United States v. Dominicus Sitton ( 2022 )

PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 18-4831
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
DOMINICUS DONYALE SITTON,
Defendant - Appellant.
Appeal from the United States District Court for the District of South Carolina, at
Greenville. Bruce H. Hendricks, District Judge. (6:16-cr-00448-BHH-1)
Argued: December 8, 2021 Decided: January 6, 2022
Before AGEE, THACKER, and QUATTLEBAUM, Circuit Judges.
Affirmed by published opinion. Judge Thacker wrote the opinion, in which Judge Agee
and Judge Quattlebaum joined.
ARGUED: Kimberly Harvey Albro, OFFICE OF THE FEDERAL PUBLIC
DEFENDER, Columbia, South Carolina, for Appellant. Katherine Hollingsworth Flynn,
OFFICE OF THE UNITED STATES ATTORNEY, Florence, South Carolina, for
Appellee. ON BRIEF: Sherri A. Lydon, United States Attorney, M. Rhett DeHart, Acting
United States Attorney, Columbia, South Carolina, Elizabeth Jeanne Howard, Assistant
United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Greenville,
South Carolina, for Appellee.
THACKER, Circuit Judge:
This case presents a narrow issue for resolution on appeal -- whether, under South
Carolina law, a juvenile adjudged guilty in general sessions court and sentenced pursuant
to the South Carolina Youthful Offender Act (the “YOA”) is considered to be convicted as
an adult. The South Carolina Supreme Court and South Carolina Code clearly distinguish
juvenile adjudications in family court from adult convictions in general sessions court.
Youthful offenders are convicted in general sessions court. Thus, where, as here, a
defendant is convicted of a South Carolina offense in general sessions court, that conviction
is an “adult conviction” for purposes of the United States Sentencing Guidelines
(“U.S.S.G.” or the “Guidelines”). This is so even if the defendant is a youthful offender
who committed the offense before turning eighteen. Therefore, during sentencing, the
district court correctly applied a Guidelines enhancement that was contingent upon
Appellant having a prior “adult conviction.”
Accordingly, we affirm the sentence imposed by the district court.
I.
After Dominicus Donyale Sitton (“Appellant”) pled guilty to unlawful possession
of a firearm and ammunition in violation of 18 U.S.C. §§ 922(g)(1), 924(a)(2), and 924(e),
the United States Probation Office prepared a presentence investigation report, in which it
determined that Appellant was subject to an enhanced base offense level pursuant to
§ 2K2.1(a)(3) of the Guidelines based on his prior South Carolina first-degree assault and
battery (“SC A&B”) conviction. For the enhancement to apply, a defendant must have a
prior felony conviction for either a crime of violence or a controlled substance offense.
2
U.S.S.G. § 2K2.1(a)(3). The Commentary to the Guideline defines “felony conviction” as
“an adult conviction under the laws of the jurisdiction in which the defendant was
convicted.” Id. at cmt. n.1 (emphasis supplied).
Appellant did not object to the enhancement at sentencing, and the district court
applied the enhancement without discussion. After the district court entered the judgment,
Appellant timely appealed, arguing that the district court erred in applying the
enhancement. Specifically, Appellant contends that his conviction for the SC A&B offense
-- which he committed at sixteen years old and pled guilty to and was sentenced for
pursuant to the YOA at eighteen years old in general sessions court -- is not an “adult
conviction,” and therefore cannot qualify as a predicate offense for the enhancement.
Per the Commentary to the Guideline, to determine if the § 2K2.1(a)(3)
enhancement applies, we look to “the laws of the jurisdiction in which [Appellant] was
convicted.” Id. Here, the relevant jurisdiction is South Carolina.
The South Carolina YOA “sets forth a discretionary sentencing alternative” for
youthful offenders. 1 United States v. Sellers, 806 F.3d 770, 772 (4th Cir. 2015) (internal
1
The YOA defines “youthful offender” as an offender who is:
(i) under seventeen years of age and has been bound over for
proper criminal proceedings to the court of general sessions
pursuant to Section 63-19-1210, for allegedly committing an
offense that is not a violent crime, as defined in Section 16-1-
60, . . . or
(Continued)
3
quotation marks omitted). Upon conviction of a youthful offender in general sessions
court, the sentencing court may: (1) place the youthful offender on probation; (2) sentence
the youthful offender to an indeterminate sentence not to exceed six years; or, if the court
finds that the offender will not benefit from treatment, (3) sentence the youthful offender
“under any other applicable penalty provision.” S.C. Code § 24-19-50.
It is undisputed that Appellant was convicted and sentenced as a youthful offender
for the SC A&B offense at issue. It is also undisputed that if the SC A&B offense did not
result in an adult conviction, the district court erred in applying the enhancement because
Appellant has no other predicate convictions.
II.
Although we generally review de novo whether a prior offense qualifies as a
predicate offense for a Guidelines enhancement, we review such a question for plain error
where, as here, a defendant has not objected to the enhancement before the district court.
