Felder v. Johnson ( 1999 )


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  •                         Revised July 22, 1999
    UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    _______________________
    No. 98-20575
    _______________________
    SAM FELDER, JR.,
    also known as Sammie Felder,
    Petitioner-Appellant,
    v.
    GARY L. JOHNSON, Director,
    Texas Department of Criminal Justice, Institutional Division
    Respondent-Appellee.
    _________________________________________________________________
    Appeal from the United States District Court
    for the Southern District of Texas
    _________________________________________________________________
    June 30, 1999
    Before HIGGINBOTHAM, JONES, and DENNIS, Circuit Judges.1
    EDITH H. JONES, Circuit Judge:
    Sam Felder, a death row prisoner in Texas, appeals the
    district court’s denial of his petition for a writ of habeas
    corpus. He raises numerous issues, three of which are discussed in
    depth in this opinion.        First, Felder challenges the consti-
    tutionality of the “Texas waiver rule,” which -- until it was
    abrogated last year -- treated a criminal defendant’s admission of
    1
    Judge Dennis concurs in the judgment.
    guilt during the punishment phase of his trial as a guilty plea
    that waived all guilt-phase trial errors.              This claim is Teague-
    barred.       Second, Felder argues that the prosecution violated his
    due process rights by suppressing the arrest record of a government
    witness.          Third,     Felder    argues    his     representation     was
    constitutionally deficient.           Because these claims and the others
    raised by Felder are meritless, the district court’s denial of
    habeas corpus is affirmed.
    I. Facts and Procedural Background
    Felder’s habeas petition arises from the third time he
    was convicted and sentenced to death for the 1975 murder of James
    C. Hanks.       The first two convictions were reversed on appeal or
    collateral review.2        The third conviction occurred in 1989 and was
    affirmed by the Texas Court of Criminal Appeals in 1992.3
    Testimony at Felder’s third trial established that James
    Hanks,    a    41-year-old    quadriplegic,     was    fatally   stabbed   with
    scissors in the temples and neck -- among the few areas of his body
    in which he could feel pain -- in the early morning hours of March
    14, 1975.       Because of his quadriplegia, Hanks lived in a Houston
    apartment complex for the disabled where he could receive frequent
    care and services.           That morning, when an attendant came to
    reposition Hanks as he slept, she discovered that Hanks’s door was
    2
    See Felder v. McCotter, 
    765 F.2d 1245
    (5th Cir. 1985); Felder v. State,
    
    758 S.W.2d 760
    (Tex. Crim. App. 1988).
    3
    See Felder v. State, 
    848 S.W.2d 85
    (Tex. Crim. App. 1992), cert. denied,
    
