Koon v. Rushton , 364 F. App'x 22 ( 2010 )


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  •                              UNPUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    No. 07-7462
    ROBERT HOLLAND KOON,
    Petitioner - Appellant,
    v.
    COLIE RUSHTON, Warden of McCormick Correctional Institution;
    HENRY DARGAN MCMASTER, Attorney General of the State of
    South Carolina,
    Respondents - Appellees.
    Appeal from the United States District Court for the District of
    South Carolina, at Anderson. R. Bryan Harwell, District Judge.
    (8:05-cv-02523-RBH)
    Argued:   December 4, 2009                 Decided:   February 5, 2010
    Before TRAXLER, Chief Judge, and AGEE and DAVIS, Circuit Judges.
    Affirmed by unpublished per curiam opinion.
    ARGUED: Richard Donald Dietz, KILPATRICK STOCKTON, LLP, Winston-
    Salem, North Carolina, for Appellant.     William Edgar Salter,
    III, OFFICE OF THE ATTORNEY GENERAL OF SOUTH CAROLINA, Columbia,
    South Carolina, for Appellees.      ON BRIEF: Adam H. Charnes,
    Dustin T. Greene, KILPATRICK STOCKTON, LLP, Winston-Salem, North
    Carolina, for Appellant.       Henry Dargan McMaster, Attorney
    General, Donald J. Zelenka, Assistant Deputy Attorney General,
    OFFICE OF THE ATTORNEY GENERAL OF SOUTH CAROLINA, Columbia,
    South Carolina, for Appellees.
    Unpublished opinions are not binding precedent in this circuit.
    2
    PER CURIAM:
    Robert Holland Koon (“Koon”) appeals the judgment of the
    United States District Court for the District of South Carolina,
    which    dismissed        his   petition     for      a    Writ    of   Habeas    Corpus
    (hereinafter “habeas petition”) pursuant to 
    28 U.S.C. § 2254
    .
    Pursuant     to     
    28 U.S.C. § 2253
    (c),        this     Court    granted      a
    certificate        of    appealability      as   to       three    issues.       For    the
    following reasons, we affirm the judgment of the district court.
    I.
    A. State Proceedings
    In January 1997, the offices of the Cherokee County, South
    Carolina Department of Probation, Pardon, and Parole Services
    (“probation        office”)     were   burglarized.           Several    offices       were
    ransacked and a number of items were stolen, including money, a
    cellular telephone, badges, two sets of handcuffs, a two-way
    radio, and a .357 revolver.
    Several days later, police received a call reporting that a
    man armed with a gun was beating on the door of the residence of
    Jerry    Sutherland       (“Sutherland”).          When      the   officers      arrived,
    Sutherland pointed to the back of the home and told them “he’s
    back    in   the    bedroom.”     J.A.     97.     Upon      entering    the     bedroom,
    officers found Koon hiding under the bed.                          After his arrest,
    officers searched the area and found a .357 revolver located
    3
    under the same side of the bed where Koon had been found.                          The
    revolver was the gun stolen from the probation office and Koon
    was then charged with grand larceny and second degree burglary.
    At his arraignment, Koon requested an attorney.                         However,
    before an attorney was provided, officers questioned Koon about
    the burglary and Koon led them to the location of other items
    stolen from the probation office, including badges, telephones,
    and the two-way radio.        During trial, the court granted a motion
    to suppress that evidence (hereinafter “suppressed evidence”),
    holding that the “state has failed to . . . prove” that “the
    defendant was [not] denied right to counsel.” J.A. 90.
    During preparation for trial, Koon communicated with the
    trial court on several occasions.               On April 3, 1998, Koon sent a
    letter to the court, stating that he was “informing the court I
    am asserting my rights under Faretta v. California to represent
    my-self, to insure [sic] that matters raised in this letter and
    other matters are raised at my trial.” J.A. 65.                      The trial court
    forwarded    the    letter    to    Koon’s      counsel,      with    the   following
    instructions: “If there needs to be a hearing with Mr. Koon or
    you   just   need   to    speak    with    Judge   Hayes      about    this    letter,
    please don’t hesitate to call our office.” J.A. 74.
    Koon   wrote       several    more       letters   to     the    trial     court
    requesting that the court issue subpoenas, but contradicting his
    initial correspondence stating that he “may” represent himself,
    4
    J.A. 70, 71, noting his “possible (pro se) representation,” J.A.
    71, and signing the letters as a “Pro Se Defendant.” J.A. 70,
    71, 76.    In these letters, Koon also made several references to
    “my attorney,” Mitch Slade (“Slade”), informing the court that
    Slade “may supeano [sic] additional witnesses,” J.A. 73, that
    the   court    send    a   copy   of   its    response   to   Koon   and   to   his
    attorney, and directing the court to contact “my atty. Mitch
    Slade.” J.A. 76.            The court returned these letters to Koon,
    directing him “to make this request to your attorney.” J.A. 70.
