Henschen v. City of Houston, Tex. ( 1992 )


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  •                                    United States Court of Appeals,
    
                                                 Fifth Circuit.
    
                                                 No. 91–2676
    
                                             Summary Calendar.
    
             Robert HENSCHEN, Houston Non-Violent Action, et al., Plaintiffs-Appellants,
    
                                                       v.
    
                           CITY OF HOUSTON, TEXAS, Defendant-Appellee.
    
                                                April 30, 1992.
    
    Appeal from the United States District Court for the Southern District of Texas.
    
    Before JONES, DUHÉ, and WIENER, Circuit Judges.
    
            EDITH H. JONES, Circuit Judge:
    
            Appellants, Robert Henschen, Houston Non-Violent Action, the Reverend Jew Don Boney,
    
    and Black United Front of Houston challenge the district court's dismissal of their § 1983 complaint
    
    seeking (1) damages from the past denial of a parade permit by the City of Houston and (2)
    
    declaratory and injunctive relief against the operation of the City's ordinances regulating "parades"
    
    and "st reet functions." The district court held that no justiciable controversy arose from these
    
    allegations. Appellants contest this conclusion and also contend that the dismissal violated this court's
    
    mandate in a previous appeal. We affirm in part and reverse and remand in part.
    
    
    
                                                       I.
    
                                               BACKGROUND
    
            For several months before the start of the seven-nation 1990 Economic Summit in Houston,
    
    appellants wrangled in and out of federal court with the City of Houston over their application for
    
    a parade permit on Sunday, July 8, the summit's opening day. The district court granted a preliminary
    
    injunction and refused to stay its order requiring the City to authorize a "street function" permit for
    
    appellants' planned march. This court stayed the district court's orders pending appeal, having been
    
    persuaded that the district court's ruling on the merits was likely wrong and that the City, burdened
    already by having to supply security for the President and six other heads of state, would suffer
    
    irreparable harm without such relief.1
    
    
    
            After this flurry of activity, the summit commenced, t he appellants conducted on July 8 a
    
    march of sorts not classified as a "parade" or "street function," and the case continued in the district
    
    court. A couple months later, appellants amended their complaint to claim damages for the refusal
    
    of their July 8 parade permit and to re-assert their declaratory and injunctive challenge against the
    
    City's parade and street function ordinances. They also moved for dismissal of the City's appeal of
    
    the preliminary injunction, contending that that order had become moot after July 8. This court
    
    agreed; we remanded the case to the district court "with instructions to dismiss as moot so much of
    
    the cause as seeks injunctive relief with respect to a parade or similar permit for July 1990." This
    
    court rejected the City's weak protest that it should proceed to the merits, noting that an appeal of
    
    a preliminary injunction order carries no such obligation where the case remains pending in the court
    
    below. Marilyn T., Inc. v. Evans, 
    803 F.2d 1383
    , 1385 (5th Cir.1986).
    
    
    
            Following dismissal of the appeal, the district court attem pted to comply with this court's
    
    order by dismissing "all of the plaintiffs' claims that seek injunctive relief," while offering them the
    
    opportunity to amend their pleadings within 30 days. The pleadings were not further amended.
    
    Consequently, in early May 1991, the court determined, after a review of appellants' pleadings, that
    
    the sole case or controversy arose out of the denial of a permit for an occasion long past. The court
    
    declared that there was no case or controversy and then dismissed the entire case without prejudice.
    
       1
         This Court concluded that there was a substantial likelihood that the trial court's injunction
    would ultimately be vacated. In this connection, this court emphasized that there was "no credible
    suggestion that the City of Houston is engaged in any content based regulation. Rather, the City
    is engaged solely in a content neutral task of allowing all groups to participate while maintaining
    order.... Plaintiffs understandably wish to gain access to the bright media spotlight the Economic
    Summit has brought to the City of Houston. There is no question but that these plaintiffs could
    have had a parade permit other than July 8, the requested day; that a sidewalk march is always
    allowed and that a rally in designated areas was also available, even on July 8, 1990. There is also
    no question but that the City has administered the ordinance on a first-come-first-served basis and
    plaintiffs were not first, at least as to the particular day on which they wished to conduct their
    parade."
            Appellants promptly moved for reconsideration under Fed.R.Civ.P. 59, alleging two grounds
    
    of error. Appellants asserted that their claim for § 1983 compensatory damages and attorneys' fees
    
    under 42 U.S.C. § 1988 constituted a live controversy. Additionally, appellants pointed to their
    
    allegations in the amended complaint that, as political activists and activist organizations, they have
    
    participated in or organized numerous street demonstrations in the past and "can reasonably expect
    
    to be denied access to the streets of Houston [in the future] for free speech purposes by operation
    
    of" the city parade ordinances. Appellants did not assert that the district court's action had
    
    contravened the mandate of the Fifth Circuit.
    
