State Of Washington v. R.d.m., Dob: 11/01/97 ( 2015 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, No. 70968-2-I
Respondent, DIVISION ONE
v.
R.D.M. (DOB: 11/01/97), UNPUBLISHED
on
GO
Appellant. FILED: February 17.2015
Cox, J. — R.D.M. appeals his disposition order, claiming that the trial
court abused its discretion when it excluded the testimony of his proposed expert
witness and when it precluded him from impeaching the victim's mother.
Because the trial court did not abuse its discretion in either respect and there
was no violation of his rights to present a defense, to confront witnesses, or to
due process, we affirm.
In July 2012, CM. disclosed to her mother that R.D.M., her 14 year old
neighbor, touched her "private place." CM. was three years old at the time.
C.M.'s mother shared the information with a neighbor who was a mandatory
reporter, and the neighbor reported it to authorities.
A few weeks later, a child forensic interview specialist with a local Child
Advocacy Center (CAC) interviewed CM. CM. told the interview specialist that
No. 70968-2-1/2
R.D.M. touched her twice—once at her house and once at his house. This
interview was recorded onto a DVD.
The State charged R.D.M., by amended information, with two counts of
child molestation in the first degree based on these two incidents. R.D.M. denied
that any inappropriate touching occurred.
Prior to trial, R.D.M. indicated that he would be offering the testimony of
Dr. Daniel Rybicki, a clinical psychologist, who had assessed the CAC interview
of CM. The State moved in limine to exclude this testimony, arguing that Dr.
Rybicki's report contained legal conclusions and opinion testimony outside the
scope of his expertise. R.D.M. provided the trial court with a copy of Dr.
Rybicki's report, and the court heard testimony by Dr. Rybicki in an offer of proof.
R.D.M. moved to have Dr. Rybicki qualified as an expert. Following argument,
the trial court denied R.D.M.'s motion.
At the bench trial that followed, R.D.M. cross-examined C.M.'s mother
about several statements she allegedly made to neighbors regarding the details
of the incidents. C.M.'s mother denied making these statements. During the
defense's case, R.D.M. attempted to call witnesses to impeach C.M.'s mother on
these matters. The State objected, and the court sustained the objections.
At the conclusion of the trial, the court adjudicated R.D.M. guilty of both
charges. A disposition order followed.
R.D.M. appeals.
No. 70968-2-1/3
EVIDENTIARY RULINGS
R.D.M. argues that the court abused its discretion when it "excluded his
highly qualified expert on suggestive child interview techniques" and when it
"excluded multiple defense witnesses who would have impeached [C.M.'s]
mother."1 We disagree with both of these arguments.
We review evidentiary rulings for abuse of discretion.2 An appellate court
will overturn the trial court's rulings on the admissibility of evidence only if its
decision was "manifestly unreasonable, exercised on untenable grounds, or
based on untenable reasons."3 "A court's decision is manifestly unreasonable if
it is outside the range of acceptable choices, given the facts and the applicable
legal standard."4
Exclusion of Expert Testimony
First, R.D.M. argues that the court abused its discretion when it excluded
testimony from Dr. Rybicki, a proposed defense expert witness. The trial court's
decision was not an abuse of discretion.
"Under ER 702, the court may permit 'a witness qualified as an expert' to
provide an opinion regarding 'scientific, technical, or other specialized
1 Appellant's Opening Brief at 1.
2 State v. Willis, 151 Wn.2d 255, 262, 87 P.3d 1164 (2004): State v.
Campbell, 103 Wn.2d 1, 20, 691 P.2d 929 (1984).
3 Gorman v. Pierce County, 176 Wn. App. 63, 84, 307 P.3d 795 (2013),
review denied, 179 Wn.2d 1010 (2014).
4 In re Marriage of Littlefield, 133 Wn.2d 39, 47, 940 P.2d 1362 (1997).
No. 70968-2-1/4
knowledge' if such testimony 'will assist the trier of fact.'"5 Admissibility under
this rule involves a two-part inquiry: "'(1) does the witness qualify as an expert;
and (2) would the witness's testimony be helpful to the trier of fact.'"6 Because
these requirements are in the conjunctive, the absence of either is fatal.
"'Qualifications of expert witnesses are to be determined by the trial court
within its sound discretion, and rulings on such matters will not be disturbed
unless there is a manifest abuse of discretion.'"7 A witness may be qualified as
an expert by knowledge, skill, experience, training, or education.8 An expert may
not testify about information outside his area of expertise.9
Where it is debatable whether the proffered testimony would be relevant
and helpful to the trier of fact, it is not an abuse of discretion to exclude the
evidence.10
Here, R.D.M. sought to have Dr. Rybicki, a clinical psychologist, testify as
to "the adequacy of the victim interview techniques conducted by [the CAC
5 State v. Yates, 161 Wn.2d 714, 762, 168 P.3d 359 (2007) (quoting ER
702).
