Michaels v. Avitech Inc ( 2000 )


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  •                      REVISED - March 17, 2000
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    No. 98-20851
    NORMAN MICHAELS; ET AL,
    Plaintiffs,
    NORMAN MICHAELS, Executor of Estates of Martin Popowitz and
    Harriet Loria Popowitz, Deceased,
    Plaintiff-Appellant,
    versus
    AVITECH INC, also known as Harger Aviation,
    Defendant-Appellee.
    Appeal from the United States District Court
    for the Southern District of Texas
    JANUARY 28, 2000
    Before HIGGINBOTHAM and SMITH, Circuit Judges, and DUPLANTIER*,
    District Judge.
    HIGGINBOTHAM, Circuit Judge:
    This is a negligence action arising from the crash of a
    private plane. Norman Michaels appeals the striking of his experts
    and the grant of summary judgment in favor of Avitech, Inc.
    Although we find that the plaintiff’s experts were improperly
    struck, we also find that no genuine questions of material fact
    exist, even considering all of the plaintiff’s experts and reports.
    Thus we AFFIRM summary judgment in favor of the defendant.
    *
    District Judge of the Eastern District of Louisiana, sitting
    by designation.
    I.
    Norman Michaels is the executor of the estates of two people
    killed in a Cessna plane crash.                 In 1990, an aircraft service
    company known as Avitech replaced the right vacuum pump on the
    Cessna and attempted to repair oil leaks in the engine compartment.
    Nine days later, the left vacuum pump failed and was replaced by a
    different aircraft service company.
    Each   year    between    1991      and   1993,    the     Cessna    passed     FAA
    required     inspections.       A    few    days   before       March     1,   1994,    a
    maintenance facility in New York detected an oil leak near the
    turbo controller oil inlet.               This facility was unable to repair
    that oil leak and recommended that the pilot investigate the leak
    further.
    On March 1, 1994, the pilot of the aircraft took off from New
    Orleans      under    weather        conditions         which     included          severe
    thunderstorms within or surrounding his flight path. The pilot was
    flying without a legally current license and without current legal
    authority to fly in instrument-only conditions. During flight, the
    pilot reported the failure of pneumatic instruments that relied on
    the plane’s gyroscopes which were powered by the vacuum pumps.
    Soon after this failure, radar contact was lost.                    The plane broke
    up in midair and crashed in Alabama, killing all four on board and
    scattering debris across more than four miles.
    The plaintiff’s theory is that the left vacuum pump failed
    during flight, putting increased pressure on the right pump.                          The
    right pump then failed because debris in the pneumatic lines made
    the right     pump   incapable       of    sustaining     a     higher    than      normal
    workload.     The failure of the two pumps then caused the gyroscopes
    to   fail,   as   well   as    the    instruments        which    relied       on   them.
    2
    Consequently, the pilot was unable to navigate away from the severe
    weather, which resulted in the Cessna’s destruction.
    It     is   undisputed   that    the   left    vacuum   pump   failed
    catastrophically before the crash, although the plane should have
    been able to generate sufficient vacuum pressure with only one pump
    working.    The right vacuum pump was not intact after the crash,
    either, although it is disputed whether it failed before or after
    the plane was destroyed.
    The plaintiff sued the vacuum pump manufacturer, along with
    numerous others, including Avitech, in Pennsylvania.           The claims
    against Avitech were severed and transferred to the Southern
    District of Texas, pursuant to 
    28 U.S.C. § 1406
    .
    The plaintiff claimed Avitech negligently installed the right
    vacuum pump, failed to repair oil leaks, and failed to clean the
    pump lines.
    After the case had been on file for over a year, the district
    court held a pretrial conference and apparently questioned the
    plaintiff’s ability to establish a case against Avitech.               The
    plaintiff claimed he had an expert witness who believed Avitech was
    responsible. On June 12, 1997, the district court directed the
    plaintiff to designate, with a report, his expert witness that
    implicated Avitech. The federal rules require that the designation
