Jones v. American Postal Workers Union , 192 F.3d 417 ( 1999 )


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  • PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    ROBERT E. JONES,
    Plaintiff-Appellant,
    v.
    AMERICAN POSTAL WORKERS UNION,
    NATIONAL; AMERICAN POSTAL
    WORKERS UNION, LOCAL NUMBER
    4755,
    No. 97-2584
    Defendants-Appellees,
    and
    PATRICIA FERN BUTTS,
    Defendant.
    EQUAL EMPLOYMENT OPPORTUNITY
    COMMISSION,
    Amicus Curiae.
    Appeal from the United States District Court
    for the Northern District of West Virginia, at Martinsburg.
    W. Craig Broadwater, District Judge.
    (CA-96-22-3)
    Argued: June 8, 1999
    Decided: September 10, 1999
    Before ERVIN, HAMILTON, and WILLIAMS, Circuit Judges.
    _________________________________________________________________
    Vacated and remanded by published opinion. Judge Hamilton wrote
    the opinion, in which Judge Ervin and Judge Williams joined.
    _________________________________________________________________
    COUNSEL
    ARGUED: Robert E. Jones, Appellant Pro Se. Robert John Gregory,
    EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Wash-
    ington, D.C., for Amicus Curiae. Susan Lynne Catler, O'DONNELL,
    SCHWARTZ & ANDERSON, P.C., Washington, D.C., for Appellee.
    ON BRIEF: C. Gregory Stewart, General Counsel, Philip B. Sklover,
    Associate General Counsel, Lorraine C. Davis, Assistant General
    Counsel, EQUAL EMPLOYMENT OPPORTUNITY COMMIS-
    SION, Washington, D.C., for Amicus Curiae. Peter J. Leff,
    O'DONNELL, SCHWARTZ & ANDERSON, P.C., Washington,
    D.C., for Appellees.
    _________________________________________________________________
    OPINION
    HAMILTON, Circuit Judge:
    The principal issue in this appeal is whether a labor union that rep-
    resents federal employees may constitute a labor organization as that
    term is defined in the Americans With Disabilities Act (ADA), 42
    U.S.C. §§ 12101 - 12213, and therefore be subject to suit in federal
    district court for violations of 42 U.S.C. § 12112(a). Because the
    ADA provides that the term "labor organization" shall have the same
    meaning given that term in Title VII of the Civil Rights Act of 1964,
    42 U.S.C. §§ 2000e to 2000e-17, a sister statute, resolution of the
    principal issue requires us to resolve the antecedent question of
    whether a labor union that represents federal employees may consti-
    tute a labor organization as that term is defined in Title VII. For the
    reasons that follow, we hold a labor union that represents federal
    employees may constitute a labor organization as that term is defined
    in Title VII and by proxy the ADA.
    I.
    At approximately 11:45 a.m. on June 20, 1994, the Postmaster of
    the United States Post Office in Martinsburg, West Virginia (the Post
    Office), Sebastian Giargiano (Postmaster Giargiano), determined that
    United States Postal Service (the Postal Service) employee Robert
    2
    Jones (Jones) was acting strangely on the job and was in need of med-
    ical treatment. The Postal Service employed Jones as a claims/inquiry
    clerk. Postmaster Giargiano decided to transport Jones via automobile
    to the Medical Center for the Department of Veteran's Affairs (the
    Medical Center) in Martinsburg. Just prior to leaving the Post Office,
    Jones handed Postmaster Giargiano an envelope and said this letter is
    for you. Believing the envelope contained ordinary mail, Postmaster
    Giargiano tossed it on his desk for reading upon his return.
    On the way to the Medical Center, Jones told Postmaster Giargiano
    that he intended to kill his supervisor, Kim Mickelinc (Mickelinc),
    that day. He also told Postmaster Giargiano that the system was win-
    ning, he could not handle it any more, and that things would be better
    if Mickelinc was dead. Upon arrival at the Medical Center, Jones was
    admitted as a psychiatric patient under the care of Dr. Kodali.
    Upon returning to the Post Office after transporting Jones to the
    Medical Center, Postmaster Giargiano opened the envelope Jones had
    given him and read Jones's handwritten letter inside. The letter
    appeared to Postmaster Giargiano to be a suicide note. Postmaster
    Giargiano notified, among others, the Manager of Human Resources
    in the Appalachian District for the Postal Service, James Cox, and
    Postal Inspector Steve Randolph (Inspector Randolph) about the letter
    and about hearing Jones verbally threaten the life of Mickelinc.
    During the next few weeks, the Postal Service investigated the mat-
    ter. As part of the investigation, Inspector Randolph submitted a
    report dated July 19, 1994 to Dennis Moles, the Acting Manager of
    Post Office Operations in Charleston, West Virginia. The report
    stated that Patricia Butts (Butts), the Secretary-Treasurer of the East-
    ern Panhandle Local Number 4755, American Postal Workers Union
    (the Local),1 informed him (Inspector Randolph) that at a union meet-
    _________________________________________________________________
    1 The Local is chartered by the American Postal Workers Union, AFL-
    CIO (the APWU). The APWU is an unincorporated labor organization
    with its headquarters in Washington, D.C. At all times relevant to this
    appeal, the APWU was recognized by the Postal Service as the exclusive
    collective bargaining representative of postal employees in the clerk,
    maintenance, and motor vehicle service crafts nationwide pursuant to 39
    U.S.C. § 1203. The Local is an autonomous unincorporated labor organi-
    zation with its own bylaws and officers.
    3
    ing approximately one week after Jones threatened to kill Mickelinc,
    those present unanimously expressed objections to Jones returning to
