United States v. Paul Viola ( 2019 )


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  •      Case: 17-30950      Document: 00514920319         Page: 1    Date Filed: 04/17/2019
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    United States Court of Appeals
    Fifth Circuit
    No. 17-30950
    FILED
    April 17, 2019
    Lyle W. Cayce
    UNITED STATES OF AMERICA,                                                         Clerk
    Plaintiff - Appellee
    v.
    PAUL JOSEPH VIOLA,
    Defendant - Appellant
    Appeal from the United States District Court
    for the Western District of Louisiana
    USDC No. 6:15-CR-253-1
    Before HIGGINBOTHAM, ELROD, and HO, Circuit Judges.
    PER CURIAM:*
    Paul Joseph Viola appeals his conviction for being a felon in possession
    of firearms and ammunition. He contends that the district court erred by
    excluding evidence of, and jury instructions for, Viola’s defense that he
    possessed the firearms and ammunition in reliance on a state pardon. Because
    his asserted defense is foreclosed by our precedent, we affirm.
    * Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
    be published and is not precedent except under the limited circumstances set forth in 5TH
    CIR. R. 47.5.4.
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    In the district court, Viola was tried and convicted for unlawful
    possession of firearms and ammunition in violation of 
    18 U.S.C. § 922
    (g)(1).
    Viola previously pleaded guilty to a Louisiana felony, for which he received an
    automatic first-offender pardon after he completed his sentence. The district
    court concluded that—notwithstanding the pardon—Viola’s offense qualified
    as a § 922(g)(1) predicate crime under 18 U.S.C § 921(a)(20) and Caron v.
    United States, 
    524 U.S. 308
     (1998).
    Before trial, Viola moved to include non-pattern jury instructions, the
    pardon, and testimony from state officials. The district court denied Viola’s
    motion, concluding that Viola’s asserted defense was foreclosed by our decision
    in United States v. Spires, 
    79 F.3d 464
     (5th Cir. 1996).
    On appeal, Viola contends that he had the right to present a “mistake of
    fact” defense to the jury. 1 Specifically, Viola challenges the district court’s (1)
    refusal to submit Viola’s jury instructions and (2) evidentiary exclusions. We
    review evidentiary rulings for abuse of discretion, though our review is
    “heightened” in criminal cases. United States v. Anderson, 
    933 F.2d 1261
    ,
    1267–68 (5th Cir. 1991). And “[a] conviction can not be overturned for failure
    to instruct the jury on a defense unless the requested but omitted instruction
    has an evidentiary basis in the record which would lead to acquittal.” Spires,
    1 “To establish a violation of § 922(g)(1), the government must prove three elements
    beyond a reasonable doubt: (1) that the defendant previously had been convicted of a felony;
    (2) that he possessed a firearm; and (3) that the firearm traveled in or affected interstate
    commerce.” United States v. Broadnax, 
    601 F.3d 336
    , 341 (5th Cir. 2010) (quoting United
    States v. Guidry, 
    406 F.3d 314
    , 318 (5th Cir. 2005)). Here, despite Viola’s assertion to the
    contrary, he did not preserve or present any argument contesting elements (1) or (3).
    Compare Oral Argument at 4:55–6:05 with 35:00–37:25, United States v. Viola (No. 17-
    30950), http://www.ca5.uscourts.gov/oral-argument-information/oral-argument-recordings.
    So the only question properly before us is whether he has a defense to (2).
    2
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    79 F.3d at
    466 (citing United States v. Duvall, 
    846 F.2d 966
    , 971 (5th Cir. 1988)
    (per curiam)).
    Although Viola characterizes his defense as a “mistake of fact,” we agree
    with the district court that Viola’s core defense is entrapment by estoppel:
    “The defense of entrapment by estoppel is applicable when a government
    official or agent actively assures a defendant that certain conduct is legal and
    the defendant reasonably relies on that advice and continues or initiates the
    conduct.” 
    Id.