    510 U.S. 829
    (1993)
    2
    open, though she had closed it on her previous stop two hours
    before.    (Because Hanks’s mother, who normally lived with him, was
    temporarily in the hospital, his apartment door was being left
    unlocked that week.)
    Hanks was found in his bed, with his head contorted into
    an awkward position.       His breathing was very faint, and he had
    wounds on the sides of his head.4              The mattress was bloody.
    Hanks’s wallet, which he kept under his pillow when he slept, was
    missing.    The pillow was on the floor.       Also missing was a pair of
    stainless-steel surgical scissors that was usually kept on a table
    near Hanks’s bed.      Hanks, comatose, was taken to a hospital and
    placed on life support.       When it was later determined that Hanks
    was brain dead, he was removed from the life support system.
    Felder worked for the company that provided services to
    the disabled residents in Hanks’s apartment complex.              He was an
    attendant    whose   duties   extended    to   about   fifteen   residents,
    including Hanks. On the day before Hanks was found stabbed, Felder
    worked until 2:00 or 3:00      P.M.   He was scheduled to work the day
    Hanks was found, but he did not report to work that day or later,
    or ever make arrangements to receive his last paycheck.           Felder was
    arrested one month later in Idaho Falls, Idaho, when he was unable
    to produce valid identification during a traffic stop and found to
    have a concealed .38 caliber pistol.
    4
    There were ten wounds on Hanks’s temples and neck. A medical examiner
    testified that the cause of death was a stab to the left temple that had
    penetrated into Hanks’s brain by 2½ to 3 inches. A hospital summary noted that
    “brain was extruding” through this wound.
    3
    Edith Cobb testified that she had seen Felder in Denver
    for “a couple of weeks” in late March and early April -- after
    Hanks’s death and before Felder’s arrest.      Cobb had met Felder in
    August 1974 and helped him get a job in Denver before he returned
    to Houston in November 1974.   When Felder re-appeared in Denver in
    March 1975, Cobb asked Felder if he would like her to get him
    another job.    Cobb testified that Felder told her “he had killed a
    man in ... Houston, and that he couldn’t get a job.”         Felder told
    Cobb that he had been working in some kind of hospital and had seen
    a paralyzed man with a lot of money.      After getting off of work in
    the afternoon, Felder returned at 2:00 or 3:00      A.M.,   armed with a
    .38 caliber handgun, to rob the man.     When Felder tried to take the
    money, the man woke up, recognized him, and, calling him by name,
    asked Felder what he was doing.        Felder then grabbed a pair of
    scissors next to the bed and “started stabbing him in his head and
    throat and back and forth and back and forth and back and forth and
    then he took the pillow and was -- kind of smothered -- the man was
    crying and hollering, please don’t hurt me, and ... he just kept
    stabbing him back and forth....”       When it looked like the man was
    still breathing, Felder stabbed him more times.      Finally, when it
    looked like the man was dead, Felder took the money, over $300, and
    drove off in his car, throwing the scissors out the window on his
    way home.      That day, his brother took him to the airport, and
    Felder flew to Denver, having packed the pistol in his suitcase.
    Cobb testified that Felder was “kind of laughing” when he recounted
    4
    the killing.     When she asked Felder why he had to kill the man,
    Felder said, “a dead man tells no tales.”
    Cobb saw Felder frequently over the next several days.
    He told her that he called his sister in Texas every day to ask
    whether the police were looking for him.      Eventually, Felder heard
    from his mother that he should not come back to Texas because he
    was wanted by the police.    Cobb last saw Felder on April 9, 1975,
    five days before he was arrested in Idaho.
    After the jury found Felder guilty of capital murder,
    Cobb testified in the punishment phase of his trial. She described
    other crimes Felder told her he had committed in Denver.       The jury
    answered both special issues in the affirmative, and Felder was
    sentenced to death.
    After his conviction and sentence were affirmed on direct