    work. The report also states that Butts informed him that Jones's fel-
    low employees would feel very worried and apprehensive if Jones
    returned to work. Butts repeated the same information a short time
    later to Postmaster Giargiano.
    Dr. Kodali discharged Jones from the Medical Center on July 13,
    1994 with a discharge diagnosis of schizophreniform disorder and
    post traumatic stress syndrome.2 Dr. Kodali's discharge instructions
    recommended Jones spend one month convalescing. Postmaster Giar-
    giano thereafter authorized advance sick leave for Jones through
    August 9, 1994. On a form provided by the Postal Service and dated
    August 3, 1994, Dr. Asghar, Jones's treating physician at the Medical
    Center for two years, stated that Jones's prognosis was "[f]air to
    good," and that Jones could return to work without restriction on
    August 13, 1994. Dr. Asghar did state on the form, however, that con-
    sideration should be given to reducing the amount of time Jones spent
    with the public.
    On August 8, 1994, Postmaster Giargiano advised Jones by written
    memorandum that effective August 13, 1994 he would be in off-duty
    status, without pay, until the Postal Service advised him otherwise.
    The memorandum informed Jones that the Postal Service took this
    action because his "retention in a duty status may be injurious to
    [him]self or others." (J.A. 126). The memorandum then described
    Jones's death threat against Mickelinc in detail.
    On September 6, 1994, Postmaster Giargiano gave Jones written
    notice of his proposed discharge from the Postal Service no sooner
    than thirty days from Jones's receipt of the notice. The notice cited
    Jones's improper conduct with respect to his death threat against
    Mickelinc and his suicide letter. The notice also stated that a letter of
    warning dated April 18, 1994, for improper conduct, would be con-
    _________________________________________________________________
    2 Notably, in response to a letter dated July 5, 1994, by Postmaster
    Giargiano to Dr. Kodali asking whether Jones was a possible danger to
    other employees, Dr. Kodali stated: "He is not dangerous to himself or
    others at this time. However, he is afraid of losing control if he returned
    to his office or home." (J.A. 136).
    4
    sidered in deciding whether Jones's proposed discharge should be
    sustained by senior Postal Service officials.3 Senior Postal Service
    officials sustained the decision to discharge Jones, and Jones was offi-
    cially discharged on November 7, 1994.
    The Local grieved Jones's discharge through the grievance proce-
    dures of the applicable collective bargaining agreement and won a
    reversal of his discharge in arbitration. The arbitration award of July
    18, 1995, set aside Jones's discharge and converted it to a three-year
    medical leave of absence, thus allowing Jones to return to duty when
    he passes a fitness-for-duty examination and is no longer collecting
    workers' compensation benefits for his mental condition.
    On April 3, 1996, Jones filed this action against the APWU in the
    United States District Court for the Northern District of West Vir-
    ginia, and on April 19, 1996, he amended his complaint to add the
    Local as a defendant.4 Jones's complaint alleged that Butts's negative
    comments about him to Inspector Randolph and Postmaster Giargiano
    were made in her capacity as Secretary-Treasurer of the Local and
    were a substantial factor in his discharge. According to Jones's com-
    plaint, Butts's comments amounted to intentional discrimination by
    APWU and the Local (the Defendants) against an individual with a
    disability in violation of the ADA.
    On October 16, 1996, the Defendants filed a motion to dismiss the
    action for lack of subject matter jurisdiction, see Fed. R. Civ. P.
    12(b)(1), and alternatively for summary judgment, see Fed. R. Civ. P.
    56(c). In support of their motion to dismiss for lack of subject matter
    jurisdiction, the Defendants argued that the district court lacked sub-
    ject matter jurisdiction, because (1) they were not"labor organiza-
    tions" as that term is defined in the ADA, and therefore not subject
    _________________________________________________________________
    3 The joint appendix on appeal does not disclose the contents or spe-
    cific nature of this letter.
    4 He also amended his complaint to add Butts as a defendant but the
    district court subsequently dismissed her as a party. Jones has not
    appealed that dismissal, and therefore, Butts is not a party to this appeal.
    From hereafter we will refer to the APWU and the Local collectively
    as the Defendants.
    5
    to suit as covered entities under the ADA, and (2) the Rehabilitation
    Act of 1973, 29 U.S.C. §§ 701-796l, which does not subject them to
    suit, provided Jones the only means of remedying the allegations in
    his complaint. On April 7, 1997, Jones filed a motion for summary
    judgment.
    On April 25, 1997, the district court denied the opposing motions
    and discovery proceeded. On September 12, 1997, the Defendants
    renewed their motion for summary judgment, but also reiterated their
    arguments asserting lack of subject matter jurisdiction. In an opinion
    dated November 12, 1997, the district court: (1) held that it lacked
    subject matter jurisdiction over Jones's complaint for the two reasons
    argued by the Defendants; (2) granted the Defendants' motion for
    summary judgment on that basis; and (3) dismissed the case from its
    docket. Jones noted a timely appeal, in which the Equal Employment
    Opportunity Commission (the EEOC) has filed an amicus brief.