     (collecting cases). Here, Viola wanted to present evidence that
    he relied on the pardon letter and assurances from state officials that he was
    allowed to possess firearms.
    Viola cannot avail himself of the entrapment-by-estoppel defense. “The
    defense is a narrow exception to the general rule that ignorance of the law is
    no excuse[.]” 
    Id.
     And so it applies in narrow circumstances:
    To satisfy the requirements of the defense when charged with a
    federal crime, a defendant is required to show reliance either [1]
    on a federal government official empowered to render the claimed
    erroneous advice, or [2] on an authorized agent of the federal
    government who has been granted the authority from the federal
    government to render such advice.
    
    Id.
     at 466–67 (emphases added) (collecting cases). Thus, the defense does not
    apply when, as here, a defendant relies on a state official’s assurances to his
    detriment under federal law. See id.; see also United States v. Hale, 
    685 F.3d 522
    , 542–43 (5th Cir. 2012) (per curiam) (“Neither [the Laredo Police Officer],
    who [defendant] claims recruited him to work with him undercover, nor [the
    Laredo Police Sergeant], who [defendant] claims knew of the undercover work,
    are authorized federal government officials empowered to give advice on
    federal drug laws.”).
    3
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    Because Viola asserted a non-cognizable defense, the district court did
    not err by refusing to instruct the jury on, or permit evidence of, that defense.
    See Spires, 
    79 F.3d at 466
    . Accordingly, we affirm.
    4
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    PATRICK E. HIGGINBOTHAM, Circuit Judge, concurring:
    As Viola has not contended that his state conviction was not a valid
    predicate offense, I concur fully in our judgment affirming his convictions. I
    write separately to explain the effect of the state pardon here. The issue
    implicit in his assertion of equitable estoppel but not raised offers a powerful
    argument for reversal of his convictions. I would leave this aside but for the
    circumstances that the government advises that Viola is being prosecuted
    separately in the Middle District of Louisiana based on the same state
    predicate conviction. While the brevity of our per curiam opinion is merited
    because of the unavailability of the entrapment of estoppel defense—the issue
    Viola chose to raise to this court—we did not consider whether Viola was
    effectively pardoned by the first offender pardon letter given to Viola by
    Louisiana in 2011.
    On March 14, 2008, Viola pleaded guilty to a state felony charge of
    possession with intent to distribute marijuana, receiving a suspended sentence
    of five years and three years of supervised probation. On successfully
    completing his probation, Viola received a first offender pardon letter from the
    Louisiana Division of Probation and Parole. That letter explained that Viola
    met all of the requirements for an automatic first offender pardon, as outlined
    by La. Rev. Stat. 15:572, and provided that effective March 14, 2011, “all rights
    of citizenship and franchise are restored in Louisiana,” and
    The right to receive, possess, or transport a firearm may not be
    restored unless all legal provisions are met and should be
    determined through the local law enforcement agency.
    Following the directive given to him in that pardon letter—informing
    him that his local law enforcement agency should determine whether all legal
    provisions were met with respect to his firearm rights—Viola reached out to
    5
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    his local law enforcement official to ask if he was eligible to possess firearms.
    During trial in the district court, outside the presence of the jury, Viola
    proffered the testimony of two law enforcement officials who would have
    explained to the jury the pardon and the steps Viola took to comply with its
    terms. Defense counsel offered a summary proffer of former chief of police for
    the Town of Krotz Springs, Norman Mouille. Mouille would have testified that
    he knew Viola, and Viola came to him sometime in March 2011 after receiving
    the pardon letter to ask if he could possess a firearm; Mouille told Viola that
    given the pardon, he could legally possess a firearm. Mouille would have
    testified that Viola’s father, Charles Viola (who Mouille was also acquainted
    with), later approached Mouille to “double check” and “be sure” that his son
    could possess firearms. Mouille would have also testified that there was
    nothing in the letter that required him to confirm his understanding with
    another authority, such as ATF, and that the letter gave “total discretion to a
    local law enforcement officer.”
