Gunaca v. State of Tex. , 65 F.3d 467 ( 1995 )


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  •                  United States Court of Appeals,
    Fifth Circuit.
    No. 94-50599.
    E. Dempsey GUNACA, Plaintiff-Appellant,
    v.
    The STATE OF TEXAS, office of the District Attorney—El Paso
    County, et al., Defendants,
    El Paso County, Alicia R. Chacon, County Judge, and Jaime
    Esparza, District Attorney, in his official and individual
    capacity, Defendants-Appellees.
    Oct. 3, 1995.
    Appeal from the United States District Court for the Western
    District of Texas.
    Before REAVLEY and EMILIO M. GARZA, Circuit Judges, and PRADO,
    District Judge.*
    EMILIO M. GARZA, Circuit Judge:
    Dempsey Gunaca sued the State of Texas, El Paso County, El
    Paso County Judge Alicia Chacon, in her official capacity, and El
    Paso County District Attorney Jaime Esparza, in his official and
    individual capacity, over the loss of his job as an investigator at
    the El Paso County District Attorney's Office.   Gunaca alleged age
    discrimination under the Age Discrimination in Employment Act of
    1967, 29 U.S.C. § 621 (1988), and First Amendment violations under
    42 U.S.C. § 1983 (1988).     The district court granted Esparza,
    Chacon, and El Paso County's motion for summary judgment, and
    dismissed Gunaca's complaint. Gunaca appeals the dismissal, and we
    affirm.
    *
    District Judge of the Western District of Texas, sitting by
    designation.
    1
    I
    Dempsey Gunaca was employed as an investigator by the former
    El Paso County District Attorney, Steve Simmons.             When Simmons ran
    for re-election in 1992, he was defeated in the democratic primary
    by Jaime Esparza.           Esparza, who ran unopposed in the general
    election, chose not to re-appoint Gunaca to his former position.
    Gunaca filed suit against Esparza, claiming that Esparza's refusal
    to re-appoint him was motivated by age discrimination in violation
    of the ADEA, and by political animus in violation of the First
    Amendment.       Gunaca also named as defendants the State of Texas, El
    Paso County,1 and El Paso County Judge Alicia Chacon.2 The district
    court dismissed the State of Texas early in the proceedings, and
    later    heard    motions    for   summary    judgment    from   the   remaining
    defendants. The court granted summary judgment in favor of El Paso
    County and Chacon on the grounds that neither was a proper party to
    the suit.        The court also granted summary judgment in favor of
    Esparza, holding that investigators in the El Paso County District
    Attorney's Office are not "employees" for the purposes of the ADEA,
    see 29 U.S.C. § 630(f) (1988) (excluding members of "personal
    staff" of elected county officials from ADEA's definition of
    "employee"), and that Gunaca failed to provide summary judgment
    evidence    in    support    of    his   claim   that   Esparza's   refusal   to
    1
    In his complaint, Gunaca alleged that he "was employed by
    the Defendant El Paso County."
    2
    In his complaint, Gunaca alleged that "Alicia C. Chacon is
    County Judge of El Paso County, and is charged with the overall
    supervision of personnel matters, and maintains and administers
    all County employee payroll and retirement records."
    2
    re-appoint him was motivated by political animus.          Gunaca appeals
    the district court's grant of summary judgment in favor of Esparza,
    El Paso County, and Chacon.
    II
    We review the district court's grant of summary judgment de
    novo.    Montgomery v. Brookshire, 
    34 F.3d 291
    , 294 (5th Cir.1994).
    Summary judgment is proper under Rule 56 of the Federal Rules of
    Civil Procedure when all the evidence viewed in the light most
    favorable to the non-movant shows that "there is no genuine issue
    as to any material fact and that the moving party is entitled to a
    judgment as a matter of law."            Fed.R.Civ.P. 56(c).         Rule 56
    "mandates the entry of summary judgment, after adequate time for
    discovery and upon motion, against a party who fails to make a
    showing   sufficient    to   establish   the   existence   of   an   element
    essential to that party's case, and on which that party will bear
    the burden of proof at trial."      Celotex Corp. v. Catrett, 
    477 U.S. 317
    , 322, 
    106 S. Ct. 2548
    , 2552, 
    91 L. Ed. 2d 265
    (1986);                accord
    Little v. Liquid Air Corp., 
    37 F.3d 1069
    , 1075 (5th Cir.1994) (en
    banc).    The movant bears the initial burden of demonstrating the
    absence of a genuine issue of material fact, but need not negate
    the elements of the nonmovant's case.          
    Celotex, 477 U.S. at 323
    ,
    106 S.Ct. at 2553;     accord 
    Little, 37 F.3d at 1075
    .     "If the moving
    party fails to meet this initial burden, the motion must be denied,
    regardless of the nonmovant's response."        
    Little, 37 F.3d at 1075
    .
    "Once the moving party has supported its contention that there is
    no genuine issue of material fact and that it is entitled to
    3
    judgment as a matter of law, the burden is on the nonmoving party
    "to go beyond the pleadings and by her own affidavits, or by the
    depositions, answers to interrogatories, and admissions on file,
    designate "specific facts" showing that there is a genuine issue
    for trial.' "   Krim v. BancTexas Group, Inc., 
    989 F.2d 1435
    , 1445
    (5th Cir.1993) (quoting 
    Celotex, 477 U.S. at 324
    , 106 S.Ct. at
    2553.)
    A
    Gunaca argues that the district court erroneously granted
    Esparza's motion for summary judgment on Gunaca's ADEA claim on the
    grounds that Gunaca is not an "employee" under § 630(f) of the
    ADEA.    Under the ADEA, it is unlawful to discharge an employee
    because of the employee's age.        29 U.S.C. § 623(a)(1);   accord
    