    
    
            Responding to the Rule 59 motion, the City asserted that appellants' claimed damages from
    
    the denial of a parade permit for July 8, 1990, were too insubstantial and speculative to satisfy the
    
    "case or controversy" requirement. The City also contended that appellants' request for permanent
    
    injunctive relief fell short because they did not allege that they would ever be denied a parade permit
    
    at a future date or that they intended to stage a parade requiring a city permit on any particular future
    
    date. In the City's view, this completely conjectural assertion of the unconstitutionality of the City's
    
    ordinances was legally insufficient.
    
    
    
            Shortly afterward, when the district court denied appellants' Rule 59 motion, he stated that
    
    he had "heard the arguments of counsel." From this we infer the district court's familiarity with the
    
    parties' Rule 59 pleadings.
    
    
    
                                                       II.
    
                                                DISCUSSION
    
    A. This Court's Mandate
    
            On appeal, for the first time, appellants contend that the district court's orders of dismissal
    
    transgressed this court's earlier mandate dismissing, with instructions, the appeal of the preliminary
    
    injunction. The foregoing recitation of the record plainly contradicts appellants' position. First, in
    declining to rule on the merits of this case when the City's appeal of the preliminary injunction had
    
    become moot, this court did not foreclose or limit the district court's discretion to deal with the case
    
    on remand. Rather, this court decided that it need not undertake a merits discussion while the case
    
    appeared t o remain pending in the court below. Second, at the time the district court denied
    
    appellants' Rule 59 motion for reconsideration of its dismissal orders, it confronted two arguments:
    
    the appropriateness of damages and the speculativeness of injunctive relief. The court's ruling, even
    
    if perfunctory, necessarily dealt with those "merits" issues. No party suggested that the court could
    
    not rule on those issues because of the Fifth Circuit's mandate. The district court's orders do not
    
    contravene this court's mandate.
    
    
    
           Appellants' failure to direct this argument to the district court's attention would ordinarily
    
    constitute a waiver absent manifest injustice. Rodriguez v. VIA Met. Transit Sys., 
    802 F.2d 126
    , 128
    
    (5th Cir.1986). We address the issue only because it implicates this court's mandate. The issue, as
    
    shown, is meritless.
    
    
    
    B. Propriety of Dismissal
    
            Appellants contend alternatively that their claims for monetary damages from the denial of
    
    the July 8, 1990, permit and of likely injury from future applications of Houston's parade ordinances
    
    are sufficiently concrete to assert an actual case or controversy. Just iciability must be analyzed
    
    separately on the issues of money damages and the propriety of equitable relief. City of Los Angeles
    
    v. Lyons, 
    461 U.S. 95
    , 110, 
    103 S. Ct. 1660
    , 1669, 
    75 L. Ed. 2d 675
     (1983); Brown v. Edwards, 
    721 F.2d 1442
     (5th Cir.1984).
    
    
    
            Both appellants and the city framed the justiciability issue in terms of mootness, but this
    
    characterization is unsatisfactory. A case is moot where the cause of action is no longer live, or
    
    where the parties no longer hold a personal stake in the outcome. Matter of Commonwealth Oil Ref.
    
    Co., 
    805 F.2d 1175
    , 1181 (5th Cir.1986), cert. denied, 
    483 U.S. 1005
    , 
    107 S. Ct. 3228
    , 
    97 L. Ed. 2d 734
     (1987). Time has rendered moot appellants' request for immediate injunctive relief, but the
    
    claims for money damages and prospective equitable relief are not, for different reasons, in the same
    
    category.
    
    
    
            Whatever else it may be, a claim for money damages did not become moot when the
    
    Economic Summit ended. If appellants' rights were violated by the denial of a parade permit, and if
    
    that refusal caused actual damage, they have stated a live claim under § 1983. It goes without saying
    
    that such damage must compensate for actual harm, not just for the intangible value of a
    
    constitutional right. Memphis Community Sch. Dist. v. Stachura, 
    477 U.S. 299
    , 306, 
    106 S. Ct. 2537
    ,
    
    2542, 
    91 L. Ed. 2d 249
     (1986); Carey v. Piphus, 
    435 U.S. 247
    , 255, 
    98 S. Ct. 1042
    , 1048, 
    55 L. Ed. 2d 252
     (1978). Further, appellants must advance a viable, not insubstantial damage claim. Memphis
    
    Light, Gas & Water Div. v. Craft, 
    436 U.S. 1
    , 9, 
    98 S. Ct. 1554
    , 1560, 
    56 L. Ed. 2d 30
     (1978).
    
