Malina v. Gonzales , 994 F.2d 1121 ( 1993 )


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  •                 IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    _________________
    No. 91-3757
    _________________
    THOMAS MARTIN MALINA
    and
    MRS. THOMAS MARTIN MALINA,
    Plaintiffs-Appellants,
    VERSUS
    JUDGE DOUGLAS GONZALES
    Defendant-Appellant.
    _________________________________________________
    Appeal from the United States District Court
    for the Eastern District of Louisiana
    _________________________________________________
    (June 25, 1993)
    Before SMITH and EMILIO M. GARZA, Circuit Judges, and RAINEY*,
    District Judge:
    JOHN D. RAINEY, District Judge:
    This is an appeal from the denial of a motion to dismiss based
    on the district court's finding that a state district judge did not
    have immunity for his actions.
    While driving home from work one night on Interstate 10,
    Plaintiff-Appellee Thomas Malina passed to the right of a slow
    moving vehicle. Malina honked his horn and motioned to the driver,
    who   was   Defendant-Appellant    Judge   Douglas   Gonzales,    of   the
    Nineteenth Judicial District court for the Parish of East Baton
    Rouge, to move out of the "fast" lane.
    Upset by Malina's honking, Judge Gonzales placed a flashing
    *District Judge of the Southern District of Texas, sitting by
    designation
    red light on his dashboard and pursued Malina's vehicle until
    Malina pulled over to the side of the road.            Judge Gonzales opened
    the passenger side door of Malina's car and demanded to see
    Malina's driver's license.     In response, Malina asked to see Judge
    Gonzales' identification.      Judge Gonzales showed Malina his court
    I.D. and told Malina he had the authority to arrest him.               Malina
    then drove off.
    Three hours later, a Baton Rouge city police officer appeared
    at Malina's home and told Malina that Judge Gonzales wanted to see
    him in his court at 9:30 a.m. the next day.              The officer stated
    that he was there unofficially as a favor to Judge Gonzales, but
    the Judge could issue a bench warrant for Malina's arrest if Malina
    did not appear in court.
    Malina appeared at court the next morning, but found the
    courtroom closed to the public.           When Judge Gonzales arrived, he
    instructed Malina to wait in the empty courtroom.              A few minutes
    later, Judge Gonzales, a bailiff, and a deputy sheriff entered the
    courtroom.     The   bailiff   said   "all    rise,"    and   Judge   Gonzales
    instructed Malina to approach the bench.         No audio or stenographic
    record was made of the proceeding.
    According to Malina, the Judge read from a book and stated
    that judges are police officers with the authority to arrest
    individuals.   The Judge handed a green slip of paper to the bailiff
    and told Malina to appear before the duty-judge on May 2, 1988,
    2
    concerning traffic violations.       Malina asked with what he had been
    charged, and Judge Gonzales responded with "fleeing to allude,"
    "resisting   an   officer,"    "public   endangerment,"   "disobeying    an
    officer," "reckless driving," and "leaving the scene."         The Judge
    added that the charges would convince Malina to obey an order and
    pull over the next time anyone with a flashing light pulled
    alongside him.    Malina responded that he did not feel comfortable
    stopping for unmarked vehicles with flashing lights because anyone
    can buy such a light.
    At this point, Judge Gonzales cited Malina with contempt and
    sentenced him to five hours in jail.            Malina was handcuffed,
    fingerprinted, photographed, and imprisoned.
    Malina and his wife brought suit against Judge Gonzales in his
    official capacity and individually.        In response, Judge Gonzales
    filed a motion to dismiss based upon official immunity.                 The
    District Court of the Eastern District of Louisiana denied Judge
    Gonzales' motion to dismiss the claim against him in his individual
    capacity, on the ground that the Judge was not entitled to judicial
    or qualified immunity.        Judge Gonzales now appeals the denial of
    his immunity claim.    We affirm in part and reverse in part.
    I.     Standard of Review
    The denial of a motion to dismiss raising a colorable claim of
    immunity is appealable under the collateral order exception to the
    finality requirement of 28 U.S.C. § 1291.       Williams v. Brooks, 
    945 F.2d 1322
    , 1325 (5th Cir. 1991), cert. denied, 
    112 S. Ct. 1996
    (1992).   The district court's denial of a motion to dismiss on
    3
    immunity grounds presents a question of law, reviewable de novo.
