Jones v. Johnson ( 1999 )

Revised April 12, 1999
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 97-41332
RAYMOND JAMES JONES,
Petitioner-Appellant,
versus
GARY JOHNSON, DIRECTOR, TEXAS
DEPARTMENT OF CRIMINAL JUSTICE,
INSTITUTIONAL DIVISION,
Respondent-Appellee.
Appeal from the United States District Court
for the Eastern District of Texas
March 29, 1999
Before POLITZ, JOLLY, and DeMOSS, Circuit Judges.
POLITZ, Circuit Judge:
Raymond James Jones appeals the district court’s denial of his 28 U.S.C.
§ 2254 petition challenging his conviction and death sentence for the murder of Su
Van Dang. For the reasons assigned, we affirm.
BACKGROUND
On June 18, 1988, the police of Port Arthur, Texas discovered the soot
covered body of Su Van Dang, who had died of multiple stab wounds to the chest
and body. After learning that the victim had been playing dominoes with a group
of people the night of his murder, one of the victim’s neighbors identified Raymond
Jones as one of the people who had been with the victim the night he was
murdered. Jones was arrested based on a warrant issued by a justice of the peace.1
After giving the Miranda warnings, one of the police officers asked Jones
if he knew what his arrest was about, to which he responded, “some Vietnamese,
huh?” Jones then said: “yea, I did it.” He then directed the officers to his sisters’
house where they recovered a stereo that had been taken from the victim’s house
the night of the murder. Jones was arraigned within an hour and a half and given
a formal advisory of his rights. Two hours after his arrest, he signed a typewritten
confession, the first of two statements admitted at trial; the second was made the
next afternoon.2
1
This warrant was found to be invalid for failure of probable cause. Jones v. State,
833 S.W.2d 118 (Tex.Crim.App. 1992).
2
The Texas Court of Criminal Appeals found the arrest to be illegal but concluded that
the two written statements made subsequent thereto were sufficiently attenuated to permit
their use at trial. It also found that because Jones failed to object to the admission of the
stereo at trial, any objection to its admission had been waived. As to Jones’ oral statements
at the time of arrest, the court found that the taint of the illegal arrest was not attenuated, but
that the admission of these statements was harmless error. Jones v. State, 833 S.W.2d 118
(Tex. Crim. App. 1992).
2
Jones’ written confessions relate that he accompanied Su Dang to his house
after the dominoes game. Upon seeing a stereo that he wanted in the corner of the
victim’s living room, Jones began to beat and stab the victim. Su Dang pleaded for
a bath and Jones tried to drown him in his bathtub. Jones then began searching for
money and, finding none, put the victim in a closet, tied him with an electrical
cord, poured kerosene on him and on the floor around him and set it afire. Jones
then left the house.
Jones was charged and tried for capital murder. The jury found him guilty
of the capital offense and a death sentence was imposed. The sentence was
affirmed by the Court of Criminal Appeals of Texas3; a writ of certiorari was
denied by the Supreme Court.4
Jones then filed the instant petition under 28 U.S.C. § 2254. In his petition,
Jones contended that the trial court erred in not instructing the jury on the lesser
included offense of murder, and in not giving a Penry instruction which would
have allowed the jury to give mitigating effect to his evidence of mental
retardation. Jones further alleged that he received ineffective assistance of counsel;
that his confession to the murder was not voluntary; that potential jurors were
3
Jones.
4
507 U.S. 921 (1993).
3
excluded in violation of Batson v. Kentucky5; that he was entitled to an evidentiary
hearing under Townsend v. Sain6; and that he was entitled to discovery. The
district court referred the case to the magistrate judge who returned a Report and
Recommendation that the writ be denied. The district court adopted this report as
its final ruling. Jones filed a notice of appeal contemporaneously with his
application for a Certificate of Probable Cause to appeal the district court’s finding.
The district court denied his application for CPC; we subsequently granted it.
