Dominguez v. Scott ( 2001 )

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 00-40031
JAIME DOMINGUEZ,
Plaintiff-Appellant,
versus
WAYNE SCOTT, Director, Texas Department of Criminal Division,
Institutional Division; GARY L. JOHNSON, Director, Texas
Department of Criminal Justice, Institutional Division; TEXAS
DEPARTMENT OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION,
Defendants-Appellees.
Appeal from the United States District Court
for the Eastern District of Texas
(1:99-CV-675)
July 5, 2001
Before WIENER, BARKSDALE, and Emilio M. GARZA, Circuit Judges.
RHESA HAWKINS BARKSDALE, Circuit Judge:1
The linchpin to this appeal is the enforceability of sanctions
orders imposed by another court. A district judge enforced
sanctions imposed in another district and, therefore, dismissed
without prejudice this pro se § 1983 action filed by Jaime
Dominguez. (Dominguez had not appealed those earlier sanctions.)
We conclude the district judge did not abuse his discretion.
AFFIRMED.
1
Pursuant to 5TH CIR. R. 47.5, the court has determined that
this opinion should not be published and is not precedent except
under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
I.
Two previous pro se prisoner actions Dominguez filed in
federal court are relevant to the case at hand. In the first, he
sued several police officers. The district court for the Northern
District of Texas, the Honorable Sam R. Cummings, dismissed
Dominguez’s action with prejudice for failure, despite numerous
warnings by the court, to comply with the defendants’ discovery
requests. Dominguez v. Stuart, No. 6:94-CV-38 (N.D. Tex. 15 Sept.
1995) (order). Judge Cummings ordered Dominguez to pay the
defendants’ costs and fees incurred defending the action — $3,000
— and barred Dominguez from future filings until he did so. Id.
Dominguez did not appeal the sanction.
In the second action, again pro se and before Judge Cummings,
Dominguez alleged officials of the Texas Department of Criminal
Justice: denied him access to the courts in that a county jail did
not have a law library or provide any access to law books and did
not provide adequate telephone usage; were deliberately indifferent
to his serious medical needs; did not provide enough recreation;
and tampered with his mail. Concluding that Dominguez was
attempting to circumvent the sanction in the first action by
supplementing the complaint in the second action, Judge Cummings
ordered: “Plaintiff shall be and he is hereby barred from filing
future lawsuits”. Dominguez v. Skains, No. 6:94-CV-70 (N.D. Tex.
2
24 May 1996) (order). Once again, Dominguez did not appeal the
sanction.2
In 1999, Dominguez brought this pro se (third) action in a
different district — the Eastern District of Texas. He claimed,
inter alia, Defendants had violated the Americans with Disabilities
Act and 42 U.S.C. § 1983 by failing to provide adequate services to
hearing-impaired prisoners. Pursuant to the local rule established
by General Order 94-6 of the Eastern District of Texas, Judge
Howell Cobb enforced the sanction imposed in the Northern District.
Dominguez v. Scott, No. 1:99-CV-657 (E.D. Tex. 27 Oct. 1999)
(order). Judge Cobb dismissed the action “without prejudice until
plaintiff has fulfilled the sanctions imposed by the Northern
District of Texas”. Id. (emphasis added). (Although Judge Cobb
referenced both the Stuart sanction (bar until $3,000 paid) and the
Skains sanction (absolute bar), it is unclear if he relied on both,
or on only the Stuart sanction, in dismissing the action. In
suggesting Dominguez could “fulfill” the sanctions and return to
the court, it appears he relied upon only the Stuart $3,000
2
In Skains, Dominguez appealed the order striking his
supplemental complaint, but, as stated, did not appeal the
sanction. See Dominguez v. Skains, No. 96-10666 (5th Cir. 27 Nov.
1996). Our court concluded it lacked jurisdiction because “[t]he
district court’s order striking Dominguez’s supplemental complaint
is not an appealable final order, has not been properly certified
as final by the district court, is not an appealable interlocutory
order, and is not appealable under the collateral order doctrine”.
Id. (emphasis added).
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sanction because the Skains sanction is an unconditional, absolute
bar.)
II.
Admitting he has not paid the $3,000 sanction, Dominguez
maintains the dismissal of this action was improper, denying him
access to the courts. Therefore, at issue is whether Judge Cobb’s
enforcement of the sanctions was an abuse of discretion in
unconstitutionally denying access to the courts, not whether Judge
Cummings’ imposition of the sanctions resulted in such denial.