    Montgomery, 34 F.3d at 294
    .   However, § 630(f) of the ADEA excludes
    from its definition of "employee":
    [A]ny person elected to public office in any State or
    political subdivision of any State by the qualified voters
    thereof, or any person chosen by such officer to be on such
    officer's personal staff, or an appointee on the policymaking
    level or an immediate adviser with respect to the exercise of
    the constitutional or legal powers of the office.
    29 U.S.C. § 630(f).3   The district court held that Gunaca "was a
    3
    Not long before the events at issue in this suit occurred,
    Congress passed the Civil Rights Act of 1991, Pub.L. No. 102-166,
    105 Stat. 1071 (1991). Section 321 of the Act provided in
    relevant part that:
    The rights, protections, and remedies provided pursuant
    to section 302 and 307(h) of this title shall apply
    with respect to employment of any individual chosen or
    appointed, by a person elected to public office in any
    State or political subdivision of any State by the
    qualified voters thereof—
    4
    member of the personal staff of the district attorney and is
    therefore not an "employee' covered by the Act."   Gunaca contends
    that Esparza failed to show that there are no genuine issues of
    fact as to whether Gunaca fell into the personal staff exception.
    (1) to be a member of the elected official's personal
    staff.... § 321(a) (codified at 2 U.S.C. § 1220(a) and
    amended by the Congressional Accountability Act of 1995,
    Pub.L. No. 104-1); see generally, Rutland v. Moore, 
    54 F.3d 226
    (5th Cir.1995) (discussing § 321). The rights and
    protections provided by § 302 included freedom from
    discrimination based on age "within the meaning of section
    633a of [the ADEA];" and the remedies provided by § 307(h)
    included, "[i]n the case of a determination that a violation
    based on age has occurred," "such remedies as would be
    appropriate if awarded under section 633a(c) of [the ADEA]."
    While no party to the present suit has raised the
    issue, it is possible that § 321 offered Gunaca a way to
    circumvent the exemptions found in § 630(f) of the ADEA and
    a vehicle for his ADEA claim. Cf. 
    Rutland, 54 F.3d at 230
         (assuming without holding that § 321 repealed the exemptions
    in § 630(f)). We need not resolve what rights Gunaca might
    have had under § 321 because the record in the present case
    shows that Gunaca's suit against Esparza was not brought in
    compliance with the administrative and procedural
    requirements set forth in that statute. See, e.g., § 321(b)
    (codified at 2 U.S.C. § 1220(b) and amended by the
    Congressional Accountability Act of 1995, Pub.L. No. 104-1)
    (providing that complaints brought under § 321 must be filed
    with EEOC, and that the EEOC will issue a final order on the
    claim); § 321(c) (codified at 2 U.S.C. § 1220(c) and
    amended by the Congressional Accountability Act of 1995,
    Pub.L. No. 104-1) (requiring that "[a]ny party aggrieved by
    a final order under subsection (b) may obtain a review of
    such order under chapter 158 of title 28, United States
    Code. For the purpose of this review, the Equal Employment
    Opportunity Commission shall be an "agency' as that term is
    used in chapter 158 of title 28, United States Code."); 28
    U.S.C. § 2344 (1988) ("On entry of a final order reviewable
    under [chapter 158 of Title 28], the agency shall promptly
    give notice thereof by service or publication in accordance
    with its rules. Any party aggrieved by the final order may,
    within 60 days after its entry, file a petition to review
    the order in the court of appeals wherein venue lies. The
    action shall be against the United States." (emphasis
    added)).
    5
    "Because   the   personal    staff   exception    in     the   ADEA   is
    identical to the personal staff exemption found in Title VII, 42
    U.S.C.     §   2000e(f),    courts      construe   the      two     exceptions
    consistently."      
    Montgomery, 34 F.3d at 294
    .      In Teneyuca v. Bexar
    County, 
    767 F.2d 148
    (5th Cir.1985), we identified six factors that
    courts have found significant in determining whether a Title VII
    plaintiff fell under that statute's personal staff exemption:
    (1) Whether the elected official has plenary powers of
    appointment and removal, (2) whether the person in the
    position at issue is personally accountable to only that
    elected official, (3) whether the person in the position at
    issue represents the elected official in the eyes of the
    public, (4) whether the elected official exercises a
    considerable amount of control over the position, (5) the
    level of the position within the organization's chain of
    command, and (6) the actual intimacy of the working
    relationship between the elected official and the person
    filling the position.
    
