United States v. Bass ( 2002 )


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  •                 IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    __________________________
    No. 00-41224
    __________________________
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    KERRY L. BASS,
    also known as Kerry Lerron Bass
    Defendant-Appellant.
    ___________________________________________________
    Appeal from the United States District Court
    for the Southern District of Texas
    ___________________________________________________
    October 16, 2002
    Before WIENER and STEWART, Circuit Judges, and RESTANI*, District
    Judge.
    Wiener, Circuit Judge:
    Defendant-Appellant Kerry L. Bass appears before this court a
    second time, appealing the district court’s denial of his 28 U.S.C.
    § 2255 motion to vacate, set aside, or correct his sentence.     Bass
    maintains that his counsel provided ineffective assistance at trial
    and on direct appeal by failing to challenge (1) the sufficiency of
    the evidence supporting his continuing criminal enterprise (“CCE”)
    conviction and (2) on double-jeopardy grounds, his conspiracy and
    CCE convictions. Concluding that Bass’s counsel was ineffective in
    *
    Judge of the U.S. Court of International Trade, sitting by
    designation.
    failing to challenge the sufficiency of the evidence for his CCE
    conviction, we vacate Bass’s conviction on that count.    Doing so
    makes moot his double jeopardy claim.
    I.
    FACTS AND PROCEEDINGS
    Bass is currently incarcerated in a federal penitentiary in
    eastern Texas. His status as federal prisoner no. 66118-079 is the
    culmination of a legal process that began on April 14, 1994, when
    he was indicted on multiple counts of violating federal narcotics
    statutes and failing to file income tax returns.1        Two other
    individuals, Troy Donovan Bounds and Paul Anthony Alix, were named
    in the indictment.
    A jury trial commenced in October 1994.       The government
    presented evidence showing that Bass was implicated in a web of
    drug commerce in several East Texas communities.     Bass used his
    legitimate chemical business, KLB Environmental Services (“KLB”),
    in Houston, Texas, as a cover for his participation in that drug
    1
    The specific charges were as follows: conspiring from
    December 1988 to January 1993 to distribute more than 50 grams of
    cocaine base (count 1); conspiring from December 1988 to January
    1933 to possess with the intent to distribute more than 5 kilograms
    of cocaine (count 2); engaging from December 1988 to January 1933
    in a CCE, with counts 1-2 and counts 4-11 constituting the
    predicate offenses (count 3); on various occasions between October
    and December 1990, aiding and abetting possession with intent to
    distribute more than 5 grams of cocaine base (count 4-9); in
    January 1991, aiding and abetting possession with the intent to
    distribute more than 50 grams of cocaine base (count 10); from July
    1989 through January 1990, aiding and abetting engaging in a
    monetary transaction in criminally derived property affecting
    interstate commerce (count 11); and failing to file income tax
    returns for the years 1988 through 1991 (counts 12-15).
    2
    commerce. He employed Bounds (one of his indicted co-conspirators)
    at KLB, and he directed Bounds to deliver cocaine to numerous
    persons in Houston.
    During his involvement in the drug ring, Bass sold cocaine on
    a regular basis——either personally or through Bounds——to Steven
    Alix, Paul Alix, Bryan Kyles, Shawn Wade, and David Fischer.   These
    individuals converted the cocaine they purchased from Bass into
    cocaine base (known in common parlance as “crack”), which they
    resold in Victoria, Texas.    They either sold the cocaine base
    directly or supplied it to others, such as David Barefield, who
    then resold it.   Kyles testified that, from the many discussions
    that he and Bass had concerning “everything that [they] were
    doing,” including “cooking cocaine into ‘crack,’” Bass knew of the
    conversion and resale of the cocaine base.
    Bass’s knowledge of his purchasers’ activities was confirmed
    by his renting of vehicles for Fisher so that Fisher could travel
    to Victoria to sell the cocaine base.    The car rental fees were
    paid with the proceeds from Fisher’s sales.     In addition, Bass
    advised Fisher not to drive flashy cars lest he be noticed by the
    police. When a Cadillac rented by Fisher was seized by police late
    in December of 1990, Bass had Kyles drive both Bass and Bounds to
    Victoria to retrieve the vehicle.
    Bass also used KLB in several other respects related to drug
    commerce.   First, Bass had Bounds sell cocaine for Bass in the
    course of Bounds’s employment at KLB, and Bounds frequently drove
    3
    KLB-marked vehicles and wore a KLB uniform when making cocaine
    deliveries for Bass.    Second, Bass told Fisher, Wade, Steven Alix,
    and Kyles that they could use KLB as an employment reference, even
    though none of them worked there.        Third, Bass placed Paul Alix on
    the payroll at KLB, even though he did not work there; and when the
    police arrested Paul Alix in Victoria, Texas, on December 27, 1991,
    they found a KLB business card in his wallet.
    The jury convicted Bass on all counts for which he was charged
    in the indictment.     Bass was sentenced to (1) nine terms of 360
    months’ imprisonment, to be followed by five years of supervised
    release for each of the conspiracy and distribution counts; (2) one
    term of 360 months’ imprisonment, to be followed by five years of