    During trial, the State called Sutherland as a witness.
    Sutherland testified that Koon came to his house on the day of
    his arrest and showed him the stolen gun.                Sutherland testified
    that Koon left after showing him the gun and returned later
    “beating on the door.” J.A. 172.                At that point, Sutherland’s
    step-son      and/or    his   wife     became   frightened     and    called    the
    police.    Sutherland testified that as officers arrived, Koon ran
    into the woods.         Sutherland and his wife later found Koon in a
    back area of the home, at which point the officers returned and
    found Koon.
    During     cross-examination,           defense    counsel       questioned
    Sutherland concerning his version of events, his relationship
    with Koon, and his drinking habits.                Sutherland testified that
    he and Koon were friends and that he drinks everyday.                      Defense
    counsel    did    not      question    Sutherland    about    or     impeach    his
    5
    credibility     as       to    his   two   previous        convictions        of     providing
    false information to a law enforcement officer.
    Regarding this decision, defense counsel later testified at
    the state post-conviction hearing (“PCR hearing”) that “[w]hen
    we first started working on this case, Mr. Koon thought that Mr.
    Sutherland was gonna [sic] offer some testimony that would of
    [sic] been helpful to him.                   I mean they were, they had been
    friends for a long time.               And he thought that he would be a . .
    . more favorable witness.” J.A. 333.                       However, by the time the
    trial    arrived,        Sutherland        was      “no    longer       allied      with     the
    defendant,” J.A. 333, and counsel testified that “I think our
    position,     mine       and     Mr.     Koon’s       position      .    .     .    was     that
    [Sutherland] was just too drunk to remember what was going on.”
    J.A. 334.      Although he could not “recall specifically” why he
    did     not   use    Sutherland’s          past       convictions,           J.A.    335,    he
    maintained that the defense’s goal was to show “that [Sutherland
    and Koon] were friends and that he was a, a drunk or that he was
    drunk . . . a lot of times when these events were going on.”
    J.A. 336.
    The defense called two witnesses at trial, who testified
    that Koon was with them the evening of the burglary.                                Koon also
    testified in his own defense and explained the presence of his
    fingerprints        on    a    ledger      card      in   the    probation          office   by
    testifying     that       he    looked     at       the   card   in     the    presence       of
    6
    probation officers during a fee dispute prior to the burglary.
    Koon explained his connection with the stolen gun by testifying
    that a man named Charles Blackwell (“Blackwell”) had earlier
    shown him the gun, Koon then drove Blackwell to Sutherland’s
    home for the purpose of selling the gun, and that Sutherland
    purchased the gun from Blackwell.              On the day of his arrest,
    Koon testified that he had been drinking with Sutherland, that
    everything was “like a blur,” J.A. 227, and that he could not
    remember why he was under the bed next to the stolen gun.
    During    cross-examination      the    State    questioned     Koon    about
    the suppressed evidence, asking whether he had ever seen the
    stolen   items   and   what   he   did      with   them.    Defense     counsel
    objected to the line of questioning; however, the trial court
    allowed the State to continue, finding that Koon had waived his
    rights by taking the stand.           Ultimately, Koon testified either
    that he was not sure whether he had seen some of the items, or
    denied seeing the suppressed evidence other than while in police
    custody.      The State never impeached Koon on the veracity of
    these statements, nor did the State contradict Koon’s testimony.
    Koon was convicted of burglary and grand larceny.                      He was
    sentenced to life without parole for second degree burglary and
    five years, consecutive, for grand larceny.
    Koon   appealed    the   trial    court’s       decision   to   the     South
    Carolina Court of Appeals, which affirmed the conviction.                     Koon
    7
    then filed a post-conviction relief (“PCR”) application with the
    South Carolina Court of Common Pleas (“PCR court”), alleging
    multiple errors and attesting that “he is being held in custody
    unlawfully due to the ineffective assistance of counsel.” J.A.
    351.        The PCR court conducted a hearing and found that Koon
    “failed to carry his burden of proof to show that his trial
    counsel’s         representation          fell        below      reasonable         professional
    norms       or    that     he     was   prejudiced          by    the    alleged          deficient
    representation.” J.A. 367.
    Koon then petitioned for Writ of Certiorari to the Supreme
    Court of South Carolina, which was denied on its merits.                                     Koon’s