    Id. at 151;
       see also Clark v. Tarrant County, 
    798 F.2d 736
    , 742
    (5th Cir.1986) (applying Teneyuca factors in Title VII case).                  We
    have considered those same factors in our application of the ADEA's
    personal staff exception.            See 
    Montgomery, 34 F.3d at 294
    -95
    (applying Teneyuca in ADEA case).
    The list is not exhaustive, 
    Teneyuca, 767 F.2d at 151-52
    ;
    
    Montgomery, 34 F.3d at 295
    , but it does guide us in looking to the
    " "nature and circumstances of the employment relationship between
    the complaining individual and the elected official to determine if
    the exception applies,' " 
    Teneyuca, 767 F.2d at 152
    (quoting Owens
    v. Rush, 
    654 F.2d 1370
    , 1375 (10th Cir.1981));            accord 
    Montgomery, 34 F.3d at 295
    .     Our consideration of these factors is tempered by
    the legislative history of the exception, which indicates that it
    6
    is to be narrowly construed.      
    Teneyuca, 767 F.2d at 152
    ;            
    Clark, 798 F.2d at 742
    ;    Galvan v. Bexar County, 
    785 F.2d 1298
    , 1303 n. 8
    (5th Cir.1986).4    Finally, we have emphasized that " "the highly
    factual nature of the inquiry necessary to the determination of the
    "personal staff" exception does not lend itself well to disposition
    by summary judgment.' "        
    Montgomery, 34 F.3d at 295
    (quoting
    