ANALYSIS
1. The Lesser Included Offense Claim
Jones contends that the trial court erred in not including an instruction on the
lesser included offense of murder because there was evidence that the murder was
not motivated by the theft of the victim’s stereo. He contends that his statements
that he killed the victim because of his homosexual advances, and his statements
indicating that he killed the victim out of self-defense are proof that other
circumstances motivated the murder. He also relies on testimony of a witness who
said that he saw Jones leave the house empty handed after the murder as further
evidence that the theft was an afterthought. He maintains that because theft as an
5
476 U.S. 79 (1986).
6
372 U.S. 293 (1963).
4
afterthought to murder does not constitute capital murder,7 the jury should have
been given an instruction on the lesser included offense.
We do not agree. A capital defendant is constitutionally entitled to
instructions on a lesser-included offense only if he has demonstrated that the
evidence would permit a jury rationally to find him guilty of the lesser offense and
acquit him of the greater.8 Jones’ contentions that he killed the victim because of
his homosexual advances are contradicted by the unequivocal language in his own
confession that the theft motivated the murder.9 Because the jury could not have
rationally acquitted Jones of the underlying felony – the essential difference
between capital murder and murder – the jury’s verdict necessarily was returned
on the question of Jones’ intent to kill.10
Jones further contends that his mental capabilities lowered his culpable
7
Cordova v. Lynaugh, 838 F.2d 764 (5th Cir. 1988).
8
Hopper v. Evans, 456 U.S. 605 (1982); Cordova.
9
In his confession, Jones stated, “I already knew that I did not need to be in this place
with this man if he was gay, but I had already seen that in the corner of the living room was
a great big radio, stereo, cassette. When I saw this stereo I knew that I wanted this stereo,
but I also knew that this man knew who I was and there was no way that I could get this
radio with out him knowing it was me.”
10
See, e.g., Livingston v. Johnson, 107 F.3d 297 (5th Cir.), cert. denied, 118 S. Ct.
204 (1997). (holding that a felony murder charge was not necessary where defendant did not
dispute the underlying robbery and the jury had opportunity to decide the issue of
defendant’s intent to kill on the charges of capital murder and murder).
5
mental state. He points to the capital murder statute, which provides that a murder
committed in the course of a robbery must be done intentionally, and the murder
statute, which provides that the murder be done intentionally or knowingly.11 Jones
contends that because he fit the profile of a “mentally deficient disorganized
offender,” the jury could have believed that he lacked the mental capacity to form
the conscious objective or desire required of an intentional crime, and thus he killed
knowingly but not intentionally. Because of this, his contention continues, he was
necessarily entitled to an instruction on the lesser included offense of murder, as
a murder committed knowingly in the course of a robbery lacks the higher level of
intent and cannot be capital murder.
This contention is without merit. The evidence of record simply does not
support a rational finding that Jones acted knowingly but not intentionally. Jones
stated that he consciously decided to kill the victim so that he would not be
recognized as the thief of the victim’s stereo. The brutal, drawn-out nature of the
11
Section 19.02 of the Texas Penal Code provides that murder occurs when a person
“intentionally or knowingly causes the death of an individual”; Section 19.03 provides that
a murder is capital murder if “the person intentionally commits the murder in the course of
committing or attempting to commit kipnapping, burglary, robbery . . . .” Section 6.03 of the
Texas Penal Code provides that a person acts “intentionally” “when it is his conscious
objective or desire to engage in the conduct or cause the result.” Under the same provision,
a person acts “knowingly” “when he is aware that his conduct is reasonably certain to cause
the result.”
6
murder is also evidence of the intentional nature of this crime.12 Further, the jury
had the opportunity to distinguish between knowing and intentional conduct during
the sentencing. The first punishment phase issue required the jury to find, beyond
a reasonable doubt, that the conduct of the defendant that caused the death of the
deceased was committed deliberately and with reasonable expectation that death
would result. The judge defined “deliberate” as “something more than intentional”
and as a “conscious decision [embracing] more than a will to engage in conduct.”