    motion for reconsideration/rehearing en banc was denied.
    B. Habeas Proceedings
    In    2005,       Koon     filed   a   habeas          petition     in       the   district
    court.           The petition listed numerous issues, including those
    raised here, as well as various other claims of trial error and
    ineffective assistance of counsel.                         In response, the State filed
    a   motion        for    summary    judgment         and    Koon    filed       a    response     in
    opposition.
    The magistrate judge recommended granting summary judgment
    to the State and dismissing all claims except Claim 7: “whether
    [the    state]          court’s    summary       conclusion        that     [Koon]         was   not
    prejudiced         by      the     failure       to     impeach         Sutherland         was    an
    8
    unreasonable     application       of    Strickland.”         J.A.   505.         The
    magistrate judge found that defense counsel’s failure to impeach
    Sutherland on his prior convictions fell below the applicable
    reasonableness       standard    and    that    the   error    prejudiced        Koon.
    Thus, the magistrate judge found that “genuine issues of fact
    remain as to whether the PCR court’s summary conclusion that the
    petitioner     was    not   prejudiced         by   the   failure    to     impeach
    Sutherland was an unreasonable application of Strickland.” J.A.
    505.
    After   the     parties     filed       timely     objections        to    the
    magistrate’s report, the district court adopted the report and
    recommendation, except as to Claim 7.                   As to that issue, the
    district court found that Koon “has not shown that his attorney
    was ineffective under Strickland regarding the cross-examination
    of Sutherland and there was not an unreasonable application of
    federal law by the state court.” J.A. 564.                    In accordance with
    these findings, the district court granted summary judgment to
    the State on all issues and denied Koon’s habeas petition.
    Koon timely appealed the district court’s order denying his
    habeas petition.       This Court has appellate jurisdiction pursuant
    to 
    28 U.S.C. §§ 1291
     and 2254 and granted a certificate of
    appealability as to three issues: (1) whether Koon’s right to
    self-representation was violated; (2) whether Koon’s counsel was
    ineffective for failing to impeach Sutherland; and (3) whether
    9
    Koon   was    improperly         questioned     about      the     suppressed      evidence
    during cross-examination.
    II.
    The decision of a district court on a matter of habeas
    corpus relief is reviewed de novo and under the standards set
    forth in 
    28 U.S.C. § 2254
    .                Bell v. Ozmint, 
    332 F.3d 229
    , 233
    (4th Cir. 2003).            Under the Antiterrorism and Effective Death
    Penalty      Act    of    1996    (“AEDPA”),     if    the        issue    on   appeal    was
    adjudicated in state court, as it was here, this Court
    may award habeas corpus relief . . . only if the
    adjudication “resulted in a decision that was contrary
    to, or involved an unreasonable application of,
    clearly established Federal law, as determined by the
    Supreme Court of the United States” or “resulted in a
    decision   that   was    based   on   an  unreasonable
    determination of the facts in light of the evidence
    presented in the State court proceeding.”
    Cummings v. Polk, 
    475 F.3d 230
    , 237 (4th Cir. 2007) (quoting 
    28 U.S.C. § 2254
    (d)).
    In    Bell    v.    Cone,    the   Supreme      Court        held    that    a   state
    court’s decision is “contrary to” clearly established federal
    law    “if   the    state    court    applies     a        rule    different       from   the
    governing law set forth in our cases, or if it decides a case
    differently         than    we     have   done        on     a     set     of   materially
    indistinguishable facts.” 
    535 U.S. 685
    , 694 (2002).                                 A state
    court’s decision is an “unreasonable application” of federal law
    10
    “if the state court correctly identifies the governing legal
    principle from our decisions but unreasonably applies it to the
    facts of the particular case.” 
    Id.
                          However, “it is not the
    province      of    a    federal    habeas    court   to   reexamine      state-court
    determinations on state-law questions.” Estelle v. McGuire, 
    502 U.S. 62
    , 67-68 (1991).
    III.
    A. Right to Self-Representation
    Koon argues that that he made repeated requests to proceed
    pro se to the trial court and that he never waived his right to
    represent himself.              Koon contends that the trial court violated
    his Sixth Amendment rights by either ignoring or denying his
    requests and by failing to conduct a hearing on the issue, which
    he argues was required under Faretta v. California, 
    422 U.S. 806
    (1975).       Koon claims that, because a violation of the Sixth
    Amendment is a structural error, it requires automatic reversal
    of his convictions.
    The   PCR       court   considered    this    claim   in    the   context    of