United States v. Carthorne, 726 F.3d 503, 509 (4th Cir. 2013). To establish plain error,
Appellant “has the burden of showing: (1) that an error was made, (2) that the error was
plain, and (3) that the error affected his substantial rights.” United States v. Green, 996
F.3d 176, 185 (4th Cir. 2021). “Even then, correction of an error is discretionary, and we
will exercise that discretion only if an error would result in a miscarriage of justice or would
(ii) seventeen but less than twenty-five years of age at the time
of conviction for an offense that is not a violent crime, as
defined in Section 16-1-60 . . . .
S.C. Code Ann. § 24-19-10(d).
4
otherwise seriously affect the fairness, integrity or public reputation of judicial
proceedings.” Id. (internal quotation marks omitted).
As discussed below, because Appellant has not met his burden of showing that an
error was made, we need not reach the second and third elements of the plain error analysis
in this case.
III.
U.S.S.G. § 2K2.1 sets forth the base offense level for offenses involving the
unlawful receipt, possession, or transportation of firearms or ammunition, including 18
U.S.C. § 922(g)(1). As is relevant here, subsection (a)(3) provides that the base offense
level is 22 if: (1) “the offense involved a [] semiautomatic firearm that is capable of
accepting a large capacity magazine” 2; and (2) “the defendant committed any part of the
instant offense subsequent to sustaining one felony conviction of either a crime of violence
or a controlled substance offense.” U.S.S.G. § 2K2.1(a)(3) (emphasis supplied).
Application Note 1 of the Commentary to § 2K2.1 defines “felony conviction” as:
a prior adult federal or state conviction for an offense
punishable by death or imprisonment for a term exceeding one
year, regardless of whether such offense is specifically
designated as a felony and regardless of the actual sentence
imposed. A conviction for an offense committed at age
eighteen years or older is an adult conviction. A conviction for
an offense committed prior to age eighteen years is an adult
conviction if it is classified as an adult conviction under the
laws of the jurisdiction in which the defendant was
convicted (e.g., a federal conviction for an offense committed
prior to the defendant’s eighteenth birthday is an adult
2
Appellant does not dispute that this element is satisfied here.
5
conviction if the defendant was expressly proceeded against as
an adult).
Id. cmt. n.1 (emphasis supplied).
Thus, “[a] conviction for an offense committed prior to age eighteen is an adult
conviction if it is classified as an adult conviction under the laws of the jurisdiction in
which the defendant was convicted.” United States v. Mason, 284 F.3d 555, 560 (4th Cir.
2002) (internal quotation marks omitted). Appellant committed the SC A&B offense when
he was sixteen years old, and he was convicted of the offense when he was eighteen years
old. Pursuant to South Carolina law, he was a youthful offender. See supra note 1 (quoting
S.C. Code § 24-19-10(d)). The question here is whether, under South Carolina law, a
“YOA conviction” in general sessions court is an “adult conviction.”
In State v. Standard, the South Carolina Supreme Court explicitly distinguished a
case “handled as a juvenile adjudication in family court,” which does not result in a
conviction pursuant to the South Carolina Code, 3 from a case in which a juvenile
(Standard) was “tried and adjudicated as an adult . . . in general sessions court,” and thus
convicted. 569 S.E.2d 325, 327–28 nn.2, 6–7 (S.C. 2002). Although Standard was under
eighteen when he committed the predicate offense and therefore a youthful offender, the
court held that he was convicted as an adult. See id. at 328 (“Standard here was tried and
adjudicated as an adult, such that his guilty plea to armed robbery in general sessions court
3
S.C. Code § 63-19-1410 (the Children’s Code) provides, “no adjudication by the
[family] court of the status of a child is a conviction, nor does the adjudication operate to
impose civil disabilities ordinarily resulting from conviction.” S.C. Code § 63-19-1410.
6
is a conviction for purposes of sentencing under S.C. Code § 17-25-45(C)(3) (defining a
conviction as any conviction, guilty plea, or plea of nolo contendere).” (emphasis in
original)). 4
The South Carolina Code similarly distinguishes juvenile adjudications in family
court from adult convictions in general sessions court. For example, the South Carolina
Children’s Code provides:
If a child fourteen years of age or older is charged with an
offense which, if committed by an adult, provides for a term of
imprisonment of ten years or more and the child previously has
been adjudicated delinquent in family court or convicted in
circuit court . . . the court . . . may bind over the child for
proper criminal proceedings to a court which would have trial
jurisdiction of the offense if committed by an adult.
S.C. Code § 63-19-1210(10) (emphasis supplied); see also § 63-19-1210(7) (“Once the
family court relinquishes its jurisdiction over the child and the child is bound over to be
treated as an adult, Section 63-19-2020 dealing with the confidentiality of identity and
fingerprints does not apply.” (emphasis supplied)).