    appeal, Felder filed a habeas petition in state court.       The state
    district court’s denial of relief was affirmed by the Court of
    Criminal Appeals in 1995.     Felder’s federal habeas petition was
    denied by the district court in 1998.       The district court granted
    a certificate of probable cause.       Felder now appeals the denial of
    habeas relief.
    II. Standard of Review
    This case is governed by pre-AEDPA habeas standards
    because Felder’s petition was filed before April 24, 1996.         See
    Green v. Johnson, 
    116 F.3d 1115
    , 1120 (5th Cir. 1997).      This means
    that state-court fact findings are binding on federal courts when
    5
    they are “fairly supported by the record.”      28 U.S.C. § 2254(d)(8)
    (1994) (amended 1996).    Legal questions, however, as well as mixed
    questions of law and fact, are reviewed de novo.        See Johnson v.
    Puckett, 
    176 F.3d 809
    , 814 (5th Cir. 1999).
    The district court in this case mistakenly recited AEDPA
    standards.   Yet, because the record is complete, and virtually
    every issue must be reviewed de novo, we need not remand the case
    for further fact findings.    Cf. Magouirk v. Phillips, 
    144 F.3d 348
    ,
    362-63 (5th Cir. 1998) (remanding on fact-based claims where state
    trial transcript was missing from federal record and magistrate
    judge incorrectly applied heightened, AEDPA-level deference).
    III. The Texas Waiver Rule
    At the time of Felder’s trial, Texas law treated a
    defendant’s admission of guilt during testimony in the punishment
    phase of a bifurcated trial as waiving for appeal any guilt-phase
    trial errors.    See McGlothlin v. State, 
    896 S.W.2d 183
    , 186 (Tex.
    Crim. App. 1995); DeGarmo v. State, 
    691 S.W.2d 657
    , 660-61 (Tex.
    Crim. App. 1985). This procedure, known as the DeGarmo doctrine or
    “Texas waiver rule,” was abrogated by the Texas Court of Criminal
    Appeals in December 1998.    See Leday v. State, 
    983 S.W.2d 713
    , 725-
    26 (Tex. Crim. App. 1998).
    Felder argues that the Texas waiver rule -- when combined
    with the district court’s refusal to grant a motion in limine for
    his   proposed   punishment-phase   testimony   --   unconstitutionally
    chilled his Fifth Amendment rights and compromised his Eighth
    6
    Amendment right to present all mitigation evidence.                The waiver
    rule purportedly achieved this result through the excessive threat
    it posed to Felder if he decided to testify and risk opening the
    door       to   cross-examination   questions   about   his   guilt.     While
    testifying in a bill of exceptions, Felder agreed that he wanted
    “to give testimony regarding [his] feelings about [his] remorse in
    regards to this offense,” that he wanted to describe how he had
    “changed” since he had been to prison, and, in his own words, said,
    “I wanted to explain to the Court how I felt about things.”                  He
    also said that he would deny Edith Cobb’s allegations that he had
    committed other crimes in Denver.
    The district court rejected Felder’s claim.        This court
    has never ruled on the constitutionality of the Texas waiver rule
    under the Fifth or Eighth Amendment.5
    No matter how we characterize Felder’s constitutional
    claims, however, they are not cognizable in this habeas corpus
    proceeding because of the anti-retroactivity rule of Teague v.
    Lane, 
    489 U.S. 288
    , 
    109 S. Ct. 1060
    (1989).             Teague resolved that
    federal habeas relief may not be granted based on “new” rules of
    constitutional law.        Under Teague a new rule is one in which the
    result was not “dictated by precedent existing at the time the
    defendant’s conviction became final.”           
    Id. at 301,
    109 S. Ct. at
    5
    In a habeas appeal related to Felder’s first conviction, this court
    expressly refused to decide the question. See Felder v. McCotter, 
    765 F.2d 1245
    ,
    1251 (5th Cir. 1985).
    7
    1070 (plurality opinion) (emphasis in original); see also Lambrix
    v. Singletary, 
    520 U.S. 518
    , 527-28, 
    117 S. Ct. 1517
    , 1525 (1997).
    Felder’s conviction and sentence became final for Teague
    purposes on October 4, 1993, when the Supreme Court denied his
    petition for certiorari after his conviction was affirmed on direct
    review in state court.     See Caspari v. Bohlen, 
    510 U.S. 383
    , 390,
    
