U.S. v. Seals ( 1993 )

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 92-4753
UNITED STATES OF AMERICA,
Plaintiff-
Appellee,
versus
JOSEPH NOEL SEALS,
Defendant-
Appellant.
Appeal from the United States District Court
for the Western District of Louisiana
(March 24, 1993)
Before DUHE' and BARKSDALE, Circuit Judges and HUNTER1, District
Judge.
EDWIN F. HUNTER, JR., District Judge:
On April 20, 1991, Joseph Seals was stopped pursuant to a
routine traffic violation. A search of the vehicle revealed the
presence of cocaine and a firearm. This precipitated the
criminal proceedings below. After trial by jury, defendant was
found guilty on all charges. He now appeals. Finding no
reversible error, we affirm.
Factual Background and Proceedings
On April 20, 1991, Officer Scott of the Shreveport Police
Department was engaged in traffic surveillance on Interstate 20.
Shortly before 1:00 P.M., a vehicle with broken tail lamps and a
1
Senior Judge of the Western District of Louisiana,
sitting by designation.
worn, temporary license tag passed him on the interstate. Since
the vehicle, a '78 Buick Regal, was in violation of the state
traffic code,2 Officer Scott signalled for the driver to stop. As
Officer Scott approached the auto, its operator, Joseph Seals,
climbed out of the vehicle through the driver's side window. Scott
asked the operator for his driver's license and registration. He
was unable to produce either. The policeman next inquired about
the driver's itinerary. Seals responded that he had left Houston
at 10:00 P.M. the previous evening, and was heading for an unknown
destination in Arkansas. Officer Scott noted that the temporary
tag was issued that day, subsequent to Seals' alleged departure
from Houston.
Scott's suspicions were aroused. He radioed for a back-up.
Scott advised Seals that he was not under arrest, but asked whether
he would consider signing a consent to search form. Seals
responded that he would not sign a written consent to search, but
after a little prodding, granted verbal consent to search his
vehicle. Sensing that Seals was not overly enthusiastic about the
search, Scott asked again whether Seals really wanted to permit the
search. Apparently Seals did have second thoughts. He responded
that he did not wish for the officer to search the car.
Meanwhile, a check was run through the police computers,
revealing that Seals had been issued a Texas driver's license,
which had expired. The check also uncovered that Seals had
2
Louisiana Revised Statutes 32:304, 32:411, and 32:863.1
(1993).
2
previous convictions for aggravated sexual battery and theft,
despite the driver's assurances that his criminal history was
limited to traffic citations. As a result of the defendant's
inability to produce a valid driver's license, Seals was placed
under arrest, and advised of his Miranda rights. He was brought to
the police station by the back-up officer.
Approximately thirty minutes after Seals was removed from the
scene, Officer McClure arrived with her K-9 unit, "Axel". Officer
Scott had requested a K-9 officer due to the suspicious
circumstances surrounding Seals' vehicle, and his inconsistent
responses to questioning.
The K-9 unit sniffed the exterior of the car, but did not
alert. However, the dog jumped up on the driver's side window;3
and this was interpreted as an alert on the interior of the vehicle
by Officer McClure. The K-9 unit was then placed into the
passenger compartment, where he alerted on the ashtray and an area
between the front seats. Pursuant to this additional alert,
Officer McClure located and retrieved a glass pipe containing
cocaine residue.
Once in the passenger compartment, the officer noticed that
the back seat had been modified, so that a piece of plywood could
be raised allowing access to the trunk area. Officer McClure
raised the plywood permitting her to peer into the trunk, where she
discovered a loaded .22 caliber, Marlin rifle. Next, the K-9 unit
3
The driver's side window remained partially open. The
officers rolled up the window as far as possible from the
outside, since the car door would not open.
3
was placed in the trunk. He alerted upon a liquor box. McClure
opened the box, and found a plastic bag containing 14 smaller
plastic bags of crack cocaine.