    of expert witnesses “shall be made at the times and in the sequence
    directed by the court.” FED. R. CIV. P. 26(a)(2)(C).         The order to
    designate the expert was entered June 19, 1997, with a deadline of
    July 7, 1997.
    On July 7, 1997, the plaintiff designated an expert, Douglas
    Stimpson,    who   provided   a   brief   report.    The   plaintiff   also
    3
    designated     Scott       Goodley,   who       also    provided     a   brief   report
    essentially duplicating Stimpson’s.
    On September 29, 1997, Avitech designated several expert
    witnesses with their reports.             At a conference the same day, the
    court directed Avitech to file its motion for summary judgment on
    causation by October 31.
    On October 29, 1997, two days before Avitech had to file its
    motion for summary judgment, the plaintiff’s attorney sent Avitech
    a   21-page   fax        which   included       radar    plots   and     reports   from
    previously undisclosed experts.                   Over the next few days, the
    plaintiff also sent Avitech a copy of a “Supplemental Witness/Fact
    Witness Designation” identifying the four new expert witnesses and
    providing     a     significantly     revised          and   expanded    report    from
    Stimpson; the plaintiff also sent a correction to his “Supplemental
    Expert Witness/Fact Designation,” as well as a “Second Supplemental
    Expert Witness Designation.”
    Avitech      moved    to   strike     the    plaintiff’s       original    report
    because it was so insubstantial as to not meet the court’s original
    order. Avitech moved to strike the subsequent reports as untimely.
    The district court struck them all.                     The district court entered
    summary judgment in favor of the defendant, and the plaintiff
    appealed.
    II.
    The district court’s June 12, 1997, order required that “the
    plaintiffs        must    designate   their       expert      with   a   report    that
    implicates Avitech and any three witnesses they believe need to be
    deposed.”     The plaintiff’s original expert designation and report,
    although brief, at least implicates Avitech by providing some
    4
    theory of Avitech’s negligence with respect to equipment whose
    failure was implicated in the crash.
    Stimpson’s report claims that his examination of the wreckage
    discovered debris in the pneumatic lines.              Because both pumps feed
    into the same lines, the replacement of either pump could have
    contaminated these lines if the pump lines were not properly
    cleaned after installation.          Because both pumps were replaced in
    1990, it is conceivable that either or both installations failed to
    properly clean the lines or otherwise introduced contamination.
    Stimpson’s report, however, provides no direct evidence that
    Avitech failed to clean the pump lines or negligently installed the
    pump.   The maintenance records cited in Stimpson’s report indicate
    that Avitech blew out the lines, as required, and Stimpson gives no
    reason for the claim that the pump was negligently installed.
    However,    Stimpson     did    note    that     the   maintenance   records
    indicated that Avitech found numerous oil leaks but did not correct
    them. From this, Stimpson concluded also that the failure to
    correct the oil leaks contaminated the pneumatic system which led
    to the failure of the pumps.
    Stimpson’s     report,     then,       facially    establishes   that    the
    pneumatic system may have been contaminated from oil leaks which
    Avitech failed to repair.       Even assuming that Avitech cleaned the
    lines and that the second maintenance facility perhaps did not,
    Stimpson’s report still “implicates” Avitech, since it pinpoints
    them as one source of contamination. If both Avitech and the
    subseqeuent facility were sources of contamination, however, that
    does not necessarily relieve Avitech of liability, so long as the
    sources   of    contamination       combined     to    create   a   contaminated
    environment which, through a string of events, caused the plane to
    5
    crash.      In such an instance, the contamination could be seen as an
    indivisible harm which creates joint and several liability for the
    parties      whose   negligence   created   it.     See,   e.g.,   Borel    v.
    Fibreboard Paper Products Corp., 
    493 F.2d 1076
    , 1095 (5th Cir.
    1973); Amstadt v. United States Brass Corp., 
    919 S.W.2d 644
     (Tex.
    1996) (both citing Landers v. East Tex. Salt Water Disposal Co.,
    