    Teneyuca, 767 F.2d at 152
    ).
    Gunaca   has   conceded   that   under   chapter   41   of   the    Texas
    Government Code, the district attorney has plenary power to appoint
    and remove investigators, see Tex.Gov't Code Ann. § 41.102 (West
    1988) ("A prosecuting attorney may employ the assistant prosecuting
    attorneys, investigators, secretaries, and other office personnel
    that in his judgment are required for the proper and efficient
    operation and administration of the office."); Tex.Gov't Code Ann.
    § 41.105 ("All personnel of a prosecuting attorney's office are
    subject to removal at the will of the prosecuting attorney."), and
    that investigators are personally accountable only to the district
    attorney, see Tex.Gov't Code Ann. § 41.109(b) ("An investigator is
    under the exclusive authority and direction of the prosecuting
    4
    " "It [was] the conferees intent that this exemption
    [should] be construed narrowly.' " 
    Teneyuca, 767 F.2d at 152
    ,
    (quoting 1972 U.S.C.C.A.N. 2137, 2180). "Furthermore, Senator
    Ervin, the sponsor of the original Senate amendment, agreed that
    the purpose of the exception was to "exempt from coverage those
    who are chosen by ... the elected official ..., and who are in a
    close personal relationship and an immediate relationship with
    him. Those who are his first line advisers.' " 
    Id. (quoting 118
    Cong.Rec. 4492-93 (1972)). " "Congress intended for the personal
    staff exception to apply only to those individuals who are in
    highly intimate and sensitive positions of responsibility on the
    staff of the elected official.' " 
    Montgomery, 34 F.3d at 295
    (quoting 
    Teneyuca, 767 F.2d at 152
    ).
    7
    attorney....").      Thus, Gunaca has conceded the first two Teneyuca
    factors.
    Gunaca contends, however, that investigators do not represent
    the district attorney in the eyes of the public because only those
    employees of the district attorney who are licensed to practice
    law, such as the assistant district attorneys, can represent the
    district attorney in the eyes of the public.         In applying the third
    Teneyuca factor in Clark v. Tarrant County, 
    798 F.2d 736
    (5th
    Cir.1986), we deemed relevant the fact that a probation officer did
    not represent her appointing judge to the general public in the
    same way that "[an] assistant district attorney represents the
    district attorney in legal proceedings and in the eyes of the
    public."        
    Id. at 743.
      However, we discussed the scope of the
    factor at greater length in Montgomery v. Brookshire, 
    34 F.3d 291
    (5th Cir.1994), which concerned the application of the personal
    staff exemption to sheriffs' deputies.         We held in Montgomery that
    "as uniformed officials, all deputies regardless of position or
    rank represent the sheriff in the eyes of the public to some extent
    because the public is often generally unaware of the hierarchy
    within the sheriff's department."         
    Id. at 296.
      While we noted that
    "[o]ther considerations may arguably also be pertinent [in applying
    the third Teneyuca factor] in the context of lawyers in a law
    office representing an entity such as a city or county," 
    id. at 297
    n.   6,   the    consideration   emphasized   in   Montgomery   is   equally
    important in the present case.       As Esparza stated in his motion for
    summary judgment, investigators are statutorily authorized to make
    8
    arrests and to serve warrants, capiases, and subpoenas issued in
    criminal cases.   Tex.Gov't Code Ann. § 41.109(a).                   Investigators
    are also authorized to execute search warrants.                    Glaze v. State,
    
    165 Tex. Crim. 626
    , 
    310 S.W.2d 88
    (1958).                     In performing these
    functions, which necessarily involves interaction with the public,
    investigators are no less representatives of the district attorney
    for want of a law license than the deputies in Montgomery were
    representatives of the sheriff despite their position in the office
    hierarchy.
    Gunaca also contends that the district attorney does not
    exercise a considerable amount of control over investigators.
    Esparza alleged    in   his    motion       for    summary    judgment,    and    the
    district court held, that the language of section 41.109(b) of the
    Texas Government Code, providing that the district attorney has
    "exclusive authority and direction" over investigators, established
    this degree of control.       However, in our application of the fourth
    Teneyuca factor in Montgomery, which we decided after the district
    court issued its order granting summary judgment, we emphasized
    instead the degree of control an employer actually exerts over the
    employee's day-to-day activities.             See 
    Montgomery, 34 F.3d at 296
    (stressing in its application of fourth Teneyuca factor that
    defendant    "barely    exhibited       any       control     over    Montgomery's
    day-to-day   activities").       Because          the   relevant     provisions   of
    section 41.109(b) are duly accounted for in our consideration of
    the second Teneyuca factor, we follow the approach taken by the
    court in Montgomery.     Summary judgment evidence shows that Gunaca
    9
    spoke to the former district attorney "practically every day."
    Gunaca stated in a deposition: "I would discuss certain activities
    and my investigation activities with him, to make sure that I
    wasn't overstepping something or doing something wrong or—we had
    quite a few conversations like that."                     This evidence clearly
    establishes that the former district attorney had considerable
    day-to-day control over Gunaca's activities.
    Gunaca   argues      that   the    working    relationship          between   the
    district attorney and the investigators is not intimate.                         In our
    application     of    the    sixth   Teneyuca       factor      in   Montgomery,      we
    considered the frequency with which Montgomery and his employer
    discussed business and consulted each other regarding their work.
    