A grand jury indicted Seals on three charges: (1) possession
of cocaine with intent to distribute, in violation of 21 U.S.C. §
841(a)(1); (2) carrying a firearm, a Marlin, model 60, .22 caliber
rifle, during and in relation to a drug trafficking crime, in
violation of 18 U.S.C. § 924(c)(1); and (3) possession of a firearm
by a previously convicted felon, 18 U.S.C. § 922(g)(1).
On February 3, 1992, the charges against defendant were
dismissed for violation of the speedy trial act. However, the
identical indictment was simply refiled against the defendant, and
all motions argued under the first indictment were carried over
into the second.4 On March 30 and 31, 1992, the defendant was
tried by jury. However, a mistrial was granted after the jury was
unable to reach a verdict. On April 20, 1992, the defendant was
retried and found guilty on all three charges. He was sentenced to
250 months in prison.
On appeal, the defendant raises several issues for
consideration: (1) that the search of his vehicle violated his
Fourth Amendment rights, and consequently, any evidence found
should have been suppressed; (2) that two potential jurors were
peremptorily challenged by the prosecution on the basis of race in
violation of Batson; (3) that the trial judge should have granted
a mistrial after a witness referred to defendant's prior trial and
4
Including the motion to suppress.
4
motion to suppress hearing; (4) the trial judge erred in refusing
to issue a proposed jury instruction that in order for a firearm to
be "carried" pursuant to a drug trafficking crime, the weapon had
to be within "easy reach"; and (5) it was necessary for the
prosecution to "point out" or identify the defendant in the
courtroom as an indispensable element of its case.
I. THE MOTION TO SUPPRESS
On October 21, 1991, the magistrate conducted a hearing on
defendant's motion to suppress the evidence found in the vehicle.
The magistrate heard testimony from Officer Scott, the arresting
officer, Officer Fletcher, and Officer McClure, the K-9 officer.
He ruled that Scott had reasonable suspicion to initially stop
defendant, and then upon learning that the defendant had no
driver's license, probable cause existed to arrest the defendant.5
The magistrate further held that the "sniff" by the K-9 unit was
justified as a search incident to arrest. Moreover, the magistrate
specifically found that the K-9 unit's attempt to jump into the
vehicle constituted an alert, which in turn provided probable cause
that narcotics were within the vehicle. The magistrate concluded
that under California v. Acevedo, 111 S. Ct. 1982 (1991), once an
officer obtains probable cause to search a vehicle, then probable
cause exists to search all compartments of the vehicle and all
containers.
Finally, as an independent ground for admitting the evidence,
5
These findings are not disputed.
5
the magistrate concluded that the evidence would have been
inevitably discovered pursuant to a valid inventory search of the
vehicle. The magistrate's findings were adopted by the trial
judge. We review a district court's findings of fact on a motion
to suppress under the clearly erroneous standard, and will review
the court's ultimate determination of Fourth Amendment
reasonableness de novo. United States v. Colin, 928 F.2d 676 (5th
Cir. 1991); United States v. Harrison, 918 F.2d 469 (5th Cir.
1990).
While we review questions of law de novo `[i]n
reviewing a trial court's
ruling on a motion to
suppress based on live
testimony at a
suppression hearing, the
trial court's purely
factual findings must be
accepted unless clearly
erroneous, or influenced
by an incorrect view of
the law, and the evidence
must be viewed most
favorabl[y] to the party
prevailing below.'
United States v. Ibarra, 965 F.2d 1354, 1356 (5th Cir.); reversed
on other grounds, 966 F.2d 1447 (5th Cir. 1992) (citations
omitted).
The magistrate stated that the original "sniff" conducted by
the K-9 unit was permissible under the search incident to an arrest
exception to the warrant cause. We express certain misgivings as
to whether the "sniff" could be considered a search incident to an
arrest in light of the fact that the defendant had already been
arrested, handcuffed, and removed from the scene at least thirty
6
minutes before the search took place.6 In any event, it is
unnecessary to justify the search as one conducted incident to an
arrest. A dog "sniff" is not a search. United States v.
Hernandez, 976 F.2d 929 (5th Cir. 1992); United States v. Gonzalez-
Basulto, 898 F.2d 1011, 1013 (5th Cir. 1990); United States v.