    whether Koon’s counsel was ineffective for failing to request a
    Faretta hearing and held that Koon’s “testimony concerning his
    desire to proceed pro se was not credible.                         [He] admitted at
    trial    that      Mr.    Slade    represented    him    well.”    J.A.   353.      The
    Supreme Court of South Carolina considered the same issue, as
    11
    well    as    whether      the   trial          court   violated       Koon’s       rights   by
    failing to conduct a Faretta inquiry sua sponte.                                  The Supreme
    Court of South Carolina noted that Koon’s “request to proceed
    pro    se    was    considered        by    this      Court    in     its    review     of   the
    petition      for    a    writ   of    certiorari,           both     in    the    context   of
    ineffective assistance of counsel and trial court error,” J.A.
    465, and found that both arguments lacked merit.
    In Faretta, the Supreme Court held that “a State may [not]
    hale a person into its criminal courts and there force a lawyer
    upon him, even when he insists that he wants to conduct his own
    defense.” 
    422 U.S. at 807
    .                  This is because, “implicit . . . in
    the Sixth Amendment’s guarantee of a right to the assistance of
    counsel, is ‘the right of the accused personally to manage and
    conduct      his    own    defense         in    a    criminal       case.’”      
    Id. at 817
    (quoting United States v. Plattner, 
    330 F.2d 271
    , 274 (2d Cir.
    1964)).       Thus, “[u]nless the accused has acquiesced in . . .
    representation,           the    defense         presented       is     not       the   defense
    guaranteed him by the Constitution, for, in a very real sense,
    it is not his defense.” Id. at 821.                         Accordingly, a defendant’s
    choice to proceed pro se “must be honored out of ‘that respect
    for the individual which is the lifeblood of the law.’” Id. at
    834    (quoting     Illinois      v.       Allen,     
    397 U.S. 337
    ,     350-51   (1970)
    (Brennan, J., concurring)).
    12
    The Faretta Court also cautioned that, because “[w]hen an
    accused manages his own defense, he relinquishes . . . many of
    the traditional benefits associated with the right to counsel .
    .   .[,]      in     order      to    represent      himself,        the   accused      must
    ‘knowingly          and      intelligently’          forgo      those       relinquished
    benefits.” 1        Id.    at    835.      Thus,     the     right    attaches     when    a
    defendant         “clearly      and   unequivocally        declare[s]      to    the   trial
    judge       that    [the    defendant]     want[s]      to    represent     himself      and
    d[oes] not want counsel.” Id. at 835.
    Although Faretta recognized the importance of the right to
    self-representation,             “courts    have     assumed     that      the   right    to
    self-representation and the right to representation by counsel,
    while independent, are essentially inverse aspects of the Sixth
    Amendment and thus that assertion of one constitutes a de facto
    waiver of the other.” United States v. Singleton, 
    107 F.3d 1091
    ,
    1096       (4th    Cir.    1997).       Thus,    “[a]   trial    court      evaluating     a
    defendant’s request to represent himself must ‘traverse . . . a
    1
    Contrary to Koon’s assertions, Faretta does not require a
    formal hearing.    Instead, Faretta requires that a defendant
    “should be made aware of the dangers and disadvantages of self-
    representation, so that the record will establish that ‘he knows
    what he is doing and his choice is made with eyes open.’”
    Faretta, 
    422 U.S. at 835
     (quoting Adams v. United States ex rel.
    McCann, 
    317 U.S. 269
    , 279 (1942)).    The Faretta Court “did not
    lay down detailed guidelines concerning what tests or lines of
    inquiry a trial judge is required to conduct to determine
    whether the defendant’s decision was ‘knowing and intelligent.’”
    United States v. Gallop, 
    838 F.2d 105
    , 109 (4th Cir. 1988).
    13
    thin line’ between improperly allowing the defendant to proceed
    pro se, thereby violating his right to counsel, and improperly
    having the defendant proceed with counsel, thereby violating his
    right to self-representation.” Fields v. Murray, 
    49 F.3d 1024
    ,
    1029 (4th Cir. 1995) (en banc).                    Ultimately though, “[o]f the
    two rights, . . . the right to counsel is preeminent and hence,
    the default position.” Singleton, 
    107 F.3d at 1096
    ; Tuitt v.
    Fair, 
    822 F.2d 166
    , 174 (1st Cir. 1987) (“Where the two rights
    are   in     collision,    the      nature     of    the    two     rights    makes    it
    reasonable to favor the right to counsel . . . .”).
    Thus, it follows that “[a] defendant can waive his Faretta
    rights,” McKaskle         v.   Wiggins,      
    465 U.S. 168
    ,    182    (1984),    and
    those   rights    may     be   more    easily       waived    than     the    right    to
    counsel. See Singleton, 
    107 F.3d at 1096
    ; Williams v. Bartlett,
    