    
    Id. II. Judicial
    Immunity
    Absolute judicial immunity extends to all judicial acts that
    are not performed in the clear absence of all jurisdiction.   Adams
    v. McIlhany, 
    764 F.2d 294
    , 297 (5th Cir. 1985), cert. denied, 
    474 U.S. 1101
    (1986).   Thus, a judge has no immunity (1) for actions
    taken outside of his judicial capacity, or (2) for actions that are
    judicial in nature, but occur in the complete absence of all
    jurisdiction.   Mireles v. Waco, 
    112 S. Ct. 286
    , 288 (1991).   Judge
    Gonzales' actions form four separate incidents.   The first is the
    stop on the highway.     The second is Judge Gonzales' use of an
    officer to unofficially summon Malina.    The third is the charging
    of Malina with various "crimes," and the fourth is the issuance of
    the contempt citation and five hour jail sentence.
    In determining whether Judge Gonzales' actions were "judicial
    in nature," this Court considers four factors:     (1) whether the
    precise act complained of is a normal judicial function; (2)
    whether the acts occurred in the courtroom or appropriate adjunct
    spaces such as the judge's chambers; (3) whether the controversy
    centered around a case pending before the court; and (4) whether
    the acts arose directly out of a visit to the judge in his official
    capacity. McAlester v. Brown, 
    469 F.2d 1280
    , 1282 (5th Cir. 1972).
    The four factors are to be broadly construed in favor of immunity,
    and immunity should not be denied where the denial carries the
    4
    potential of raising more than a frivolous concern in a judge's
    mind that to take proper action might expose him to personal
    liability.    
    Adams, 764 F.2d at 297
    .         In some situations, immunity
    is to be afforded even though one or more of the McAlester factors
    is not met.    
    Id. The relevant
    inquiry regarding the first factor )) whether the
    precise act complained of is a normal judicial function )) is to
    examine the "nature and function" of the act, not the act itself.
    
    Mireles, 112 S. Ct. at 288-89
    .              The Court is to look to the
    particular act's relation to a general function normally performed
    by a judge.    
    Id. Except for
    the issuance of the contempt citation and the
    sentencing, none of Judge Gonzales' actions were judicial acts for
    immunity purposes.          The first three incidents are not closely
    related to a general judicial function.              Peace officers, not
    judges, stop motorists on the highway, and prosecutors, not judges,
    set the judicial machinery in motion by charging someone with a
    crime.   It    is    well    settled   that   charging   a   defendant   is   a
    prosecutorial function, not a judicial function.               See Lopez v.
    Vanderwater, 
    620 F.2d 1229
    , 1235 (7th Cir.), cert. denied, 
    449 U.S. 1028
    (1980).        Additionally, Judge Gonzales' private use of an
    officer to unofficially summon Malina is not a judicial act, and is
    not closely related to a general judicial function.            Consequently,
    Judge Gonzales can claim judicial immunity for neither the stop,
    the summons, nor the charging.
    Judge Gonzales can, however, claim judicial immunity for the
    5
    issuance of the contempt citation and the five hour jail sentence.
    Citing someone for contempt is an act normally performed by a
    judge.    
    Adams, 764 F.2d at 298
    .      Likewise, issuing a sentence is a
    general judicial function.         
    Lopez, 620 F.2d at 1235
    (judge immune
    for actions of arraigning, convicting and sentencing).            Both the
    contempt    citation   and   the    sentencing   were   "normal   judicial
    functions."   Furthermore, the contempt citation and the sentencing
    occurred in the courtroom and arose directly from Malina's visit to
    the Judge in his official capacity.        Malina's appearance at court,
    despite the Judge's highly irregular "summons," was a visit to the
    Judge in his "official capacity" as a judge.        See, 
    Adams, 764 F.2d at 297
    .    Consequently, Judge Gonzales' actions pass the "judicial
    nature" prong of the Mireles inquiry.