    114 S. Ct. 948
    , 953 (1994).     Thus, this court must “[s]urve[y] the
    legal landscape as it then existed and determine whether a state
    court considering [Felder’s] claim at the time his conviction
    became final would have felt compelled by existing precedent to
    conclude   that   the    rule   [he]   seeks   was   required    by   the
    Constitution.”    
    Id. (internal quotations
    and citations omitted).
    If not, then Teague’s bar applies.       Teague’s only exceptions are
    for rules that would place certain primary conduct beyond the
    government’s power to proscribe or bedrock rules of criminal
    procedure that are necessary to ensure a fundamentally fair trial.
    See O’Dell v. Netherland, 
    521 U.S. 151
    , 157, 
    117 S. Ct. 1969
    , 1973
    (1997).
    In this case, Teague clearly bars the relief Felder
    seeks, and neither of its exceptions is applicable.             The Texas
    waiver rule, although unusual and now disavowed by the Texas
    courts, was not condemned by any Supreme Court authority and,
    indeed, was at least inferable from McGautha v. California, 
    402 U.S. 183
    , 
    91 S. Ct. 1454
    (1971), vacated on other grounds by
    Crampton v. Ohio, 
    408 U.S. 941
    , 
    92 S. Ct. 2873
    (1972).
    8
    In McGautha, the Supreme Court interpreted its prior
    opinion in Simmons v. United States, 
    390 U.S. 337
    , 
    88 S. Ct. 967
    (1968). In Simmons, the Court had held that testimony given by the
    defendant during a suppression hearing could not be used against
    him on the issue of guilt during his trial.              In McGautha, the
    Supreme Court explained that Simmons involved an unusual situation
    of pitting “another provision of the Bill of Rights” against the
    Fifth Amendment.    See 
    McGautha, 402 U.S. at 212
    , 91 S. Ct. at 1469
    (quoting 
    Simmons, 390 U.S. at 394
    , 88 S. Ct. at 976).        The McGautha
    Court   concluded   that   “the   policies   of   the   privilege   against
    compelled self-incrimination are not offended when a defendant in
    a capital case yields to the pressure to testify on the issue of
    punishment at the risk of damaging his case on guilt.”         
    Id. at 217,
    91 S. Ct. at 1472.    It also rejected the related argument about a
    defendant who is deterred into silence, concluding: “We do not
    think that Ohio was required to provide an opportunity for [the
    defendant] to speak to the jury free from any adverse consequences
    on the issue of guilt.”     
    Id. at 220,
    91 S. Ct. at 1474.          Although
    the Supreme Court since McGautha has precluded a unitary trial
    procedure in capital cases, bifurcation is normally understood as
    insulating the guilt-phase determination from broader punishment-
    phase testimony.    See Gregg v. Georgia, 
    428 U.S. 153
    , 190-95, 96 S.
    9
    Ct. 2909, 2933-36 (1976) (plurality opinion).               That is not the
    problem of which Felder complains.6
    Relief is thus unavailable to Felder in federal habeas
    corpus because his entitlement to it would depend on establishing
    a “new” rule of constitutional criminal procedure.
    IV. Brady Claim for Impeachment Evidence
    Felder argues that the prosecution violated Brady v.
    Maryland, 
    373 U.S. 85
    , 
    83 S. Ct. 1194
    (1963), by not disclosing
    that its chief witness, Edith Cobb, had been arrested for forgery
    in 1982.    On appeal, this Brady claim is directed toward only the
    sentence of death, even though Cobb testified during both the guilt
    and punishment phases.
    The state habeas court concluded that evidence of an
    arrest without conviction was not Brady material because it would
    not have been admissible to impeach Cobb.            In addition, it found
    that any suppression did not undermine confidence in the trial and
    cited cases to show that the “mere possibility” that an item “might
    have helped defendant” is insufficient to make it Brady material.
    The   federal     district    court    found     that   the    evidence     was
    inadmissible, and that, even if admitted, the evidence would not
    have changed the outcome of the trial.
    6
    We also note the Supreme Court’s recent decision in Mitchell v. United
    States, 
    119 S. Ct. 1307
    (1999). In Mitchell, the Court held that a guilty plea
    does not waive the Fifth Amendment privilege against adverse inferences from
    failure to testify during the sentencing phase. This does not establish anything
    approaching the right Felder proposes.
    10
    This    court     reviews         the     district     court’s    Brady
    determinations de novo.        See East v. Johnson, 
    123 F.3d 235
    , 237
    (5th Cir. 1997).
    Brady’s    requirement       that       the   prosecution    disclose
    exculpatory evidence does extend to information that could be used
    to impeach government witnesses.           See United States v. Bagley, 
    473 U.S. 667
    , 676, 
    105 S. Ct. 3375
    , 3380 (1985).                       The suppressed
    information, however, must still be “evidence” that is “material
    either to guilt or to punishment.”                 
    Brady, 373 U.S. at 87
    , 83 S.
    Ct. at 1197.       Evidence is material “only where there exists a
    ‘reasonable probability’ that had the evidence been disclosed the
    result at trial would have been different.”                  Wood v. Bartholomew,
    