    Id. at 296.
        In his motion for summary judgment, Esparza argued
    that   a   district    attorney      must      maintain    an    intimate        working
    relationship with investigators because "[i]n determining whether
    or not to initiate a criminal prosecution, a district attorney must
    confer, consult and rely upon the investigator assigned to gather
    evidence in the case," making the investigator "privy to the
    confidential     communications          and   deliberations         of    the   elected
    official." He supported his claim with affidavits from himself and
    an assistant that included essentially the same statements. Gunaca
    offered as summary judgment evidence his own affidavit, in which he
    stated that his working relationship with the former district
    attorney involved "reporting, reviewing, and seeking approval of
    investigative activities" but that he was "never included in
    organizational        meetings,      planning        sessions,            policy-making
    10
    decisions,    or   case   strategy      meetings."       That      Gunaca    was   not
    included in such meetings and decision-making does not detract from
    the fact that he regularly discussed business with the former
    district attorney, consulted the district attorney regarding work,
    and was consulted by the district attorney regarding work.
    The fifth Teneyuca factor is the level of the position within
    the   organization's      chain    of    command.        As   we     explained     in
    Montgomery:      "Factor five concerns [plaintiff's] rank within the
    organization's command structure.            The "personal staff' exception
    becomes   less     applicable     the   lower    the     particular        employee's
    position because the exception was primarily intended to exempt the
    elected official's immediate subordinates or those "who are his
    first line advisors.' "         
    Montgomery, 34 F.3d at 296
    (holding that
    employee was not a member of employer's "personal staff" where four
    levels of supervisors separated employee from employer). Unrefuted
    summary judgment evidence established that in the organizational
    structure of the district attorney's office, three levels of
    supervisors separate investigators from the district attorney. The
    district court acknowledged that "[t]he investigator's position
    within the district attorney's chain of command is not at the top,"
    but emphasized that "the district attorney and his assistants place
    a great deal of trust in their investigators, and rely heavily upon
    them."
    Although     the    investigators'        position      in     the     office's
    organizational      structure     provides      Gunaca     with     his     strongest
    argument that investigators are not part of the district attorney's
    11
    personal staff, the argument does not have much force.            Summary
    judgment evidence established that there are about fifty-five
    appointed positions in the district attorney's office, half the
    number of appointed law enforcement officials in the sheriff's
    office in Montgomery, see 
    Montgomery, 34 F.3d at 297
    (noting that
    appointed law enforcement officials numbered 113).          In a small
    office, an employee's placement in the chain of command is less
    significant to a consideration of the nature and circumstances of
    the employment relationship between employee and employer.         Thus,
    while the placement of the position of investigator in the office's
    organizational structure is evidence that Gunaca was not a member
    of the former district attorney's personal staff, we cannot say
    that it is very strong evidence that he was not.
    Our   inquiry   into   the   nature   and   circumstances    of   the
    employment relationship between Gunaca and the former district
    attorney for the purpose of determining whether Gunaca is exempt
    from the protection of the ADEA is highly factual.        It would not
    lend itself well to disposition by summary judgment were it not
    that most of the necessary facts are provided by statute or by
    Gunaca's   testimony    and   summary      judgment   evidence.        Our
    consideration of the Teneyuca factors supports the district court's
    judgment, and that judgment does not rely on the resolution of any
    genuine issues of fact.     Therefore, we conclude that the district
    court properly granted Esparza's motion for summary judgment on
    Gunaca's ADEA claim on the grounds that Gunaca is excluded from the
    coverage of the ADEA.
    12
    B
    Gunaca argues next that the district court erroneously
    granted Esparza's motion for summary judgment on the question of
    whether   Esparza   violated   the   First   Amendment   by   refusing   to
    re-appoint Gunaca in retaliation for Gunaca's political support of
    the former district attorney.5       Although Esparza contended in his
    motion for summary judgment that he is entitled to qualified
    immunity from liability on Gunaca's First Amendment claim, the
    district court granted Esparza's motion on the grounds that Gunaca
    "undeniably engaged in protected political activity, [but] has
    failed to come forward with credible evidence that such activity
    was the reason for his non-employment."
    5
    Gunaca also argues that the district court erroneously
    granted El Paso County and Judge Alicia Chacon summary judgment
    on his § 1983 claim on the grounds that neither was a proper
    party to the suit. The municipal defendants argued in their
    motion for summary judgment that, under Texas law, the district
    attorney possesses exclusive authority to hire and fire
    investigators. "Accordingly," they concluded, "neither Defendant
    Chacon nor Defendant the County of El Paso can be held legally
    responsible for Defendant Esparza's decision to refuse to
    reappoint Plaintiff...." On appeal, Gunaca claims that he "does
    not dispute the fact that the decision to hire and fire was
    possessed totally by Esparza," but contends instead, as he did in
    his response to Esparza's motion for summary judgment, that the
    municipal officials control investigators' salary and employment
    benefits. We have previously held that such assertions do not
    state a claim for municipal liability under § 1983. See Clark v.
    Tarrant County, 