Place, 462 U.S. 696 (1983). Furthermore, the officers did not need
reasonable suspicion as a prerequisite to the dog sniff. United
States v. Goldstein, 635 F.2d 356 (5th Cir.), cert. denied, 452
U.S. 962 (1981).
We hold that the dog sniff, under these
circumstances, is not a `search' within the
meaning of the Fourth Amendment and therefore
an individualized reasonable suspicion of
drug-related criminal activity is not required
when the dog sniff is employed during a lawful
seizure of the vehicle.
United States v. Morales-Zamora, 914 F.2d 200 (10th Cir. 1990),
reversed on other grounds after remand, 974 F.2d 149 (10th Cir.
1992).
In the case sub judice, the dog, "Axel", was led around the
car, but did not alert on the exterior of the vehicle. Instead,
Axel jumped up on the driver's side window. The dog's handler,
6
See Belton, where the Supreme Court held that, "when a
policeman has made a lawful custodial arrest of the occupant of
an automobile, he may, as a contemporaneous incident of that
arrest, search the passenger compartment of that automobile." New
York v. Belton, 453 U.S. 454 (1981). In United States v. Vasey,
where defendant was arrested and placed in the rear of a squad
car for thirty to forty-five minutes before the search of the
vehicle, the Ninth Circuit concluded that the search was not
conducted contemporaneously with arrest. United States v. Vasey,
834 F.2d 782 (9th Cir. 1987); But see, United States v. White,
871 F.2d 41 (6th Cir.); affirmed after remand, 892 F.2d 1044 (6th
Cir. 1989).
7
interpreted this as an alert.7 The trial court held that once the
dog alerted that there were drugs present, this gave the officers
probable cause to search inside.8
It is well established that warrantless searches of automobiles
are permitted by the Fourth Amendment if supported by probable
cause. See United States v. Ross, 456 U.S. 798 (1982).
"`Probable cause determinations are not to be
7
During the motion to suppress hearing, a discrepancy was
noted between Officer McClure's oral testimony and her written
report filled out shortly after the incident. In Officer
McClure's written report, she stated that Axel did not alert on
the exterior of the vehicle, but attempted to jump inside. At
the hearing, she testified that the dog alerted when he jumped up
on the driver's side of the vehicle. The magistrate questioned
her concerning this inconsistency. She responded that when she
wrote that the dog did not alert, she meant that he did not alert
on the exterior of the vehicle, but he did alert on the interior
when he jumped up on the driver's side window. The magistrate
accepted this explanation and, was in the best position to assess
its credibility. We do not find this determination clearly
erroneous.
8
The Supreme Court has made a distinction between probable
cause to believe that drugs are in a particular section of the
car, and probable cause to believe that drugs are generally
within the car. In Ross, the Court stated, "probable cause to
believe that a container placed in the trunk of a taxi contains
contraband or evidence does not justify a search of the entire
cab." United States v. Ross, 456 U.S. 798, 824 (1982). Whereas
on the next page, the Court states, "if probable cause justifies
a search of a lawfully stopped vehicle, it justifies the search
of every part of the vehicle and its contents that may conceal
the object of the search." Id. Thus, if officers have probable
cause to believe that contraband is in only one part of a car,
then they are limited to that area. If, on the other hand,
officers have probable cause to believe that contraband is
located somewhere in a car, but they don't know exactly where,
then they can search the entire vehicle. Since it was never
explained whether the initial alert by the dog encompassed the
entire area of the car including the trunk, we will consider that
the alert only applied to the passenger compartment.
Subsequently, when the glass pipe with cocaine was discovered,
the officer had probable cause to search the entire car. (See
discussion infra.)
8
made on the basis of factors considered in
isolation, but rather on the totality of the
circumstances.' United States v. Reed, 882
F.2d 147, 149 (5th Cir. 1989). `The factors
relevant to probable cause are not technical
ones, but rather factual and practical ones of
everyday life on which reasonable and prudent
persons, not legal technicians, act.' Id.