    II.
    In this appeal, Jones challenges the district court's determination
    that it lacked subject matter jurisdiction over his ADA claims against
    the Defendants. Jones has the burden of proving the existence of sub-
    ject matter jurisdiction. See Evans v. B.F. Perkins Co., 
    166 F.3d 642
    ,
    647 (4th Cir. 1999). The existence of subject matter jurisdiction is a
    threshold issue, which this court must address before addressing the
    merits of Jones's ADA claim. See Steel Co. v. Citizens for a Better
    Env't, 
    118 U.S. 1003
    , 1012-13 (1998) (reaffirming holding that a fed-
    eral court may not hypothesize subject matter jurisdiction for the pur-
    pose of deciding a case on the merits). We review a district court's
    determination that it lacked subject matter jurisdiction de novo. See
    Ahmed v. United States, 
    30 F.3d 514
    , 516 (4th Cir. 1994).
    Below, the district court held that it lacked subject matter jurisdic-
    tion upon two alternative grounds. First, the district court held that
    labor organizations that represent federal employees may not consti-
    tute covered entities under the ADA, and therefore are not subject to
    suit in federal district court for violations of 42 U.S.C. § 12112(a).
    Second, the district court held that the Rehabilitation Act of 1973,
    which does not subject the Defendants to suit, provides the exclusive
    means by which an employee of the Postal Service may seek redress
    6
    for employment related disability discrimination. We address each of
    these grounds in turn.
    A. Are Labor Organizations That Represent Federal Employees
    Covered Entities Under the ADA?
    Under the ADA "[n]o covered entity shall discriminate against a
    qualified individual with a disability because of the disability of such
    individual in regard to job application procedures, the hiring,
    advancement, or discharge of employees, employee compensation,
    job training, and other terms, conditions, and privileges of employ-
    ment." 42 U.S.C. § 12112(a) (emphasis added). The ADA defines the
    term "covered entity" as "an employer, employment agency, labor
    organization, or joint labor-management committee." 
    Id. § 12111(2).
    A district court lacks subject matter jurisdiction over an ADA claim
    lodged against a defendant that is neither an employer, employment
    agency, labor organization, nor a joint labor-management committee
    as those terms are defined in the ADA. See Woodward v. Virginia Bd.
    of Bar Examiners, 
    598 F.2d 1345
    , 1346 (4th Cir. 1979) (affirming
    dismissal of Title VII claim for lack of subject matter jurisdiction
    because defendant was neither an "employer," an "employment
    agency," nor a "labor organization" as those terms are defined in Title
    VII). See also Scarfo v. Ginsberg, 
    175 F.3d 957
    , 961 (11th Cir. 1999)
    (holding that whether defendants constituted "an`employer'" within
    Title VII is a question of subject matter jurisdiction); Armbruster v.
    Quinn, 
    711 F.2d 1332
    , 1335 (6th Cir. 1983) (same). But see Sharpe
    v. Jefferson Distributing Co., 
    148 F.3d 676
    , 677-78 (7th Cir. 1998)
    (holding that question of whether employer has more than fifteen
    employees so as to be subject to Title VII is not jurisdictional, but
    merits related), abrogated on other grounds by Papa v. Katy Indus-
    tries, Inc., 
    166 F.3d 937
    , 939-40 (7th Cir. 1999); EEOC v. St. Francis
    Xavier Parochial Sch., 
    117 F.3d 621
    , 623-24 (D.C. Cir. 1997) (hold-
    ing that question of whether defendant was a covered entity under
    ADA is not jurisdictional, but merits related). According to Jones, the
    Defendants constitute labor organizations as the term labor organiza-
    tion is defined in the ADA. Thus, this appeal presents the question of
    whether a labor organization that represents federal employees may
    constitute a covered entity under the ADA.
    To answer this question, we must first examine the relevant statu-
    tory language chosen by Congress to express its intentions. See
    7
    Holloway v. United States, 
    119 S. Ct. 966
    , 969 (1999). If the intent
    of Congress is clear, then our analysis proceeds no further, for we
    "must give effect to the unambiguously expressed intent of Con-
    gress." Chevron U.S.A., Inc. v. Natural Resources Defense Council,
    Inc., 
    467 U.S. 837
    , 843 (1984). In the event the statutory provision
    or provisions at issue are ambiguous, "the question then becomes one
    of whether the interpretation by the agency charged with its adminis-
    tration is a permissible one." See Adams v. Dole, 
    927 F.2d 771
    , 774
    (4th Cir. 1991).
    As previously stated, Congress defined the term"covered entity"
    in the ADA as "an employer, employment agency, labor
    organization, or joint labor-management committee," 42 U.S.C.
    § 12111(2) (emphasis added), and expressly incorporated Title VII's
    definition of "labor organization," see 
    id. § 12111(7).
    For its part,
    Title VII defines "labor organization" as:
    a labor organization engaged in an industry affecting
    commerce, and any agent of such an organization, and
    includes any organization of any kind, any agency, or
    employee representation committee, group, association, or
    plan so engaged in which employees participate and which
    exists for the purpose, in whole or in part, of dealing with
    employers concerning grievances, labor disputes, wages,
    rates of pay, hours, or other terms or conditions of
    employment, and any conference, general committee, joint
    or system board, or joint council so engaged which is subor-
    dinate to a national or international labor organization.
    