    44 F.3d 95
    , 100 (2d Cir. 1994) (“Once asserted, . . . the right
    to self-representation may be waived through conduct indicating
    that one is vacillating on the issue or has abandoned one’s
    request      altogether.”);      Dorman      v.     Wainwright,      
    798 F.2d 1358
    ,
    1365-66 (11th Cir. 1986) (“[U]nlike other constitutional rights,
    the right to be one’s own counsel can easily be overlooked or
    waived if a defendant does not properly invoke the right or
    inadvertently      waives      it    through       some    procedural       misstep.”);
    Brown   v.    Wainwright,      
    665 F.2d 607
    ,     611    (5th    Cir.     1982)   (“A
    waiver may be found if it reasonably appears to the court that
    14
    defendant       has    abandoned   his     initial       request   to     represent
    himself.”).
    We find that Koon waived his right to self-representation
    and thus the PCR court and the Supreme Court of South Carolina
    did not decide contrary to, or unreasonably apply, Faretta and
    McKaskle. 2      After his initial assertion of his Faretta rights,
    Koon       displayed   equivocating,      contradicting,        and     vacillating
    behavior.       He stated in a letter to the trial court that he
    “may” represent himself, J.A. 70, 71, and noted his “possible
    (pro se) representation.” J.A. 71 (emphasis added).                      Koon also
    never stated while in front of the trial court that he wished to
    proceed pro se, although he had multiple opportunities to do so.
    Furthermore,      in   Koon’s     letters    to    the   court,    he   made
    several references to “my attorney,” informing the court that
    Slade “may supeano [sic] additional witnesses,” J.A. 73, that
    the court send a copy of its response to himself and to his
    attorney, and directing the court to contact “my atty. Mitch
    Slade.” J.A. 76 (emphasis added).                  Clearly, Koon invited and
    accepted the participation of Slade in his defense, and “[a]
    2
    Neither court cited Faretta or McKaskle.     However, “to
    avoid [the] pitfall of rendering decision[s] ‘contrary to’
    federal law, [the] state court need not cite or even be aware of
    relevant Supreme Court cases, ‘so long as neither the reasoning
    nor the result of the state-court decision contradicts them.’”
    Barbe v. McBride, 
    521 F.3d 443
    , 456 n. 19 (4th Cir. 2008)
    (quoting Early v. Packer, 
    537 U.S. 3
    , 8 (2002)).
    15
    defendant’s invitation to counsel to participate in the trial
    obliterates         any     claim       that       the    participation             in        question
    deprived      the    defendant          of     control         over     his       own        defense.”
    McKaskle, 
    465 U.S. at 182
    .                     Thus, Koon’s “pro se efforts were
    undermined      primarily          by    his     own,      frequent         changes          of     mind
    regarding counsel’s role.” 
    Id.
    Consequently,          the    PCR      court’s       and    the       Supreme          Court      of
    South    Carolina’s          decisions          were      not     contrary           to,       or       an
    unreasonable         applicable         of,      Supreme         Court       precedent            under
    Faretta or McKaskle.
    B. Ineffective Assistance of Counsel Claim
    Koon    argues        that    defense          counsel’s        failure           to    impeach
    Sutherland with evidence that he had twice been convicted of
    giving false statements to the police was deficient performance
    under    Strickland         v.   Washington,             
    466 U.S. 668
            (1984),        which
    worked   to    his        prejudice.           Koon      contends       that       “there         is    no
    evidence      that    trial        counsel’s          decision        not     to    impeach            Mr.
    Sutherland was part of any trial strategy,” Appellant’s Br. 25,
    and   Sutherland’s          testimony        was     “central      to       the    prosecution’s
    case.” Appellee’s Br. 24 (quotation omitted).
    The PCR court considered the issue and held that “[t]rial
    counsel testified at the PCR evidentiary hearing that the most
    beneficial information that he got out on cross examination of
    16
    Southerland [sic] was that he was a chronic drunk and that his
    memory was not reliable.          Trial counsel’s testimony concerning
    his strategy with regard to Southerland [sic] was credible.”
    J.A.   362.     The     court,    citing       Strickland,          found    that    “the
    Applicant     failed    to    carry    his     burden     to    show        that    trial
    counsel’s representation fell below the standard of professional
    reasonableness for a criminal defense attorney in this regard.”
    
