Antonio Cox v. William Stephens, Director , 602 F. App'x 141 ( 2015 )

Case: 13-20446 Document: 00512931212 Page: 1 Date Filed: 02/09/2015
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 13-20446 United States Court of Appeals
Fifth Circuit
FILED
ANTONIO F. COX, February 9, 2015
Lyle W. Cayce
Petitioner - Appellant Clerk
v.
WILLIAM STEPHENS, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL
JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION,
Respondent - Appellee
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 4:12-CV-2776
Before BENAVIDES, SOUTHWICK, and COSTA, Circuit Judges.
PER CURIAM:*
Antonio F. Cox filed a petition for a writ of habeas corpus challenging his
convictions for aggravated assault. The district court granted summary
judgment in favor of the Director and dismissed Cox’s habeas petition with
prejudice. At the time of the district court’s ruling, Cox had not yet exhausted
his state court remedies. We granted Cox a limited certificate of appealability
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH
CIR. R. 47.5.4.
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(“COA”). Because Section 2254 expressly authorizes a federal court to deny an
unexhausted claim on the merits, and the lack of merit in these claims was
clear, we AFFIRM.
FACTUAL AND PROCEDURAL BACKGROUND
In August 2007, Cox was convicted by a jury in Harris County, Texas of
two counts of aggravated assault and was sentenced to twenty-seven years in
prison. Cox’s conviction and sentence were affirmed on direct appeal by a state
court of appeals in March 2009. He did not seek discretionary review by the
Texas Court of Criminal Appeals.
Cox then filed an application for post-conviction relief in state court in
April 2010, claiming that: (1) his counsel had been ineffective at trial and on
appeal, (2) the prosecution used race-based peremptory challenges when
seating the jury, (3) a request for a jury instruction was wrongly denied, (4) his
right to a speedy trial was violated, and (5) the trial judge made improper
comments.
While his state habeas application was still pending, Cox filed a habeas
application in the United States District Court for the Southern District of
Texas in September 2012, raising largely the same claims. 1 See 28 U.S.C. §
2254. Cox acknowledged that he had failed to exhaust his state court remedies
but argued that because his state habeas petition had been pending for over a
year, the federal court could excuse the exhaustion requirement and decide his
claim on the merits.
The Director moved for summary judgment, requesting that Cox’s
application be dismissed for failure to exhaust state court remedies or, in the
alternative, stayed pending exhaustion. The Director argued that the state
1 Cox also argued in his federal habeas petition that the trial court improperly
admitted extraneous evidence, but he did not raise the claim that a jury instruction was
wrongly denied.
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court’s delay in addressing Cox’s petition was partly his own fault and thus he
was not entitled to relief from the exhaustion requirement. Alternatively, the
Director argued that the claims were procedurally barred and meritless.
In May 2013, the Harris County District Court adopted the state’s
proposed findings of fact and conclusions of law and recommended that Cox’s
habeas application be denied. Cox’s state court application was then forwarded
to the Texas Court of Criminal Appeals.
In July 2013, while Cox’s state habeas application was pending on
appeal, the federal district court denied his Section 2254 application in a
written memorandum opinion and order. The district court did not evaluate
the issue of exhaustion, simply noting: “The Court will consider petitioner’s
grounds without regard to exhaustion as they are without merit.” After
addressing the merits of Cox’s application, the court granted summary
judgment in favor of the Director and dismissed the suit with prejudice. The
district court also denied Cox’s request for a COA.
Cox then sought a COA from this court, arguing that because his state
habeas proceeding was still pending at the time of the district court’s ruling,
the federal habeas court owed no deference to the state habeas court and he
was entitled to an evidentiary hearing in federal court. Cox also argued that
the district court erred by failing to consider a newly filed attorney affidavit
produced during the state habeas proceedings. In granting Cox a limited COA,
we explained that all of these issues “touch on the propriety of the district
court’s consideration of claims for which Cox did not exhaust his state court
remedies . . . .” Accordingly, we limited the COA “to the question whether a
remand is necessary under Graham v. Johnson, 168 F.3d 762, 778 (5th Cir.
1999).” We also instructed the parties to explain the current status of Cox’s
state habeas proceedings.
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DISCUSSION
“In an appeal of the district court’s denial of habeas relief, this court
reviews the district court’s findings of fact for clear error and its conclusions of
law de novo . . . .” Canales v. Stephens, 765 F.3d 551, 562 (5th Cir. 2014)
(citation and quotations omitted).
We granted Cox a COA to address the narrow issue of whether a remand
to the district court was necessary. In Graham, the case cited in the COA, this
court examined the law governing unexhausted federal habeas applications.
168 F.3d at 778. We explained that a federal district court must generally
dismiss habeas petitions containing both unexhausted and exhausted claims
rather than hold the suit in abeyance pending exhaustion. Id. This court
acknowledged, though, that “because exhaustion is based on comity rather
than jurisdiction, there is no absolute bar to federal consideration of
unexhausted habeas applications.” Id. (citations omitted). “[U]nder certain
circumstances, a federal court may consider an unexhausted habeas
application.” Id. (quoting Granberry v. Greer, 481 U.S. 129, 134–35 (1987)).