    The second prong of the Mireles test states that a judge will
    lose his immunity if his judicial act occurred in the complete
    absence of all jurisdiction.           Thus, this Court must determine
    whether Judge Gonzales had some subject-matter jurisdiction to
    issue the contempt citation and sentence.1
    Where a court has some subject-matter jurisdiction, there is
    sufficient jurisdiction for immunity purposes. 
    Adams, 764 F.2d at 298
    . The question is whether Judge Gonzales merely acted in excess
    of his authority in issuing the contempt citation and sentence, and
    is thus protected by judicial immunity, or whether he acted in
    1
    Viewing the case as a question of subject-matter
    jurisdiction is consistent with the position taken by a majority
    of the Circuits and the Supreme Court. See, e.g., 
    Adams, 764 F.2d at 298
    ; Brewer v. Blackwell, 
    692 F.2d 387
    (5th Cir. 1982);
    and Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 351 (1871).
    6
    clear absence of all jurisdiction.     See, My. Schwartz & J. Kirklin,
    I Section 1983 Litigation § 9.3 at 451 (1911).     It is important to
    note that "judicial immunity is not overcome by allegations of bad
    faith or malice."    
    Mireles, 112 S. Ct. at 288
    .     It is the Judge's
    actions alone, not intent, that we must consider.
    By law, a judge in Louisiana may hold someone in contempt and
    sentence him for "[c]ontumacious, insolent, or disorderly behavior
    toward the judge."    La. Code Civ. Proc. Ann. art. 222.       See also,
    La. Code Civ. Proc. Ann. arts. 221 and 223.      Thus, Judge Gonzales
    had some subject-matter jurisdiction over Malina's actions within
    his courtroom.    Malina argues, however, that he was not sentenced
    for his behavior within the courtroom, but that he was sentenced
    for what occurred on the highway.
    The district court assumed Malina's version of the facts as
    true, and found that Judge Gonzales essentially "sentenced" Malina
    to jail for the "charges" brought against him.        It is not clear
    from the record if charges were ever filed against Malina.       For the
    purpose of a motion to dismiss, however, this Court must assume all
    well-pleaded allegations as true.      Tanglewood East Homeowners v.
    Charles-Thomas, Inc., 
    849 F.2d 1568
    , 1572 (5th Cir. 1988).        Thus,
    the question is whether Judge Gonzales acted with the complete
    absence of all jurisdiction, having absolutely no subject matter
    jurisdiction to sentence Malina for "fleeing to allude," "resisting
    an   officer,"   "public   endangerment,"   "disobeying   an   officer,"
    "reckless driving," and "leaving the scene."
    A review of the Louisiana Code reveals that Judge Gonzales did
    7
    have some subject-matter jurisdiction over the case.    According to
    Article 5, section 16 of the State Constitution, a district court
    has original jurisdiction of all civil and criminal matters, except
    as otherwise authorized by the Constitution.     The charges brought
    against Malina did not fall within the "otherwise authorized"
    exception.   Accordingly, Judge Gonzales had at least some subject-
    matter jurisdiction over Malina's case.
    Judge Gonzales' illegitimate prior acts of arrest and summons
    are ill-received by this Court, but they did not completely deprive
    him of subject-matter jurisdiction.   See 
    Lopez, 620 F.2d at 1233
    .
    Even "grave procedural errors do not deprive a judge of all
    jurisdiction."   Stamp v. Sparkman, 
    435 U.S. 349
    , 359 (1978).
    Judge Gonzales'   actions of citing Malina with contempt and
    sentencing him to five hours in jail are judicial acts, and they
    were not taken in the clear absence of subject-matter jurisdiction.
    Thus, under no set of facts can Malina overcome Judge Gonzales'
    entitlement to immunity for the contempt citation and sentence.
    Accordingly, we reverse on this point.
    III.   Qualified Immunity
    Generally, the qualified immunity inquiry focuses on whether
    the contours of the right allegedly violated were sufficiently
    clear such that a reasonable official would understand that his
    action violated that right.   Mouille v. City of Live Oak, 
    918 F.2d 548
    , 551 (5th Cir. 1990).      This Court must determine if Judge
    Gonzales' actions violated a constitutional right, and if so, would
    a reasonable person have known he was violating that right.