6 State v. McPherson, 111 Wn. App. 747, 761, 46 P.3d 284 (2002)
(quoting State v. Guilliot, 106 Wn. App. 355, 363, 22 P.3d 1266 (2001)).
7lnreDet.ofA.S.. 138 Wn.2d 898, 917, 982 P.2d 1156 (1999) (quoting
Oliver v. Pac. Nw. Bell Tel. Co.. 106 Wn.2d 675, 683, 724 P.2d 1003 (1986)).
8 ER 702.
9 Katare v. Katare, 175 Wn.2d 23, 38, 283 P.3d 546 (2012).
10 See State v. Cheatam, 150 Wn.2d 626, 652, 81 P.3d 830 (2003).
No. 70968-2-1/5
interviewer]."11 The subject interview had been recorded onto a DVD. The trial
court excluded Dr. Rybicki's testimony for two reasons—first, because Dr.
Rybicki did not possess the necessary qualifications to critique the CAC
interview, and second, because his testimony was not helpful to the trier of fact.
We address the first reason and need not reach the second.
The trial court determined that Dr. Rybicki did not possess the necessary
qualifications to critique the CAC interview. In its oral ruling denying R.D.M.'s
motion, the trial court stated its concern that Dr. Rybicki lacked the appropriate
training to conduct such a critique:
It's denied because one of the things I'm concerned about is I'm
very sensitive to the concept of peer review. Peer review means
that the professionals are on the same footing and they are there to
help each other. That critique is a form of help.
I find it really difficult to see how [Dr. Rybicki] could be
considered a peer reviewer of people who have done the 40-hour
training and he has never done it. He indicated from his own
testimony that he is not aware of the 2012 protocol changes, having
never reviewed it. He is totally unaware of it. I find it sort of
puzzling that now he is going to come in and critique someone who
is operating under that protocol.
The other thing he indicated in his testimony is that he has
never done a CAC interview. That's what he said. I didn't put the
words in his mouth. That's the topic we are dealing with.1121
Additionally, in its written findings, the trial court again focused on these
deficiencies in Dr. Rybicki's qualifications. Among the court's criticisms were that
Dr. Rybicki did not undergo required training in the "Harborview Method" which is
the standard CAC protocol in Washington, he had not reviewed the 2012
11 Clerk's Papers at 167.
12 Report of Proceedings (Sept. 24, 2013) at 95-96.
No. 70968-2-1/6
changes to that protocol, he had never conducted a CAC interview, and he was
not peer reviewed. The following written finding of fact reflects this:
2. [R.D.M.]. . . asked the Court to hear Dr. Rybicki's
testimony on a critique of the child interview done by [the CAC
interviewer]. The standard CAC protocol is the Harborview
protocol, requiring 40 hours of training, which [the CAC interviewer]
participated in. [The CAC interviewer] was also peer reviewed and
keeps updated on child interview research. In contrast, Dr. Rybicki
did not do the Harborview training and is not even aware of the
2012 updates. Dr. Rybicki has never done a CAC interview and is
not peer reviewed.'131
These findings are supported by substantial evidence in the record. Dr.
Rybicki testified that he had taken a number of courses on child sexual abuse
issues and investigative techniques. But while he had taken a one-day training
seminar on the Harborview protocol, he testified that he had not taken the week-
long training program on the Harborview protocol. Additionally, he testified that
the one-day training seminar on the Harborview protocol was almost 10 years
ago.
Dr. Rybicki also testified that while he understood there was a 2012
edition of the Harborview protocol, he had not yet seen the updated 2012
version. Notably, the CAC interviewer testified that while the 2012 updates had
not been published, she was using the 2012 updates in her practice.
Dr. Rybicki testified that the type of interview he conducts is different than
a CAC interview. He explained that a CAC interview is "earlier in the system"
and is focused on a different purpose.
13
Clerk's Papers at 4.
No. 70968-2-1/7
Finally, Dr. Rybicki testified that he had never done a CAC interview and
had never worked for a Child Advocacy Center. Thus, he testified that he had
never been involved in peer-reviewing a CAC interview, because if he had not
been employed by them, and had never been a CAC, then "[he] couldn't then be
a peer."
These facts support the trial court's conclusion that Dr. Rybicki was not
qualified to critique the CAC interview. Although reasonable minds could differ, a
trial court has broad discretion to admit or exclude expert testimony, and this was
within the range of acceptable choices.
R.D.M. asserts that Dr. Rybicki was fully qualified to testify as an expert
based on his education and training as well as his professional experience. He
points out that Dr. Rybicki had received training in 2004 in the Harborview
protocol and had reviewed the 2011 protocol updates. And he points out that Dr.