    Maria Pollack Toups, an officer with the Louisiana Department of
    Corrections, Division of Probation and Parole, testified in a live proffer outside
    the presence of the jury. Toups had never met Viola, and testified to the process
    used by the Department of Probation and Parole to determine who would
    receive a first offender pardon. She confirmed that the Department would not
    send any additional information to probationers regarding firearm possession.
    Toups testified that in 2016, the language in the pardon letter was changed.
    Instead of directing the recipient to local law enforcement for a determination,
    the revised letter provided that
    The right to receive, possess or transport a firearm may not be
    restored unless all legal provisions (refer to La. R. S. 14:95.1) are
    met. Any questions regarding these legal provisions should be
    directed to your attorney.
    6
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    Viola moved to dismiss the indictment in district court and the court
    denied that motion, relying on the Supreme Court’s decision in Caron v. United
    States. 1 In Caron, the Supreme Court interpreted the federal felon in
    possession statute to clarify when a state’s restoration of civil rights was
    effective. 2 
    18 U.S.C. § 922
    (g)(1) prohibits a person convicted of a crime
    punishable by more than one year in prison from possessing a firearm. 3 A
    previous conviction is not a valid predicate, however, if the offender’s civil
    rights have been restored through a pardon, expungement, or other such
    restoration, “unless such pardon, expungement, or restoration of civil rights
    expressly provides that the person may not ship transport, possess, or receive
    firearms.” 4 In Caron, the Supreme Court held that if a state places any
    limitations on an offender’s right to possess a weapon, that state limitation
    activates the unless clause meaning a restoration of rights is ineffective under
    § 921(a)(20). 5 In denying Viola’s motion to dismiss the indictment, the district
    court reasoned that because the State of Louisiana still placed restrictions on
    a felon’s right to possess a firearm, 6 those restrictions triggered the “unless
    clause” of 
    18 U.S.C. § 922
    (g)(1). 7
    1  
    524 U.S. 308
     (1998).
    2  
    Id.
     at 315–16.
    3 
    18 U.S.C. § 922
    (g)(1).
    4 
    18 U.S.C. § 921
    (a)(20).
    5 Caron, 
    524 U.S. at
    316–17.
    6 The district court focused on the Louisiana statute precluding a convicted felon from
    obtaining a concealed carry permit. La. Rev. Stat. Ann. 40:1379.3(C)(10). As the government
    points out in its brief, Louisiana places an additional restriction on the ability of a convicted
    felon to possess a firearm—a 10-year cleansing period during which a convicted felon cannot
    possess any firearm. La. Rev. Stat. Ann. 14:95.1.
    7 Viola’s counsel confirmed at oral argument that he did not present the issue of
    whether his state conviction was a valid predicate to this court on appeal.
    7
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    My colleague suggests that it is time for the Supreme Court to reconsider
    Caron. Perhaps, but not in the case before us as resort to Caron was not
    necessary or justified in Viola’s case. First-offender pardons are contemplated
    by the Louisiana Constitution 8 and the procedure for issuing the automatic
    first offender pardon is enumerated by statute. 9 As authorized by statute, the
    Louisiana Department of Public Safety and Corrections, Division of Probation
    and Parole sent an automatic first-offender pardon letter to Viola in 2011
    informing him that “[t]he right to receive, possess, or transport a firearm may
    not be restored unless all legal provisions are met and should be determined
    through the local law enforcement agency.” Viola was informed that his local
    law enforcement agency had the authority to determine whether all relevant
    legal provisions were met. Understanding that directive, Viola asked his local
    law enforcement officer, who confirmed that all legal provisions were met—he
    told Viola he could possess a firearm. 10 His father confirmed that
    understanding with law enforcement.