    Id.
        Furthermore, the court held that “the Applicant also failed
    to carry his burden of proof to show a reasonable probability
    that the outcome of the trial would have been different but for
    trial counsel’s alleged deficient representation.” 
    Id.
    A petitioner asserting a claim for ineffective assistance
    of counsel must satisfy two prongs.              First, the petitioner “must
    show that counsel’s performance was deficient.” Strickland, 
    466 U.S. at 687
    .       Counsel’s performance is deficient if “counsel
    made errors so serious that counsel was not functioning as the
    ‘counsel’ guaranteed the defendant by the Sixth Amendment.” 
    Id.
    Specifically,     the        petitioner      must       show        that      counsel’s
    performance      falls        “below      an      objective            standard        of
    reasonableness,” measured “under prevailing professional norms.”
    
    Id. at 688
    .      The defendant must also “overcome the presumption
    that, under the circumstances, the challenged action might be
    considered     sound     trial    strategy.”        
    Id. at 689
         (internal
    quotations     omitted).         Ultimately,        “[j]udicial         scrutiny       of
    17
    counsel’s performance must be highly deferential,” and “a court
    must indulge a strong presumption that counsel’s conduct falls
    within the wide range of reasonable professional assistance.”
    
    Id.
    Strickland’s        second    prong     directs    that      “[a]n    error     by
    counsel, even if professionally unreasonable, does not warrant
    setting aside the judgment of a criminal proceeding if the error
    had   no    effect   on    the     judgment.”    
    Id. at 691
    .         Thus,    “the
    defendant must show that the deficient performance prejudiced
    the defense.” 
    Id. at 687
    .            However, “[i]t is not enough for the
    defendant to show that the errors had some conceivable effect on
    the outcome of the proceeding.” 
    Id. at 693
    .                        Instead, “[t]he
    defendant must show that there is a reasonable probability that,
    but   for   counsel’s      unprofessional       errors,      the    result     of    the
    proceeding would have been different.” 
    Id. at 694
    .
    The PCR court’s conclusion that Koon failed to carry his
    burden     of   showing    that    his   counsel   was       ineffective      was    not
    contrary to or an unreasonable application of Strickland.                            The
    defense had the articulable strategy of showing that Sutherland
    was a chronic drunk and thus his recollection of events was
    unreliable.      Pursuant to Strickland, it was not unreasonable for
    the PCR court to find that counsel’s strategy was within “the
    wide range of professionally competent assistance.” Strickland,
    