    248 S.W.2d 731
     (Tex. 1952)); cf. Chemical Exp. Carriers, Inc. v.
    French, 
    759 S.W.2d 683
     (Tex.App.-Corpus Christi 1988, writ denied)
    (ground crew’s negligent failure to detect contaminated jet fuel
    did   not    supersede   the   negligence   of    the   fuel   company   which
    delivered contaminated fuel).1
    Thus, we find that the Stimpson’s original report at least
    “implicated” Avitech. The district court, however, struck the
    report because it did not live up to the standards of Sierra Club
    v. Cedar Point Oil Company, Inc., 
    73 F.3d 546
     (5th Cir. 1996),
    which states that expert reports should be “detailed and complete”
    so as “to avoid the disclosure of ‘sketchy and vague’ expert
    information.”         
    Id. at 571
    .      Sierra Club found no abuse of
    discretion when the district court decided that a plaintiff’s
    expert reports violated a discovery order because the reports were
    brief and conclusory.       
    Id.
       Unlike the present case, however, the
    plaintiff in Sierra Club essentially admitted that it had not
    complied with the discovery order, and thus compliance was not at
    issue so much as the sanction actually imposed.            
    Id.
     at 571 n.46,
    572-73.
    1
    For the purposes of this appeal, we have adopted the parties’
    implicit assumption that Texas substantive law governs the
    plaintiff’s negligence claims.
    6
    Furthermore, in Sierra Club, the district court had expressly
    adopted a    discovery plan, and it was an “accelerated” plan.                  
    Id. at 569
    .     With respect to experts, each party in Sierra Club had
    been ordered to prepare “a complete statement of all opinions to be
    expressed    and   the    basis   and    reasons     therefor.”     
    Id. at 570
    (emphasis added).        Thus, the plaintiff’s failure in Sierra Club to
    provide   complete       disclosure     was   an    admitted   violation   of   an
    explicit and unambiguous discovery order in the context of a
    previously adopted and accelerated discovery plan.
    In this case, however, the intended purpose of the order at
    issue is ambiguous.        The plaintiff claims that the district court
    doubted that the plaintiff could find any negligence on the part of
    Avitech; thus, the district court merely wanted disclosure of some
    evidence of Avitech’s negligence.             The defendant claims that the
    district court doubted that the plaintiff could prove negligence,
    causation, and defeat the defendant’s affirmative defenses; thus,
    the district court wanted the plaintiff to disclose all of his
    expert evidence and theories.
    Because the pretrial meetings were not recorded, we have
    little evidence which reveals their content.                      On file is an
    affidavit by an attorney for the other plaintiff below who took
    part in both the June and September conferences.               According to her
    sworn statement, the parties and court “did not discuss a discovery
    schedule or a trial date” at the June 12, 1997 conference, which
    was directed primarily toward the issue of abatement. Furthermore,
    according    to    the   affidavit,     it    was   not   until   the   September
    conference that the court expressed doubt as to the sufficiency of
    the plaintiff’s expert reports and set a briefing schedule for
    Avitech’s summary judgment motion.
    7
    Consequently, it was the plaintiff’s alleged belief that the
    June    19,   1997    order      denying     abatement      only    required      him    to
    designate one expert who could point to some maintenance negligence
    on the part of Avitech, rather than designate and disclose all
    potential     experts      and      expert       opinions   regarding       negligence,
    causation, and the affirmative defenses.
    The    district        court     expressly        found      the     plaintiff’s
    understanding to be “totally unreasonable” and consequently ruled
    that    the   plaintiff       had    violated      the   discovery        order   by    not
    disclosing all experts and opinions at once.                       As a sanction for
    violating the discovery order, the district court struck all of the
    plaintiff’s expert witness designations.
    While such a sanction may sometimes be appropriate for the
    violation of discovery orders, we can find no violation in this
    case because the order allegedly violated does not on its face
    require complete disclosure of experts and opinions, nor was the
    order part of a current discovery plan, let alone an accelerated
    plan.
    Instead,      the   order      simply       instructed      the    plaintiff      to
    designate one expert and report which could implicate Avitech,
    which the plaintiff did.            Given that the district court expressed
    skepticism at the plaintiff’s case, it would make sense to require
    a brief initial disclosure on the part of the plaintiff, for if the
    plaintiff could not overcome that low hurdle, then the case could
    be dismissed.        As such, the plaintiff’s alleged interpretation is
    tenable.
    The defendant suggests that the district court’s extreme
    measures resulted from the court’s belief that the plaintiff
    tokenly complied with the literal wording of the initial order but
    8
    purposefully ignored the common understanding between the parties
    and the court in order to gain a tactical advantage by the late
    designation of experts.    While such bad faith might warrant the
    result in this case, the district court accepted the plaintiff’s
    understanding of the order at face value, yet still found it to be
    unreasonable.
    A district court has wide latitude in determining whether
    disclosure is “detailed and complete,” at least when the discovery
    order requests complete disclosure.    See, e.g., Sierra Club, 
    73 F.3d at
    571-72 n.46.      However, when a discovery order fails to
    specify complete disclosure, no current or accelerated discovery
    schedule is in place, and the plaintiff has some reason to believe
    that less than full disclosure is required, then the discretion to