Rybicki had done 45 child interviews and had reviewed 35 other interviews of
children. These facts are true, and Dr. Rybicki does have some experience and
training in the pertinent area. But the trial court found the deficiencies we
discussed previously in Dr. Rybicki's qualifications, and those findings are
supported by substantial evidence.
R.D.M. argues that any deficiency in the doctor's expertise goes to the
weight of his testimony rather than to his qualifications to testify generally, once
his basic requisite qualifications were established. But here, the trial court found,
within its discretion to do so, that Dr. Rybicki's basic qualifications were not
established. Accordingly, whether this court would have made the same choice
No. 70968-2-1/8
and whether R.D.M. disagrees with the trial court's determination is simply not
material.
R.D.M. argues that there is no requirement that the proposed expert's
qualifications "mirror" the opposing party's expert. But the trial court did not
exclude Dr. Rybicki's testimony because it did not mirror the CAC interviewer's.
Rather, it relied on several facts that support the conclusion that Dr. Rybicki was
not qualified to critique the CAC interview, such as that he had never conducted
a CAC interview, had not undergone the 40 hour training, and had not seen the
latest standard protocol updates.
R.D.M. argues that "Dr. Rybicki was highly qualified to testify regarding the
presence and effect of suggestive questioning in [the CAC interview]" and on the
"topic of suggestibility in child sex abuse complainant interviews."14 This differs
from what R.D.M. asserted below that Dr. Rybicki would be testifying about:
Dr. Rybicki will be testifying as to . . . the adequacy of the
victim interview techniques conducted by [the CAC interviewer].
This testimony would encompass the methodology for critique and
review of the forensic [CAC] interview, including but not limited to
proper interview protocol procedures []including Harborview
Washington State Protocol and NIMHD Methods pertaining to the
elements required for insuring validity of data collection. Contained
in his report are specific criticisms of the forensic [CAC] interview.
The report that was previously submitted to the State also notes
history and context factors which enter into a properly conducted
forensic assessment, and how the current approach by CAC and
police investigative interview process fails to consider such
elements.1151
14 Appellant's Reply Brief at 8, 1.
15 Clerk's Papers at 167-68.
No. 70968-2-1/9
Thus, R.D.M. did not clearly indicate that he sought to have Dr. Rybicki testify
about the topic of suggestibility. Rather, he indicated that Dr. Rybicki would
testify about the adequacy of the victim interview techniques, including proper
interview protocol procedures. This is what the trial court focused on, as it stated
that R.D.M. asked the court to hear Dr. Rybicki's testimony "on a critique of the
child interview done by [the CAC interviewer]."™ Accordingly, R.D.M.'s
arguments about Dr. Rybicki's qualifications on the subject of suggestibility were
not preserved below.
Finally, R.D.M. argues that excluding Dr. Rybicki's testimony based on the
court's own assessment of credibility was error, because "the fact-finder must be
the one to decide what credibility and weight to give to the testimony, after
hearing that testimony at trial in its admissible form along with cross-
examination."17 But as already discussed, the trial judge also excluded Dr.
Rybicki based on his lack of qualifications, and this was a proper exercise of
discretion.
Because R.D.M. fails to establish that the court abused its discretion
regarding the first prong of the test for admissibility under ER 702, we need not
address the second.
16 Id. at 4 (emphasis added).
17 Appellant's Opening Brief at 17.
No. 70968-2-1/10
Exclusion of Impeachment Witnesses
R.D.M. next argues that the trial court improperly limited R.D.M.'s
impeachment of C.M.'s mother. We disagree.
A witness's prior inconsistent statement, offered to cast doubt on his or
her credibility, is not offered to prove the truth of the matter asserted, and thus, is
not hearsay and may be admissible to impeach.18 But generally, "[A] witness
cannot be impeached on matters that are collateral to the principal issues being
tried."19
"In assessing whether a matter is collateral, the reviewing court asks
whether 'the fact, as to which error is predicated, [could] have been shown in
evidence for any purpose independently of the contradiction.'"20 Washington
Practice explains, "In other words, would the contradicting fact be considered
relevant, substantive evidence if offered as such? If the answer is yes, the
evidence is admissible."21
Here, the trial court properly exercised its discretion when it limited
R.D.M.'s impeachment of C.M.'s mother.
On cross-examination, C.M.'s mother denied making several statements.
First, C.M.'s mother denied telling her neighbors that CM. had undergone a rape
18 State v. Williams, 79 Wn. App. 21, 26, 902 P.2d 1258 (1995).
19 State v. Allen, 50 Wn. App. 412, 423, 749 P.2d 702 (1988).
20 ]d (alteration in original) (quoting State v. Oswalt. 62 Wn.2d 118, 121,
381 P.2d 617 (1963)).
21 5A Karl B. Tegland, Washington Practice: Evidence Law and
Practice § 607.19 (5th ed. 2014).
