Matthew Sealey v. State of Tennessee ( 2021 )


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  •                                                                                          09/21/2021
    IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
    AT JACKSON
    Assigned on Briefs September 8, 2021
    MATTHEW SEALEY v. STATE OF TENNESSEE
    Appeal from the Circuit Court for Madison County
    No. C-20-13 Donald H. Allen, Judge
    ___________________________________
    No. W2021-00129-CCA-R3-PC
    ___________________________________
    The petitioner, Matthew Sealey, appeals the denial of his post-conviction petition, arguing
    the post-conviction court erred in finding he received the effective assistance of counsel
    prior to and during his guilty plea hearing. Upon our review of the record, briefs, and
    applicable law, we affirm the denial of the petition.
    Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
    J. ROSS DYER, J., delivered the opinion of the court, in which ROBERT W. WEDEMEYER
    and CAMILLE R. MCMULLEN, JJ., joined.
    Joseph T. Howell, Jackson, Tennessee, for the appellant, Matthew Sealey.
    Herbert H. Slatery III, Attorney General and Reporter; Garrett D. Ward, Assistant Attorney
    General; Jody S. Pickens, District Attorney General; and Al Earls, Assistant District
    Attorney General, for the appellee, State of Tennessee.
    OPINION
    Facts and Procedural History
    I.      Guilty Plea Hearing
    On October 17, 2019, the petitioner pleaded guilty to second-degree murder and
    aggravated child abuse in connection with the death of his infant son, A.S.1 As part of the
    plea agreement, the petitioner agreed to be sentenced as a Range II offender and received
    1
    It is the policy of this Court to refer to minor victims by initials only.
    an effective sentence of thirty years in confinement. The facts underlying the plea, as
    explained by the State, were as follows:
    [I]f this case were to proceed to trial the State would show that [the
    victim] was born on May 2nd, 2018. On July 7th, 2018, Erin Woolfork, the
    mother of [the victim], was residing at 1000 Highland Drive here in Madison
    County, Tennessee. Ms. Woolfork would testify that about ten days prior [to
    the victim’s death, she took the victim] for a checkup [and] that at that time
    he was in good health and had no medical issues that were identified by the
    doctor. She would testify on July 7th she went to bed at approximately 10:30
    p.m. At that time [the victim] was healthy and hadn’t had any signs of any
    medical distress. She would testify that [the petitioner], the father of [the
    victim], agreed to stay up with [the victim] at that time.
    Later the next day, Your Honor, July the 8th of 2018, Erin Woolfork
    woke up at approximately 4:30 a.m. and checked on [the victim]. She found
    that [the victim] was not breathing and was cold to the touch. She woke up
    [the petitioner] and they at that time called 9-1-1 and began CPR on [the
    victim].
    Your Honor, Brandy Austin and Heather Swindle are both employed
    by the Medical Center EMT here in Madison County. They would both
    testify that they responded to the scene and that [the victim] was deceased at
    the time they responded and that rigor mortis was present indicating that [the
    victim] had been deceased for some time.
    Your Honor, [the petitioner] advised the EMT workers that earlier in
    the night that [the victim] had rolled off an ottoman and hit his head on the
    bed and there was a small mark on his head from that fall. He stated that he
    picked [the victim] up at that time and that everything appeared fine. [The
    victim] was transported to Jackson Madison County Hospital and was
    pronounced dead at that time.
    An autopsy was performed by Dr. Dearing with the Office of the
    Medical Examiner in Nashville, Tennessee. The autopsy revealed significant
    blunt trauma injury to the abdomen. There was a presence of bruising along
    [the victim’s] back and there were several rib fractures. Your Honor, if I
    recall correctly ribs 2 through 7 were all fractured. There was a hemorrhage
    surrounding the right kidney.
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    Your Honor, the injury that resulted in [the victim’s] death was he
    suffered a severe laceration to his liver that resulted in internal bleeding. Dr.
    Dearing would testify that the cause of death was blunt force trauma that
    caused that injury and the manner of death was homicide. Your Honor, Dr.
    Dearing would testify that these injuries are not consistent with the original
    story that [the petitioner] provided on possible causes of how [the victim]
    died specifically being falling off the ottoman. He would testify that falling
    off that distance would not result in this severe internal injuries.
    Dr. Dearing in speaking with investigators about this case, he would
    testify that he developed a theory that these injuries most likely would have
    been caused by an individual wrapping both the hands around the baby’s
    torso and violently squeezing the baby that that would cause the – that would
    explain the broken ribs on the back from the fingers and then the ribs would
    be broken from the thumbs and that would lead to the internal injuries being
    the lacerations of the liver.
    Your Honor, after investigators spoke with Dr. Dearing and learning
    that that would be the most likely cause of these injuries, the most likely way
    these injuries would have occurred, they interviewed [the petitioner]. This
    was the third time he had been interviewed. During the previous interviews
    he had discussed again the baby falling off of the ottoman. He had also told
    investigators that both he and Erin had performed CPR on [the victim] when
    the[y] found [the victim].