    supervised release for the CCE count; (3) one term of 120 months’
    imprisonment, to be followed by three years of supervised release
    for the criminally derived property count, and (4) one term of
    twelve    months’   imprisonment,   to    be   followed   by   one   year’s
    supervised release for the income tax evasion counts.           All terms
    are being served concurrently.           Bass was also ordered to pay
    separate $50 assessments for each of the conspiracy, distribution,
    and CCE counts, and separate $25 assessments for each of the tax
    evasion counts, for a total of $650. We affirmed Bass’s conviction
    and sentence on direct appeal.2
    Bass subsequently filed a pro se 28 U.S.C. § 2255 motion to
    2
    United States v. Alix, 
    86 F.3d 429
    (5th Cir. 1996).
    4
    vacate, set aside, or correct sentence.          He alleged, inter alia,
    that his counsel at trial and on appeal provided ineffective
    assistance by failing to challenge (1) the sufficiency of the
    evidence supporting his conviction for conspiring to distribute
    cocaine base, (2) the quantity of cocaine base attributed to him
    for sentencing purposes, (3) the sufficiency of the evidence
    supporting his CCE conviction, and (4) on double-jeopardy grounds,
    his conspiracy and CCE convictions.             The government moved to
    dismiss Bass’s § 2255 motion on the merits.            Without holding an
    evidentiary hearing, the district court dismissed the case with
    prejudice, and denied Bass a certificate of appealability (“COA”).
    Bass then sought a COA from this court, which we granted for
    the sole purpose of a limited remand to the district court for it
    to enter written reasons for the dismissal of Bass’s claim of
    ineffective assistance of appellate counsel based on the failure to
    challenge the sufficiency of the evidence supporting his CCE
    conviction.   We deferred ruling on Bass’s request for a COA for his
    claim of ineffective assistance based on counsel’s failure to mount
    a   double-jeopardy     challenge     to    Bass’s   conspiracy   and     CCE
    convictions, and we denied the COA for the other issues.
    On remand, the district court issued an order explaining that
    Bass’s   appellate    counsel   was   not   ineffective   for   failing    to
    challenge the sufficiency of the evidence supporting Bass’s CCE
    conviction, contending that there was in fact sufficient evidence.
    The district court noted that the evidence adduced at trial showed
    5
    that Bass met the legal requirements for violating the CCE statute,
    i.e., he (1) engaged in a continuing series of drug violations; (2)
    organized, managed or supervised six individuals (Troy Bounds, Paul
    Alix, David Fisher, Brian Kyles, Shawn Wade, and Steven Alix); and
    (3) derived a substantial profit from the drug trafficking.
    After the district court so ruled, we granted a COA and
    ordered briefing with respect to the two issues on which Bass
    claims    ineffective    assistance:        his   counsel’s   failure   (1)    to
    challenge, on direct appeal, the sufficiency of the evidence
    supporting Bass’s CCE conviction, and (2) to challenge, on double-
    jeopardy grounds, both at trial and on direct appeal, Bass’s
    conspiracy and CCE convictions.
    II.
    ANALYSIS
    We first address the issue of the sufficiency of the evidence
    supporting Bass’s CCE conviction.            This requires us to answer two
    questions: (1) whether the evidence is sufficient to support Bass’s
    CCE conviction, and (2) if so, whether the failure of Bass’s
    counsel to raise this issue on direct appeal was prejudicial.                  As
    we   shall   explain,    because   we   answer      these   questions   in    the
    affirmative and vacate Bass’s CCE conviction, we need not address
    Bass’s double jeopardy claim.
    A.    Standard of Review; Test for Ineffective Assistance of Counsel
    A   district      court’s    conclusions       concerning   a     §    2255
    petitioner’s claims of ineffective assistance of counsel involve
    6
    mixed questions of fact and law, which we review de novo.3
    In applying the same standards as the district court, we
    recognize that a claim of ineffective assistance of counsel is
    properly made in a § 2255 motion because it raises an issue of
    constitutional magnitude and, as a general rule, cannot be resolved
    on direct appeal.4         To obtain relief on a claim of ineffective
    assistance of counsel, a defendant must demonstrate that (1)
    counsel’s conduct was constitutionally deficient because it fell
    below     an   objective   standard     of   reasonableness,      and   (2)   this
    deficient performance prejudiced his defense.5            It is insufficient
    for   a   defendant     merely    to   prove   that   counsel’s    conduct     was
    deficient; a defendant must have also been prejudiced by this
    ineffective legal assistance.           To prove prejudice, the defendant
    must show “that there is a reasonable probability that, but for
    counsel’s unprofessional errors, the result of the proceeding would
    have been different.”6           Such a claim fails unless the defendant
    establishes both deficient performance and prejudice.7
    B.    Sufficiency of the Evidence for the CCE Conviction
    Bass alleges that his attorney performed deficiently and
    3
    United States v. Faubion, 
    19 F.3d 226
    , 228 (5th Cir. 1994).
    4
    United States v. Pierce, 
    959 F.2d 1297
    , 1301 (5th Cir.
    1992).
    5
    Strickland v. Washington, 
    466 U.S. 668
    , 687-88 (1984).
    6
    