    find a violation must likewise be reduced.   Thus, given the record
    before us, we find that it was an abuse of discretion to hold that
    the plaintiff’s initial disclosures violated the discovery order.
    Consequently, the plaintiff’s supplemental and rebuttal reports
    should not have been struck since it is not disputed that these
    reports were timely filed under the rules.
    The district court was justified in his skeptical view of the
    case, as we will explain, and the expert testimony he struck may
    not have survived a Daubert hearing.     While it may be that the
    district court believed it deprived plaintiff of little by his
    order, the record reasons for it are not sufficient.
    III.
    It remains to determine whether the plaintiff can withstand
    summary judgment, even considering all of his experts and reports.
    See, e.g., In re TMI Litigation, 
    193 F.3d 613
    , 716 (3rd Cir.1999),
    9
    (considering whether improperly excluded expert evidence sufficed
    to create a genuine issue of material fact), amended by Nos.
    96-7623, 96-7624, 96-7625, 
    2000 WL 18950
     (3d Cir. Jan 04, 2000).
    Our review of the summary judgment record is de novo and
    summary judgment can be affirmed on any legally sufficient ground,
    even one not relied on by the district court.              See BMG Music v.
    Martinez, 
    74 F.3d 87
    , 89 (5th Cir. 1996).              Fact questions are
    viewed in the light most favorable to the nonmovant.          See Hassan v.
    Lubbock Indep. Sch. Dist., 
    55 F.3d 1075
    , 1078 (5th Cir.1995).
    However, only materials in the pretrial record that would have been
    admissible evidence can be considered.          See Martin v. John W. Stone
    Oil Distrib., Inc., 
    819 F.2d 547
    , 549 (5th Cir.1987).                  After
    reviewing the complete summary judgment record, we find that no
    genuine issue of material fact exists which would preclude summary
    judgment for the defendant.        See FED. RULE CIV. PROC. 56(e).
    Essentially, the plaintiff’s theory is that a particular chain
    of events which began with the defendant’s negligence in 1990 led
    to the fatal crash in 1994.          At the summary judgment hearing,
    however, the plaintiff abandoned his theory that the oil leak
    caused the plane crash.     Plaintiff’s counsel at the hearing noted,
    “I think we’re getting all bogged down in the oil leak when we
    shouldn’t be, because the problem that caused this airplane crash
    in our view is not the oil leak.”         The plaintiff has also abandoned
    the theory on appeal by failing to argue the theory in its briefs
    except to mention that “Michael’s expert faulted Avitech for not
    taking care of the leak.”        Brief of Appellant at 44.
    The abandonment of the theory makes sense, even though there
    was some evidence that after Avitech located an oil leak and made
    repairs,   there   was   still    some    oil   leaking.   However,   it   was
    10
    undisputed that the potential oil leak was at the bottom of the
    engine and the vacuum pumps were at the top.               The plaintiff’s
    expert never offered any credible theory as to how an oil leak
    could have leaked upward to contaminate the vacuum pumps other than
    to simply reiterate that the oil leak could contaminate the general
    environment.   Furthermore, it was undisputed that three annual
    inspections of the aircraft engine between 1990 and 1994 that
    searched for oil leaks found none.         The only oil leak ever detected
    was found near the left vacuum pump days before the fatal crash.
    A New York facility was unable to repair this leak and instead
    recommended that the pilot investigate it further.
    Because the plaintiff’s expert had no rational explanation as
    to why the first oil leak mattered, given that it disappeared after
    1990, yet the 1994 oil leak did not matter, despite the fact that
    it was near the pump which catastrophically failed, there was
    insufficient evidence to send the oil leak theory to a jury.            Thus,
    this theory cannot survive summary judgment, even if we assume              the
    theory is properly before us.
    Consequently,    the   plaintiff     must   stake   his   case   on   the
    allegation that Avitech negligently installed the right vacuum pump
    and   contaminated    the    pump   lines.     Assuming    such   negligence
    occurred, the plaintiff argues that over time this contamination
    worked its way into the system and during the fateful flight four
    years later, the contamination led to a failure of the left vacuum
    pump, which then placed an increased load on the right pump.                The
    right pump then failed, under the increased workload, because of
    the contamination in the system.        The failure of both pumps caused
    the gyroscopes to fail, and the failure of the gyroscopes caused
    certain instruments to fail. The lack of instruments prevented the
    11
    pilot from navigating away from the most severe weather, and then
    the plane was destroyed by a storm that the pilot could not escape.
    This is quite a long chain of events, although it is not an
    inconceivable sequence.     In fact, a cursory review of the record
    reveals at least some evidence that both pumps and the gyroscopes
    failed during flight, and that the pump system was contaminated.
    The defendant argues that the pilot was a superseding cause of
    the accident because he took off in bad weather after receiving
    several warnings and because he did not have a current license or
    instrument rating. The record evidence, however, reveals a “battle
    of the experts” as to whether the weather conditions made it
    unreasonable for a pilot to take off that morning.            Thus, summary
    judgment is precluded as to the pilot’s decision to fly.
    It is true that some courts have held that the violation of
    Federal Aviation Regulations is negligence as a matter of law.          See
    Associated Aviation Underwriters v. United States, 
    462 F. Supp. 674
    , 680 (N.D. Tex. 1978) (citing Gatenby v. Altoona Aviation
    Corp., 
    407 F.2d 443
     (3rd Cir. 1969); Gas Service Co. v. Helmers,
    
