United States v. Almaguer , 246 F. App'x 260 ( 2007 )

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United States Court of Appeals
Fifth Circuit
F I L E D
No. 05-10428 August 23, 2007
Charles R. Fulbruge III
Clerk
UNITED STATES OF AMERICA
Plaintiff-Appellee
v.
CHRISTOPHER ALMAGUER,
also known as Toothpick
Defendant-Appellant
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 4:04-CR-152-2-A
Before JOLLY, STEWART, and PRADO, Circuit Judges.
PER CURIAM:*
Christopher Almaguer appeals his convictions on five counts related to his
involvement in a methamphetamine distribution network. We AFFIRM.
I.
Christopher Almaguer, also known as “Toothpick” was charged with six
counts of illegal drug activity and money laundering in conjunction with his
involvement in a drug conspiracy run by Frank Flores, otherwise known as
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
No. 05-10428
“Tank.” Almaguer’s case proceeded to trial, and the jury found him guilty on five
counts: Count 1, conspiracy to possess with intent to distribute and to distribute
more than 50 grams of methamphetamine, in violation of 21 U.S.C. § 846; Count
2, distribution of more than 50 grams of methamphetamine on April 15, 2003,
in violation of 21 U.S.C. §§ 841(a)(1) & 841(b)(1)(A)(viii); Count 3, distribution
of more than 50 grams of methamphetamine on January 28, 2004, in violation
of 21 U.S.C. §§ 841(a)(1) & 841(b)(1)(A)(viii); Count 4, possession of two
handguns in furtherance of a drug trafficking crime on April 1, 2004, in violation
of 18 U.S.C. § 924(c); and Count 6, causing his common law wife, Graciela
Gandara, to engage in money laundering, in violation of 18 U.S.C. §§ 2 &
1957(a).1 Almaguer appealed his convictions on all five counts.
II.
Almaguer argues that his trial counsel provided ineffective assistance by
failing to move for a judgment of acquittal on all counts at the close of the
government’s case, at the close of all evidence, or after the jury returned the
verdict. See FED. R. CRIM. P. 29. Almaguer argues that there is insufficient
evidence to support any of his convictions.
“A claim of ineffective assistance of counsel is ordinarily not reviewed on
direct appeal unless it has been addressed by the district court. Only when the
record is sufficiently developed with respect to such a claim, will we determine
on direct appeal the merits of the claim.” United States v. Rosalez-Orozco, 8 F.3d
198, 199 (5th Cir. 1993) (citations, quotation, and alteration omitted). Here, the
record is sufficiently developed for us to consider Almaguer’s claim, and we
therefore turn to the merits of his argument.
1
The jury also found Almaguer guilty of Count 5, possession of a semi-automatic rifle
in furtherance of a drug trafficking crime on August 17, 2004, in violation of 18 U.S.C. § 924(c).
At sentencing, however, the district court dismissed Count 5 on the government’s motion.
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No. 05-10428
To prevail on a claim of ineffective assistance of counsel, the defendant
must demonstrate (1) deficient performance by counsel that (2) prejudiced the
defense. Id. (citing Strickland v. Washington, 466 U.S. 668, 687 (1984)). “To
establish prejudice, [Almaguer] must show that there is a reasonable probability
that, but for counsel’s unprofessional errors, the result of the proceeding would
have been different.” Id. (quotation omitted). To determine whether Almaguer’s
alleged ineffective assistance of counsel prejudiced his defense, “we must
evaluate the sufficiency of the evidence as if counsel had moved for judgment of
acquittal at the close of the evidence.” Id. at 200. “Accordingly, we must
determine whether, viewing the evidence and the inferences that may be drawn
from it in the light most favorable to the verdict, a rational jury could have found
the essential elements of the offenses beyond a reasonable doubt.” Id. (quotation
omitted).
A.
We first consider the sufficiency of the evidence for Almaguer’s drug-
related convictions under Counts 1, 2, 3, and 4. To convict Almaguer of drug
conspiracy under Count 1, the government was required to prove beyond a
reasonable doubt: (1) an agreement existed between Almaguer and one or more
persons to violate the applicable narcotics laws; (2) Almaguer knew of the
conspiracy and intended to join it; and (3) Almaguer participated voluntarily in
the conspiracy. See United States v. Infante, 404 F.3d 376, 385 (5th Cir. 2005).