    516 U.S. 1
    , 5, 
    116 S. Ct. 7
    , 10 (1995).
    The Fifth Circuit has not clearly specified how to deal
    with Brady claims about inadmissible evidence -- a matter of some
    confusion     in   federal     courts7        --    except    to   reaffirm   that
    7
    In Wood v. Bartholomew, the Supreme Court did not declare squarely
    whether inadmissible information could be material evidence under Brady, even
    though the circuit courts had already developed various approaches to that
    question. The Court first noted that polygraph results, being inadmissible, were
    “not ‘evidence’ at all” and “could have had no direct effect on the outcome of
    
    trial.” 516 U.S. at 6
    , 116 S. Ct. at 10. It proceeded, however, to discuss the
    merits of the Ninth Circuit’s attempt to “get around this problem,” and concluded
    that “mere speculation” about whether the information could have led defense
    counsel to “additional evidence that could have been utilized” did not meet “the
    standards we have established.” 
    Id. Reactions to
    Wood have been as varied as the pre-Wood jurisprudence. Some
    courts read Wood to mean inadmissible information cannot be material under Brady.
    See Hoke v. Netherland, 
    92 F.3d 1350
    , 1356 n.3 (4th Cir. 1996) (inadmissible
    statements are immaterial “as a matter of law”); United States v. Montalvo, 
    20 F. Supp. 2d 270
    , 277 (D.P.R. 1998). One circuit has concluded that Wood did not
    affect its practice of allowing inadmissible evidence to be material if it “would
    have led to admissible evidence.” See Wright v. Hopper, 
    169 F.3d 695
    , 703 & n.1
    (11th Cir. 1999). Another has followed Wood’s methodology, noting inadmissible
    evidence is “not ‘“evidence” at all,’” and then asking whether a link to
    (continued...)
    11
    “inadmissible evidence may be material under Brady.”                Spence v.
    Johnson, 
    80 F.3d 989
    , 1005 n.14 (5th Cir. 1996) (citing Sellers v.
    Estelle, 
    651 F.2d 1074
    , 1077 n.6 (5th Cir. Unit A July 1981)).
    Thus, we ask only the general question whether the disclosure of
    the evidence would have created a reasonable probability that the
    result of the proceeding would have been different.             See 
    East, 123 F.3d at 237
    .    In this case, the question is whether the disclosure
    of the inadmissible evidence of Cobb’s arrest would have created a
    reasonable probability that Felder would not have been sentenced to
    death.
    Felder argues that if the evidence of Cobb’s arrest had
    been disclosed, attempts to follow up on the arrest would have led
    his attorneys to admissible impeachment evidence about Cobb’s
    reputation for dishonesty in Denver.8           In the habeas proceeding,
    Felder produced an affidavit from a Denver police officer saying in
    part: “During 1988 and 1989 (and perhaps before), Edith Cobb was
    known by the members of this community to be a dishonest person.”
    Two aspects of Cobb’s testimony were relevant to the
    jury’s punishment-phase decisions.          First, Cobb testified during
    the punishment phase that Felder had told her of other crimes he
    7
    (...continued)
    admissible evidence is based on more than “mere speculation.” See Madsen v.
    Dormire, 
    137 F.3d 602
    , 604 (8th Cir.), cert. denied, 
    119 S. Ct. 247
    (1998).
    Still another has done the same as the Fifth Circuit and hewed to its pre-Wood
    practice without discussing Wood’s potential relevance. See Coleman v. Calderon,
    
    150 F.3d 1105
    , 1116-17 (9th Cir.), rev’d on other grounds, 
    119 S. Ct. 500
    (1998)
    (per curiam).
    8
    On appeal, Felder wisely does not repeat his argument that the evidence
    of the arrest would itself have been admissible to impeach Cobb.
    12
    had committed after the murder.         She recounted his description of
    his armed robbery of a barbershop in Denver.               She also recounted
    his explanation that he was able to afford staying at a hotel in
    downtown Denver by burglarizing “the projects” to steal stereos and
    televisions, and that he carried a gun with him during these
    burglaries in case any of his victims woke up.              These other crimes
    were relevant to the jury’s punishment-phase determination that
    there was a probability Felder would “commit criminal acts of
    violence that would constitute a continuing threat to society.”
    Second, some of Cobb’s guilt-phase testimony was relevant to the
    jury’s punishment-phase determination that Felder’s conduct in
    causing Hanks’s death was “committed deliberately.”                      Cobb had
    supplied chilling details of the killing itself as described to her