    466 U.S. at 690
    .
    18
    Moreover, even if defense counsel’s performance fell below
    the objective standard of reasonableness, Koon did not show that
    there was a reasonable probability that, but for the deficiency,
    the result of his trial would have been different.                         Although
    Sutherland’s testimony was beneficial to the Government’s case,
    it    was   not   crucial.      Koon   had   the   gun    in   his    constructive
    possession when he was arrested, and his fingerprints were found
    on a ledger card in the probation office.                In addition, officers
    testified that an eyewitness reported that he saw a man armed
    with a gun pounding on Sutherland’s door, which was presumably
    Koon.       Consequently, it was not unreasonable for the PCR court
    to find that Koon did not carry his burden as to the second
    Strickland prong.
    C. Use of Suppressed Evidence
    During cross-examination, the State questioned Koon about
    the   suppressed      evidence,   asking     him   whether     he    had   seen   the
    stolen      address    book,    walkie-talkies,      or      handcuffs.           Koon
    responded that he had not, or could not remember whether he had.
    During questioning, defense counsel objected to the use of the
    suppressed evidence.           The trial court found that the evidence
    was admissible for impeachment purposes, and found that Koon had
    “waived his right to remain silent.                Once he takes the stand
    [the State is] entitled to ask him everything that he knows.”
    19
    J.A. 283.         Koon raised the issue again on appeal, but the South
    Carolina Court of Appeals did not reach the issue of whether the
    trial court erred.             Instead, that court found that “any error in
    the    trial      judge’s    ruling      is   harmless”      because    “Koon    was    not
    prejudiced         by    the     latitude       afforded       the     State’s    cross-
    examination        because      nothing       incriminating     resulted       from    it.”
    J.A. 302.
    Koon argues that “[a]lthough a defendant may be impeached
    with       excluded     evidence    if    he    testifies      about    that     evidence
    during his direct testimony, the Government may not ‘smuggle in’
    tainted evidence by raising it for the first time on cross-
    examination.” Appellant’s Br. 36-37.                      Koon contends that this
    error       was   not    harmless,       because     “this     case    turned    on     the
    credibility of the witnesses” and “the prosecution’s use of the
    excluded evidence plainly damaged Mr. Koon’s credibility to the
    jury.” Appellant’s Br. 41.
    Assuming, but not deciding, that the trial court correctly
    applied       South     Carolina    Rule       of   Evidence    611(b), 3   the       South
    3
    Rule 611(b) differs from the federal rule.     Consistent
    with the federal rule, the Supreme Court in United States v.
    Havens held that a “defendant’s statements made in response to
    proper cross-examination reasonably suggested by the defendant’s
    direct examination are subject to otherwise proper impeachment
    by the government, albeit by evidence that has been illegally
    obtained and that is inadmissible on the government’s direct
    case, or otherwise, as substantive evidence of guilt.” 
    446 U.S. 620
    , 627-28 (1980) (emphasis added).        However, the South
    (Continued)
    20
    Carolina Court of Appeals’ decision was not unreasonable in any
    case when it found that error, if it existed, did not prejudice
    Koon.     Counsel never contradicted Koon’s assertions that he had
    only seen the evidence in photographs or not at all, nor did
    counsel point out that Koon had known the location of these
    items after the robbery.                    Koon never admitted in front of the
    jury that he possessed the items at any time or that he knew the
    location of the items, and the State did not contradict him.
    Koon    only    admitted         that      he   had     seen   the    probation    officer’s
    address       book    when       he     was     in     the   office     to    report   or    in
    photographs after he was taken into custody, and that he could
    not     remember      whether         he    had      seen    the     specific   badges      and
    handcuffs.
    Furthermore,         a        “harmless-error              standard     applies      in
    determining whether habeas relief must be granted because of
    constitutional error of the trial type.” Brecht v. Abrahamson,
    
