of
disdain for the courts and the judicial process.
In its consideration of aggravating and mitigating
factors applicable to the appropriate sanction, the Board found
that the absence of a prior disciplinary record, Respondent’s
lack of a dishonest motive, and the payment of restitution,
albeit by Respondent’s malpractice carrier, were mitigating
factors.
The aggravating factors far outweighed the mitigating
factors, however. The evidence reflects a pattern of
misconduct; multiple offenses; Respondent’s bad faith
obstruction of the disciplinary process by failing to comply
with rules or orders of the disciplinary agency; Respondent’s
refusal to acknowledge the wrongful nature of her misconduct;
the vulnerability of Respondent’s victims, her clients; and
Respondent’s substantial experience in the practice of law.
Virginia State Bar Disciplinary Board Order 23-24, March 22, 2019.
This Court’s authority to impose reciprocal discipline is governed by Rule 46 of the
Federal Rules of Appellate Procedure, which provides that “a member of the court’s bar is
subject to suspension or disbarment by the court if the member . . . has been suspended or
disbarred from practice in any other court.” When imposing discipline based on a state
court’s action, we presume that discipline identical to that imposed by the state court is
appropriate. 4th Cir. R. 46(g) (rules of disciplinary enforcement). We will impose this
presumptive discipline so long as three requirements are met: “(1) the state must have given
the attorney notice of the charges and an opportunity to be heard; (2) the evidence must
support the findings made; and (3) there must be no other ‘grave reason’ for ignoring the
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actions taken.” Wrighten v. United States, 550 F.2d 990, 991 (4th Cir. 1977) (citing Selling
v. Radford, 243 U.S. 46, 51, 37 S.Ct. 377 (1917)).
Respondent argues that Virginia’s attorney discipline procedures constitute an
unlawful usurpation of authority statutorily delegated only to the state’s courts. In
Respondent’s view, this attorney discipline scheme contravenes not only the governing
statutes, but also the state’s constitution, resulting in the type of grave injustice that would
undermine this Court’s reliance on it and preclude imposition of the presumptive reciprocal
discipline.
Authority to discipline attorneys in Virginia is vested by statute in the state’s
Supreme Court. The court’s latitude is broad. It “may promulgate rules and regulations . .
. [p]rescribing procedures for disciplining, suspending, and disbarring attorneys,” so long
as its rules and regulations are not “inconsistent with any statute,” do not “eliminate[ ] the
jurisdiction of the courts to deal with the discipline of attorneys,” and do not preclude an
attorney facing discipline from “demand[ing] to be tried by a court of competent
jurisdiction.” Va. Code § 54.1-3909, -3915.
Exercising its authority to promulgate rules and regulations consistent with state
statutes, the court has codified its attorney discipline procedures in the Rules of the
Supreme Court of Virginia, which delegates “general administrative authority over and
responsibility for” attorney discipline to the Council of the Bar. Va. Sup. Ct. R. Pt. 6 § 4
¶ 13-3. The Council is charged with creating District Committees and Subcommittees,
which may investigate allegations of attorney misconduct. Id. ¶ 13-4, 13-7. The District
Committee or Subcommittee then may submit a Certification of the alleged misconduct to
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the Disciplinary Board, which may impose discipline upon a finding of misconduct
following a hearing. Id. ¶ 13-18. The Disciplinary Board’s disposition is appealable of right
to the Supreme Court of Virginia. Id. ¶ 13-26.
Critically though, any attorney facing discipline may choose to proceed before a
three-judge circuit court rather than before the Disciplinary Board or a District Committee
if the attorney properly objects under the Supreme Court of Virginia’s rules. Va. Code Ann.
§ 54.1-3935.