    179 F.2d 101
     (8th Cir. 1950)). However, the violation of licensing
    regulations is often an exception to the general rule that the
    violation of a safety regulation or statute is negligence per se.
    See Duty v. East Coast Tender Service, Inc., 
    660 F.2d 933
    ,           948-49
    & nn. 1-2 (4th Cir. 1981) (in [sic] banc) (Hall, J. dissenting)
    (collecting cases from twenty jurisdictions, including Texas, which
    have a licensing exception).
    One reason for having a licensing exception is that there may
    be reasons a license has not been renewed that do not relate to the
    operator’s lack of skill.    See RESTATEMENT (THIRD)   OF   TORTS, § 12 cmt.
    h (D.D., 1999).   For the purposes of this case, however, it does
    12
    not matter whether the violation is negligence per se or merely
    evidence     of   negligence.         In    either     case,      to   win   on   summary
    judgment, the defendant must show that such negligence was the sole
    proximate cause of the accident as a matter of law.                          See, e.g.,
    Duty v. East Coast Tender Service, Inc., 
    660 F.2d 933
    , 947 (4th
    Cir. 1981) (holding that proximate cause is still an issue for the
    jury even if the violation of a licensing regulation is negligence
    per se).     If the jury believes the plaintiff’s theory of the case,
    the   fact   that    the   pilot      did    not    have    a    current     license   or
    instrument rating may be irrelevant, since the allegation is that
    the plane crashed because it was rendered instrumentless and the
    pilot was unable to navigate out of the bad weather.                         Under such
    conditions, a jury might find that the lack of instrumentation was
    a   proximate     cause    of   the   accident.            For    these   reasons,     the
    defendant’s affirmative defense cannot prevail on summary judgment.
    Nevertheless, the plaintiff has failed to provide evidence on
    the issue of Avitech’s negligence sufficient for a reasonable juror
    to find for the plaintiff by a preponderance of the evidence, which
    mandates summary judgment in Avitech’s favor.                          See Anderson v.
    Liberty Lobby, Inc., 
    477 U.S. 242
    , 249-51 (1986).
    The    plaintiff’s        contention        is   that      Avitech’s    negligent
    installation of the right pump contaminated the system. Indeed, if
    Avitech     negligently     installed        the    pump    and    either    introduced
    contamination or failed to remove contamination, then there is a
    reasonable inference that such contamination led first to the
    failure of the left pump nine days later, and then led to the
    failure of both pumps less than 200 flight hours after that.
    However, the plaintiff still must have sufficient evidence to
    generate     a    jury   question     that       Avitech    was    negligent      in   its
    13
    installation of the right pump.             The plaintiff claims that Avitech
    did not clean out the pump lines and check the system.                          However,
    the maintenance records indicate that Avitech did. The plaintiff’s
    assertion to the contrary is based on three facts: (A) debris was
    found in the system four years later, after the crash; (B) the left
    pump failed nine days after Avitech’s installation of the right
    pump;   and    (C)     Avitech   only     recorded      3.2   hours      of    labor   for
    replacing the right vacuum pump, cleaning the lines, and checking
    the system.      We examine each in turn.
    A.   Pump System Debris
    After Avitech replaced the right pump, the left pump failed
    and was replaced a few days later.                Four years later, during the
    fatal flight, the left pump failed again followed, allegedly, by
    the failure of the right pump.                   Additionally, the engine was
    cleaned at least four times after Avitech replaced the right pump.
    According to the evidence, all of the following can introduce
    contamination into the system: the negligent installation of a
    pump, the actual failure of a pump, engine cleaning, and even
    normal operation.         In this case, debris was found after (1) four
    years of operation, (2) four engine cleanings, (3) three pump
    failures, (4) the installation of the left pump, and (5) the
    discovery of an oil leak near the left pump, which all agree was
    never fixed.
    Given the variety of intervening events, the finding of debris
    alone   cannot        support    any    rational       inference        that    Avitech’s
    installation of the right pump was negligent, given that the
    plaintiff’s     experts     wholly      fail     to   address     and    rule    out   the
    numerous      other    potential       causes.        Had   the   expert’s      opinions
    14
    undergone a Daubert analysis, they likely would not have been