    Id. § 2000e(d)
    (emphasis added). Title VII goes on to state in a sepa-
    rate subsection of its definitional section that a labor organization
    "shall be deemed to be engaged in an industry affecting commerce,"
    if it maintains a hiring office or has fifteen or more members and falls
    within one of the following five categories:
    (1) is the certified representative of employees under the
    provisions of the National Labor Relations Act . . ., or
    the Railway Labor Act . . .;
    (2) although not certified, is a national or international
    labor organization or a local labor organization recog-
    8
    nized or acting as the representative of employees of
    an employer or employers engaged in an industry
    affecting commerce; or
    (3) has chartered a local labor organization or subsidiary
    body which is representing or actively seeking to rep-
    resent employees of employers within the meaning of
    paragraph (1) or (2); or
    (4) has been chartered by a labor organization representing
    or actively seeking to represent employees within the
    meaning of paragraph (1) or (2) as the local or subordi-
    nate body through which such employees may enjoy
    membership or become affiliated with such labor orga-
    nization; or
    (5) is a conference, general committee, joint or system
    board, or joint council subordinate to a national or
    international labor organization, which includes a labor
    organization in an industry affecting commerce within
    the meaning of any of the preceding paragraphs of this
    subsection.
    
    Id. § 2000e(e)
    (emphasis added).
    The ADA also expressly adopts Title VII's definitions of "com-
    merce" and "industry affecting commerce." See 
    id. § 12111(7).
    Title
    VII defines the term "commerce" as "trade, traffic, commerce, trans-
    portation, transmission, or communication among the several States;
    or between a State and any place outside thereof; or within the Dis-
    trict of Columbia, or a possession of the United States; or between
    points in the same State but through a point outside thereof." 
    Id. § 2000e(g).
    Title VII defines an "industry affecting commerce" as
    "any activity, business, or industry in commerce or in which a labor
    dispute would hinder or obstruct commerce or the free flow of com-
    merce and includes . . . any governmental industry, business, or activ-
    ity." 
    Id. § 2000e(h).
    The ADA also defines "employee" and
    "employer" in language that closely approximates the definitions of
    those terms in Title VII. Compare 42 U.S.C.§ 12111(4)-(5) (ADA),
    with 42 U.S.C. § 2000e(b), (f) (Title VII). Notably, both the ADA and
    9
    Title VII's definition of employer expressly exclude the United States
    or a corporation wholly owned by the government of the United
    States. See 
    id. §§ 2000e(b)
    & 12111(5).
    According to the Defendants, when read in concert, the language
    of 42 U.S.C. §§ 2000e(b) and 2000e(e) makes plain that a labor orga-
    nization that represents federal employees is excluded from Title
    VII's definition of the term "labor organization." Subsection
    2000e(e), which automatically deems labor organizations to be
    engaged in an industry affecting commerce under certain conditions,
    contains references to labor organizations representing "employees of
    an employer" and "employees of employers." 
    Id. (emphasis added).
    Similarly, subsection 2000e(d) provides that the term "labor organiza-
    tion . . . includes any organization . . . in which employees participate
    and which exists for the purpose, in whole or in part, of dealing with
    employers concerning grievances, labor disputes, wages, rates of pay,
    hours, or other terms or conditions of employment . . . ." 42 U.S.C.
    § 2000e(d) (emphasis added). Because federal employers are
    excluded from Title VII's definition of the term"employer," see 
    id. § 2000e(b)--even
    though covered under the separate provisions of 42
    U.S.C. § 2000e-16--labor organizations that represent federal
    employees, the Defendants reason, are exempt from Title VII's prohi-
    bitions, and by proxy, those of the ADA. This is the analysis relied
    upon by the district court in concluding that the Defendants were not
    covered entities under the ADA.
    Jones and the EEOC as amicus counter that nothing in § 2000e(e)
    suggests, let alone makes plain, that it serves as the exclusive means
    of establishing that a particular labor organization is engaged in an
    industry affecting commerce. They prefer to characterize § 2000e(e)
    as merely a descriptive list of certain conditions which, if met, auto-
    matically equate to a labor organization engaging in an industry
    affecting commerce. Jones and the EEOC argue that the language of
    § 2000e(d) broadly covers labor organizations of all kinds. Therefore,
    at a minimum, if a labor organization that represents federal employ-
    ees exists for the purpose, in whole or in part, of dealing with the
    United States or an agency thereof concerning grievances, labor dis-
    putes, and the like, and is engaged in an "industry affecting com-
    merce" as that term is defined in § 2000e(h), then that labor
    organization is subject to the proscriptions of Title VII and by proxy
    10
    the ADA. Jones and the EEOC point out that an interpretation sub-
    jecting labor organizations that represent federal employees to Title
    VII and ADA liability fully comports with Congress' primary purpose
    in enacting these statutes of eradicating targeted employment discrim-
    ination. Furthermore, Jones and the EEOC point out that the opposite
    interpretation would lead to the anomalous result, surely not intended
    by Congress, of nonfederal employees being allowed to sue their