    8  La. Const. Art. 4, § 5 (E)(1) (“The governor may grant reprieves to persons convicted
    of offenses against the state and, upon favorable recommendation of the Board of Pardons,
    may commute sentences, pardon those convicted of offenses against the state, and remit fines
    and forfeitures imposed for such offenses. However, a first offender convicted of a non-violent
    crime, or convicted of aggravated battery, second degree battery, aggravated assault,
    mingling harmful substances, aggravated criminal damage to property, purse snatching,
    extortion, or illegal use of weapons or dangerous instrumentalities never previously convicted
    of a felony shall be pardoned automatically upon completion of his sentence, without a
    recommendation of the Board of Pardons and without action by the governor.”).
    9 La. Rev. Stat. Ann. 15:572 (B) & (D).
    10 I pause briefly to note that because Chief Mouille’s testimony was introduced by a
    summary proffer, it is not the model of clarity. The summary proffer given by Viola’s counsel
    focused on possession, and it is unclear whether law enforcement’s assurances to Viola
    extended to all firearm statutes, including the concealed carry permitting restrictions placed
    on convicted felons. While it is of no consequence to the disposition of the prosecution before
    us, read in context of the assurances sought, Chief Mouille’s summary proffer describes an
    assurance to Viola that all of his firearms rights were restored. So with respect to the
    concealed carry permitting law, his assurances removed the felony conviction disqualification
    from the many requirements to get a concealed carry permit. That is to say, Viola may still
    8
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    Taking the language of the pardon letter together with the proffered
    testimony that Viola had received confirmation of his right to possess a gun
    from a local law enforcement official (as directed), Louisiana’s restoration of
    rights was fully effective, meaning there was no longer a state limitation on
    his rights: the 10-year cleansing period statute did not apply and any
    disqualification to receiving a concealed carry permit on the basis of a felony
    conviction was removed. Louisiana’s Constitution and statutory scheme
    provided for an automatic first offender pardon—the pardon that was issued
    pursuant to that authority explicitly informed Viola that his local law
    enforcement agency had the power to determine whether he could possess a
    firearm. 11 The premise of Caron was that where a state has singled out an
    offender as dangerous enough to place some limit on the offender’s ability to
    possess a firearm, federal law then “uses this determination to impose its own
    not be entitled to a permit for reasons separate and apart from his felony conviction, but the
    operation of the pardon letter and Chief Mouille’s assurances removed that particular felony
    conviction hurdle.
    11 In a footnote in its brief, the government points to State v. Eberhardt in support of
    the proposition that the 10-year cleansing statute applies even where the defendant has
    received an automatic first-offender pardon. State v. Eberhardt, 
    145 So. 3d 377
    , 387 n.7 (La.
    2014). We do not disagree as a general rule. But there, Eberhardt received the first-offender
    pardon letter—directing him to his local law enforcement agency to determine whether all
    legal provisions were met—and Eberhardt did not avail himself of that option. 
    Id.
     As the
    Louisiana Supreme Court noted, under Louisiana law at that time, a convicted felon could
    apply to the sheriff of the parish in which he resided for a permit to possess a weapon that
    would give him the opportunity to possess a weapon notwithstanding the 10-year cleansing
    period statute. 
    Id.
     (quoting 2010 La. Acts, No. 942, § 1, effective Aug. 1, 2010) (the permitting
    statute was repealed before Viola received his pardon). Eberhardt did not apply for a permit
    and there is also no indication that he reached out to local law enforcement to determine
    whether any legal provisions barred him from possessing a firearm. Id. So the Louisiana
    Supreme Court conclusion that Eberhardt’s pardon letter did not exempt him from the state’s
    10-year cleansing period statute is not inconsistent with my reading of the pardon here.
    Eberhardt did not seek confirmation of his rights from local law enforcement (who were
    authorized to determine whether all legal provisions were met); Viola did. Because Viola was
    told by a local law enforcement agent that all legal provisions were met, Viola availed himself
    of the fully effective pardon contemplated by the letter.