    admissible,   since   an   important     factor    under   Daubert   is   the
    testability of an expert’s conclusions and theory.          See Daubert v.
    Merrell Dow Pharmaceuticals, Inc., 
    509 U.S. 579
    , 592 (1993).               In
    this case, expert testimony was necessary to establish the likely
    cause of an aircraft disaster.           A necessary ingredient of such
    theorizing, however, is the exclusion of alternative causes.              See
    In re Paoli R.R. Yard PCB Litigation, 
    35 F.3d 717
    , 757, 759 n.27
    (3rd Cir. 1994).
    Although the plaintiff’s expert’s theory that debris was
    evidence of negligence would likely have been inadmissible at trial
    under Daubert because it failed to exclude other causes, and
    although only admissible evidence should be considered at summary
    judgment, it is perhaps remiss to attempt a Daubert inquiry at the
    appellate level when the district court did not perform one.2             See
    Cortes-Irizarry v. Corporacion Insular De Seguros, 
    111 F.3d 184
    ,
    189 (1st Cir. 1997). However, in determining whether the plaintiff
    has sufficient and competent summary judgment evidence for a given
    issue, it would be equally remiss for us to ignore the fact that a
    plaintiff’s expert evidence lacks any rational probative value.
    For if evidence gives rise to numerous inferences which are equally
    plausible,    yet   only   one   inference    is    consistent   with     the
    plaintiff’s theory, the plaintiff has failed to offer evidence
    which is “significantly probative,” see Anderson v. Liberty Lobby,
    Inc., 
    477 U.S. 242
    , 249 (1986), absent at least some evidence that
    2
    Thus, we in no way suggest that the Daubert gatekeeping
    function may be transferred from the district court to the court of
    appeals.
    15
    excludes the other potential causes.                The reason for this is as
    follows:
    Under   Texas   law,   if    a    plaintiff        has   evidence   that   a
    defendant’s negligence is a proximate cause of an accident, the
    plaintiff need not make any attempt to rule out other proximate
    causes of the accident because “[t]here can be more than one
    proximate cause of an injury, and all persons whose negligent
    conduct contributed to the injury are responsible for it.” Coleman
    v. Equitable Real Estate Investment Management, Inc., 
    971 S.W.2d 611
     (Tex.App.-Dallas 1998).
    However, if the plaintiff’s only evidence of the defendant’s
    negligence is an inference from the observation of a dangerous
    condition such as contaminated pump lines, then the plaintiff must
    at least make an attempt to rule out other likely sources of
    negligence because such an inference is essentially a form of res
    ipsa loquitur, even if the plaintiff does not label it as such.
    Notwithstanding the fact that res ipsa is only applicable when
    the condition in question was under the exclusive control of the
    defendant – which was not the case here – res ipsa also requires an
    exclusion of alternative causes.               See, e.g., Harris v. National
    Passenger Railroad Corp., 
    79 F.Supp.2d 673
    , 679 (E.D.Tex. 1999)
    (“While res ipsa loquitur alleviates the plaintiff of the burden of
    directly   proving     causation,       it    is   only   applicable   where   the
    likelihood of causes other than the defendant are ruled out . . .
    .”).
    Because the plaintiff’s expert made no attempt to rule out the
    numerous other sources of contamination of the alleged debris, the
    evidence was not “significantly probative” as to the issue of
    Avitech’s negligence, and thus does not preclude summary judgment.
    16
    B.    Avitech’s Time Record
    The plaintiff claims that 3.2 hours was insufficient time for
    Avitech to correctly install the right pump, clean the lines, and
    check the system, yet the plaintiff gives no explanation for this
    claim.   If such an installation, cleaning, and check takes even a
    fast mechanic over 7 hours, for example, then the evidence would
    support an inference that perhaps the pump was installed but the
    lines were never cleaned and the system never checked.           However,
    the plaintiff’s expert never justifies the conclusory assertion
    that 3.2 hours was insufficient time to do the job properly.            As
    such, the plaintiff’s evidence, without more, is insufficient to
    preclude summary judgment on the issue of negligence.          See, e.g.,
    Boyd v. State Farm Ins. Companies, 
    158 F.3d 326
    , 331 (5th Cir.
    1998) (“For the purposes of summary judgment under Fed.R.Civ.P.
    56(e), an expert affidavit must include materials on which the
    expert based his opinion, as well as an indication of the reasoning
    process underlying the opinion.”); cf. General Elec. Co. v. Joiner,
    