The Supreme Court of Virginia has considered arguments like those advanced by
Respondent and has concluded that its attorney discipline procedures pass muster. In Fails
v. Virginia State Bar, 265 Va. 3, 574 S.E.2d 530 (2003), an attorney facing discipline
demanded trial by a three-judge court well after the deadline for doing so under the
applicable rule. The Disciplinary Board denied the untimely demand, proceeded with its
scheduled hearing, and revoked the attorney’s license to practice law. On appeal to the
Supreme Court of Virginia, the attorney argued that imposition of a deadline for demanding
a three-judge trial conflicts with the statutory provision guaranteeing the right to such a
trial. The court found no such conflict, observing that the “simple procedural step” of
demanding a three-judge trial within the deadline “neither eliminates the jurisdiction of the
courts to deal with the discipline of attorneys nor denies the right of an attorney to trial by
a three-judge court.” Id. at 7, 574 S.E.2d at 533.
We see no reason to disagree with the Supreme Court of Virginia’s assessment of
its own rules and the law of that state. The Virginia General Assembly has vested the
authority to discipline attorneys in the state in its Supreme Court and authorized that court
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to create procedures for doing so. The Supreme Court has created a system for attorney
discipline, adopting procedures that protect the right of an attorney to be tried by a court in
conformity with state statutes. An attorney who wishes to exercise that right and be tried
by a court rather than by the Disciplinary Board need only make the demand in the time
allowed by the rules.
Like the attorney in Fails, Respondent failed to timely demand a trial by a three-
judge court. Respondent then failed to perfect her appeal of the Disciplinary Board’s
decision by neglecting to file a brief in that case. In short, Respondent has declined to have
her attorney discipline matter considered by Virginia’s courts each time. Respondent
cannot now claim that a grave injustice has been committed. ∗
Respondent’s attempt to characterize her arguments as constitutional does not
change the outcome. Respondent admits that the Virginia General Assembly properly
vested authority to discipline attorneys in the Supreme Court of Virginia. It does not follow
then that the Supreme Court’s exercise of that authority—within the confines of the
relevant statutes—would be unconstitutional. Virginia’s attorney discipline procedures do
∗
Respondent, through counsel, did object to the Disciplinary Board’s jurisdiction
before her hearing. On the first morning of the hearing, however, counsel waived the
argument in Respondent’s absence, informing the Board that the document was not a
motion and that he did not need to be heard on the matter. At oral argument before this
Court, Respondent argued that she was unaware of her attorney’s waiver and should not be
bound by it. But an attorney acts as an agent of the client and that the client is therefore
bound by the attorney’s acts. See, e.g., Farabee v. Clarke, 967 F.3d 380, 392 (4th Cir.
2020) (citing Maples v. Thomas, 565 U.S. 266, 281, 132 S.Ct. 912, 922 (2012)).
Respondent offers no facts that would distinguish her relationship with her counsel from
the agency created by an attorney-client relationship. Respondent is, therefore, bound by
her attorney’s waiver.
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not, as Respondent argues, usurp or supplant the authority of the courts. Rather, they
implement that authority in compliance with state statutes.
Nor can Respondent show that the procedures at issue lack due process. Procedural
due process in attorney discipline proceedings requires only that an attorney must have
“fair notice of the charge against him and an opportunity to explain and defend his actions.”
In re Chipley, 448 F.2d 1234, 1235 (4th Cir. 1971) (citing In re Ruffalo, 390 U.S. 544, 88
S.Ct. 1222, 20 L.Ed.2d 117 (1967)). Respondent does not dispute that she received notice
in compliance with the Rules of the Supreme Court of Virginia. Nor does she argue that
she was unaware of the charges against her or that she lacked the opportunity to refute
those charges.
Finally, Respondent’s contention that the proof offered to the Disciplinary Board
could not support the discipline imposed is conclusory and unconvincing. Although
Respondent denies that her conduct violated each of the rules of professional conduct for
which she was disciplined, she fails to point to any record evidence or lack thereof that
could lead this Court to agree with her.
Upon consideration of the briefs and oral arguments, we find no want of due process,
infirmity of proof, or other grave reason which would preclude giving the decision of the
Virginia State Bar Disciplinary Board its presumptive effect under this Court’s Local Rule
46(g) and the Supreme Court’s decision in Selling. The Court therefore disbars Rhetta
Moore Daniel from the practice of law before the U.S. Court of Appeals for the Fourth
Circuit.
SO ORDERED
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