(quoting United States v. Tarango-Hinojos, 791
F.2d 1174, 1176 (5th Cir. 1986))"
United States v. Kelly, 961 F.2d 524 (5th Cir. 1992),9
Upon entering the passenger compartment, Axel alerted on an
area in between the front seats, which revealed a glass pipe with
cocaine residue. Officer McClure noticed that the rear seat area
had been modified to allow access to the trunk. The discovery of
cocaine residue, in conjunction with the defendant's nervousness
and false answers, coupled with the modification of the rear seat,
provided the officers with probable cause to believe that
additional drugs were contained within the vehicle. Since they did
not know exactly where in the car the drugs were located, the
officers had probable cause to search the entire vehicle. Ross,
supra; United States v. Reed, 882 F.2d 147, 149 (5th Cir. 1989).
Finally, the officers were justified in opening the liquor box
containing cocaine, due to their probable cause to believe that
drugs were located in the car, which extended to the entire vehicle
and all containers found therein. Ross, supra; California v.
Acevedo, 111 S. Ct. 1982 (1991).
Moreover, the record conclusively reveals that the evidence
9
"A warrantless search of an automobile is permissible
where . . . officers have probable cause to believe the vehicle
contains contraband." United States v. Bustamante-Saenz, 894
F.2d 114, 117 (5th Cir. 1990), (citation omitted).
9
would have been discovered pursuant to an authorized inventory
search. An inventory search is valid, provided it is conducted
under an established police department inventory policy. United
States v. Walker, 931 F.2d 1066 (5th Cir. 1991).
An inventory search is a routine
administrative procedure designed to effect
three distinct purposes: protection of the
owner's property which may be stored in the
vehicle; protection of the police against
claims of lost, stolen or vandalized property;
and protection of the police from potential
danger. South Dakota v. Opperman, 428 U.S.
364 (1975). When the police acquire temporary
custody of a vehicle, a warrantless search of
the vehicle does not offend Fourth Amendment
principles so long as the search is made
pursuant to `standard police procedures' and
for the purpose of `protecting the car and its
contents'. Id. at 372, 373.
United States v. Lugo, 978 F.2d 631 (10th Cir. 1992).
This circuit and several other circuits recognize that
evidence which was originally obtained improperly should not be
suppressed, provided that it would have been legitimately uncovered
pursuant to normal police practices. United States v. Namer, 835
F.2d 1084 (5th Cir.), cert. denied, 86 U.S. 1006 (1988); United
States v. Brookins, 614 F.2d 1037 (5th Cir. 1980); United States v.
George, 971 F.2d 1113 (4th Cir. 1992); United States v. Horn, 970
F.2d 728 (10th Cir. 1992). This exception is known as the
"inevitable discovery" doctrine. Namer, supra.
The record reveals that prior to the search conducted by
Officer McClure and the K-9 unit, Officer Scott had already decided
to impound the vehicle, and had begun the necessary paperwork. A
copy of the Shreveport Police Department's inventory procedure was
placed into evidence at the motion to suppress hearing. The
10
inventory procedures require the officer to search an impounded
vehicle, including the trunk, in order to locate and identify
valuable property.10 We also note that to comply with the
department's policy of locating valuable property, it is necessary
for the officer to open any containers found inside the vehicle.
We conclude that the rifle and crack cocaine would have been
inevitably discovered during the normal inventory procedures of the
Shreveport Police Department. Defendant's motion to suppress was
properly denied not only as a result of the officers' probable
cause to search the vehicle, but also under the inevitable
discovery rule.
II. THE BATSON CHALLENGE
During voir-dire, the government exercised two of its seven
peremptory challenges to remove two black potential jurors from the
jury pool. Immediately following jury selection, the defendant, a
black male, argued that the prosecution's peremptory challenges
were racially motivated and deprived him of equal protection rights
as articulated in Batson v. Kentucky, 476 U.S. 79 (1986).
The prosecution justified its actions on the grounds that the
10
The procedures provide in part:
"F. The member shall conduct an inventory of the
impounded vehicle. In doing so, the officer shall:
1. completely inventory the contents of the
vehicle, including the trunk, in order to
determine the presence and location of
valuable property in the vehicle at the time
it comes under the control of the
Department."