Any suggestion that the jury rationally could have found Jones guilty of killing
knowingly but not intentionally is foreclosed by the affirmative response to the
greater mental element during the sentencing phase.
2. The Penry Claim
Jones contends that the jury was precluded from making a reasoned moral
response to the mitigating evidence of mental retardation.13 To support his Penry
12
Felder v. State, 848 S.W.2d 85 (Tex. Crim. App. 1992) (holding that evidence of
intent was sufficient for a capital murder conviction under Texas statute where defendant had
stabbed victim numerous times, tried to smother and then stabbed another victim, carried a
gun with him in case anyone tried to stop the robbery, and was heard commenting that “dead
men tell no lies”); Lincecum v. Collins, 958 F.2d 1271 (5th Cir. 1992) (holding that
defendant was not entitled to lesser included offense instruction where evidence of his intent
to kill was overwhelming; defendant had choked victim for approximately three minutes after
she was dead and left her body in an automobile trunk when temperature exceeded 100
degrees).
13
Penry v. Lynaugh, 492 U.S. 302 (1989).
7
claim, Jones relies on the testimony of Dr. Jerry Landrum, a psychologist, who
testified that he found Jones “within the borderline mentally retarded range of
intellectual abilities” through testing and conversation with him, and that Jones was
“significantly limited” in his understanding of surrounding events. Jones also
relies on testimony by the state psychiatrist that the IQ test scores overestimated
Jones’ alertness and understanding of what went on around him. Jones also
contends that the court not only failed to give a Penry instruction, it expressly
instructed the jury away from consideration of mitigating evidence by not allowing
the jury to impose a sentence less than death based on the mitigating value of the
evidence beyond its relevance to the special issues submitted.
We are not persuaded that a special instruction regarding Jones’ mental
retardation was required. We have noted that to have a valid Penry claim, the
evidence must show “(1) a uniquely severe handicap with which the defendant was
burdened through no fault of his own, . . . and (2) that the criminal act was
attributable to this severe permanent condition.”14 Jones has failed to show that his
mental abilities were so limited as to constitute a uniquely severe handicap. Only
one IQ test was performed by a non-testifying expert, and the results placed Jones
14
Harris v. Johnson, 81 F.3d 535, 539 (5th Cir.) cert. denied, 517 U.S. 1227 (1996)
(internal quotations and citations omitted).
8
in the dull normal range of intelligence.15 Although Dr. Landrum, Jones’ defense
witness, initially testified that Jones’ IQ was between 73 and 77, and thus within
the borderline mentally retarded range, he did not perform an IQ test. Even Dr.
Landrum’s low figures, however, fall within the borderline area between mild
retardation (below 70) and dull normal intelligence. We have found that a showing
of borderline or below average intelligence does not constitute a showing of mental
retardation.16 Even assuming arguendo that Jones’ limited abilities constitute a
severe handicap, Jones has not presented any evidence showing the requisite nexus
between his handicap and the criminal act.17 Therefore, Jones’ Penry claim must
also fail.
Nor do we find merit in Jones’ contention that the instructions given did not
properly empower the jury to consider a sentence less than death based on the
mitigating value of evidence beyond its relevance to the special issues submitted.
As discussed above, Jones presented no evidence of mental retardation and thus his
evidence of mental retardation was not mitigating evidence outside the scope of the
15
Jones had a verbal IQ of 77, a performance IQ of 85, and a full scale IQ of 80.
16
Andrews v. Collins, 21 F.3d 612 (5th Cir.1994) (holding that defendant with IQ
between 70 and 80 fell within borderline range of intelligence and thus failed to show mental
retardation under Penry).
17
Harris (holding that petitioner’s Penry claim failed because petitioner failed to
present any evidence of a nexus between his alleged mental disabilities and the criminal act).