    8
    Because    we    have    found   that   Judge   Gonzales    had   absolute
    judicial immunity in issuing the contempt citation, we do not need
    to reach the qualified immunity inquiry.               We need only discuss
    whether the stop on the interstate and the summons into court are
    actions protected by qualified immunity.
    Judge Gonzales argues that he did not violate Malina's Fourth
    Amendment rights on the interstate because no seizure occurred.                A
    seizure can occur, however, through physical force or a "show of
    authority."     California v. Hodari D., 
    111 S. Ct. 1547
    , 1552 (1991).
    Judge Gonzales stopped Malina on the interstate by flashing a red
    light, which is a show of authority.                  Thus, Judge Gonzales'
    argument is without merit.
    Judge Gonzales further argues that even if a seizure occurred,
    a   seizure     must   be     unreasonable    to   create   a    constitutional
    violation.      See, Brower v. County of Inyo, 
    489 U.S. 593
    , 599,
    (1989).   Again, accepting Malina's version of the facts as true,
    the stop was unreasonable.         Judge Gonzales stopped Malina because
    Malina honked his horn and motioned to the Judge to change lanes.
    This does not give rise to probable cause or reasonable suspicion.
    The facts simply do not support Judge Gonzales' contentions that
    the stop was reasonable and proper.
    Because a constitutional violation occurred, we must address
    the immunity inquiry.
    Ultimately, Judge Gonzales is not entitled to make a claim of
    qualified immunity for he was not a peace officer authorized to
    stop Malina.     Judge Gonzales is no different than any other person
    9
    who purchases a red light and stops people on the interstate.       This
    finding is consistent with our decision in 
    Brewer, 692 F.2d at 396
    ,
    in which we held that a Justice of the Peace had no authority to
    pursue and arrest the plaintiff, and thus no immunity for his
    actions.
    Judge Gonzales attempts to show that he had authority under
    Louisiana law to arrest Malina, but the Judge's argument fails.
    The only authority cited by Judge Gonzales is Louisiana's murder
    statute, which defines first degree murder as the killing of a
    human being "when the offender has a specific intent to kill or to
    inflict great bodily harm upon a . . . peace officer engaged in the
    performance   of    his   lawful   duties."   La.   Rev.   Stat.   Ann.,
    § 30(A)(2).    The statute includes "judge" in its definition of
    "peace officer," but specifically limits its definition of peace
    officer "[f]or the purposes of" § 30(a)(2).     La. Rev. Stat. Ann.,
    § 30(b).   Thus, this statute has no bearing on the case before us.
    Moreover, under the "Peace Officer Standards and Training"
    section of the Louisiana annotated statutes, "peace officer" is
    defined as:
    any full-time appointed or commissioned employee of a
    sheriff's department, municipal police department, or the
    State Police, whose employment duties actually include
    the making of arrests, the performing of searches and
    seizures, or the execution of criminal warrants, and
    which is responsible for the prevention or detection of
    crime or for the enforcement of the penal, traffic, or
    highway laws of the state.
    La. Stat. Ann., § 2402(1). Additionally, under section 2405, every
    peace officer must "successfully complete a basic law enforcement
    training course."    As the District Court noted, Judge Gonzales has
    10
    not argued that he successfully completed any training course in
    the area of law enforcement.
    Consequently, this Court finds that Judge Gonzales is not
    entitled to claim qualified immunity, for under a fair, and even
    charitable reading of Louisiana law, judges have no authority to
    make arrests.   The district court correctly denied Judge Gonzales'
    motion to dismiss on qualified immunity grounds with regard to the
    interstate incident.
    Judge Gonzales has not claimed immunity for the coercive
    summons by the police officer and the charging of Malina with
    various offenses, and he does not argue that a constitutional
    violation did not occur. Therefore, we affirm the district court's
    denial of qualified immunity as to this aspect of the case as well.
    IV.
    This case is affirmed in part and reversed in part.
    11
    EMILIO M. GARZA, Circuit Judge, concurring in part and dissenting
    in part.