    employers and labor organizations for violations of Title VII and the
    ADA, but federal employees only being allowed to sue their
    employer.
    In support of their interpretation, Jones and the EEOC rely upon
    the Eighth Circuit's decision in Jennings v. American Postal Workers
    Union, Local 8, 
    672 F.2d 712
    (8th Cir. 1982). Jennings involved the
    Title VII claim of a Postal Service worker who alleged the American
    Postal Workers Union, Local 8 "discriminated against her on the basis
    of race and sex by not adequately representing her in her grievance
    against [the Postal Service]." 
    Id. at 713.
    The court stated that "[i]t is
    clear that Title VII provides a cause of action against labor organiza-
    tions for unlawful employment practices." 
    Id. at 715.
    In the court's
    view, the fact that the union represented federal employees did not
    change the analysis, although the court acknowledged that a labor
    organization that represents federal employees could not be sued
    under 42 U.S.C. § 2000e-16, which provides for suit against a federal
    department or agency. See 
    Jennings, 672 F.2d at 715
    & n.6. The court
    stressed, however, that in cases where a labor organization is the
    defendant, the federal employee is pursuing a claim under the general
    provisions of Title VII prohibiting discrimination by labor organiza-
    tions. See 
    id. The court
    concluded that although "[§ 2000e-16(c)] is
    the exclusive remedy against federal agencies as employers for racial
    discrimination, . . . it does not limit the rights of employees against
    unions representing federal employees." 
    Id. Because the
    ADA incorporates Title VII's definition of the terms
    labor organization, commerce, and industry affecting commerce, our
    first task is to determine whether Congress has unambiguously spo-
    ken in Title VII as to whether a labor organization that represents fed-
    eral employees may constitute a labor organization for purposes of
    Title VII. "The plainness or ambiguity of statutory language is deter-
    mined by reference to the language itself, the specific context in
    11
    which that language is used, and the broader context of the statute as
    a whole." Robinson v. Shell Oil, 
    519 U.S. 337
    , 341 (1997).
    After considering these points of reference, we conclude that Title
    VII's definition of labor organization is ambiguous as to whether a
    labor organization that represents federal employees may be subject
    to liability under Title VII. First, the initial clause of Title VII's defi-
    nition of the term "labor organization"--[t]he term `labor organiza-
    tion' means a labor organization engaged in an industry affecting
    commerce," 42 U.S.C. § 2000e(d)--begs the question of what is the
    nature of a labor organization for purposes of Title VII. Second, the
    balance of the definition, which uses the term "employer," defined in
    § 2000e(b) as excluding the United States or an agency thereof,
    merely provides a nonexclusive list of organizations, agencies,
    employee representation committees, groups, associations, or plans
    that may constitute a labor organization under Title VII. See West v.
    Gibson, 
    119 S. Ct. 1906
    , 1910 (1999) (holding that Congress' use of
    the word "including" in the phrase "through appropriate remedies,
    including reinstatement or hiring of employees with or without back
    pay," 42 U.S.C. § 2000e-16(b), made "clear that the authorization [of
    remedies] is not limited to the specified remedies there mentioned");
    Federal Land Bank v. Bismark Lumber Co., 
    314 U.S. 95
    , 100 (1941)
    (opining that "the term `including' is not one of all-embracing defini-
    tion, but connotes simply an illustrative application of the general
    principle"); Dong v. Smithsonian Inst., 
    125 F.3d 877
    , 880 (D.C. Cir.
    1997) (citing Federal Land Bank for proposition that "the word
    `includes' normally does not introduce an exhaustive list but merely
    sets out examples of some `general principle'"), cert. denied, 
    118 S. Ct. 2311
    (1998); 
    Adams, 927 F.2d at 776
    (recognizing that the term
    "including" is "perhaps more often than not the introductory term for
    an incomplete list of examples"); 2A Norman J. Singer, Sutherland
    Stat. Const. § 47.23 (5th ed. 1992) ("When `include' is utilized [in a
    statute], it is generally improper to conclude that entities not specifi-
    cally enumerated are excluded.").
    The third circumstance creating ambiguity is that Title VII has a
    separate section specifically allowing federal employees to sue the
    United States for unlawful employment discrimination, but does not
    contain a parallel section addressing labor organizations that represent
    federal employees. The fourth circumstance creating ambiguity is that
    12
    although § 2000e(e) declares when a labor organization shall be
    "deemed" to be engaged in an industry affecting commerce, it does
    not purport to define the term "labor organization" itself. Fifth and
    finally, the legislative history of Title VII and the ADA is silent
    regarding whether a labor organization engaged in an industry affect-
    ing commerce and that represents federal employees is subject to their
    respective proscriptions.
    Because we conclude Title VII's definition of labor organization is
    ambiguous as to whether a labor organization that represents federal
    employees may be subject to liability under Title VII, we turn to con-
    sider the deference this court should afford the interpretation prof-
    fered by the EEOC, the agency charged with primary responsibility
    for enforcement of Title VII. See Tinsley v. First Union Nat'l Bank,
    