9
special issues.18 Further, in addition to the three special issues presented,19 the jury
was given an additional instruction in which it was told that it could consider “any
evidence, which . . . mitigates against an answer of “yes” to each issue, including
aspects of the Defendant’s character or record, and any of the circumstances of the
commission of this offense which [the jury members] find to be mitigating.” The
jury was directed to consider all mitigating evidence, and thus Jones’ claim must
fail.
3. The Ineffective Assistance Claim
Jones contends that he was ineffectively assisted by his counsel both during
trial and state habeas proceedings. Specifically, he contends that his trial counsel
gave his case minimal attention, failed to investigate adequately, spent little time
with him, and failed to procure discovery or a hearing to develop mitigating claims.
He further maintains that his state habeas counsel rendered ineffective assistance
18
Andrews v. Collins, 21 F.3d 612 (5th Cir. 1994).
19
Jones was sentenced under former article 37.071 of the Texas Code of Criminal
Procedure, which asked the jury:
1. whether the conduct of the defendant that caused the death of the deceased
was committed deliberately and with reasonable expectation that the death of
the deceased would result;
2. whether there is a possibility that the defendant would commit criminal acts
of violence that would constitute a continuing threat to society; and
3. if raised by the evidence, whether the conduct of the defendant in killing the
deceased was unreasonable in response to the provocation, if any, by the
deceased.
10
by failing to raise the issue of his trial counsel’s ineffectiveness.
Jones did not present this claim for review on either direct appeal or during
the state habeas proceedings, and this unexhausted claim is therefore procedurally
barred.20 Further, Jones’ claim would be dismissed as abuse of writ under state law
if presented in a second state petition and is likewise barred from our
consideration.21 Jones must therefore assert cause and prejudice for not bringing
these claims in his first state application or be procedurally barred.22 Jones
contends that his state habeas counsel’s failure to present his ineffective assistance
claim during state habeas proceedings constitutes cause sufficient to overcome
procedural default. The law is well-established, however, that such error
committed in a post-conviction application, where there is no constitutional right
20
Keeney v. Tamayo-Reyes, 504 U.S. 1 (1992).
21
Gray v. Netherland, 116 S. Ct. 2074 (1996). Under Tex. Code Crim. P. art. 11.071
§ 5, a capital defendant may not file multiple applications for review unless he can show that
(1) the factual or legal basis of the claim was unavailable on the date of the previous
application or the last date for timely filing of an application, or (2) by a preponderance of
the evidence, but for a violation of the United States Constitution, no rational juror would
have answered in the state’s favor to one or more of the special issues. Because Jones’
ineffective assistance of counsel claim does not fall within either of these exceptions, any
application filed would be dismissed as an abuse of writ.
22
Keeney; Coleman v. Thompson, 501 U.S. 722 (1991).
11
to counsel, cannot constitute cause.23 Jones’ contention is thus without merit.
Even if no procedural bars existed, Jones would not be able to satisfy the
demanding burden of Strickland v. Washington24 of showing that his trial counsel’s
performance fell below the range of reasonable professional assistance, or that there
is a reasonable probability that counsel’s performance prejudiced the outcome.
Neither the failure to present or develop mitigating evidence nor the failure to give
a Penry instruction in itself leads to an ineffective assistance claim.25 Because the
evidence showed that Jones’ retardation, if any, was borderline, the further
development of such evidence may have hurt, rather than helped, Jones. 26 Given
Jones’ confessions, the brutal and lengthy nature of the murder, and the lack of
proffered evidence showing mitigation, Jones cannot reach the prejudice level
23
Coleman; Callins v. Johnson, 89 F.3d 210 (5th Cir.), cert. denied, 117 S. Ct. 530
(1996); Irving v. Hargett, 59 F.3d 23 (5th Cir. 1995), cert. denied, 516 U.S. 1120 (1996).