Shreveport Police Department Procedure Number 502.1.
11
primary activities of one of the challenged jurors consisted of
reading the Bible and watching television; whereas the other juror
worked with the mentally retarded. The Assistant U.S. Attorney, a
black male himself, stated that he felt that the challenged jurors'
emphasis on reading the Bible and helping the handicapped would
make them more lenient and sympathetic towards the defendant.
Although, there were other white jurors with similar religious and
community-oriented activities, the prosecutor, when questioned,
felt that those jurors would not have been reached in the selection
process.
The district judge bluntly asked the prosecutor, "As an
officer of the court, as a representative of all the citizens of
this country and of the government, I'm asking you, did you
challenge these two because they were black?" The prosecutor
answered, "No, I did not, your Honor". He added, "As a matter of
fact, when the defense counsel raised the issue, I couldn't
remember which jurors were black." The district judge made a
specific ruling based upon his past experience with the U.S.
Attorney's Office, and in particular, his previous contact with
this prosecutor. He stated: "I'm going to in view of past history,
and dealing with the United States Attorney's Office and in dealing
with Mr. Smith, I accept his explanation and find that the strikes
were non-racially motivated."
At trial, proof of a Batson claim is a three-step process.
First, the defendant must make a prima facie showing that the
prosecution exercised peremptory challenges on the basis of a
12
juror's cognizable racial background. Second, the burden shifts to
the prosecution to articulate a race-neutral explanation for
removing the juror in question. Finally, the trial court must
determine whether the defendant has met his burden of proving
purposeful discrimination. Hernandez v. New York, 111 S. Ct. 1859,
1866 (1991); Polk v. Dixie Ins. Co., 972 F.2d 83 (5th Cir. 1992);
cert. denied, 113 S. Ct. 982 (1993). The determination of the trial
judge is accorded great deference, and is reviewed under a "clearly
erroneous" standard. Hernandez v. New York, 111 S. Ct. at 1869;
Polk v. Dixie Ins. Co., 972 F.2d 83, 85 (5th Cir. 1992); United
States v. Lance, 853 F.2d 1177 (5th Cir. 1988).11
The trial judge had dealt previously with this prosecutor, and
was in the best position to gauge his credibility.12 In this
11
The Supreme Court noted,
Deference to trial court findings on the
issue of discriminatory intent makes
particular sense in this context because, as
we noted in Batson, the finding will `largely
turn on evaluation of credibility.' 476 U.S.
at 98, n.21. In the typical peremptory
challenge inquiry, the decisive question will
be whether counsel's race-neutral explanation
for a peremptory challenge should be
believed. There will seldom be much evidence
bearing on that issue, and the best evidence
often will be the demeanor of the attorney
who exercises the challenge. As with the
state of mind of a juror, evaluation of the
prosecutor's state of mind based on demeanor
and credibility lies `peculiarly within a
trial judge's province.'
Hernandez v. New York, 111 S. Ct. at 1869. (citations omitted).
12
In United States v. Lance and United States v. Mixon, we
found no Batson violation despite the presence of white jurors
with similar disqualifying characteristics as the challenged
black jurors. United States v. Lance, 853 F.2d 1177 (5th Cir.
1988); United States v. Mixon, 977 F.2d 921 (5th Cir. 1992). The
13
regard, not only did the trial judge investigate the prosecutor's
race-neutral explanations, he also stated his personal knowledge
and experience concerning the prosecutor's honesty and integrity.
Under these facts, we cannot say that the trial judge was clearly
erroneous in his determination that there was no violation of the
defendant's equal protection rights. Seals' Batson challenge is
rejected.
III. REMAINING ISSUES
A. Reference to Prior Trial
Appellant alleges that he was prejudiced at trial when a
government witness briefly and inadvertently referred to the
defendant's previous trial and a prior motion to suppress
hearing.13 The allegedly prejudicial references were responses
result was reached in each of these cases as a consequence of
additional factors which were peculiarly suited to the judge's
credibility assessment.