    by Felder and also of his laughing as he described the killing.
    This   court   finds    that     the   shadow    cast    upon   Cobb’s
    testimony by potentially-discoverable evidence of her dishonesty
    does not “put the whole case in such a different light as to
    undermine confidence in the verdict.”             Kyles v. Whitley, 
    514 U.S. 419
    , 435, 
    115 S. Ct. 1555
    , 1566 (1995); see also Strickler v.
    Greene, 
    119 S. Ct. 1936
    , 1953 (1999) (not material if there is only
    “a   reasonable   possibility      that     either   a     total,   or     just   a
    substantial,   discount    of     [a   witness’s]     testimony     might    have
    produced a different result” (emphasis in original)).                       Other
    factors demonstrate that the introduction of evidence casting doubt
    on Cobb’s honesty would not have created a reasonable probability
    13
    of a different sentence for Felder.             First, there was physical
    evidence to corroborate Cobb’s second-hand description of the
    murder’s    deliberateness:    chiefly   the    number   of   wounds,   their
    severity,    and   their   concentration   in    Hanks’s   neck   and   head.
    Second, Felder had a prior criminal record of burglaries, and he
    had a gun when he was arrested, both demonstrating his threat to
    society.    Third, Cobb’s testimony about the additional crimes did
    not go unquestioned. In fact, Felder’s defense counsel highlighted
    the lack of any corroboration for Cobb’s descriptions of the
    additional crimes.     He noted that the prosecution brought a police
    officer from Idaho to testify about the pistol Felder had when he
    was arrested, but brought nobody from Denver besides Cobb to
    testify about these other crimes.          Defense counsel also openly
    wondered at how Cobb had “miraculously remembered something else”
    and stressed that Cobb had not testified about these other crimes
    at either of Felder’s two previous trials.           Cf. United States v.
    Amiel, 
    95 F.3d 135
    , 145 (2d Cir. 1996) (“Suppressed evidence is not
    material when it merely furnishes an additional basis on which to
    impeach a witness whose credibility has already been shown to be
    questionable.” (internal quotation omitted)).
    This case is also distinguishable from East, on which
    Felder relies and in which this court found a Brady violation based
    on the suppression of a prosecution witness’s criminal history.
    The witness in East testified at the punishment phase of East’s
    murder trial that East had raped her at gunpoint, threatened to
    14
    murder her, and told her he had murdered several other women.        
    See 123 F.3d at 237-38
    . Revelation of that witness’s criminal history,
    however, would have led defense counsel to a report describing her
    mental illness: she “experienced bizarre sexual hallucinations and
    believed that unidentified individuals were attempting to kill
    her.”   
    Id. at 238.
         Thus, in East, the potential impeachment
    evidence related directly to the subject-matter of the witness’s
    testimony, and her testimony about future dangerousness was more
    extreme than Cobb’s because it accused East of “several” other
    murders.
    The prosecution did not violate Brady because disclosure
    of Cobb’s forgery arrest would not have created a reasonable
    probability that Felder would not have been sentenced to death.
    V. Ineffective Assistance of Counsel
    Felder next asserts that his trial attorneys provided
    unconstitutionally deficient representation because they (1) failed
    to investigate and impeach the key prosecution witness, Edith Cobb;
    and (2) failed to investigate and present mitigating testimony from
    Felder’s family.    In addition to these two grounds, Felder argues
    that his representation was rendered deficient by the prosecution’s
    surprise tactic of introducing unadjudicated offenses during the
    punishment phase.
    The   test   for   defective   representation   is   two-fold:
    whether counsel’s representation was so objectively unreasonable
    and incompetent as to be constitutionally deficient; and whether
    15
    counsel’s errors actually prejudiced the defendant by depriving him
    of a fundamentally fair trial.         See Strickland v. Washington, 
    466 U.S. 668
    , 687, 
    104 S. Ct. 2052
    , 2064 (1984).              The state court’s
    findings of fact are binding so long as they are “fairly supported
    by the record,” 28 U.S.C. § 2254(d)(8) (1994) (amended 1996), but
    the ultimate question of effective assistance is itself a mixed
    question of law and fact, reviewed de novo.             See Bryant v. Scott,
    