    155 F.3d 435
    , 441 (4th Cir. 1998). The level of deference that this
    court should afford the EEOC's proffered interpretation "will depend
    upon the thoroughness evident in its consideration, the validity of its
    reasoning, its consistency with earlier and later pronouncements, and
    all those factors which give it power to persuade, if lacking power to
    control." 
    Id. (internal quotation
    marks omitted).
    The law is well settled that an agency's interpretation of a statute
    with which it has been charged with administering and which has
    been reduced to a regulation is to be fully accepted by a court as long
    as Congress has not directly spoken as to the precise question at issue
    and the interpretation proffered by the agency is a permissible one.
    See 
    Chevron, 467 U.S. at 842-43
    . This level of deference has come
    to be known as Chevron deference. We have previously extended
    Chevron deference to an agency's interpretation of a statute that had
    not been reduced to a formal regulation, but that had been announced
    only in Administrative Notices sent to other agencies with which it
    worked. See Warren v. North Carolina Dep't of Human Resources,
    
    65 F.3d 385
    , 391 (4th Cir. 1995). Furthermore, we have previously
    extended Chevron deference to an agency's interpretation of statutory
    language proffered only in the agency's amicus brief before this
    court. See Molinary v. Powell Mountain Coal Co. , 
    125 F.3d 231
    , 235-
    36 (4th Cir. 1997), cert. denied, 
    118 S. Ct. 1056
    (1998).
    Here, the EEOC has proffered its interpretation of the relevant pro-
    visions of Title VII in the form of an amicus brief before this court.
    13
    But under the circumstances of this appeal, this fact does not make
    it unworthy of deference, because the EEOC's position is in no sense
    a post hoc rationalization advanced to defend its past action against
    attack, and there is simply no reason to suspect that the proffered
    interpretation does not reflect the EEOC's fair and considered judg-
    ment on the statutory interpretation questions at hand. See Auer v.
    Robbins, 
    519 U.S. 452
    , 462 (1997) (the fact that the Secretary of
    Labor's interpretation of its own regulation was proffered to the
    Supreme Court in the form of an amicus brief filed at the request of
    the Court did not make it unworthy of deference, because the Secre-
    tary's position was in no sense a post hoc rationalization advanced by
    an agency seeking to defend past agency action against attack, and
    there was simply no reason to suspect that the proffered interpretation
    did not reflect the Secretary's fair and considered judgment on the
    matter in question). Rather, under the circumstances of this case, we
    believe full Chevron deference is appropriate. After reading the
    EEOC's brief and listening to its presentation at oral argument, we are
    convinced the EEOC thoroughly considered the statutory interpreta-
    tion issues at hand.5 Furthermore, as we will explain in greater detail
    momentarily, we find its reasoning valid. Additionally, the EEOC's
    position is consistent with its express agreement in its Compliance
    Manual with the Eighth Circuit's holding in Jennings. See EEOC
    Compliance Manual, Vol. II, § 605, App. 605-N (issued January 29,
    1998). Finally, there is no evidence that the EEOC's proffered inter-
    pretation is inconsistent with an earlier or later pronouncement.
    Having determined that the EEOC's interpretation is entitled to full
    Chevron deference, we must next determine whether the EEOC's
    proffered interpretation is "based on a permissible construction of the
    statute." 
    Chevron, 467 U.S. at 843
    . If it is, then we must sustain the
    EEOC's interpretation. See 
    Molinary, 125 F.3d at 235
    . We have no
    trouble in concluding that it is. Section 2000e(d) can reasonably be
    interpreted to mean that, at a minimum, if a labor organization repre-
    senting federal employees exists for the purpose, in whole or in part,
    of dealing with the United States or an agency thereof concerning
    grievances, labor disputes, and the like of the federal employees it
    represents and is engaged in an "industry affecting commerce" as that
    _________________________________________________________________
    5 In this regard, we note that Jones ceded nearly the full amount of his
    time to present oral argument to the EEOC.
    14
    term is defined in § 2000e(h), then that labor organization is subject
    to the proscriptions of Title VII and by proxy the ADA. This interpre-
    tation fully comports with Congress' primary purpose in enacting
    those statutes of eradicating certain employment discrimination. Such
    an interpretation avoids the anomalous result, surely not intended by
    Congress, of nonfederal employees being allowed to sue their
    employer and labor organizations for violations of Title VII and the
    ADA, but federal employees only being allowed to sue their
    employer.
    There is no dispute in this case that the Defendants represent fed-
    eral employees and exist for the purpose in whole or in part of dealing
    with the Postal Service concerning grievances, labor disputes, and the
    like. Furthermore, the Defendants' significant representational activi-
    ties on behalf of Postal Service employees fully support the conclu-
    sion that the Defendants are engaged in activities in commerce. See
    42 U.S.C. § 2000e(h). Accordingly, the Defendants constitute labor
    organizations for purposes of Title VII liability and by proxy the
    ADA.
    B. Does the Rehabilitation Act of 1973 Provide the Exclusive
    Means of Remedying Disability Discrimination in Federal
    Employment?
    As an alternative basis of challenging the district court's subject
    matter jurisdiction, the Defendants argue that 29 U.S.C. § 791 is the
    exclusive means by which a federal employee can remedy disability
    discrimination in connection with his or her federal employment. In
    § 791, Congress provided for employment of disabled individuals by