13
The alleged prejudicial reference surfaced during an
exchange between the prosecutor and Officer Scott in furtherance
of the government's effort to establish the chain of custody of
the seized cocaine. The interplay provided in part,
Q. And did there come a time when you retrieved
them from the crime lab?
A. Yes, sir, I did. I picked them up at the
crime lab for the motion to suppress hearing
and did bring them to court and then turned
them back into the police property room after
that hearing.
Q. And did there come a time when you turned
these items over to the U.S. Attorney's
office?
14
by Officer Scott made pursuant to a valid evidentiary function - to
establish the chain of custody of the seized cocaine. Officer
Scott's responses were merely an attempt to account for the
evidence while it remained in his possession. United States v.
Wilson, 922 F.2d 1336 (7th Cir.), cert. denied, 112 S. Ct. 155
(1991).
Moreover, we emphasize that the trial judge offered to
instruct the jury to disregard the reference. Potentially
prejudicial evidence may be cured, or admitted for a narrowly drawn
purpose, through the issuance of appropriate limiting instructions.
United States v. Gordon, 780 F.2d 1165, 1174 (5th Cir. 1986).
Counsel for the defendant14 refused the offer, undoubtedly under the
belief that any further emphasis would only serve to heighten the
jury's awareness of the potentially prejudicial reference. Having
chosen to refuse a jury instruction addressing the inadvertent
utterance, defendant cannot now complain that one should have been
given.
B. Inadequate Jury Charge
Defendant contends that in order to be convicted of using and
carrying a firearm during a drug offense in violation of 18 U.S.C.
A. Yes, sir I turned them over to the U.S.
Attorney's office on the last trial date.
Q. Would that have been March 30?
A. Yes, sir, that is correct.
(emphasis added)
14
The same counsel which now effectuates this appeal.
15
§ 924(c), the firearm must have been within the defendant's
immediate reach at the time of the offense. U.S. v. Feliz-Cordero,
859 F.2d 250 (2d Cir. 1988). The standard Fifth Circuit jury
instruction was given. Defendant's additional instruction would
impose an additional burden on the government, not recognized by
this Circuit. See U.S. v. Pineda-Ortuno, 952 F.2d 98 (5th Cir.
1992), cert. denied, by Ramirez-Carranza v. U.S., 112 S. Ct. 1990
(1992). Our decisions uniformly hold that it is not necessary for
the defendant to actually brandish or "use" the firearm at the time
of arrest, merely that the firearm is available for "use", or is in
position to provide protection in connection with a drug
trafficking crime. U.S. v. Cannon, 981 F.2d 785, 790 (5th Cir.
1993); U.S. v. Beverly, 921 F.2d 559, 562-563 (5th Cir. 1991),
cert. denied, by Brown v. United States, 111 S. Ct. 2869 (1991);
U.S. v. Molinar-Apodaca, 889 F.2d 1417, 1424 (5th Cir. 1989).
The district court properly instructed the jury.
C. Failure to "Point Out" Defendant
Defendant argues that as an indispensable element of the
government's case, it was necessary for a witness to actually
"point out" the defendant in the courtroom. The short answer to
this contention is that it has no merit whatsoever. The case law
is that it suffices to establish identity by "inference and
circumstantial evidence." U.S. v. Royals, 777 F.2d 1089 (5th Cir.
1985); Delegal v. U.S., 329 F.2d 494 (5th Cir.), cert. denied, 379
U.S. 821 (1964).
No one argues that Seals was not the perpetrator of the
16
offenses. His identity was never questioned during the trial.
Nevertheless, we do note that: 1) Seals was charged as a
previously convicted felon, and stipulated to this fact; 2) many
references were made to Joseph Noel Seals and the "defendant"
interchangeably throughout the trial, without objection; 3) a
forty-five minute video tape of the defendant's arrest was shown to
the jury; and 4) defendant's counsel stated, "the defendant, Mr.
Seals," when referring to a scene in the video tape. As the trial
judge stated to defense counsel after denying his motion on this
issue - "Nice Try"!
The judgment of the trial court is AFFIRMED.
17