    Id. at 694.
          7
    
    Id. at 697.
    7
    prejudiced his defense in failing to challenge the sufficiency of
    the   evidence     supporting      his   CCE   conviction.    We   “review
    sufficiency-of-the-evidence challenges to determine whether any
    rational trier of fact could have found the essential elements of
    the crime beyond a reasonable doubt.”8          In making this assessment,
    “this Court views all evidence in the light most favorable to the
    government with all reasonable inferences and credibility choices
    to be made in support of the jury’s verdict.”9
    Keeping in mind Bass’s substantial evidentiary burden, we
    first address the CCE statute’s requirement that the government
    prove beyond a reasonable doubt that (1) the defendant organized,
    supervised, or managed at least five persons (2) in a continuing
    series of drug violations (3) from which the defendant received
    substantial income.10     Bass argued to the district court that there
    was insufficient evidence to establish that he violated the first
    element, to wit: that he organized, supervised, or managed five or
    more persons.11 In rejecting Bass’s claim, the district court found
    8
    
    Alix, 86 F.3d at 435
    .
    9
    United States v. Hinojosa, 
    958 F.2d 624
    , 628 (5th Cir.
    1992).
    10
    21 U.S.C. § 848(c); United States v. Garcia Abrego, 
    141 F.3d 142
    , 164 (5th Cir. 1998).
    11
    Bass asserts on appeal for the first time that there was
    insufficient evidence supporting the substantial-income element.
    This argument, however, is waived given his failure to raise it in
    his initial § 2255 motion.      See Tabita Chem. Co. v. Westlake
    Styrene Corp., 
    246 F.3d 377
    , 384 n.9 (5th Cir. 2001). We also find
    his additional claim that there was insufficient evidence
    8
    that the evidence showed that Bass controlled six individuals:
    (1)   Bounds: delivered cocaine for Bass;
    (2)   Fisher: used vehicles rented by Bass to travel to
    Victoria to sell cocaine base derived from cocaine
    purchased from Bass, and listed KLB as an
    employment reference in an apartment rental
    application;
    (3)   Kyles: purchased cocaine from Bass, which Kyles
    resold as cocaine base in Victoria, and also
    assisted Bass in locating the rental vehicle seized
    from Fisher;
    (4)   Wade: purchased cocaine from Bass, which Wade
    resold as cocaine base in Victoria, and also used
    Bass as an employment reference with Bass’s
    permission;
    (5)   Paul Alix: paid through the KLB payroll and resold
    cocaine base derived from cocaine purchased from
    Bass; and
    (6)   Steven Alix: purchased cocaine from Bass, which
    Kyles resold as cocaine base in Victoria, and also
    used Bass as a reference with Bass’s permission.
    On appeal, Bass urges his trial contention that his interaction
    with these individuals occurred in the context of either friendship
    or a buyer-seller relationship, neither of which is sufficient, he
    insists,     to    establish   the       managerial,   supervisory,   or
    organizational control required by § 848, the CCE statute.
    Although § 848 is commonly referred to as the “King Pin
    Statute”12 because “it is designed to apply to leaders of large-
    supporting the continuing series of drug violations without merit;
    there were nine drug-trafficking convictions that served as the
    predicate offenses for Bass’s CCE conviction. This is far more
    than the three convictions needed to establish a “series of
    violations.” United States v. Lopez, 
    248 F.3d 427
    , 429 n.2 (5th