    798 F.2d 736
    , 747-48 (5th Cir.1986) (affirming
    summary judgment dismissal of municipal defendants in § 1983
    gender bias in pay and promotions suit because only alleged basis
    for liability was that municipal defendants, who "did not set
    salaries nor influence promotions," controlled other aspects of
    the employment relationship). Because Gunaca provided no summary
    judgment evidence to support any other theory of municipal
    liability, we conclude that the district court properly granted
    the municipal defendants summary judgment on Gunaca's § 1983
    claim.
    13
    Government officials performing discretionary functions are
    entitled to qualified immunity from suit unless their conduct
    violated clearly established statutory or constitutional rights of
    which a reasonable person would have known.                      Gibson v. Rich, 
    44 F.3d 274
    , 277 (5th Cir.1995).             A claim of immunity must be resolved
    at the earliest possible stage of litigation because it entails an
    entitlement to immunity from suit and not merely a defense to
    liability.      Hunter v. Bryant, 
    502 U.S. 224
    , 226, 
    112 S. Ct. 534
    ,
    536, 
    116 L. Ed. 2d 589
    (1991);               accord 
    Gibson, 44 F.3d at 277
    .             In
    reviewing Esparza's assertion of qualified immunity, we must first
    determine       whether     Gunaca        has    alleged     a     violation     of    a
    constitutional right.           Siegert v. Gilley, 
    500 U.S. 226
    , 232, 
    111 S. Ct. 1789
    , 1793, 
    114 L. Ed. 2d 277
    (1991);                   Vojvodich v. Lopez, 
    48 F.3d 879
    , 886 (5th Cir.1995).               In Elrod v. Burns, 
    427 U.S. 347
    ,
    357, 
    96 S. Ct. 2673
    , 2681, 
    49 L. Ed. 2d 547
    (1976), the Supreme Court
    held that because "political belief and association constitute the
    core of those activities protected by the First Amendment," 
    id. at 356,
    96     S.Ct.     at   2681,    the    practice    of    patronage     dismissals
    "clearly infringes First Amendment interests," 
    id. at 360,
    96 S.Ct.
    at 2683.    Gunaca alleged in his complaint that "his discharge and
    failure    to    be   rehired      by   Defendant     Jaime      Esparza   ...   [was]
    motivated by reasons of plaintiff's political preferences, and in
    retaliation for said political preference."                      Thus, Gunaca has at
    least alleged a violation of his constitutional rights.
    Our second step is to determine whether the constitutional
    right that Esparza allegedly violated was clearly established at
    14
    the time of the alleged violation.       In Anderson v. Creighton, 
    483 U.S. 635
    , 
    107 S. Ct. 3034
    , 
    97 L. Ed. 2d 523
    (1987), the Supreme Court
    emphasized that "[t]he operation of this standard ... depends
    substantially upon the level of generality at which the relevant
    "legal rule' is to be identified."       
    Id. at 639,
    107 S.Ct. at 3038-
    39. The Court discussed the dangers of defining the relevant legal
    right too generally, and held that "the right the official is
    alleged to have violated must have been "clearly established' in a
    more particularized, and hence more relevant sense:           The contours
    of the right must be sufficiently clear that a reasonable official
    would understand that what he is doing violates that right."            
    Id. at 640,
    107 S.Ct. at 3039;      accord Matherne v. 
    Wilson, 851 F.2d at 752
    , 756 (5th Cir.1988).        Thus, in Anderson, which involved a
    warrantless search of a residence, the Court held that "It simply
    does not follow immediately from the conclusion that it was firmly
    established that warrantless searches not supported by probable
    cause and exigent circumstances violate the Fourth Amendment that
    [the defendant's] search was objectively legally unreasonable," and
    held that the lower court should have considered whether it was
    "clearly   established   that    the   circumstances   with    which   [the
    defendant] was confronted did not constitute probable cause and
    exigent circumstances." 
    Anderson, 483 U.S. at 640-41
    , 107 S.Ct. at
    3039 (emphasis added).
    In Noyola v. Texas Department of Human Resources, 
    846 F.2d 1021
    (5th Cir.1988), we considered the effect of Anderson on "the
    qualified immunity of public officials whose actions are alleged to
    15
    have violated an employee's first amendment rights."                   
    Noyola, 846 F.2d at 1025
    .      Because our consideration of such First Amendment
    claims involves a case-specific balancing of the employee's First
    Amendment rights and the government's interest in maintaining
    discipline and efficiency in the work place, 
    id., we held
    that
    "[t]here will rarely be a basis for a priori judgment that the
    termination or discipline of a public employee violated "clearly
    established' constitutional rights."               
    Id. In Noyola,
    reasoning
    that   "[n]o    Fifth   Circuit   case       [at   the   time     of   the   alleged
    violation] had found a first amendment violation on facts like
    these," 
    id. at 1026,
    we held that the defendant official was
    entitled to qualified immunity because " "reasonable government
    officials, knowing only that they must not infringe on [employee
    free speech rights], would not necessarily know just what conduct
    was prohibited.' "         
    Id. at 1025
    (quoting Hodorowski v. Ray, 
    844 F.2d 1210
    , 1217 (5th Cir.1988)).
    Esparza took office in January of 1993.              By that time, both
    the Supreme Court and the Fifth Circuit had recognized a class of
    public employees from whom political allegiance may be demanded:
    public employees whose First Amendment interests are outweighed by
    a governmental interest in the employees' political loyalty.                   See,
    e.g., Branti v. Finkel, 
    445 U.S. 507
    , 518, 
    100 S. Ct. 1287
    , 1295, 
    63 L. Ed. 2d 574
    (1980) (holding that an employee is not protected from
    political      patronage    dismissal    if     "the     hiring    authority    can
    demonstrate that party affiliation is an appropriate requirement
    for the effective performance of the public office involved");
    16
    