10
No. 70968-2-1/11
kit examination. Second, C.M.'s mother denied telling neighbors that R.D.M.'s
sisters were present in the room during one of the incidents. Third, she denied
telling a neighbor that R.D.M. had touched CM. on her vagina underneath her
clothes. Fourth, C.M.'s mother denied telling a neighbor that R.D.M. had
penetrated C.M.'s vagina with his fingers.
During the defense's case, R.D.M. sought to impeach C.M.'s mother on
these matters. Specifically, he sought to elicit C.M.'s mother's prior inconsistent
statements through the testimony of these neighbors. The trial court sustained
the State's objections to this testimony. This was proper, because the testimony
constituted impeachment on collateral matters.
Testimony that C.M.'s mother said that CM. had undergone a rape kit
examination and that she said that R.D.M.'s sisters were present during one of
the incidents is collateral. In order to prove first degree child molestation, the
State was required to prove that R.D.M. had sexual contact with CM., which is
defined as "any touching of the sexual or other intimate parts of a person done
for the purpose of gratifying sexual desire of either party or a third party."22
Whether C.M.'s mother told a neighbor that CM. had undergone a rape kit, or
whether C.M.'s mother said that R.D.M.'s sisters were present, is not relevant,
substantive evidence. Its only purpose was contradiction of C.M.'s mother.
Likewise, testimony from witnesses that C.M.'s mother told neighbors that
R.D.M. had touched CM. underneath her clothes and that he had penetrated
C.M.'s vagina with his fingers was also collateral. Defense counsel asserted that
22 RCW 9A.44.010(2); RCW 9A.44.083.
11
No. 70968-2-1/12
this questioning was proper because "[i]t's what [C.M.'s mother] said [CM.] told
her as she related it to the other individual."23 Thus, R.D.M. sought to challenge
C.M.'s mother as a reporter of C.M.'s statements. But as the State points out,
defense counsel did not ask C.M.'s mother what CM. said. Rather, defense
counsel asked what she said to other people. And any alleged statement C.M.'s
mother made regarding those matters is not relevant.
In making its evidentiary rulings, the court carefully reviewed the questions
posed by defense counsel as well as C.M.'s mother's answers. And it
determined that impeachment was improper, because defense counsel's
questions did not ask what CM. said. Rather, the questions only asked for
C.M.'s mother's impressions, which were irrelevant. For example, the court
stated, "So the problem ... is that that question does not ask about child
hearsay. It doesn't ask what the kid said. It only reports what mom's
impressions are. So that's again collateral. . . ."24 And in another example,
"[A]gain, that's not asking her about what the child said. That's asking her about
her own impressions or her own recollection. It's not asking her for quotes or to
repeat what the child said."25 The court carefully made such a record for each of
these matters.
23 Report of Proceedings (Sept. 24, 2013) at 16.
24 id, at 26.
25 Id, at 27.
12
No. 70968-2-1/13
In sum, the court properly exercised its discretion when it limited R.D.M.'s
impeachment of C.M.'s mother because the testimony constituted impeachment
on collateral matters.
R.D.M. argues that these evidentiary errors violated his right to present a
defense, his right to confront and cross-examine the State's witnesses, and his
right to a fair trial. He is mistaken.
There were no evidentiary errors, as the trial court properly exercised its
discretion in its rulings. Moreover, evidentiary errors are generally not of
constitutional magnitude.26 Further, a defendant has no constitutional right to
present irrelevant evidence.27 And R.D.M. was not precluded from presenting
otherwise relevant, admissible evidence. In short, R.D.M.'s constitutional
arguments are unpersuasive.
R.D.M. also argues that these errors cumulatively denied him a fair trial.
The cumulative error doctrine "is limited to instances when there have been
several trial errors that standing alone may not be sufficient to justify reversal but
when combined may deny a defendant a fair trial."28 Here, because there was no
error, the cumulative error doctrine does not apply.
Finally, R.D.M. requests that this court remand for a new fact-finding
hearing before a different juvenile court if this court reverses his convictions.
Because we affirm, we need not further address this argument.
26 State v. Grier, 168 Wn. App. 635, 643 n.16, 278 P.3d 225 (2012).
27 State v. Hudlow. 99 Wn.2d 1,15, 659 P.2d 514 (1983).
28 State v. Greiff. 141 Wn.2d 910, 929, 10 P.3d 390 (2000).
13
No. 70968-2-1/14
We affirm the order on disposition.
/Cryt.J.
WE CONCUR:
^T-
14