    Cir. 2001), cert. denied, 
    122 S. Ct. 222
    (2001) (recognizing that
    a “series of violations” consists of three or more violations of
    the federal narcotics statutes).
    12
    United States v. Johnson, 
    575 F.2d 1347
    , 1357-58 (5th Cir.
    1978).
    9
    scale narcotics operations,”13 a defendant need not have been the
    single ringleader of a drug enterprise.14        It is sufficient if a
    defendant has separate, individual relationships of control with at
    least five persons.15    Furthermore, the defendant need not “have
    directly or personally organized, supervised, or managed five
    people, or even have had personal contact with each underling.”16
    If a defendant delegates authority to lieutenants and enforcers to
    do his managerial, supervisory, or organizational work, he is
    nonetheless    exercising   control     over   the   extended   drug-ring
    participants who are doing his bidding.17        Finally, in construing
    the terms of the CCE statute, we have maintained that “[t]he terms
    ‘organized,’ ‘supervised,’ and ‘managed’ are not words of art and
    should be interpreted according to their everyday meanings.”18
    In appealing the district court’s finding that the evidence
    13
    United States v. Phillips, 
    664 F.2d 971
    , 1013 n.62 (5th Cir.
    Unit B 1981).
    14
    United States v. Sotelo, 
    97 F.3d 782
    , 789 (5th Cir. 1996).
    15
    
    Phillips, 664 F.2d at 1013
    .
    16
    United States v. Wilson, 
    116 F.3d 1066
    , 1088 (5th Cir. 1997)
    (citation omitted), rev’d in part on other grounds, United States
    v. Brown, 
    161 F.3d 256
    (5th Cir. 1998) (en banc).
    17
    See 
    Hinojosa, 958 F.2d at 630
    (noting that a defendant “may
    not insulate himself from CCE liability by carefully pyramiding
    authority so as to maintain fewer than five direct subordinates”)
    (quoting United States v. Ricks, 
    882 F.2d 885
    , 891 (4th Cir.
    1989)).
    18
    United States v. Gonzales, 
    866 F.2d 781
    , 784 (5th Cir.
    1989).
    10
    supporting his CCE conviction is sufficient, Bass raises an issue
    that has not yet been addressed by this court, viz., whether, alone
    and in the absence of additional indicia of control, a mere buyer-
    seller relationship is sufficient to establish liability under §
    848.        Although   we    have   not    yet     ruled    on   this   question,   a
    substantial number of the other federal circuits have held that a
    “mere showing of a buyer-seller relationship, without more, is not
    sufficient under § 848” to satisfy the management, supervision, or
    organization element of § 848.19                In these cases, activities that
    were merely “incidental to the buyer-seller relationship” were held
    insufficient to establish CCE liability.20                 In contrast, defendants
    have been found to possess the level of control prescribed by the
    CCE    statute——and         thus    to    go     beyond    a     mere   buyer-seller
    relationship——when they rented vehicles for others selling drugs,21
    used salesmen to distribute drugs,22 used enforcers,23 used drug
    19
    United States v. Butler, 
    885 F.2d 195
    , 201 (4th Cir.                   1989).
    See also United States v. Witek, 
    61 F.3d 819
    , 822 (11th Cir.                  1995);
    United States v. Ward, 
    37 F.3d 243
    , 247 (6th Cir. 1994);                      United
    States v. Smith, 
    24 F.3d 1230
    , 1234 (10th Cir. 1994); United                  States
    v. Delgado, 
    4 F.3d 780
    , 783 (9th Cir. 1993).
    20
    