    522 U.S. 136
    , 519 (1997) (“[N]othing in either Daubert or the
    Federal Rules of Evidence requires a district court to admit
    opinion evidence which is connected to existing data only by the
    ipse dixit of the expert.”).
    C.    The Left Pump Failure
    The plaintiff claims that the failure of the left pump nine
    days after the failure of the right pump supports an inference that
    the   right   pump   must   have   been   negligently   installed.    This
    contradicts the plaintiff’s own theory that the failure of one pump
    puts such an increased load on the other pump that premature
    failure of the other pump is expected and not uncommon.              If we
    17
    assume the plaintiff’s own theory, however, then when the right
    pump failed in 1990, the left pump was immediately stressed; thus,
    even before Avitech replaced the right pump, the left pump would
    have sustained injury that brings risk of premature failure.
    Moreover, it is undisputed that the left pump failure occurred at
    the normal life expectancy of the left pump.              Specifically, the
    left pump failed at 700 hours, while its warranty was for only 400
    hours. Avitech’s undisputed expert testimony stated that the left
    pump’s life span was about what could be expected.            The plaintiff
    still insists, however, that the failure of the left pump is
    evidence that Avitech negligently installed the right pump.
    While the proximity in time of the 1990 pump failures might
    generate    some   speculation      that   a   problem   existed   with    the
    installation of the right pump by Avitech, the plaintiff’s expert
    gives no analysis of the other potential causes of the left pump’s
    failure, such as earlier failure of the right pump or the age of
    the left pump.     In fact, it is conceivable that a problem with the
    left pump led to the premature failure of the right pump before the
    left pump initially failed.         As with the case of the pump debris,
    the plaintiff’s experts do not discuss let alone exclude the
    alternative causes of the left pump’s failure.             Thus, the expert
    theories on this point are simply insufficient for a reasonable
    juror to find by a preponderance of the evidence that Avitech
    committed negligence.        See Richoux v. Armstrong Cork Corp., 
    777 F.2d 296
    , 297 (5th Cir. 1985) (“The inferences drawn from the
    record,    however,   must    be   rational    and   reasonable,   not   idle,
    speculative, or conjectural.”).
    Because   none   of     the   plaintiff’s   inferences   of   Avitech’s
    negligence are sufficient to support finding of negligence, they do
    18
    not suffice to create a genuine issue of material fact that would
    preclude summary judgment.      See, e.g., Krim v. BancTexas Group,
    Inc., 
    989 F.2d 1435
    , 1449 (5th Cir. 1993) (summary judgment is
    appropriate   if   "nonmoving   party   rests   merely   upon   conclusory
    allegations, improbable inferences, and unsupported speculation");
    see also Daubert v. Merrell Dow Pharmaceuticals, Inc., 
    509 U.S. 579
    , 596 (1993) (if “the trial court concludes that the scintilla
    of evidence presented supporting a position is insufficient to
    allow a reasonable juror to conclude that the position more likely
    than not is true, the court remains free . . .to grant summary
    judgment”).   For these reasons, we AFFIRM the grant of summary
    judgment.
    AFFIRMED.
    19
    