In a later decision, we noted that the express language of the federal
habeas statute authorizes a federal court to reach the merits of an unexhausted
claim. Mercadel v. Cain, 179 F.3d 271, 276 (5th Cir. 1999). Section 2254(b)(2)
provides: “An application for a writ of habeas corpus may be denied on the
merits, notwithstanding the failure of the applicant to exhaust the remedies
available in the courts of the State.” This court clarified the meaning of this
provision in Mercadel, noting that a federal court may only deny an
unexhausted claim on the merits if the court is convinced the claim has no
merit. 179 F.3d at 276. A claim lacks merit if “‘it is perfectly clear that the
applicant does not raise even a colorable federal claim.’ ” Id. at n.4 (quoting
Granberry, 481 U.S. at 135).
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The express language of Section 2254(b)(2) authorizes a federal court to
deny an unexhausted claim on the merits. This court has limited this provision
to situations where the court is convinced that the petitioner’s claims lack
merit. See id. at 276. In this case, the court specified that it would consider
Cox’s claims without regard to exhaustion because they were meritless.
Thus, the relevant consideration is whether it was “perfectly clear” that
there was no merit to any of Cox’s claims. If it was clear, there is no need to
remand to the district court. We now examine those claims.
I. Improper Comments During Voir Dire
Cox claims that the trial judge violated his due process rights by making
improper comments during voir dire. Cox references several statements made
by the trial judge to jury members. The trial judge offered several reasons why
a defendant may decide not to testify at trial. The court then emphasized that,
regardless of a defendant’s reasons for not testifying, jurors cannot hold his
failure to testify against him. Cox suggests that these statements “were
calculated to wrongfully impute guilt to [the] defendant.” The district court
rejected Cox’s claim, explaining that the trial court’s statements sought “to
uphold, not undermine, petitioner’s presumption of innocence and his right not
to testify.” We agree. The record does not suggest that these comments were
“of such character that the jury would naturally and necessarily take it to be a
comment on the failure of the accused to testify,” as required to raise a
constitutional violation. United States v. Rocha, 916 F.2d 219, 232 (5th Cir.
1990) (citation and quotations omitted).
II. Improper Extraneous Offense Evidence
Cox also asserts that the trial court violated his due process rights by
allowing evidence of third-party threats to be admitted into evidence.
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Specifically, Cox claims that the trial court erred by allowing a witness to
testify that Cox’s daughter threatened to shoot at the victim’s house. The trial
court also allegedly erred by allowing another witness to testify that a man
named “Black” threatened to kill the victim’s family should Cox be convicted.
A determination of whether this evidence was properly admitted is
unnecessary. “The erroneous admission of prejudicial evidence will justify
habeas relief only if the admission was a crucial, highly significant factor in
the defendant’s conviction.” Neal v. Cain, 141 F.3d 207, 214 (5th Cir. 1998)
(citation omitted). A defendant must also show that an alleged error “had [a]
substantial and injurious effect or influence in determining the jury’s verdict.”
Brecht v. Abrahamson, 507 U.S. 619, 638 (1993) (citation and quotations
omitted). Cox has not shown that the testimony concerning the third-party
threats was a crucial or highly significant factor in his conviction. He also has
not shown that the testimony had a substantial or injurious effect on the jury’s
verdict. Because Cox has failed to make this showing, his alleged due process
violation is meritless.
III. Batson Violation
Cox next argues that the state violated Batson v. Kentucky, 476 U.S. 79(1986), by using six of its ten peremptory strikes on black jurors. This court
reviews a trial court’s ruling on a Batson claim for clear error. See Snyder v.
Louisiana, 552 U.S. 472, 477 (2008). A Batson challenge involves three steps.
United States v. Pratt, 728 F.3d 463, 474 (5th Cir. 2013). First, the defendant
must establish a prima facie case that the state exercised its peremptory
challenges on the basis of race. Id. If this requisite showing is made, the
burden then shifts to the state to present a race-neutral explanation for each
strike. Id. Finally, if the government presents race-neutral reasons, the
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burden shifts back to the defendant to prove purposeful discrimination. Id.(citation omitted).
Cox argues that two jurors were improperly struck on the basis of race.
Cox’s counsel raised these concerns at trial. The state responded by providing
race-neutral reasons for striking each of these jurors. The state explained that
one juror was struck because he was a janitor; the other was struck because
she sat with her arms crossed. This court has previously recognized
occupations and non-verbal signs of hostility as proper race-neutral reasons for
striking jurors. See United States v. Wallace, 32 F.3d 921, 925 (5th Cir. 1994).
Because the state presented valid race-neutral reasons for striking each of the
jurors, the burden shifted back to the defendant to prove purposeful
discrimination. Cox has failed to satisfy this burden and his alleged Batson
violation is thus meritless.