“An express agreement is not required; a tacit, mutual agreement with common
purpose, design, and understanding will suffice.” Id. Each element may be
established by circumstantial evidence. Id. Accordingly, “[a]ssociation or
presence can be sufficient to prove knowing participation in the agreement if
combined with other supporting circumstantial evidence.” United States v.
Martinez, 190 F.3d 673, 676 (5th Cir. 1999).
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No. 05-10428
Similarly, to convict Almaguer of drug possession with intent to distribute
under Counts 2 and 3, the government was required to prove beyond a
reasonable doubt: “(1) knowing (2) possession of an illegal substance (3) with the
requisite intent to distribute.” See Infante, 404 F.3d at 385. “Possession can be
actual or constructive, joint among defendants, and established by direct or
circumstantial evidence.” Martinez, 190 F.3d at 676.
Finally, to convict Almaguer of possession of a firearm in furtherance of
a drug trafficking crime under Count 4, the government was required to prove
that Almaguer (1) carried a firearm (2) during and in relation to a drug
trafficking crime. See United States v. Guidry, 456 F.3d 493, 508 (5th Cir. 2006);
18 U.S.C. § 924(c) (2006).
Here, sufficient evidence clearly supports Almaguer’s conviction under
Count 2 for possession with intent to distribute on April 15, 2003. Francisco
(Frank) Flores testified that a man named Fino made drug transactions on
Flores’s behalf and that on April 15, 2003, Fino and Almaguer delivered a
shipment of methamphetamine to Jeffrey Borho. Borho likewise testified that
on April 15, 2003, he arranged to purchase methamphetamine from Flores, and
the shipment was delivered to him by Fino and Almaguer. Police testified that
they observed Almaguer park his Lincoln Navigator at Flores’s home and leave
with another man and several small bags. They later observed the Navigator
pull into a hotel parking lot, pick up Borho, drive around the hotel, and drop off
Borho, who carried a small package. Shortly thereafter, officers stopped and
arrested Borho for a traffic violation, seizing approximately 600 grams of
methamphetamine. Borho also testified that a day or two prior to April 15,
2003, he was trying to get two or three pounds of methamphetamine and was
waiting at a park with Flores when Almaguer pulled up in his Navigator,
accompanied only by a child. Flores went to Almaguer’s car window and
returned to Borho soon thereafter, throwing Borho a McDonald’s bag containing
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No. 05-10428
french fries, catsup, and three pounds of methamphetamine. Viewing this
evidence in the light most favorable to the government, see Rosalez-Orozco, 8
F.3d at 200, the evidence was sufficient for the jury to find Almaguer guilty of
Count 2, see Infante, 404 F.3d at 385; Martinez, 190 F.3d at 676.
Likewise, sufficient evidence supports Almaguer’s conviction under Count
3 for possession with intent to distribute on January 28, 2004. That day, police
officers arrested Priscilla Pena when she was seen dumping methamphetamine
out of her vehicle’s window during a traffic stop. Pena testified that about one
week prior to her arrest, she had called Flores and arranged to purchase “a little
over a pound” of methamphetamine. She testified that Flores instructed her to
meet with Almaguer to receive the methamphetamine.2 She further testified
that she met Almaguer at the designated location, and he provided her with the
methamphetamine. Later, on April 1, 2004, police officers stopped Almaguer’s
vehicle and found $1900 in cash and two handguns. In sum, these facts provide
sufficient evidence to support Almaguer’s conviction under Count 3. See Infante,
404 F.3d at 385; Martinez, 190 F.3d at 676.
The foregoing facts also demonstrate, in conjunction with the record as a
whole, that sufficient evidence supports Almaguer’s convictions under Count 1
for drug conspiracy, see Infante, 404 F.3d at 385; Martinez, 190 F.3d at 676, and
under Count 4 for possession of a handgun in furtherance of a drug trafficking
crime, see Guidry, 456 F.3d at 508; 18 U.S.C. § 924(c).
B.
We next consider the sufficiency of the evidence for Almaguer’s money
laundering conviction under Count 6. To prove a money laundering offense
under 18 U.S.C. § 1957(a), the government must prove: (1) property valued at
more than $10,000 was derived from a specified unlawful activity (here, drug
2
Over Almaguer’s hearsay objection, the district court admitted Pena’s testimony about
Flores’s instructions as a statement in furtherance of the conspiracy.