    
    
            Appellants pled that they suffered embarrassment and humiliation by the denial of a parade
    
    permit for July 8, 1990. The source of this embarrassment is difficult to discern, because the record
    
    suggests that they were afforded the opportunity to demonstrate on the sidewalk, mount their parade
    
    on an alternative day—within the duration of the Economic Summit—or conduct a rally. But even
    
    if it may be unlikely that appellants will demonstrate the basis for a real injury that can be fairly
    
    attributed to the City's alleged unconstitutional conduct, see Allen v. Wright, 
    468 U.S. 737
    , 751, 
    104 S. Ct. 3315
    , 3324, 
    82 L. Ed. 2d 556
     (1984), we cannot say that their claimed damages are too
    
    speculative to state a § 1983 claim for relief. Accordingly, we reverse and remand the dismissal of
    
    appellants' damage claim.
    
    
    
            With more vigor, appellants urge that they are still entitled to prospective injunctive relief
    
    against the City's parade ordinance. "Past exposure to illegal conduct does not in itself show a
    
    present case or controversy regarding injunctive relief, [ ] if unacco mpanied by any continuing,
    
    present adverse effects." O'Shea v. Littleton, 
    414 U.S. 488
    , 495–96, 
    94 S. Ct. 669
    , 675–76, 
    38 L. Ed. 2d 674
     (1974). While "past wrongs are evidence bearing on whether there is a real and
    
    immediate threat of repeated injury," plaintiffs must show that they are imperiled by a present threat
    
    of unlawful speech restrictions. Id. at 496, 94 S.Ct. at 676. The Supreme Court has also cautioned
    
    that "[e]specially where governmental action is involved, courts should not intervene unless the need
    
    for equitable relief is clear, not remote or speculative." Eccles v. Peoples Bank, 
    333 U.S. 426
    , 431,
    
    
    68 S. Ct. 641
    , 644, 
    92 L. Ed. 784
     (1948).
    
    
    
            The appellants Houston Non-violent Action, Robert Henschen, Jew Don Boney and Black
    
    United Front formed a loose confederation of community activists who coalesced to demonstrate at
    
    the 1990 Economic Summit. Upon the conclusion of the Summit, their raison d'etre withered. After
    
    staging their demonstration the group wholly dissolved, except for the purpose of pursuing this
    
    action. Thus, they suffer no continuing threat of harm from the City's enforcement of the parade
    
    permit scheme. Whether and under what circumstances these plaintiffs would again merge for a
    
    parade is entirely speculative. As such, the appellants present no justiciable claim for equitable relief.
    
    Lyons, 461 U.S. at 102, 103 S.Ct. at 1665; Adams v. McIlhany, 
    764 F.2d 294
    , 299 (5th Cir.1985),
    
    cert. denied, 
    474 U.S. 1101
    , 
    106 S. Ct. 883
    , 
    88 L. Ed. 2d 918
     (1986).
    
    
    
            Appellants' reliance on City of Houston v. Hill, 
    482 U.S. 451
    , 
    107 S. Ct. 2502
    , 
    96 L. Ed. 2d 398
     (1987) is unavailing and, in fact, proves our point. Hill, a homosexual activist, adopted the role
    
    of "citizen-provocateur" and frequently harassed Houston City police officers as they performed
    
    duties unrelated to Hill. Hill had been arrested on four occasions for interrupting a police officer and
    
    testified that he intended to continue similar activities. Hill sought injunctive relief against the police
    
    department, claiming that the ordinance under which he had been arrested was unconstitutionally
    
    overbroad. There was no question whether Hill alleged a live case or controversy; instead, the
    
    defendant claimed Hill lacked standing to sue. The Supreme Court found that Hill demonstrated a
    
    genuine threat of continued enforcement of the ordinance against him, based on his past activities and
    
    his firm assertion that he would continue to harass police officers. Id. at 459, n. 7, 107 S.Ct. at 2508,
    n. 7. Unlike Hill, who exhibited a continuum of behavior, these appellants joined forces for a
    
    one-time demonstration at a singular event, which is now long past. Their self-proclaimed status as
    
    community activists, which is unquestioned for pleading purposes, nevertheless fails to demonstrate
    
    that they routinely, or even occasionally, promote their causes by means of parades. Even assuming
    
    that these appellants seek to conduct parades, the nature of this first-come, first-served ordinance is
    
    such that appellants would be denied a permit only if they are not the first applicants for one. The
    
    likelihood that the ordinance will interfere with their activism is thus even more speculative, in stark
    
    contrast with Raymond Hill's case.
    