    Witek, 61 F.3d at 823
    . See also 
    Ward, 37 F.3d at 248-49
    (discussing that defendant’s providing instructions on meeting
    times and places for drug transactions, not profiting from the
    resale of drugs, and fronting cocaine to purchasers are all
    activities   solely  within  the  scope  of  the   buyer-seller
    relationship).
    21
    
    Ward, 37 F.3d at 248
    .
    22
    
    Id. at 249;
    Smith, 24 F.3d at 1233
    ; 
    Butler, 885 F.2d at 201
    .
    23
    
    Ward, 37 F.3d at 249
    .
    11
    couriers,24 provided financial and logistical support to suppliers
    and   purchasers,25   and       used   collection   agents   to    obtain   drug
    payments.26     Each of these activities falls squarely within the
    common-sense meaning of managerial, supervisory or organizational
    control over underlings.
    Recognizing that these activities are distinguishable from
    those of simply selling or purchasing drugs, we now join the other
    circuits that have held expressly that a buyer-seller relationship
    by itself, i.e., in the absence of some indicia of management,
    supervision or organization, is insufficient to establish liability
    under the CCE statute.           This rule is consistent with the plain
    meaning of the statute’s requirement that a defendant must act “in
    concert with five or more other persons with respect to whom such
    [defendant]     occupies    a    position    of   organizer,   a   supervisory
    position, or any other position of management.”27                  “A contrary
    interpretation would do violence to the common-sense meaning of the
    words ‘organizer’ and ‘supervisor’ and extend § 848's reach beyond
    24
    
    Smith, 24 F.3d at 1233
    .
    25
    
    Butler, 885 F.2d at 201
    .
    26
    
    Witek, 61 F.3d at 823
    .
    27
    § 848(c). The rule we adopt today is also consistent with
    the rule of lenity if the statute’s terms are deemed ambiguous.
    United States v. Kozminksi, 
    487 U.S. 931
    , 952 (1988); 
    Witek, 61 F.3d at 822
    (noting in interpreting the management requirement of
    § 848 that “the rule of lenity requires us to construe that statute
    narrowly”).
    12
    the scope Congress intended.”28
    In joining those other circuits and embracing this rule, we
    are   doing     no    more    than     making    explicit      that     which     we    have
    previously implied.            In United States v. Gonzales, co-defendant
    Stewart McGlinchey appealed his CCE conviction on the ground that
    he    had    only     “a     simple    buyer-seller         relationship         with   his
    customers.”29        The evidence revealed, however, that McGlinchey used
    street salesmen to distribute his cocaine, used recruiters to bring
    people      into    his    drug   ring,   used       former    police    officers       for
    intelligence and protection, employed drug couriers, controlled the
    resale of the drugs that he sold to his distributers, provided bail
    for members of his drug ring, rented vehicles and apartments for
    subordinates, and used his legitimate business for drug deals and
    for processing drug proceeds.30            In light of all that, we concluded
    that there was “ample evidence to support the jury’s conclusion
    that McGlinchey            organized    five    or   more     people    in   a    criminal
    enterprise.”31        Our decision in Gonzales can be read to imply the
    rule that § 848 requires a showing of control greater than that
    involved       in    a     mere   buyer-seller         relationship,         given      our
    confirmation that the evidence contradicted McGlinchey’s claim of
    28
    