    I concur in almost every aspect of the majority opinion except
    one:       I would hold that Judge Gonzales is not absolutely immune
    from prosecution for holding Malina in contempt of court.1                 This
    case is not a case of "excess jurisdiction,"2 but rather a case of
    "clear absence of all jurisdiction."3           Crucial are the following
    1
    I am acutely aware of the possible misuses of this dissent.    As
    Judge Goldberg correctly pointed out:
    [T]he opening of any inroads weakening judicial immunity could
    have the gravest consequences to our system of justice. Every
    judicial act is done "under color of law;" absent the doctrine,
    every judicial error affecting a citizen's rights could thus
    ultimately subject the judge to section 1983 liability. To be
    sure, we can conjure converse chambers of horrors, but we cannot
    allow that to erode the necessary features of the immunity. That
    judicial immunity is sometimes used as an offensive dagger rather
    than a defensive shield must not justify derogating its
    inviolability. Even though there may be an occasional diabolical
    or venal judicial act, the independence of the judiciary must not
    be sacrificed one microscopic portion of a millimeter, lest the
    fears of section 1983 intrusions cow the judge from his duty.
    McAlester v. Brown, 
    469 F.2d 1280
    , 1283 (5th Cir. 1970). And like Judge Hill,
    I would caution those who read this opinion to be wary that this dissent "is
    exceedingly narrow and is tailored to this, the rarest of factual settings."
    Harper v. Merckle, 
    638 F.2d 848
    , 859 (5th Cir. 1981) (footnote omitted).
    2
    See Stump v. Sparkman, 
    435 U.S. 354
    , 356-357, 
    98 S. Ct. 1099
    ,
    1105, 
    55 L. Ed. 2d 331
    (1978) ("A judge will not be deprived of immunity
    because the action he took was in error, was done maliciously, or was in
    excess of his authority; rather, he will be subject to liability only when he
    has acted in the `clear absence of all jurisdiction.'" (citation and footnote
    omitted)).
    3
    My disagreement with the majority opinion does not stem from the
    standard of review. The majority correctly states that "[a]bsolute judicial
    immunity extends to all judicial acts that are not performed in the clear
    absence of all jurisdiction[,]" or, conversely, "a judge has no immunity (1)
    for actions taken outside of his judicial capacity, or (2) for actions that
    are judicial in nature, but occur in complete absence of all jurisdiction."
    Maj. op. at 4 (citations omitted).
    The majority also properly focuses on the four factors first
    articulated by Judge Goldberg in McAlester to determine whether Judge Gonzales
    acted in his judicial capacity))(1) whether the precise act complained of is a
    normal judicial function; (2) whether the acts occurred in the courtroom or
    appropriate adjunct spaces such as the judge's chambers; (3) whether the
    controversy centered around a case pending before the court; and (4) whether
    the acts arose directly out of a visit to the judge in his official capacity.
    12
    facts:4
    [A] Baton Rouge city police officer appeared at Malina's
    home and told Malina that Judge Gonzales wanted to see
    him in his court at 8:30 a.m. the next day. The Officer
    stated that he was there unofficially as a favor to Judge
    Gonzales, but the Judge could issue a bench warrant for
    Malina's arrest if Malina did not appear in court.
    Malina appeared at court the next morning, but found the
    courtroom closed to the public.     When Judge Gonzales
    arrived, he instructed Malina to wait in the empty
    courtroom.   A few minutes later, Judge Gonzales, a
    bailiff,   and    a   deputy    sheriff   entered    the
    courtroom. . . .
    [Judge Gonzales] read from a book and stated that judges
    are police officers with the authority to arrest
    individuals. The Judge handed a green slip of paper to
    the bailiff and told Malina to appear before the duty-
    judge on May 2, 1988, concerning traffic violations.
    Malina asked with what he had been charged, and Judge
    Gonzales responded with "fleeing to allude," "resisting
    an officer," "public endangerment," "disobeying an
    officer," "reckless driving," and "leaving the scene."
    The Judge added that the charges would convince Malina to
    obey an order and pull over the next time anyone with a
    flashing light pulled alongside him. Malina responded
    that he did not feel comfortable stopping for unmarked
    vehicles with flashing lights because anyone can buy such
    a light.
    At this point, Judge Gonzales cited Malina with contempt
    and sentenced him to five hours in jail.      Malina was
    handcuffed, fingerprinted, photographed, and imprisoned.