    Vojvodich, 48 F.3d at 887
    (holding that "by January 1992 at the
    latest," law clearly established that "a public employer cannot act
    against an employee because of the employee's affiliation or
    support of a rival candidate unless the employee's activities in
    some way adversely affect the government's ability to provide
    services").6
    The right that Gunaca asserts in his complaint and summary
    judgment response was not clearly established at the time Esparza
    allegedly violated it because neither the Fifth Circuit nor the
    Supreme Court had addressed the issue of political patronage in the
    hiring or firing of investigators in district attorneys' offices,
    and neither had addressed an issue sufficiently analogous that a
    reasonable official would understand from its resolution that it is
    a   First   Amendment   violation   to   dismiss   or   to   not   hire   an
    investigator on the grounds that the investigator supported the
    campaign of the official's opponent.      See 
    Noyola, 846 F.2d at 1026
    (reversing district court's rejection of defendant's claim of
    qualified immunity in case involving discharge that allegedly
    violated public employee's First Amendment rights because, at the
    6
    In Matherne, we considered whether a plaintiff's asserted
    rights under Elrod were "clearly established" at the time the
    plaintiff's employer allegedly violated them. The plaintiff had
    provided summary judgment evidence that he did not fall into the
    Branti exception, and we, taking the facts in the light most
    favorable to the party responding to the motion for summary
    judgment, took that fact as established for the purposes of our
    inquiry. 
    Matherne, 851 F.2d at 757
    . Gunaca did not address the
    Branti exception in his response to Esparza's motion for summary
    judgment, nor did he provide summary judgment evidence that would
    have supported a claim that the position of investigator does not
    fall under the exception.
    17
    time of the alleged violation, no Fifth Circuit case had found a
    First Amendment violation on similar facts).   "This is not to say
    that an official action is protected by qualified immunity unless
    the very action in question has previously been held unlawful, but
    it is to say that in the light of preexisting law the unlawfulness
    must be apparent."   Anderson, 483 U.S. at 
    640, 107 S. Ct. at 3039
    .
    Because reasonable public officials could have differed on the
    lawfulness of Esparza's actions at the time they occurred, Esparza
    is entitled to qualified immunity.    See 
    Blackwell, 34 F.3d at 303
    (holding that defendant is entitled to qualified immunity if
    reasonable officials could differ on the lawfulness of defendant's
    actions).7   Thus, we affirm on the grounds of qualified immunity
    the district court's grant of summary judgment on Gunaca's § 1983
    claim against Esparza.
    III
    For the foregoing reasons, we AFFIRM the district court's
    grant of summary judgment on Gunaca's ADEA and § 1983 claims.
    7
    The question " "is not whether the law was settled, viewed
    abstractly, but whether, measured by an objective standard, a
    reasonable officer would know that his action [was] illegal.' "
    Click v. Copeland, 
    970 F.2d 106
    , 109 (5th Cir.1992) (quoting
    