    28 F.3d 1411
    , 1414 (5th Cir. 1994).           Relief may be denied if the
    defendant fails to establish either prong of the Strickland test.
    See 
    id. at 1415.
    Reviewing the claims of deficient representation, the
    federal district court found that the state court findings were
    supported by the record, and we agree.
    On counsel’s failure to investigate Cobb and impeach her
    testimony    with    evidence    of   her   lack   of   credibility,    it   is
    sufficient to note that the standard for prejudice under Strickland
    is   “identical     to”   the   standard    for   materiality   under   Brady.
    Johnson v. Scott, 
    68 F.3d 106
    , 109-10 (5th Cir. 1995).           Because the
    impeachment evidence was not material under Brady -- as discussed
    above, in part IV -- failure to present it was not prejudicial
    under Strickland.
    As for the mitigating evidence available from family
    members,9 there is no reasonable probability that trial counsel’s
    9
    Felder summarizes 1994 affidavits from his family and friends as proof
    that, had they been called by the defense in 1989, they would have testified as
    follows:
    (continued...)
    16
    deficient performance -- if any10 -- yielded a different result or
    an unfair trial.     The addition of testimony from family members to
    buttress the mitigating character evidence already introduced would
    not have created a reasonable probability of a different result in
    the punishment phase.          This claim does not meet Strickland’s
    prejudice requirement.
    Felder’s final claim of ineffective assistance of counsel
    is odd because it focuses on the prosecution’s conduct.                  Felder
    argues that Cobb’s testimony about unadjudicated offenses was such
    a surprise that it made effective cross-examination impossible and
    thus deprived him of effective assistance of counsel.                    To the
    9
    (...continued)
    Felder was a “respectful and well-mannered person”; he was “quiet”
    and “got along well with others”; ... he was “a real good listener,”
    who was “always kind [and] peaceful”; “everyone liked Sam”; he was
    not known to be the “type to argue, get in fights or act violent
    towards anyone”; “he was never disrespectful or mean”; “Sam was not
    violent and did not have a temper.”
    None of the affidavits makes any explicit mention of any contact with Felder
    after 1975.
    10
    Rather than failing to present any mitigating evidence whatsoever,
    Felder’s defense attorneys presented testimony from a psychiatrist and from three
    prison chaplains. Unlike the family-member affidavits presented by Felder, these
    witnesses spoke about Felder’s character since he had been incarcerated. In his
    bill of particulars, Felder himself said he wanted to testify about how he had
    changed since 1975. The theme of defense counsel’s closing argument in the
    punishment phase was captured in this passage:
    Folks, Sammie has changed. All the evidence points to it.
    Folks, some of you may not care. Some of you may say, I don’t
    care if he has changed, that was such a horrible crime, I’m killing
    him. It’s up to you. All I have to ask you is if that’s the way
    you feel about it, then please just disregard all the chaplains,
    disregard the psychiatric testimony, throw it out the window.
    It is not obvious that the changed-man theme was an objectively unreasonable
    trial strategy. Nor is it obvious that it would have been a better strategy to
    rely on family members and tell the jury that had just convicted Felder for a
    heinous murder something like “Sammie was never really that bad.” Furthermore,
    it could have been equally suspicious to combine the changed-man strategy with
    family testimony: “Sammie was never that bad, but he’s much better now.”
    17
    extent that this is a substantive claim that the introduction of
    unadjudicated offenses was unfair, Felder is procedurally barred
    from asserting it by his failure to object at trial on these
    grounds.11 To the extent that Felder identifies ineffective counsel
    as “cause” for the failure to object, our discussion above makes
    clear that there was no Strickland prejudice from introduction of
    the unadjudicated offenses, meaning the procedural bar cannot be
    overcome.12
    The district court did not err in finding that Felder had
    not met his burden of demonstrating ineffective assistance of
    counsel under both prongs of Strickland.
    VI. Other Claims
    Felder    raises   three   contentions     that   border    on   the
    legally frivolous: that executing him after two decades of delay is
    unconstitutional; that the trial court failed to define reasonable
    doubt; and that Texas’s method of lethal injection violates the
    11
    The trial transcript does not support Felder’s claim that this ground of
    objection was apparent from context.       Felder’s counsel objected to Cobb’s
    testimony about the burglaries on the grounds that it lacked detail and had no
    corroboration. The alleged armed robbery of the barbershop was objected to as
    being “generally irrelevant to this hearing.”
    12
    It is not clear whether Strickland prejudice would be sufficient to meet
    the prejudice required to overcome a procedural bar in habeas. Cf. Strickler v.
    Greene, 
    119 S. Ct. 1936
    , 1956 n.2 (1999) (Souter, J., dissenting in part) (Court
    treats habeas prejudice as synonymous with Brady materiality); Williams v.
    French, 
    146 F.3d 203
    , 210 n.10 (4th Cir. 1998) (unclear whether habeas prejudice
    is same as Strickland prejudice), cert. denied, 
    119 S. Ct. 1061
    (1999); United
    States v. Dale, 
    140 F.3d 1054
    , 1056 n.3 (D.C. Cir. 1998) (“habeas prejudice may
    require a greater showing” than Strickland prejudice), cert. denied, 
    119 S. Ct. 794
    (1999); Zinzer v. Iowa, 
    60 F.3d 1296
    , 1299 n.7 (8th Cir. 1995) (habeas
    prejudice “must be a higher standard” than Strickland prejudice). But without
    Strickland prejudice at a minimum, there is not even cause to overcome the
    procedural bar. See Turner v. Johnson, 
    106 F.3d 1178
    , 1188 (5th Cir. 1997);
    Ellis v. Lynaugh, 
    883 F.2d 363
    , 367 (5th Cir. 1989).
    18
    Eighth Amendment.13     This court has previously rejected such claims
    in similar or identical circumstances.           It was not error for the
    district court to deny relief on these claims.
    Two of Felder’s other claims were inadvertently not ruled
    on by the district court.       Under the circumstances, where they are
    easily resolved on the record and Felder already complains of the
    time this case has taken, we can affirm the district court’s denial
    of habeas corpus.
    The   first   of   these   two   claims    is   that   there    was
    insufficient evidence of Felder’s future dangerousness in the
    punishment phase of trial.           Given the facts recited above --
    including the brutality of the murder itself, Felder’s prior
    burglary convictions, and his possession of a concealed weapon upon
    arrest -- the contention that the evidence was insufficient must
    fail.
    The second claim on which the district court did not rule
    is Felder’s challenge to the prosecution’s use of victim character
    evidence.     The state court found that Felder was barred from
    raising the victim character evidence because his counsel never
    objected to that testimony.       This is true with respect to only some
    of the testimony now invoked.        In any event, the Supreme Court has
    13
    The lethal injection claim is procedurally barred. Several circuits have
    applied habeas requirements to suits challenging methods of execution, even when
    they are denominated civil rights claims. See Williams v. Hopkins, 
    130 F.3d 333
    (8th Cir.), cert. denied, 
    118 S. Ct. 595
    (1997); McQueen v. Patton (In re Sapp),
    