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No. 05-10428
trafficking, see 18 U.S.C. §§ 1956(c)(7)(B)(i) & 1957(f)(3)); (2) Almaguer engaged
in a monetary transaction with the property; and (3) Almaguer knew that the
property was derived from unlawful activity. See United States v. Rodriguez,
278 F.3d 486, 490 (5th Cir. 2002). The term “monetary transaction” is defined
to mean “the deposit, withdrawal, transfer, or exchange, in or affecting
interstate or foreign commerce, of funds or a monetary instrument (as defined
in section 1956(c)(5) of this title [which includes “bank checks”]) by, through, or
to a financial institution (as defined in section 1956 of this title), including any
transaction that would be a financial transaction under section 1956(c)(4)(B) of
this title, ...” 18 U.S.C. § 1957(f)(1) (2006).
At trial, an IRS agent testified that on April 26, 2002, Almaguer’s common
law wife, Graciela Gandara, entered the Forth Worth Community Credit Union
with $15,100 in cash and received two cashier’s checks for $7,500 each. The
checks were issued to Arcadia Financial Ltd., a company based in Minneapolis,
Minnesota, and the checks identified Graciela Gandara as the remitter. The
agent traced the funds and determined that the $15,000 was credited in May
2002 to an Arcadia Financial account related to the purchase of a 1998 Lexus
jointly owned by Almaguer and Gandara. As evidenced by Government Exhibit
7, the 1998 Lexus had been repossessed on April 16, 2002, and Gandara used the
$15,000 in cashier’s checks in addition to other funds to pay off the auto loan and
redeem the 1998 Lexus on May 14, 2002. Furthermore, the government
produced Government Exhibit 25, which summarized the transactions of a Bank
of America checking account held by Almaguer and Gandara. In 2002, the
deposits consisted of $36,915.00 in cash and $36,063.79 in checks, of which
$1,668.06 was taken out as cash. Almaguer and Gandara filed a joint tax return
for the 2002 tax year, admitted into evidence as Government Exhibit 11. On
their 2002 tax return, the two of them only reported income of $24,943.00, the
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No. 05-10428
amount appearing on Almaguer’s W-2 tax form from his employer, Bison
Building Materials.3
In United States v. Westbrook, 119 F.3d 1176 (5th Cir. 1997), a case of
money laundering in violation of 18 U.S.C. § 1956, this Court concluded that a
reasonable jury could infer that the defendant bought his Mercedes using drug
money, where he did not file a tax return or identify any legitimate income and
where there was “ample evidence” that the defendant was involved in extensive
drug dealing. Id. at 1191. Although the facts in this case differ because
Almaguer’s reported income exceeded the $15,100 used for the cashier’s checks,
his reported salary was nevertheless only $24,943.00, and “the jury was free to
discredit [Almaguer’s] theory that the funds used to acquire the [cashier’s
checks] were from a legitimate source.” See Rodriguez, 278 F.3d at 491. The
record demonstrates that Almaguer and Gandara obtained over $50,000 in
unexplained cash in 2002 ($36,915.00 deposited into their joint account plus
$15,100 for the cashier’s checks),4 and the government produced “ample
3
Almaguer points out that Gandara self-reported in a loan application in Government
Exhibit 7 that her salary as of July 2001 was $2,500 per month. Nevertheless, Government
Exhibit 7 also contains a letter dated July 13, 2001 from Gandara’s employer stating that
Gandara had been on a leave of absence since May 25, 2001, and Almaguer produced no
evidence that she ever returned to work.
Almaguer also points out that Government Exhibit 8 contains a copy of a pay stub
which indicates that as of October 26, 2002, Almaguer had earned $43,860.00 gross income in
2002. The pay stub clearly conflicts with his reported income and his W-2 tax form, and
“viewing the evidence and the inferences that may be drawn from it in the light most favorable
to the verdict,” we assume that the jury believed the W-2 tax form and not the pay stub. See
Rosalez-Orozco, 8 F.3d at 200.
4
Almaguer claims that he and Gandara could have obtained the $15,100 cash from an
auto insurance check they received as settlement for a wrecked Lexus. His claim is without
merit. Based on a review of the couple’s joint checking account, the government points out that
the only check Almaguer and Gandara received from their auto insurance company was issued
on November 6, 2002 as partial settlement of claims arising out of an incident on October 7,
2002, which was after Gandara obtained the cashier’s checks on April 26, 2002. Furthermore,
the check was only for $13,909.71.