24
466 U.S. 668 (1984).
25
West v. Johnson, 92 F.3d 1385 (5th Cir. 1996), cert. denied, 117 S. Ct. 1847 (1997)
(holding that counsel’s failure to present mitigating evidence may have been for sound
strategic reasons, and thus court could not speculate that defendant was unconstitutionally
impaired); Duhamel v. Collins, 955 F.2d 962 (5th Cir. 1992) (holding that there was not a
reasonable probability that a jury would not have sentenced defendant to death had there
been a Penry instruction).
26
Motley v. Collins, 21 F.3d 612 (5th Cir. 1994).
12
required by Strickland.27
4. The Fourth Amendment Claims
Jones contends that because his arrest was found to be illegal,28 his
statements resulting from this arrest should be suppressed, as the connection
between the arrest and the statement was not so attenuated as to dissipate the taint.
Specifically, he maintains that the statements made right after the arrest and his
first written statement made within two hours of the illegal arrest should be
suppressed as “poisonous fruit.”29 He further contends that his waiver of his
Miranda rights was not voluntary, because his mental deficiencies, coupled with
the coercive circumstances surrounding his illegal arrest, rendered him incapable
of understanding the Miranda warnings.
The state provided an opportunity for full and fair litigation of Jones’ fourth
amendment claim prior to trial; we cannot reexamine this claim on federal habeas
review.30 Further, we must reject Jones’ contention that his confession was not
voluntary, as he has presented no evidence of coercive tactics by the police or
27
Duhamel.
28
Jones v. State, 833 S.W.2d 118 (Tex. Crim. App. 1992).
29
Wong Sun v. United States, 371 U.S. 471 (1963).
30
Stone v. Powell, 428 U.S. 465, 494 (1976).
13
evidence that his confession was not made intelligently because of his limited
intellectual capacities.31
5. The Batson Claims
Jones further contends that the prosecution relied on inherently
discriminatory reasons for excluding three veniremen. He contends that the
veniremen’s statements regarding their stance on the death penalty belie the
prosecution’s assertion that they were excluded because of their possible reluctance
to give the death penalty.
The Texas Court of Criminal Appeals found that Jones’ Batson challenges
were procedurally defaulted under state law because the trial objection did not
comport with the complaint on appeal.32 Because we cannot review federal habeas
claims that are defaulted under state law,33 we must decline to consider these
claims.
6. The Evidentiary Hearing and Discovery Claims
Finally, Jones contends that under pre-AEDPA law he was entitled to an
31
See Penry v. Lynaugh, 832 F.2d 915 (5th Cir. 1987), rev’d on other grounds, 492
U.S. 302 (1989) (holding that mental retardation did not render defendant’s confession
involuntary absent coercive tactics by police).
32
Jones.
33
Lambrix v. Singletary, 520 U.S. 518 (1997).
14
evidentiary hearing, as he did not receive a full and fair hearing in state court at the
time of trial or in collateral proceedings. He contends that the state did not
sufficiently consider the facts, as the entire consideration of his state habeas
petition was less than 72 hours.34 To support his contention, he relies on Bracy v.
Gramley,35 which held that a petitioner is entitled to the procedures necessary to
develop allegations, when these allegations suggest a predicate for belief that relief
is in order.
Jones’ reliance on Bracy is misplaced. That case supports the general rule
that under pre-AEDPA law, a petitioner is entitled to an evidentiary hearing only
if he or she shows that there is a factual dispute which, if resolved in petitioner’s
favor, would entitle him or her to relief.36 A review of Jones’ brief reveals no such
factual dispute. Further, Jones’ similar claim that he is entitled to discovery must
also fail, as he has not made specific factual allegations showing that he is entitled
to discovery.37
34
The trial court issued findings and conclusions recommending that relief be denied
the same day the petition was filed, and the Texas Court of Criminal Appeals denied relief
48 hours after the trial court.
35
520 U.S. 899 (1997).
36
Harris v. Johnson, 81 F.3d 535 (5th Cir.), cert. denied, 517 U.S. 1227 (1996); East
v. Scott, 55 F.3d 996 (5th Cir. 1995).
37
Harris.
15
For these reasons, the judgment appealed is AFFIRMED.
16