A district court’s sanction of a vexatious or harassing
litigant is reviewed for abuse of discretion. Mendoza v. Lynaugh,
989 F.2d 191, 195 (5th Cir. 1993). Along this line, a court should
impose the least severe sanction adequate. Id. at 196; FED. R. CIV.
P. 11(c)(2). As an example, a district court may bar a litigant
from filing future civil rights actions unless he obtains the
approval of a district or magistrate judge. E.g., Murphy v.
Collins, 26 F.3d 541, 544 (5th Cir. 1994) (“most of” litigant’s 15
prior complaints had been dismissed as frivolous or for failure to
prosecute); Mayfield v. Collins, 918 F.2d 560, 562 (5th Cir. 1990)
(sanctions imposed on litigant’s thirty-eighth complaint); but see
Mendoza, 989 F.2d at 196 (prior approval sanction was abuse of
discretion when imposed on litigant’s second complaint). On the
other hand, “the imposition of sanctions must not result in total,
or even significant, preclusion of access to the courts”. Thomas
4
v. Capital Sec. Servs., Inc., 836 F.2d 866, 882 n.23 (5th Cir.
1988) (en banc) (emphasis added).
Pertinent to the issue at hand, a district court may require
an indigent litigant to pay a monetary sanction imposed in a
previous action before filing a new one. Gelabert v. Lynaugh, 894
F.2d 746, 747-48 (5th Cir. 1990) (finding district court did not
abuse its discretion in requiring litigant, before proceeding, to
pay $10 sanction imposed in earlier case); Moody v. Miller, 864
F.2d 1178, 1179 n.2 (5th Cir. 1989) (noting Fifth Circuit’s
decision to prohibit frivolous litigant “from prosecuting any more
[in forma pauperis] appeals, absent certification of his good faith
by the district court, until he paid the sanctions [totaling $980]
in six of these cases”).
As stated, at issue here is whether Judge Cobb’s sanctions-
enforcement was an abuse of discretion in unconstitutionally
denying access to the courts, not whether Judge Cummings’
sanctions-imposition resulted in such denial. As discussed, the
underlying sanctions in Stuart and Skains – a bar on future actions
until the $3,000 fees were paid in the former, and an absolute bar
on filing future actions in the latter – were not appealed when
imposed. Restated, those sanctions are not before us on appeal.
Accordingly, we cannot review whether Judge Cummings abused his
discretion in imposing those sanctions.
5
Our research has revealed no cases in which our court, or any
other, has held that enforcement of a previously imposed sanction
– whether imposed by that court or another, whether appealed or not
– would result in the denial of access to the courts to a pro se
prisoner. It has revealed only one case of precedential value
addressing enforcement of another court’s unappealed sanction. In
Clark v. United States, No. 94-10899, 52 F.3d 1066 (5th Cir. 1995)
(unpublished precedential), the district court honored another
district court’s order that Clark pay a $50 fine before filing an
in forma pauperis civil rights action. As in the case at hand,
Clark had not appealed the sanction. Our court reviewed the order
imposing the sanction and simply “agree[d] that it [was] well worth
honoring”. Id. In the absence of analysis, this precedent does
not assist in our decision, other than to affirm what is obvious:
one district court may enforce another’s sanctions.
Regarding the question of whether, in this action, access to
the courts has been denied, Dominguez’s access was not denied;
instead, it was postponed. If he desires to proceed further with
this action, he can return to the Northern District of Texas and,
among other things, file a motion under Rule 60(b) of the Federal
Rules of Civil Procedure, requesting that Judge Cummings modify the
sanctions.3 Along this line, our court need not, and indeed should
3
Should such a request be denied, Dominguez could, of course,
appeal.
6
not, reach the constitutional question of denial of access until
all other means of challenging the sanctions are foreclosed. Cf.
Ysleta Del Sur Pueblo v. Texas, 36 F.3d 1325, 1332 (5th Cir.) (“we
should not reach constitutional issues when a case can be resolved
on other grounds” (emphasis added)), cert. denied, 514 U.S. 1016(1995).
III.
In short, Judge Cobb did not abuse his discretion by
dismissing this action without prejudice.
AFFIRMED
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