    Matherne, 851 F.2d at 756
    ).
    18
    

Document Info

Docket Number: 94-50599

Citation Numbers: 65 F.3d 467

Judges: Emilio, Garza, Prado, Reavley

Filed Date: 10/3/1995

Precedential Status: Precedential

Modified Date: 8/1/2023

Authorities (20)

26-fair-emplpraccas-226-26-empl-prac-dec-p-31929-james-owens-v , 654 F.2d 1370 ( 1981 )

Gibson v. Rich , 44 F.3d 274 ( 1995 )

Augusta Clark v. Tarrant County, Texas , 798 F.2d 736 ( 1986 )

Darold L. Rutland v. Mike Moore, Attorney General of the ... , 54 F.3d 226 ( 1995 )

John Hodorowski and Jeraldine Hodorowski v. Ann Ray, Mary ... , 844 F.2d 1210 ( 1988 )

Conrad Noyola v. Texas Department of Human Resources , 846 F.2d 1021 ( 1988 )

Sharyl TENEYUCA, Plaintiff-Appellant, v. BEXAR COUNTY, Bill ... , 767 F.2d 148 ( 1985 )

Fed. Sec. L. Rep. P 97,451 Jerry Krim, on Behalf of Himself ... , 989 F.2d 1435 ( 1993 )

Patricio Galvan, and Leandro L. Gonzales v. Bexar County, ... , 785 F.2d 1298 ( 1986 )

Vojvodich v. Lopez , 48 F.3d 879 ( 1995 )

larry-click-and-don-falcon-v-harlon-copeland-sheriff-and-bexar-county , 970 F.2d 106 ( 1992 )

prodliabrep-cch-p-14081-wilma-little-v-liquid-air-corporation , 37 F.3d 1069 ( 1994 )

Alton Montgomery v. O.A. \"Bob\" Brookshire, Sheriff of ... , 34 F.3d 291 ( 1994 )

Siegert v. Gilley , 111 S. Ct. 1789 ( 1991 )

Glaze v. State , 165 Tex. Crim. 626 ( 1958 )

Branti v. Finkel , 100 S. Ct. 1287 ( 1980 )

Elrod v. Burns , 96 S. Ct. 2673 ( 1976 )

Celotex Corp. v. Catrett, Administratrix of the Estate of ... , 106 S. Ct. 2548 ( 1986 )

Anderson v. Creighton , 107 S. Ct. 3034 ( 1987 )

Hunter v. Bryant , 112 S. Ct. 534 ( 1991 )

View All Authorities »