    
    McAlester, 469 F.2d at 1282
    . I also agree that these four factors should be
    broadly construed and that immunity may be afforded although one or more
    factors is not met. See Adams v. McIlhany, 
    764 F.2d 294
    , 297 (5th Cir. 1985).
    The question presented is not whether Judge Gonzales' action in holding Malina
    in contempt and sentencing him to five hours in jail was "judicial in nature,"
    but rather whether it occurred "in complete absence of all jurisdiction." But
    see infra n.7.
    4
    The district court correctly held, in "deciding this [Rule
    12(b)(6)] motion to dismiss, the court must accept `all allegations of the
    complaint . . . as true, along with any reasonable inferences that may be
    drawn therefrom.'" See Record Excerpts for Gonzales tab 4, at 6 (quoting
    Watts v. Grayes, 
    720 F.2d 1416
    , 1419 (5th Cir. 1983)). And so must we. See
    Tanglewood East Homeowners v. Charles Thomas, Inc., 
    849 F.2d 1568
    , 1572 (5th
    Cir. 1988).
    13
    Maj. op. at 2-3.
    Although I agree that Judge Gonzales, as a Louisiana state
    judge, had the power to punish for contempt, see La. Code Civ.
    Proc. Ann. art. 222 (West 1960), and that the issuance of the
    contempt citation occurred within a courtroom, no case was pending
    before   Judge   Gonzales.5      He   therefore     lacked   subject    matter
    jurisdiction6 for the purpose of judicial immunity.           See Bradley v.
    Fisher, 80 U.S. (13 Wall.) 335, 351 (1871); 
    Adams, 764 F.2d at 298
    ;
    Brewer v. Blackwell, 
    692 F.2d 387
    (5th Cir. 1982).           Moreover, Judge
    Gonzales' exercise of his contempt power presupposed, rather than
    conferred subject-matter jurisdiction.7
    The only reason Malina was in the courtroom was because a
    Baton Rouge police officer))on an unofficial visit on behalf of
    Judge    Gonzales))asked    Malina    to   appear   the   next   day.     The
    jurisdiction prong for judicial immunity requires that judges
    5
    Judge Gonzales' finding of contempt was a direct result of
    Malina's reaction to the charges and Judge Gonzales' admonition "that the
    charges would convince Malina to obey an order and pull over the next time
    anyone with a flashing light pulled alongside him." See Maj. op. at 5. "It
    is well settled that charging a defendant is a prosecutorial function, not a
    judicial function." 
    Id., (citing Lopez
    v. Vanderwater, 
    620 F.2d 1129
    , 1235
    (7th Cir.), cert. denied, 
    449 U.S. 1028
    (1980)). As a prosecutor, Judge
    Gonzales had no authority to hold Malina in contempt.
    6
    See La. Code Civ. Proc. Ann. art. 2 (West 1960) ("Jurisdiction
    over the subject matter is the legal power and authority of a court to hear
    and determine a particular class of actions or proceedings, based upon the
    object of the demand, the amount in dispute, or the value of the right
    asserted.").
    7
    See La. Code Civ. Proc. Ann. art. 221 (West 1960) ("A contempt of
    court is any act or omission tending to obstruct or interfere with the orderly
    administration of justice, or to impair the dignity of the court or respect
    for authority."); see also La. Code Crim. Proc. Ann. art. 20 (West 1991)
    (same). See also Detournion v. Dormenon, 1 Mart., O.S. (1810) (holding that
    an insult to a parish judge acting as an auctioneer, is not a contempt of him
    in his judicial capacity, and cannot be punished); Junius Hart Piano House v.
    Ingman, 
    44 So. 850
    , 852 (citing with approval Detournion).