    Witek, 61 F.3d at 822
    .
    29
    
    Gonzales, 866 F.2d at 783
    .
    30
    
    Id. at 783-84.
          31
    
    Id. at 783.
    13
    only a buyer-seller relationship and affirmance of McGlinchey’s CCE
    conviction.
    In following the logic of Gonzales and construing the evidence
    in this case in the light most favorable to the government,32 we
    find    that    Bass   managed,   supervised,   or    organized    only   three
    individuals——Bounds,       Fisher   and    Kyles.     Bounds    actually      was
    employed by Bass’s legitimate business and delivered cocaine at
    Bass’s      direction.     Fisher   used   vehicles    rented     by   Bass    in
    furtherance of the activities of the drug enterprise, was directed
    by Bass not to drive flashy automobiles, and listed KLB as his
    employer in apartment rental applications.            Kyles spoke with Bass
    about the activities of the drug ring, was permitted to use Bass as
    an employment reference, falsely told police that he was employed
    at KLB, and was directed by Bass to locate and drive him to
    retrieve the rental car seized from Fisher by the Victoria police.
    All of these activities are the same or similar to those that
    evidenced managerial control in the cases in which other courts
    have applied the rule that more than a buyer-seller relationship is
    required to establish CCE liability.
    Even when we draw all reasonable inferences in favor of the
    jury’s verdict, we are convinced that a rational trier of fact
    could not have concluded that Bass’s involvement with the other
    three drug dealers——Wade, Paul Alix, and Steven Alix——consisted of
    32
    See 
    Alix, 86 F.3d at 435
    -36.
    14
    anything more than a buyer-seller relationship. The evidence shows
    that these three men simply purchased cocaine from Bass and resold
    it   as    cocaine   base   in   Victoria.      Bass   did   not    receive    any
    additional monies or benefits from these resales as cocaine base.
    There is no evidence that Bass controlled the resale activities of
    these three individuals, such as by dictating the quantity, the
    asking price, or to whom the cocaine base would be sold.                    Beyond
    evidence of ordinary purchases and sales, the record is devoid of
    evidence of      any   control    by   Bass   whatsoever     over   these    three
    individuals’ drug activities.          The district court’s conclusion to
    the contrary constitutes clear error.
    Faced with a defendant similarly involved in a drug ring, the
    Sixth Circuit, in United States v. Ward,33 reversed a CCE conviction
    on the basis of insufficient evidence.            The defendant, Ward, was
    implicated in a widespread drug ring in which he fronted cocaine to
    his purchasers, rented vehicles used by his purchasers in their
    resale     activities,      provided    meeting   instructions,       and     used
    enforcers.34 Even though renting cars and using enforcers evidenced
    managerial or supervisory control, the court ruled that Ward’s
    fronting of drugs and providing meeting instructions were only
    incidental to a buyer-seller relationship.35               Significantly, the
    33
    
    37 F.3d 243
    (6th Cir. 1994), cert. denied, 
    514 U.S. 1030
    (1995).
    34
    
    Id. at 248-49.
          35
    
    Id. 15 court
    also ruled that the resale of drugs with no pass-through of
    profits back to Ward was insufficient evidence of the control
    required by § 848.36     Distinguishing another case relied on by the
    government, in which a defendant’s conviction under § 848 was
    upheld on resale evidence,37 the Ward court noted that the evidence
    in the prior case “reflected control of the distribution of the
    drugs” throughout the entire drug enterprise, “whereas the evidence
    here shows only that Ward supplied drugs to Hicks, who sold them to
    any buyers he could find, not to buyers determined or identified by
    Ward.”38
    As in that case, Bass supplied Wade, Stephen Alix, and Paul
    Alix with drugs, which they resold to whatever buyers they could
    find in Victoria.       This was done with Bass’s knowledge but not
    under his control or at his direction.
    As for the aforementioned Paul Alix, we acknowledge that it
    might still be possible to draw a reasonable inference in favor of
    the jury verdict that he was controlled by Bass.              Paul Alix
    received several payroll checks from KLB, despite not working
    there.     And it would be odd, to say the least, for Bass to pay Paul
    Alix if he were nothing more than an ordinary buyer: in the typical
    buyer-seller     relationship,    payments   flow   from   purchaser   to
    36
    