IV. Speedy Trial
Cox also claims that his right to a speedy trial was violated. The
Supreme Court has identified four factors that must be balanced when
evaluating speedy trial claims: (1) length of the delay, (2) reason for the delay,
(3) the defendant’s diligence in asserting his rights, and (4) prejudice to the
defendant caused by the delay. Barker v. Wingo, 407 U.S. 514, 530 (1972).
This court has explained that the first three Barker factors must be weighed
together against the last factor, prejudice. United States v. Serna-Villarreal,
352 F.3d 225, 230 (5th Cir. 2003). “Obviously, in this balancing, the less
prejudice a defendant experiences, the less likely it is that a denial of a speedy
trial right will be found.” Id. And, “[o]rdinarily, the burden of demonstrating
such prejudice rests on the defendant.” Id. (citation omitted).
Cox asserts that thirty-one months elapsed between the time the
complaint was brought against him and the time he was brought to trial. The
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record reflects that, during that time, Cox agreed to eleven continuances and
moved for a continuance on the day of trial. But the record also indicates that
Cox filed four pro se speedy trial motions during this time. These facts must
be weighed against any prejudice caused by the delay. Cox claims that he was
prejudiced because, by the time his case went to trial, one of his potential
witnesses had been called for military duty in Iraq and was unavailable to
testify.
Weighing all of the factors, we conclude that Cox has failed to show a
constitutional violation. While the first factor, a thirty-one month delay,
weighs in favor of Cox, the other factors do not. Under the second factor, the
facts show that Cox agreed to the multiple continuances by signing the agreed
reset forms. Under the third factor, the record shows that Cox made several
pro se speedy trial motions. But during the same time period, Cox consented
to continuing the trial. Finally, Cox’s claim of prejudice is weak. He has failed
to show that the unavailable witness would have testified or the contents of his
testimony. We find no speedy trial violation.
V. Ineffective Assistance of Counsel
Finally, Cox argues that he received ineffective assistance of counsel
both at trial and on appeal. Trial counsel allegedly failed to investigate and
call witnesses, specifically EMS personnel, a medical expert, and a firearm
expert, to support his theory of self-defense. Cox also claims counsel was
ineffective in seeking a continuance after the state and defense had rested.
A claim of ineffective assistance of counsel is analyzed using the familiar
two-prong standard set forth in Strickland v. Washington, 466 U.S. 668 (1984).
First, a defendant must show that counsel’s representation “fell below an
objective standard of reasonableness.” Id. at 688. To satisfy this burden, a
defendant must overcome the “strong presumption that counsel’s conduct falls
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within the wide range of reasonable professional assistance . . . .” Id. at 689.
Second, a defendant “must show that there is a reasonable probability that,
but for counsel’s unprofessional errors, the result of the proceeding would have
been different.” Id. at 694.
The district court determined that Cox failed to satisfy this standard.
We agree. The claim that trial counsel was ineffective in failing to make an
adequate investigation of potential witnesses fails because Cox has provided
nothing more than conclusory allegations. “A defendant who alleges a failure
to investigate on the part of his counsel must allege with specificity what the
investigation would have revealed and how it would have altered the outcome
of the trial.” Nelson v. Hargett, 989 F.2d 847, 850 (5th Cir. 1993) (citation and
quotations omitted). Bare allegations, like Cox’s, are insufficient. Id.The same is true for Cox’s claim that counsel was ineffective in failing to
call these witnesses at trial. “[C]omplaints of uncalled witnesses are not
favored in federal habeas corpus review because allegations of what a witness
would have testified are largely speculative.” United States v. Fields, 761 F.3d
443, 461 (5th Cir. 2014) (citation and quotations omitted). As a result, to
prevail on such a claim, a defendant has the difficult burden of “nam[ing] the
witness, demonstrat[ing] that the witness was available to testify and would
have done so, set[ting] out the content of the witness’s proposed testimony, and
show[ing] that the testimony would have been favorable to a particular
defense.” Id. (citation and quotations omitted). The district court correctly
concluded that Cox’s speculative allegations are insufficient to satisfy this
burden. Cox has failed, through affidavits or otherwise, to demonstrate that
these witnesses would have testified; identify the content of their testimony;
or support that their testimony would have been favorable.
Cox has also failed to show that counsel’s request for a continuance was
unreasonable. The record reflects that counsel moved for a continuance
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because one of the police officers he subpoenaed had failed to answer the
subpoena. The trial court denied counsel’s motion after the state indicated
that the officer was unavailable because he was in Iraq. Cox has failed to
demonstrate that counsel acted unreasonably in moving for a continuance.
This claim is meritless.
Cox also argues that his appellate counsel was ineffective because he
failed to raise the issues presented in this habeas proceeding on direct appeal.
We have concluded that all of the issues that Cox has raised are meritless.
Cox’s appellate counsel cannot be said to have acted unreasonably by failing to
raise meritless claims.
CONCLUSION
Section 2254(b)(2) and this court’s precedent allow a federal court to deny
an unexhausted claim on the merits if the claims are found to be meritless.
Because Cox’s claims are meritless, the district court acted within its statutory
authority in denying Cox’s unexhausted claims on the merits.
AFFIRMED
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