    9
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    broader stricture”—prohibiting the offender from possessing any firearm. 12
    Here, we have the inverse. Through the operation of the language in the
    pardon letter, Louisiana has fully restored Viola’s rights to receive, possess,
    and transport a firearm. In the face of no state limitation, Caron is
    inapplicable—there can be no argument that the unless clause was triggered
    or that the broader federal restriction applied. Caron is premised on the idea
    that any state limitation conveys a determination of dangerousness, triggering
    the broader restrictions under federal law. Here however, by the terms of the
    pardon letter, Viola could not have been prosecuted under state law. Given that
    there was no limitation under state law, the pardon was fully effective, the
    unless clause was not triggered, and the federal ban did not apply.
    To be sure, this conclusion is limited and is a creature of the odd and
    imprecise language chosen by Louisiana in its pardon letter, language that is
    no longer operable after the first offender pardon letter was amended in 2016
    in response to the confusion it engendered. Because Viola could not have been
    prosecuted by the state—given the language of the pardon letter and the
    statements of local law enforcement—his pardon was fully effective to restore
    his firearm rights under state law. That the language of the pardon letter
    would prevent Louisiana from prosecuting Viola is reinforced by the broader
    principles of the Due Process Clause. It is a long-standing principle (though
    sensibly limited) that due process prevents a state from prosecuting a
    defendant who relied upon a state official’s assurance that the defendant was
    acting within the law of the state 13—it is a basic fairness that an individual
    12 Caron, 
    524 U.S. at 315
    .
    13 See Raley v. Ohio, 
    360 U.S. 423
    , 425–26 (1959) (“We hold that in the circumstances
    of these cases, the judgments of the Ohio Supreme Court affirming the convictions violated
    the Due Process Clause of the Fourteenth Amendment and must be reversed . . . . After the
    Commission, speaking for the State, acted as it did, to sustain the Ohio Supreme Court's
    10
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    has fair warning of what a state intends to punish. It is worth reiterating my
    agreement with our opinion today that Viola was not entitled to the estoppel
    defense he seeks because he relied on a local official’s assurances to his
    detriment under federal law. I refer to the teachings of Cox and Raley to
    emphasize that Louisiana would not have been able to prosecute Viola under
    state law—by operation of the pardon letter—meaning there was no state
    limitation triggering the unless clause of 
    18 U.S.C. § 921
    (a)(20). Without such
    a limitation, the indictment should have been dismissed after proper motion to
    the district court. Because no such argument has been raised, I concur fully in
    the court’s opinion today.
    judgment would be to sanction an indefensible sort of entrapment by the State—convicting a
    citizen for exercising a privilege which the State had clearly told him was available to him.”);
    Cox v. Louisiana, 
    379 U.S. 559
     (1965) (“As in Raley, under all the circumstances of this case,
    after the public officials acted as they did, to sustain appellant's later conviction for
    demonstrating where they told him he could ‘would be to sanction an indefensible sort of
    entrapment by the State—convicting a citizen for exercising a privilege which the State had
    clearly told him was available to him.’ The Due Process Clause does not permit convictions
    to be obtained under such circumstances.” (internal citation omitted)).
    11
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    JENNIFER WALKER ELROD, Circuit Judge, concurring:
    Paul Viola is now serving more than three years in prison for committing
    a federal crime that is predicated on a state possession-of-marijuana offense
    for which he was pardoned. His crime: exercising the right to self-defense by
    possessing a firearm that the Chief of Police expressly told him he could
    lawfully possess because of that pardon. I concur with the reasons provided in
    the panel opinion for why that conviction must be affirmed by this court, but I
    write separately to express my concerns with one of the precedential cases that
    got us here.
    The Supreme Court’s decision in Caron v. United States 1 provided the
    basis for the district court’s determination that the predicate offense for the
    federal crime existed, notwithstanding the fact that the predicate offense was
    a state offense for which Mr. Viola had been pardoned. Perhaps it is time for
    the Supreme Court to revisit its decision in Caron, both as a matter of statutory
    interpretation and in light of the right recognized in Heller 2 and McDonald. 3
    I.