    118 F.3d 460
    (6th Cir.), cert. denied, 
    521 U.S. 1130
    (1997); Felker v. Turpin,
    
    101 F.3d 95
    (11th Cir. 1996). But see Fierro v. Gomez, 
    77 F.3d 301
    (9th Cir.),
    vacated and remanded in light of new statute, 
    519 U.S. 918
    , 
    117 S. Ct. 285
    (1996).
    19
    held that the Eighth Amendment poses no per se bar to a state’s
    decision to allow victim impact evidence in the sentencing phase of
    a capital case.    See Payne v. Tennessee, 
    501 U.S. 808
    , 827, 111 S.
    Ct. 2597, 2609 (1991).   The testimony about the victim here -- that
    Hanks “never refused anyone anything,” “was always in good spirits
    even though he was disabled,” and was “a very good natured person”
    who “didn’t have any enemies” -- was no more inflammatory than what
    this court has allowed in other cases.       See, e.g., Westley v.
    Johnson, 
    83 F.3d 714
    , 722 (5th Cir. 1996) (testimony about victim’s
    “community volunteer service and other good deeds”); Wiley v.
    Puckett, 
    969 F.2d 86
    , 105 (5th Cir. 1992) (testimony that victim
    was “not a violent or mean person, that he was known in the
    community as ‘Mr. Good Buddy,’ and that he occasionally loaned
    small amounts of money”). Furthermore, the potential impact of the
    testimony must be considered in perspective with the facts of the
    crime itself.     See United States v. Hall, 
    152 F.3d 381
    , 405 (5th
    Cir. 1998), cert. denied, 
    119 S. Ct. 1767
    (1999).
    VII. Conclusion
    Because none of Felder’s claims justifies granting habeas
    corpus relief, the district court’s judgment is AFFIRMED.
    AFFIRMED
    20
    

Document Info

Docket Number: 98-20575

Filed Date: 7/23/1999

Precedential Status: Precedential

Modified Date: 3/3/2016

Authorities (46)

Ellis Wayne Felker, Larry Grant Lonchar v. Tony Turpin, ... , 101 F.3d 95 ( 1996 )

United States v. Hilda Amiel, Kathryn Amiel, Joanne Amiel ... , 95 F.3d 135 ( 1996 )

Westley v. Johnson , 83 F.3d 714 ( 1996 )

East v. Johnson , 123 F.3d 235 ( 1997 )

Larry Darnell Williams v. James B. French, Warden, Central ... , 146 F.3d 203 ( 1998 )

Ronald Lee Hoke, Sr. v. J.D. Netherland, Warden, Ronald Lee ... , 92 F.3d 1350 ( 1996 )

Johnson v. Scott , 68 F.3d 106 ( 1995 )

Sammie Felder, Jr. v. O.L. McCotter Director, Texas ... , 765 F.2d 1245 ( 1985 )

William L. Wiley v. Steve W. Puckett, Superintendent, ... , 969 F.2d 86 ( 1992 )

Kenneth Wayne Magouirk v. Michael Phillips, Warden, Winn ... , 144 F.3d 348 ( 1998 )

David Wayne Spence v. Gary L. Johnson, Director, Texas ... , 80 F.3d 989 ( 1996 )

United States v. Orlando Cordia Hall, Also Known as Lan , 152 F.3d 381 ( 1998 )

Samuel Bice Johnson v. Steve Puckett, Commissioner James v. ... , 176 F.3d 809 ( 1999 )

Billy Gerald Ellis v. James A. Lynaugh, Director, Texas ... , 883 F.2d 363 ( 1989 )

Michael E. Madsen v. David R. Dormire Jeremiah (Jay) W. ... , 137 F.3d 602 ( 1998 )

Wesley Sellers v. W. J. Estelle, Etc. , 651 F.2d 1074 ( 1981 )

Green v. Johnson , 116 F.3d 1115 ( 1997 )

Bryant v. Scott , 28 F.3d 1411 ( 1994 )

Jessel Turner v. Gary L. Johnson, Director, Texas ... , 106 F.3d 1178 ( 1997 )

in-re-doug-sapp-commissioner-kentucky-department-of-corrections-and-phil , 118 F.3d 460 ( 1997 )

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