    federal departments, agencies, and instrumentalities and the formation
    of affirmative action plans in federal employment. In 29 U.S.C.
    § 794a(a)(1), Congress provided that the "remedies, procedures, and
    rights set forth in section 717 of the Civil Rights Act of 1964 (42
    U.S.C. § 2000e-16) . . . shall be available, with respect to any com-
    plaint under section 791 of this title, to any employee or applicant for
    employment aggrieved by the final disposition of such complaint, or
    by the failure to take final action on such complaint." Because
    § 2000e-16(b) sets forth that federal employees alleging employment
    discrimination may file civil actions in which "the head of the depart-
    ment, agency, or unit, as appropriate, shall be the defendant," the
    15
    Defendants argue that Jones is implicitly prohibited from filing a civil
    action against them alleging disability discrimination under the ADA.
    In support of their argument, the Defendants rely on the Supreme
    Court's decision in Brown v. General Servs. Admin., 
    425 U.S. 820
    (1976). Brown involved an employee of the General Services Admin-
    istration (GSA), Clarence Brown (Brown), who believed that he was
    the victim of race discrimination in failing to be promoted. See 
    id. at 822.
    Brown sought administrative relief through GSA, but to no avail.
    Forty-two days after GSA rendered its final decision denying Brown
    administrative relief, Brown filed suit against the GSA in federal dis-
    trict court. See 
    id. at 822-23.
    Brown alleged claims of race discrimina-
    tion under § 2000e-16 and 42 U.S.C. § 1981. See 
    Brown, 425 U.S. at 823
    . The district court dismissed the action for lack of subject matter
    jurisdiction. The Supreme Court affirmed on the basis that § 2000e-16
    "provides the exclusive judicial remedy for claims of discrimination
    in federal employment," and Brown failed to file his civil action
    within thirty days of the final decision of GSA as required by
    § 2000e-16(c). 
    Id. at 835.
    The Defendants seize upon the language just quoted from Brown
    in making their exclusivity argument. See Newbold v. USPS, 
    614 F.2d 46
    , 47 (5th Cir. 1980) (opining without further discussion that "the
    Brown court's broad language on preemption and exclusivity suggests
    that there is no cause of action against individuals under § 1981 . . .").
    In this regard, the Defendants miss the mark by a wide margin
    because the Supreme Court's holding presupposes that the suit at
    issue is only lodged against an agency of the federal government. The
    heart of the issue in the case was whether Congress intended to pre-
    clude a federal employee from alleging a civil rights violation against
    the federal government, with respect to his employment under the
    general civil rights statute codified at § 1981, by enacting a statute
    specifically providing federal employees with a mechanism for suing
    the federal government for employment discrimination by naming the
    appropriate department, agency, or unit head. In holding in the affir-
    mative, the Court considered and relied upon the relevant legislative
    history of § 2000e-16, the language of § 2000e-16, the sovereign
    nature of the United States, and the cannon "that a narrowly tailored
    employee compensation scheme pre-empts the more general tort
    recovery statutes." 
    Brown, 425 U.S. at 835
    . Moreover, the fact that a
    16
    federal employee would be able to circumvent the rigorous adminis-
    trative exhaustion requirements of § 2000e-16 by suing the federal
    government under § 1981 motivated the Court's holding. See 
    id. at 832-33.
    Significantly, in the present appeal, no sovereign immunity
    concerns are present, and Jones was not allowed to escape the rigors
    of exhausting his administrative remedies. Thus, the Court's rationale
    in Brown is simply inapplicable to the present appeal.
    Because we hold the district court possessed subject matter juris-
    diction over Jones's ADA claims against the Defendants, we vacate
    the district court's dismissal of his complaint for lack of subject mat-
    ter jurisdiction.
    III.
    Although Jones wins the battle over subject matter jurisdiction, he
    ultimately loses the war. The district court should have granted the
    Defendants' motion for summary judgment. The law is well settled
    that the ADA is not violated when an employer discharges an individ-
    ual based upon the employee's misconduct, even if the misconduct is
    related to a disability. See Martinson v. Kinney Shoe Corp., 
    104 F.3d 683
    , 686 n.3 (4th Cir. 1997); Collings v. Longview Fibre Co., 
    63 F.3d 828
    , 832-33 (9th Cir. 1995); Despears v. Milwaukee County, 
    63 F.3d 635
    , 637 (7th Cir. 1995); Maddox v. University of Tenn., 
    62 F.3d 843
    ,
    846-48 (6th Cir. 1995); cf. Little v. FBI, 
    1 F.3d 255
    , 259 (4th Cir.
    1993) (finding no liability under the Rehabilitation Act of 1973 when
    firing for disability related intoxication on duty). Assuming Butts
    made the alleged discriminatory comments at issue to Postal Service
    officials and she represented the Defendants in doing so, there is
    absolutely no evidence to suggest that the Postal Service discharged
    Jones for any reason other than the fact that he threatened the life of
    his supervisor. Because the ADA does not require an employer to
    ignore such egregious misconduct by one of its employees, even if the
    misconduct was caused by the employee's disability, we remand this
    case to the district court for entry of judgment in favor of the Defen-
    dants.
    17
    IV.
    In conclusion, we vacate the district court's dismissal of Jones's
    ADA claims against the Defendants and remand for entry of judgment
    in their favor.6
    VACATED AND REMANDED
    _________________________________________________________________
    6 Finding no merit to Jones's motion to strike the Defendants' opposi-
    tion brief to the EEOC's amicus brief, we deny the motion.
    18
    