Document Info

Docket Number: 98-20851

Filed Date: 3/17/2000

Precedential Status: Precedential

Modified Date: 12/21/2014

Authorities (18)

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patricia-meryl-gatenby-and-percy-evans-administrators-of-the-estate-of-ian , 407 F.2d 443 ( 1969 )

Jimmy Boyd v. State Farm Insurance Companies, State Farm ... , 158 F.3d 326 ( 1998 )

william-h-duty-jr-and-raymond-international-inc-and-peter-kiewitt , 660 F.2d 933 ( 1981 )

in-re-tmi-litigation-lori-dolan-joseph-gaughan-ronald-ward-estate-of-pearl , 193 F.3d 613 ( 1999 )

In Re Paoli Railroad Yard PCB Litigation , 35 F.3d 717 ( 1994 )

Fed. Sec. L. Rep. P 97,451 Jerry Krim, on Behalf of Himself ... , 989 F.2d 1435 ( 1993 )

Gas Service Co. v. Helmers (Two Cases) , 179 F.2d 101 ( 1950 )

Clarence Borel v. Fibreboard Paper Products Corporation, ... , 493 F.2d 1076 ( 1973 )

BMG Music v. Martinez , 74 F.3d 87 ( 1996 )

Hassan Ex Rel. Hassan v. Lubbock Independent School District , 55 F.3d 1075 ( 1995 )

doris-richoux-individually-and-as-of-the-estate-of-the-deceased-paul-g , 777 F.2d 296 ( 1985 )

sierra-club-lone-star-chapter-plaintiff-counter-v-cedar-point-oil , 73 F.3d 546 ( 1996 )

Anderson v. Liberty Lobby, Inc. , 106 S. Ct. 2505 ( 1986 )

Harris v. NATIONAL PASSENGER RR CORP. , 79 F. Supp. 2d 673 ( 1999 )

Coleman v. Equitable Real Estate Investment Management, Inc. , 971 S.W.2d 611 ( 1998 )

Daubert v. Merrell Dow Pharmaceuticals, Inc. , 113 S. Ct. 2786 ( 1993 )

General Electric Co. v. Joiner , 118 S. Ct. 512 ( 1997 )

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