    Id. at 249.
         37
    See United States v. Adamo, 
    742 F.2d 927
    (6th Cir. 1984).
    38
    
    Ward, 37 F.3d at 250
    .
    16
    supplier, not the other way around.       These faux salary payments
    therefore may have been compensation for Paul Alix’s activities in
    the drug ring, which could lead to a reasonable inference of some
    form of supervisory or organizational control by Bass.
    Even if we assume arguendo that Paul Alix was under the
    supervision and control of Bass, however, this would still total
    only four individuals who were managed, supervised, or organized by
    Bass:     Bounds, Fisher, Kyles, and Paul Alix.   This is one short of
    § 848's requirement that a defendant control “five or more other
    persons.”39     Thus, by the plain terms of the CCE statute, the
    evidence was insufficient to support Bass’s conviction.
    It follows that, in failing to raise this issue on appeal,
    Bass’s counsel performed deficiently.     In fact, appellate counsel
    for Bass’s two co-defendants, Bounds and Paul Alix, did challenge
    the sufficiency of the evidence supporting their clients’ drug
    conspiracy convictions.40    Yet Bass’s own appellate counsel failed
    to challenge the sufficiency of that same evidence supporting
    Bass’s CCE conviction.41
    As for Strickland’s second prong, Bass was prejudiced by this
    39
    § 848(c) (emphasis added).
    40
    
    Alix, 86 F.3d at 435
    -36.
    41
    The evidence is sufficient to support Bounds’s and Paul
    Alix’s narcotics conspiracy convictions, see 
    id., and it
    is
    sufficient to support Bass’s nine narcotics conspiracy convictions,
    but, as we indicate, this same evidence is insufficient to support
    Bass’s CCE conviction.
    17
    deficient performance, albeit minimally. As Bass is serving all of
    his sentences concurrently, the sentencer did not impose a harsher
    prison term as a result of the CCE conviction; Bass’s total time of
    incarceration will not be shortened as a result of our decision
    today to vacate his CCE conviction.                    In addition to prison,
    however, Bass was sentenced to pay an additional $50 for his CCE
    conviction——a sum that he would not have been ordered to pay were
    it not for the CCE conviction.
    C.   Double Jeopardy
    We    also   granted    Bass    a    COA   on   his   contention   that   his
    counsel’s failure to mount a double-jeopardy challenge of his
    convictions for both conspiracy and CCE constituted a deficient
    performance and thus was ineffective assistance.                    Bass notes
    correctly that conspiracy is a lesser included offense of a CCE
    conviction.42     Consequently, he insists, separate convictions and
    sentences for both conspiracy and CCE violates the Constitution’s
    Double Jeopardy Clause.43 Today’s vacatur of Bass’s CCE conviction,
    however,    eliminates      the   basis    of   this   claimed   constitutional
    defect, making moot the second issue of Bass’s COA.
    III.
    CONCLUSION
    As Bass’s CCE conviction was not supported by sufficient
    evidence, his counsel’s performance was deficient in failing to
    42
    
    Wilson, 116 F.3d at 1087
    .
    43
    
    Gonazales, 866 F.2d at 786
    .
    18
    raise this issue on direct appeal.              And, Bass was prejudiced by
    that   deficient    performance    when    he    was    sentenced   to   pay     an
    additional $50 assessment.          Accordingly, we must reverse the
    district court’s dismissal of Bass’s § 2255 motion, vacate Bass’s
    CCE conviction and sentence, and remand to the district court with
    instructions   to   reduce   his   total    assessment      to   $600    for    the
    remaining 14 counts for which Bass’s convictions stand.
    DISMISSAL REVERSED;      SENTENCE    VACATED       in   part;    REMANDED      with
    instructions.
    19
    

Document Info

Docket Number: 00-41224

Filed Date: 10/16/2002

Precedential Status: Precedential

Modified Date: 3/3/2016

Authorities (21)

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