    Your Honor, I failed to mention that Dr. Dearing also reviewed the
    first two interviews on video. They were video taped of [the petitioner] and
    Erin Woolfork. In those interviews they showed investigators how they
    performed CPR and based on how they performed CPR for the investigators
    Dr. Dearing also said that that’s not how the ribs were broken and that they
    would not be broken in that manner by the way they were performing CPR
    so they had to have been broken some other way.
    Your Honor, during the third interview on February 4th, 2019, [the
    petitioner] gave investigators additional information on how the injuries to
    [the victim] could have possibly occurred. He then stated that not only did
    [the victim] fall off the ottoman that night but that while [the petitioner] was
    carrying [the victim] he had accidentally bumped into the wall at least once
    and possibly twice while carrying the [victim] and maybe that’s how he
    suffered the injuries. After the investigators questioned him further and
    explained that that would not really explain the extent of his injuries
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    especially again the severe lacerations of the liver, at that time [the petitioner]
    did admit to picking [the victim] up with force and squeezing [the victim]
    with force and he actually demonstrated it for the officers, Your Honor, and
    this was again a video taped interview so the jury would be able to see the
    manner in which he picked the child up, but it was basically exactly how Dr.
    Dearing described how the injuries could have occurred with him picking
    [the victim] up with both hands and he stated that he did squeeze [the victim]
    with force and he stated that he bent over holding [the victim] squeezing him.
    Again, this would be consistent with how Dr. Dearing stated the injuries to
    [the victim] could have occurred.
    During his plea colloquy, the petitioner informed the trial court that he understood
    his rights.2 He further understood that, by pleading guilty to the charges, the petitioner
    would be waiving his right to a trial by jury, to confront witnesses against him, and to
    appeal. The petitioner testified he was satisfied with the representation of trial counsel.
    Finally, the petitioner affirmed he was not being forced to plead guilty, and no one had
    made promises to him in exchange for his guilty plea. The trial court accepted the plea
    agreement and found the petitioner guilty of second-degree murder and aggravated child
    abuse.
    II.    Post-Conviction Hearing
    The petitioner filed a pro se petition for post-conviction relief, arguing, in part, trial
    counsel was ineffective for failing to tell the petitioner “what [he] should [have] done to
    have a better sentence.” The post-conviction court appointed counsel, and an evidentiary
    hearing was held, during which the petitioner and trial counsel testified.
    The petitioner testified that trial counsel was appointed to represent him following
    his arrest for the victim’s murder. Although trial counsel was able to secure a thirty-year
    plea agreement with the State, the petitioner believed trial counsel should have done more
    to negotiate a lower sentence. Specifically, the petitioner argued trial counsel “should have
    helped [the petitioner] more deal with it instead of just giving [the petitioner] the same plea
    [offer] over and over.” The petitioner talked to trial counsel about negotiating a better plea,
    but trial counsel failed to do so. On cross-examination, the petitioner agreed that trial
    counsel was able to negotiate a plea in which the State reduced the first- degree murder
    charge to second degree, sparing the petitioner a life sentence.
    Trial counsel testified he was appointed to represent the petitioner on his first-degree
    murder and aggravated child abuse charges. At some point, the State extended the thirty-
    2
    The petitioner, who has Usher Syndrome, testified through a sign language interpreter.
    -4-
    year plea offer. Trial counsel attempted to negotiate the charges down to reckless homicide
    and a lesser offense on the aggravated child abuse. However, the State refused to entertain
    a lower offer, and the petitioner was left with the option of accepting the thirty-year offer
    or proceeding to trial. On cross-examination, trial counsel testified the petitioner has Usher
    Syndrome, which causes hearing and vision problems. However, the petitioner was able
    to read trial counsel’s lips when they met at the jail, and they also communicated via mail.
    Because the petitioner had admitted to squeezing the victim, if the case had gone to trial,
    the defense strategy would have been to argue that the petitioner did not intend to kill the
    victim.
    After its review of the evidence presented, the post-conviction court denied relief,
    and this timely appeal followed.
    Analysis
    On appeal, the petitioner argues his guilty plea was the result of ineffective
    assistance of counsel. Specifically, the petitioner argues trial counsel failed to negotiate a
    better plea agreement. The State contends the post-conviction court properly denied the
    petition.
    The petitioner bears the burden of proving his post-conviction factual allegations by
    clear and convincing evidence. Tenn. Code Ann. § 40-30-110(f). The findings of fact
    established at a post-conviction evidentiary hearing are conclusive on appeal unless the
    evidence preponderates against them. Tidwell v. State, 
    922 S.W.2d 497
    , 500 (Tenn. 1996).
    This Court will not reweigh or reevaluate evidence of purely factual issues. Henley v.
    State, 
    960 S.W.2d 572
    , 578 (Tenn. 1997). However, appellate review of a trial court’s
    application of the law to the facts is de novo, with no presumption of correctness. See Ruff
    v. State, 
    978 S.W.2d 95
    , 96 (Tenn. 1998). The issue of ineffective assistance of counsel
    presents mixed questions of fact and law. Fields v. State, 
    40 S.W.3d 450
    , 458 (Tenn. 2001).