    
    
            Plaintiffs alternatively try to avert a declaration of non-justiciability by invoking an exception
    
    to the case or controversy requirement. A controversy survives justiciability analysis if it is likely to
    
    recur, yet may evade review. Moore v. Ogilvie, 
    394 U.S. 814
    , 816, 
    89 S. Ct. 1493
    , 1494, 
    23 L. Ed. 2d 1
     (1969). This exception requires satisfaction of two components: the duration of the challenged
    
    action must be too short to enable the parties to litigate fully, and there must be a reasonable
    
    expectation that the same party will again be subject to the same action. Weinstein v. Bradford, 
    423 U.S. 147
    , 149, 
    96 S. Ct. 347
    , 348, 
    46 L. Ed. 2d 350
     (1975) (per curiam). We cannot reasonably expect
    
    that an ad hoc organization whose purpose has expired will again be denied a parade permit. Nor
    
    does the nature of the underlying action defy the time requirements of litigation, even in the crowded
    
    dockets of the federal courts. Unique events and recurring holidays are well-scheduled and quite
    
    predictable.2 It is not unreasonable to require advance planning on the part of would-be participants
    
    and paraders.3
    
       2
       Activists have already begun to assert parade requests during the Republican National
    Convention scheduled for August, 1992 in Houston. Houston Chronicle, Feb. 26, 1992 at 13.
       3
         Appellants also contend their claim for attorney fees under 42 U.S.C. § 1988 presents a
    justiciable case or controversy. However, they have not prevailed on either the damages or
    injunctive relief claim, and cannot claim to be a prevailing party entitled to attorney fees. To be
    eligible for attorney fees under § 1988, this court requires that a § 1983 plaintiff succeed on some
    "significant issue in litigation which achieves some of the benefit the parties sought in bringing the
    suit." Estate of Farrar v. Cain, 
    941 F.2d 1311
    , 1313 (5th Cir.1991) (quoting Texas State
    Teachers v. Garland Indep. School Dist., 
    489 U.S. 782
    , 791–792, 
    109 S. Ct. 1486
    , 1493, 
    103 L. Ed. 2d 866
     (1989), cert. granted sub nom. Farrar v. Hobby, ––– U.S. ––––, 
    112 S. Ct. 1159
    ,
             Our decision that appellants have not asserted a sufficiently concrete injury to warrant
    
    justiciability of their injunctive claim against the City's parade ordinance is not mean-spirited. It is
    
    not this court's proper role to issue advisory opinions on the facial constitutionality of local
    
    ordinances. Particularly here, the City has crafted a set of integrated ordinances, designed to balance
    
    community interests in safety, order, and assembly, which do not have an obviously arbitrary or
    
    restrictive impact. The burden should lie upon the challenger of such a regulatory scheme to assert
    
    his standing by showing that the challenged ordinance disadvantages his free speech interests in some
    
    tangible way, before we are called to intrude upon local legislative prerogative. To rule on the facial
    
    constitutionality of the one-parade-a-day ordinance simply because one ad hoc group failed to receive
    
    a permit on one occasion would be no more than a prediction.4
    
    
    
                                               CONCLUSION
    
            Plaintiffs' ultimate prayer for relief—a declaration that the parade ordinance is
    
    overbroad—invokes a remedy which we may apply only "sparingly and as a last resort." Broadrick
    
    v. Oklahoma, 
    413 U.S. 601
    , 613, 
    93 S. Ct. 2908
    , 2916, 
    37 L. Ed. 2d 830
     (1973). Certainly, such
    
    action must be reserved for the day when a truly justiciable case is at bar. While appellants have
    
    alleged a claim for damages that is not patently insubstantial, they have not alleged standing to assert
    
    their claim for prospective equitable relief.     The decision of the District Court is therefore
    
    AFFIRMED in part, REVERSED and REMANDED in part.
    
    
    
    
    ––– L.Ed.2d –––– (1992). A remand for trial on damages makes a claim for § 1983 attorneys
    fees possible, but hardly actual.
       4
        In NAACP, Western Region v. City of Richmond, 
    743 F.2d 1346
     (9th Cir.1984), the court
    allowed NAACP to proceed on a facial challenge to a municipal parade ordinance. Among
    numerous distinctions between that case and this are the facts that NAACP desired to parade to
    protest a black man's death at the hands of local police, and this was the fifth occasion in three
    years in which such a death had occurred.