    14
    possess the authority to perform actions relating to a matter
    before them.    See, e.g., Mireles v. Waco, ___ U.S. ___, 
    112 S. Ct. 286
    , 289, ___ L. Ed. 2d ___ ("[S]uch an action))taken in the very
    aid of the judge's jurisdiction over a matter before him))cannot be
    said to have been taken in the absence of jurisdiction." (emphasis
    added)); Stump v. Sparkman, 
    435 U.S. 349
    , 351-52, 
    98 S. Ct. 1099
    ,
    1102-03, 
    55 L. Ed. 2d 331
    (1978) (stating that sterilization
    petition was before state court judge); 
    Adams, 764 F.2d at 298
    (stating that the objectionable contempt order arose out of a
    criminal case involving the plaintiff's sons, over which the judge
    presided).    Moreover, Judge Gonzales's actions did not occur while
    he had subject matter jurisdiction over any other claim.                See
    
    Adams, 764 F.2d at 297
    n.2 (citing as an example of a judicially
    immune action, the situation where a judge cites a person raising
    a   disturbance   immediately    outside    his   courtroom    window   for
    contempt,    assumedly   while   ongoing   proceedings   are   before   the
    judge).     Therefore, at the time Judge Gonzales cited Malina for
    contempt, he was acting in "clear absence of all jurisdiction."8
    8
    I am also somewhat skeptical of the majority's
    conclusion that the issuance of the contempt citation was a
    judicial act. An application of the four McAlester factors
    reveals that the issuance of the contempt citation did not arise
    from:   (1) a case pending before Judge Gonzales; or (2) a visit
    to Judge Gonzales in his official capacity. Although Malina was
    told))by a Baton Rouge police officer on an unofficial visit))to
    report to Judge Gonzales's courtroom, Malina was never told why
    he was being "summoned," or that he was going to be charged with
    a crime. In a case involving similarly egregious facts, we
    focused on these particular McAlester factors to support our
    holding that certain actions by a judge were not "judicial acts."
    See 
    Harper, 638 F.2d at 858-59
    (emphasizing third and fourth
    McAlester factors because the determination of what constitutes a
    "judicial act," must include a consideration of the "expectations
    15
    Furthermore, the factors that support immunity for judicial
    acts are not implicated by Judge Gonzales's conduct.           As Chief
    Justice Warren stated:
    It is a judge's duty to decide all cases within his
    jurisdiction that are brought before him, including
    controversial cases that arouse the most intense feelings
    in the litigants. His errors may be corrected on appeal,
    but he should not have to fear that unsatisfied litigants
    may hound him with litigation charging malice or
    corruption.    Imposing such a burden on judges would
    contribute not to principled and fearless decisionmaking
    but to intimidation.
    See Pierson v. Ray, 
    386 U.S. 547
    , 554, 
    87 S. Ct. 1213
    , 1218, 18 L.
    Ed. 2d 288 (1967); see also Thomas v. Sams, 
    734 F.2d 185
    , 189 (5th
    Cir. 1984) (quoting Pierson).       There was no case pending before
    Judge Gonzales when he held Malina in contempt.         Thus, the policy
    behind    judicial       immunity))encouragement        of     "fearless
    decisionmaking"   free     from    the   intimidation     of   vexatious
    litigation))has   no     bearing   on    Judge   Gonzales's     conduct.
    Conversely, the dangers implicit in his conduct))over-reaching from
    the joinder of executive and judicial powers))have been apparent
    since before the Constitution.      See The Federalist No. 47, at 303
    (James Madison) (Clinton Rossiter ed., 1961) ("Were the power of
    judging joined . . . to the executive power, the judge might behave
    with all the violence of an oppressor."      (quoting Montesquieu)).
    I would therefore hold that Judge Gonzales is not judicially
    immune for the issuance of the contempt citation and sentencing,
    of the parties"). But see 
    Adams, 764 F.2d at 298
    n.4 (noting
    that Harper's reliance on the personal motivation of the judge in
    arriving at its holding was inconsistent with Supreme Court and
    Fifth Circuit precedent).
    16
    because these "actions . . . [were] taken in the complete absence
    of all jurisdiction."     Mireles, ___ U.S. at ___, 112 S. Ct. at 288.
    Accordingly, I would affirm the district court's denial of the
    motion to dismiss in its entirety.9
    9
    For the reasons stated in this dissent, I would also affirm the
    district court's holding denying Judge Gonzales qualified immunity on the
    issue of Malina's contempt and sentence. See Anderson v. Creighton, 
    483 U.S. 635
    , 646, 
    107 S. Ct. 3034
    , 3042, 
    97 L. Ed. 2d 523
    (1987) (stating that an
    official is protected by qualified immunity if his actions were reasonable
    under the law).
    17