    Thus, this Court reviews the petitioner’s post-conviction allegations de novo, affording a
    presumption of correctness only to the post-conviction court’s findings of fact. Id.; Burns
    v. State, 
    6 S.W.3d 453
    , 461 (Tenn. 1999).
    To establish a claim of ineffective assistance of counsel, the petitioner must show
    both that counsel’s performance was deficient and that counsel’s deficient performance
    prejudiced the outcome of the proceedings. Strickland v. Washington, 
    466 U.S. 668
    , 687
    (1984); State v. Taylor, 
    968 S.W.2d 900
    , 905 (Tenn. Crim. App. 1997) (noting that the
    standard for determining ineffective assistance of counsel applied in federal cases is also
    applied in Tennessee). The Strickland standard is a two-prong test:
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    First, the defendant must show that counsel’s performance was
    deficient. This requires showing that counsel made errors so serious that
    counsel was not functioning as the “counsel” guaranteed the defendant by
    the Sixth Amendment. Second, the defendant must show that the deficient
    performance prejudiced the defense. This requires showing that counsel’s
    errors were so serious as to deprive the defendant of a fair trial, a trial whose
    result is reliable.
    
    466 U.S. at 687
    . In order for a post-conviction petitioner to succeed, both prongs of the
    Strickland test must be satisfied. 
    Id.
     Thus, courts are not required to even “address both
    components of the inquiry if the defendant makes an insufficient showing on one.” Id.; see
    also Goad v. State, 
    938 S.W.2d 363
    , 370 (Tenn. 1996) (stating that “a failure to prove
    either deficiency or prejudice provides a sufficient basis to deny relief on the ineffective
    assistance claim”).
    A petitioner proves a deficiency by showing “counsel’s acts or omissions were so
    serious as to fall below an objective standard of reasonableness under prevailing
    professional norms.” Goad, 
    938 S.W.2d at 369
     (citing Strickland, 
    466 U.S. at 688
    ; Baxter
    v. Rose, 
    523 S.W.2d 930
    , 936 (Tenn. 1975)). The prejudice prong of the Strickland test is
    satisfied when the petitioner shows there is a reasonable probability, or “a probability
    sufficient to undermine confidence in the outcome,” that “but for counsel’s unprofessional
    errors, the result of the proceeding would have been different.” Strickland, 
    466 U.S. at 694
    . However, “[b]ecause of the difficulties inherent in making the evaluation, a court
    must indulge a strong presumption that counsel’s conduct falls within the wide range of
    reasonable professional assistance; that is, the defendant must overcome the presumption
    that, under the circumstances, the challenged action ‘might be considered sound trial
    strategy.’” 
    Id. at 689
     (quoting Michel v. Louisiana, 
    350 U.S. 91
    , 101 (1955)).
    A guilty plea must be knowingly, voluntarily, and intelligently entered in order to
    be valid. Lane v. State, 
    316 S.W.3d 555
    , 562 (Tenn. 2010). The court must determine
    whether the guilty plea evidences a voluntary and informed decision to pursue a guilty plea
    in light of the alternative options available to the defendant. 
    Id.
     In the context of a post-
    conviction challenge to a guilty plea, both prongs of the Strickland test must be met.
    Garcia v. State, 
    425 S.W.3d 248
    , 256 (Tenn. 2013). Thus, to successfully challenge his
    guilty plea, the petitioner must show counsel’s performance was deficient, and he “must
    establish a reasonable probability that, but for the errors of his counsel, he would not have
    entered the plea.” Adkins v. State, 
    911 S.W.2d 334
    , 349 (Tenn. Crim. App. 1994) (citing
    Hill v. Lockhart, 
    474 U.S. 52
    , 59 (1985)); Garcia, 425 at 257 (Tenn. 2013).
    The petitioner argues trial counsel failed to negotiate a more favorable plea offer
    due to his “lack of attention to [the petitioner’s] defense and his ignorance of the criminal
    -6-
    justice system.” However, the petitioner merely submits this conjectural assertion without
    providing any argument regarding how trial counsel would have been able to effectuate a
    more favorable offer. The petitioner has offered no proof or argument as to how trial
    counsel failed to “pay attention” or as to the depth or lack thereof of trial counsel’s
    knowledge of the criminal justice system. Likewise, the defendant offers no legal authority
    or citations to the record in support of his argument.
    Furthermore, at the evidentiary hearing, trial counsel testified that he attempted to
    negotiate the murder charge to a reduced charge of reckless homicide and the aggravated
    child abuse charge reduced to a lesser offense. However, the State refused to waiver from
    its initial offer of thirty years. The petitioner cannot fault trial counsel for the State’s
    resistance to further plea negotiations. The post-conviction court accredited trial counsel’s
    testimony, and nothing in the record preponderates against the post-conviction court’s
    factual findings. See Tidwell, 
    922 S.W.2d at 500
    . The petitioner is not entitled to relief.
    Conclusion
    Based upon the foregoing authorities and reasoning, the judgment of the post-
    conviction court is affirmed.
    ____________________________________
    J. ROSS DYER, JUDGE
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