    In March 2008, Mr. Viola pleaded guilty to possession of marijuana with
    intent to distribute.       It was a non-violent crime for which he received a
    suspended five-year sentence and three years of probation.                          Mr. Viola
    completed his probation, and, pursuant to Louisiana’s Constitution, he
    received a first offender pardon. 4 That pardon was supposed to restore his full
    1   
    524 U.S. 308
     (1998).
    2   
    554 U.S. 570
     (2008).
    3 
    561 U.S. 742
     (2010).
    4 See La. Const. Art. IV § 5(E)(1) (“[A] first offender convicted of a non-violent crime
    . . . shall be pardoned automatically upon completion of his sentence[.]”).
    12
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    rights of citizenship. 5 The pardon letter that Mr. Viola received directed him
    to contact local law enforcement to verify that his right to possess a firearm
    had been restored.         In relevant part, the letter Mr. Viola received from
    Louisiana’s Department of Public Safety and Corrections said:
    The right to receive, possess, or transport a firearm may not be
    restored unless all legal provisions are met and should be
    determined through the local law enforcement agency.
    Mr. Viola did exactly that. In testimony that was not permitted to go before
    the jury, the local Chief of Police stated that Mr. Viola sought him out to
    inquire whether he was permitted to possess firearms, and the Chief of Police
    told him that his right to possess firearms had been restored by the pardon.
    The Chief of Police also stated that he gave the same answer to Mr. Viola’s
    father, who wanted to confirm that his son would be complying with the law.
    Nonetheless, despite Mr. Viola’s efforts to comply with the law, the
    federal government stepped in to prosecute him for violating a federal felon-in-
    possession-of-a-firearm law that was predicated on the very same state
    conviction for which he had been pardoned. Moreover, the federal government
    did so notwithstanding the text of 
    18 U.S.C. § 921
    (a)(20), which states:
    What constitutes a conviction of such a crime shall be determined
    in accordance with the law of the jurisdiction in which the
    proceedings were held. Any conviction . . . for which a person has
    been pardoned or has had civil rights restored shall not be
    considered a conviction for purposes of this chapter, unless such
    pardon, expungement, or restoration of civil rights expressly
    5  La. Const. Art. I § 20 (“Full rights of citizenship shall be restored upon termination
    of state and federal supervision following conviction for any offense.”); see also La. Rev. Stat.
    Ann. 15:572(D) (“On the day that an individual completes his sentence the Division of
    Probation and Parole of the Department of Corrections . . . shall issue a certificate recognizing
    and proclaiming that the petitioner is fully pardoned for the offense, and that he has all rights
    of citizenship and franchise[.]”).
    13
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    provides that the person may not ship, transport, possess, or receive
    firearms.
    
    18 U.S.C. § 921
    (a)(20) (emphasis added).
    II.
    The district court denied Mr. Viola’s motion to dismiss the indictment for
    lack of a predicate offense based on the Supreme Court’s precedent in Caron,
    coupled with the fact that Louisiana does not permit pardoned ex-felons to
    receive concealed carry permits. 6
    In Caron, a citizen of Massachusetts who had previously committed
    felonies had his right to possess rifles—but not handguns (or, more specifically,
    not handguns outside of the home)—restored by the state. Mr. Caron was
    nonetheless prosecuted by the federal government for the possession of rifles
    in his home, notwithstanding Massachusetts’s restoration of his legal right to
    possess them. A divided Supreme Court upheld the conviction. According to
    the majority opinion in Caron, federal law—not state law—determines when
    an offender’s right to possess firearms is restored, and if state law places any
    residual restriction on the right to possess any firearms in any manner
    6  In a separate concurrence, my colleague very thoughtfully explains why, given the
    facts of this case, Mr. Viola likely cannot be prosecuted by Louisiana for violating the state’s
    10-year “cleansing period” statute, and why the “cleansing period,” therefore, likely could not
    be a basis for triggering Section 921(a)(20)’s “unless clause.” While I agree with my
    colleague’s analysis as it pertains to the “cleansing period” statute, I respectfully disagree
    with the conclusion that resort to Caron by the district court was improper in this case
    because the district court should have dismissed for lack of a predicate offense.