    507 U.S. 619
    ,    638       (1993).          The    applicable      test    requires    a
    showing that “the error ‘had a substantial and injurious effect
    or influence in determining the jury’s verdict.’” 
    Id. at 637
    (quoting Kotteakos v. United States, 
    328 U.S. 750
    , 776 (1946)).
    Carolina Rule directs that “[a] witness may be cross-examined on
    any matter relevant to any issue in the case, including
    credibility.” SCRE 611(b).
    21
    This    Court    has    found    that,      “[i]n    applying   Brecht’s      harmless
    error analysis, we must grant a habeas petition if we are in
    ‘grave doubt’ as to the harmlessness of the error.                             ‘‘Grave
    doubt’ exists when, in light of the entire record, the matter is
    so   evenly     balanced      that    the    court    feels    itself   in   ‘virtual
    equipose’       regarding      the    error’s       harmlessness.’”     Richmond    v.
    Polk, 
    375 F.3d 309
    , 335 (4th Cir. 2004) (quoting Fullwood v.
    Lee,    
    290 F.3d 663
    ,   679    (4th    Cir.    2002))    (internal     citations
    omitted).        For the reasons detailed above, we find that any
    error, if it exists, was harmless.
    IV.
    For the foregoing reasons, we conclude that the district
    court    did      not    err     in      denying      Koon’s     habeas      petition.
    Accordingly, the judgment of the district court is
    AFFIRMED.
    22
    

Document Info

Docket Number: 07-7462

Citation Numbers: 364 F. App'x 22

Judges: Agee, Davis, Per Curiam, Traxler

Filed Date: 2/5/2010

Precedential Status: Non-Precedential

Modified Date: 8/7/2023

Authorities (23)

Michael C. Tuitt v. Michael Fair, Massachusetts ... , 822 F.2d 166 ( 1987 )

Richard T. Dorman v. Louie L. Wainwright, Etc. , 798 F.2d 1358 ( 1986 )

Jerome Williams v. George Bartlett, Howard R. Relin, Monroe ... , 44 F.3d 95 ( 1994 )

United States v. Ishmael Gallop , 838 F.2d 105 ( 1988 )

Gary N. Fields v. Edward W. Murray, Director, Virginia ... , 49 F.3d 1024 ( 1995 )

United States v. Raphael Plattner , 330 F.2d 271 ( 1964 )

Willie James Brown v. Louie L. Wainwright, Etc. , 665 F.2d 607 ( 1982 )

Michael Lee Fullwood v. R.C. Lee, Warden of Central Prison, ... , 290 F.3d 663 ( 2002 )

william-henry-bell-v-jon-e-ozmint-director-south-carolina-department-of , 332 F.3d 229 ( 2003 )

Kotteakos v. United States , 66 S. Ct. 1239 ( 1946 )

Daniel Cummings, Jr. v. Marvin Polk, Warden, Central Prison,... , 475 F.3d 230 ( 2007 )

United States v. Frederick Keith Singleton , 107 F.3d 1091 ( 1997 )

Earl Richmond, Jr. v. Marvin L. Polk, Warden, Central ... , 375 F.3d 309 ( 2004 )

Barbe v. McBride , 521 F.3d 443 ( 2008 )

Illinois v. Allen , 90 S. Ct. 1057 ( 1970 )

United States v. Havens , 100 S. Ct. 1912 ( 1980 )

Faretta v. California , 95 S. Ct. 2525 ( 1975 )

Estelle v. McGuire , 112 S. Ct. 475 ( 1991 )

Brecht v. Abrahamson , 113 S. Ct. 1710 ( 1993 )

Bell v. Cone , 122 S. Ct. 1843 ( 2002 )

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