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No. 05-10428
evidence” at trial that Almaguer was involved in the drug conspiracy. See
Westbrook, 119 F.3d at 1191. “The government is under no duty to trace the
individual funds and it is not necessary that a transaction be examined wholly
in isolation if the evidence tends to show that it is part of a larger scheme that
is designed to conceal illegal proceeds.” Rodriguez, 278 F.3d at 491 (quotation
omitted). On the facts before us, we find sufficient evidence for a reasonable
trier of fact to find beyond a reasonable doubt that the cash Gandara used to
purchase the cashier’s checks was derived from drug trafficking and that
Almaguer knew the cash was derived from drug trafficking. See Rodriguez, 278
F.3d at 490.
The remaining question is whether there is sufficient evidence to show
that Almaguer engaged in a monetary transaction, see id., or more specifically
as stated in Count 6, that he “did intentionally and knowingly cause [Gandara]
to engage in a monetary transaction ....” in violation of 18 U.S.C. §§ 2 and
1957(a). Under 18 U.S.C. § 2, “[w]hoever willfully causes an act to be done which
if directly performed by him or another would be an offense against the United
States, is punishable as a principal.” 18 U.S.C. § 2(b) (2006) (emphasis added).
The record demonstrates that Almaguer and Gandara acted as common law
husband and wife, shared a checking account, owned the 1998 Lexus together,
and in 2002 had over $50,000 of unexplained cash that the jury apparently
concluded was mostly if not entirely Almaguer’s drug money. Under these facts,
there was sufficient evidence for the jury to conclude beyond a reasonable doubt
that Almaguer “caused” Gandara to engage in the monetary transaction such
that he can be held liable as a principal for violating 18 U.S.C. § 1957(a). See 18
U.S.C. §§ 2 and 1957(a).
Nonetheless, Almaguer argues that even if he “caused” Gandara to engage
in money laundering, the government failed to produce sufficient evidence to
satisfy the interstate commerce nexus requirement of the definition of “monetary
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No. 05-10428
transaction.” See 18 U.S.C. § 1957(f)(1). We disagree. Under 18 U.S.C. §
1957(f)(1), a “monetary transaction” includes “any transaction that would be a
financial transaction under section 1956(c)(4)(B) of this title,” and 18 U.S.C. §
1956(c)(4)(B) defines “financial transaction” as “a transaction involving the use
of a financial institution which is engaged in, or the activities of which affect,
interstate or foreign commerce in any way or degree.” Here, Gandara used the
cash to obtain two cashier’s checks made out to Arcadia Financial Ltd., a
financial institution based in Minnesota but having at least one Texas address
and doing business with Gandara and Almaguer in Texas, as evidenced by
Government Exhibit 7. Therefore, Arcadia Financial is “a financial institution
which is engaged in ... interstate or foreign commerce in any way or degree,” and
Gandara’s payment of the cashier’s checks to Arcadia Financial qualified as a
“financial transaction” under 18 U.S.C. § 1956(c)(4)(B), and thus, as a “monetary
transaction” under 18 U.S.C. § 1957(f)(1).
III.
The record demonstrates that the government produced sufficient evidence
for the jury to find Almaguer guilty beyond a reasonable doubt on all five counts
of conviction. Therefore, he was not prejudiced by his trial counsel’s failure to
move for a judgment of acquittal, and his constitutional claim of ineffective
assistance of counsel fails because, assuming counsel was ineffective, he cannot
satisfy the prejudice prong of the claim. See Rosalez-Orozco, 8 F.3d at 199.
Because we conclude that sufficient evidence supports Almaguer’s convictions
for the purposes of his ineffective assistance claim, which requires us to
“evaluate the sufficiency of the evidence as if counsel had moved for judgment
of acquittal at the close of the evidence,” see Rosalez-Orozco, 8 F.3d at 200,
Almaguer’s stand-alone insufficient evidence claims also fail under the
heightened “manifest miscarriage of justice” standard of review, see United
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No. 05-10428
States v. Sam, 467 F.3d 857, 860 (5th Cir. 2006) (quotation omitted);
Rosalez-Orozco, 8 F.3d at 202. Accordingly, Almaguer’s convictions are
AFFIRMED.
10