    Louisiana law explicitly provides that recipients of the first offender pardon are not
    eligible to receive a concealed carry permit. See La. Rev. Stat. Ann. 40:1379.3(C)(10).
    Nothing from the record supports the conclusion that the pardon Mr. Viola received, nor the
    advice he received from the Chief of Police, would have restored his ability to receive a
    concealed carry permit from the state if he had applied for one. As explained below, under
    Caron’s interpretation of Section 921(a)(20), that limitation triggers the “unless clause.” As
    such, the district court could not have dismissed the indictment for lack of a predicate offense
    while still being faithful to the Supreme Court’s precedent in Caron.
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    whatsoever, then federal law bars all possession of all firearms in all cases.
    
    524 U.S. at
    314–17. The majority opinion in Caron explicitly observed that it
    was treating restoration of the right to possess a firearm differently from other
    rights, such as the right to vote or the right be on a jury, where state law
    governs the restoration of the right. 
    Id. at 316
    .
    Since Caron, at least two federal courts of appeals—in addition to the
    district court in the instant case—have held that an ex-felon permitted by the
    state to possess a firearm nonetheless violates federal law when he possesses
    that firearm, in full compliance with state law, but the state declines to grant
    him a concealed carry permit for transporting it. See Van Der Hule v. Holder,
    
    759 F.3d 1043
    , 1049 (9th Cir. 2014); United States v. Sanford, 
    707 F.3d 594
    ,
    598 (6th Cir. 2012). Thus, despite a federal statute saying the federal felon-in-
    possession-of-firearm laws do not apply to ex-felons after they have been
    pardoned unless the pardon expressly provides they may not possess or
    transport firearms, those laws are being enforced against ex-felons even when
    the pardon expressly provides they may possess and transport firearms—based
    on the reasoning that the state still limits, in some manner, the methods by
    which those firearms may be transported.
    Dissenting in Caron, Justice Thomas, joined by Justices Scalia and
    Souter, carefully pointed out that as a matter of statutory interpretation,
    Section 921(a)(20)’s plain language should have been interpreted to mean that
    a pardoned state offense can be a predicate offense for federal felon-in-
    possession-of-firearm laws “only when the State additionally prohibits those
    ex-felons from possessing firearms altogether.” 
    524 U.S. at 318
     (Thomas, J.,
    dissenting). Moreover, the dissenting opinion noted that “[g]iven the primacy
    of state law in the statutory scheme, it is bizarre to hold that the legal
    possession of firearms under state law subjects a person to a sentence
    15
    Case: 17-30950    Document: 00514920319      Page: 16    Date Filed: 04/17/2019
    No. 17-30950
    enhancement under federal law. . . . Ex-felons cannot be expected to realize
    that a federal statute that explicitly relies on state law prohibits behavior that
    state law allows.” 
    Id.
     at 318–19 (Thomas, J., dissenting).
    Caron was decided in an era wherein some courts rejected the fact that
    the right to keep and bear arms for self-defense is an individual right entitled
    to constitutional protection. Indeed, the district court in Caron was one such
    court. See United States v. Caron, 
    941 F. Supp. 238
    , 241 n.7 (D. Mass. 1996)
    (“This Court notes at the outset that there is no individual right to possess
    firearms, nor is possession of a firearm a civil right.”). Heller and McDonald
    changed that—or at least they should have.          As such, Caron’s different
    treatment of the restoration of the right to possess firearms from the
    restoration of other fundamental rights raises questions as to its continued
    validity.
    Therefore, in an appropriate case, I would respectfully suggest that the
    Supreme Court revisit Caron’s interpretation of 
    18 U.S.C. § 921
    (a)(20)’s
    “unless clause,” both as a matter of statutory interpretation and in light of the
    fact that possessing a firearm for self-defense should not be treated “as a
    second-class right, subject to an entirely different body of rules than the other
    Bill of Rights guarantees[.]” McDonald, 
    561 U.S. at 780
     (plurality op.).
    16