The phrase “adjudicated delinquent” thus has a different connotation than the word
“convicted” under South Carolina law. This accords with common practice: juveniles are
adjudicated delinquent and receive care and treatment or supervision from the Department
4
S.C. Code § 17-25-45 is a recidivist statute, commonly referred to as the “Two-
Strikes Law,” that imposes mandatory enhanced sentences where the defendant has one or
more previous convictions for certain serious offenses. S.C. Code § 17-25-45; see, e.g,
Standard, 569 S.E.2d at 327–28.
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of Juvenile Justice, see S.C. Code § 63-19-1410(A)(3), whereas adults are convicted and
sentenced and supervised by the Department of Corrections, see S.C. Code § 24-19-10(a).
The language in the South Carolina Code associating family court proceedings with
juvenile adjudications and relinquishing protections afforded to children once a child is
“bound over to be treated as an adult” in general sessions court, taken together with the use
of the words conviction and sentence in the YOA, clearly demonstrate that the YOA is
primarily a sentencing statute for a particular group of offenders convicted as adults. See
Ceasar v. Padula, No. C/A 0:10-0486-MBS, 2011 WL 589843, at *6 (D.S.C. Feb. 10,
2011) (“South Carolina’s Youthful Offender Act . . . affords flexibility in sentencing
‘youthful offenders’ charged in or transferred to the general circuit court. Accordingly, if
Petitioner received a sentence under the Youthful Offender Act then, by definition, he was
not adjudicated as a ‘juvenile’ . . . .” (internal citation omitted)), aff’d in part, dismissed in
part, 455 F. App’x 317 (4th Cir. 2011) (per curiam).
Indeed, under the YOA, courts retain discretion to “sentence the youthful offender
under any other applicable penalty provision.” S.C. Code § 24-19-50(4) (emphasis
supplied); see also United States v. Williams, 508 F.3d 724, 727 (4th Cir. 2007) (“The YOA
does not require that South Carolina courts sentence youthful offenders under § 24-19-50.
Rather, it gives courts the option to do so.”). The discretion to sentence youthful offenders
pursuant to other penalty provisions applicable to all persons convicted of adult offenses
further demonstrates that South Carolina “classifies” “youthful offender convictions” as
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“adult convictions,” but affords youthful offenders certain sentencing benefits due to their
age, which is perfectly reasonable. 5
Appellant’s arguments to the contrary are unavailing. Appellant founds his
arguments on South Carolina cases that either predate the Standard decision or that are
distinguishable, and on non-precedential federal cases. For example, Appellant relies
heavily on Gay v. Ariail, 673 S.E.2d 418 (S.C. 2009), in which the South Carolina Supreme
Court clarified the scope of a statute providing youthful offenders with the right to apply
for expungement. Specifically, it held that a youthful offender was eligible to apply for
expungement even if the court imposed a sentence “outside” of the YOA (i.e., a sentence
under a penalty provision other than the YOA). Id. at 420. But, contrary to Appellant’s
contention, the fact that South Carolina provides youthful offenders with distinct
opportunities for expungement does not mean that “youthful offender convictions” are not
“adult convictions.” Indeed, under South Carolina law, one must be an adult (or treated as
one) to be convicted in the first place. In other words, unlike adults convicted of a crime,
juveniles adjudicated delinquent have no record to expunge.
Further, the non-precedential federal cases Appellant relies upon, including United
States v. English, 173 F.3d 852 (4th Cir. 1999) (unpublished table decision), 1999 WL
123556, turn on the premise that South Carolina does not “classify” “youthful offender
5
See, e.g., Gay v. Ariail, 673 S.E.2d 418, 421 (S.C. 2009) (“We find the
Legislature . . . reasonably concluded that persons who had been convicted of non-violent,
misdemeanor offenses at a young age (between 17–25), and who had committed no
subsequent offenses over the course of the next fifteen years, were entitled to be considered
for an expungement.”).
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convictions” as either adult or juvenile. But, as explained above, the Standard decision
and a close review of the South Carolina Code demonstrate that South Carolina does, in
fact, “classify” “youthful offender convictions” as “adult convictions.” And the
classification of “the laws of the jurisdiction in which the defendant was convicted”
controls. U.S.S.G. § 2K2.1 cmt. n.1; see also United States v. McGhee, 651 F.3d 153, 157
(1st Cir. 2011) (declining to rely on “solely objective criteria, framed by the federal courts”
to determine whether a youthful offender was convicted as an adult because the language
in the Commentary focusing on how the jurisdiction of conviction classifies the conviction
“undermin[es] any presumption in favor of a federal standard that disregards state labels.”).
In sum, we hold that the district court properly applied U.S.S.G. § 2K2.1(a)(3) when
sentencing Appellant.
IV.
For the foregoing reasons, the district court’s judgment is
AFFIRMED. 6
6
Appellant’s motion for summary disposition is denied as moot.
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