Document Info

Docket Number: 97-2584

Citation Numbers: 192 F.3d 417

Filed Date: 9/10/1999

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (26)

79-fair-emplpraccas-bna-1731-12-fla-l-weekly-fed-c-850-elaine-a , 175 F.3d 957 ( 1999 )

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david-wayne-evans-v-bf-perkins-company-a-division-of-standex , 166 F.3d 642 ( 1999 )

Leslie A. Warren v. North Carolina Department of Human ... , 65 F.3d 385 ( 1995 )

Charles E. Little, Jr. v. Federal Bureau of Investigation ... , 1 F.3d 255 ( 1993 )

harald-e-martinson-ii-and-equal-employment-opportunity-commission-v , 104 F.3d 683 ( 1997 )

James Papa v. Katy Industries, Inc. And Walsh Press Company,... , 166 F.3d 937 ( 1999 )

Lynn Armbruster v. Terry Quinn , 711 F.2d 1332 ( 1983 )

Robert E. Maddox, III v. University of Tennessee University ... , 62 F.3d 843 ( 1995 )

Richard Despears v. Milwaukee County, Milwaukee County ... , 63 F.3d 635 ( 1995 )

fozia-ahmed-mohammad-ahmed-individually-and-as-parents-and-next-friends-of , 30 F.3d 514 ( 1994 )

jo-d-molinary-trustee-of-the-susan-pruitt-cloud-land-trust-v-powell , 125 F.3d 231 ( 1997 )

23-fair-emplpraccas-1768-22-empl-prac-dec-p-30741-richard-bert , 614 F.2d 46 ( 1980 )

29-fair-emplpraccas-841-19-empl-prac-dec-p-9260-jesse-lincoln , 598 F.2d 1345 ( 1979 )

Margaret Dong v. Smithsonian Institution, Hirshhorn Museum &... , 125 F.3d 877 ( 1997 )

West v. Gibson , 119 S. Ct. 1906 ( 1999 )

Vera L. JENNINGS, Appellant, v. AMERICAN POSTAL WORKERS ... , 672 F.2d 712 ( 1982 )

Equal Employment Opportunity Commission v. St. Francis ... , 117 F.3d 621 ( 1997 )

martin-d-collings-v-longview-fibre-company-richard-james-beamer-james-c , 63 F.3d 828 ( 1995 )

77-fair-emplpraccas-bna-797-74-empl-prac-dec-p-45545-susan-sharpe , 148 F.3d 676 ( 1998 )

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