Michael Fitch v. Carolyn Colvin, Acting Cmsnr , 653 F. App'x 345 ( 2016 )

Case: 15-60549 Document: 00513568700 Page: 1 Date Filed: 06/28/2016
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United States Court of Appeals
Fifth Circuit
FILED
No. 15-60549 June 28, 2016
Summary Calendar
Lyle W. Cayce
Clerk
MICHAEL FITCH, Surviving Spouse of Ellen Fitch, Deceased,
Plaintiff - Appellant
v.
CAROLYN W. COLVIN, ACTING COMMISSIONER OF SOCIAL
SECURITY, in her Official Capacity as Acting Commissioner, Social Security
Administration,
Defendant - Appellee
Appeal from the United States District Court
for the Southern District of Mississippi
USDC No. 2:14-CV-26
Before SMITH, BENAVIDES, and HAYNES, Circuit Judges.
PER CURIAM:*
Michael Fitch, surviving spouse of Ellen Fitch (“Fitch”), deceased
Plaintiff, appeals the district court’s judgment affirming the Social Security
Commissioner’s (“Commissioner”) denial of the application for disability
benefits. Because we conclude that the Commissioner’s decision is supported
by substantial evidence and is consistent with applicable law, we AFFIRM.
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH
CIR. R. 47.5.4.
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No. 15-60549
I. FACTUAL AND PROCEDURAL HISTORY
On September 28, 2010, Fitch filed an application for disability
insurance benefits under Title II of the Social Security Act. That same day,
Fitch also filed a Title XVI application for supplemental security income. Fitch
alleged that she was unable to work due to: degenerative disc disease;
problems with her spine, neck, and mid-back; and depression. The alleged
onset date of her disability was September 25, 2010. The Commissioner denied
her application. Fitch then requested a hearing, and the ALJ conducted a
hearing via video teleconference. The ALJ subsequently issued a decision
denying the application for Social Security benefits.
Fitch requested review by the Appeals Council. On May 25, 2013, Fitch
died in a car accident. Michael Fitch, her surviving spouse, continued the
appeal. On February 5, 2014, the Appeals Council denied the request for
review, which rendered the ALJ’s decision the final decision of the Social
Security Administration for purposes of judicial review. 42 U.S.C. § 405(g).
On February 21, 2014, the instant complaint was filed in federal district
court. On June 16, 2015, the magistrate judge denied Fitch’s motion for
summary judgment and granted the Commissioner’s motion to affirm the
decision of the Commissioner. The district court accepted the magistrate’s
report and recommendation over Fitch’s objections. Fitch filed a timely notice
of appeal. Fitch also filed a motion to proceed in forma pauperis on appeal.
The district court denied the motion, finding that the appeal raised no
arguable, nonfrivolous legal points. Fitch subsequently moved this Court for
leave to proceed in forma pauperis on appeal, and this Court denied the
motion. 1
We note that Fitch’s brief, which was filed on December 28, 2015, states that whether
1
this Court should grant leave to procced in forma pauperis on appeal is an issue before us.
However, as indicated above, on January 29, 2016, the motion was denied.
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II. ANALYSIS
A. Standard of Review
In examining the decision to deny social security benefits, our review is
limited to determining whether the decision is supported by substantial
evidence and whether proper legal standards were used to assess the evidence.
Brown v. Apfel, 192 F.3d 492, 496 (5th Cir. 1999). Substantial evidence is more
than a scintilla but less than a preponderance and is such relevant evidence as
a reasonable mind might accept as adequate to support a conclusion.
Richardson v. Perales, 402 U.S. 389, 401 (1971). If the findings are supported
by substantial evidence, the findings are conclusive and will be affirmed.
Brown, 192 F.3d at 496. We may not reweigh the record evidence or substitute
our judgment, even if the evidence preponderates against the decision. Id.
B. Disability
In 2006, Fitch was involved in a rollover vehicle wreck and suffered a
broken neck and damage to her spine. As a result of this accident, Fitch
underwent an anterior cervical discectomy with fusion. After the surgery,
Fitch returned to work. Fitch was treated for neck and back pain with
prescription medications. In 2011, Dr. Lisa Yazdani, a psychologist, diagnosed
Fitch with bipolar disorder, depression (moderate to severe), and panic
disorder. Dr. Yazdani concluded that Fitch’s “ability to interact with co-
workers and receive supervision appears mildly to moderately diminished by
her depression and her anxiety, and her concentration appears to be below
average.” Dr. William Hand, a medical consultant, concluded that Fitch’s
“[s]ymptoms are disproportionate to the overall evidence and have partial
credibility.” Likewise, Dr. Scallorn’s notes provide that Fitch had only mild
and moderate limitations “with no medical evidence to support marked or
severe functional impairments from psychological factors.” Those notes also
provide that Fitch was capable of appropriate interactions with coworkers and
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supervisors on a basic level with moderate limitations when working directly
with the general public. Those notes further provide that Fitch was capable of
adapting to routine work changes and was able to complete a work week
without excessive interference from psychologically based symptoms.
The ALJ found that Fitch was disabled. Specifically, the ALJ found that
Fitch “has the following severe impairments: mild obesity, cervical disc disease
with radiculopathy, degenerative disc disease of the lumbar spine, substance
abuse, with depression and anxiety which are ‘severe’ while she is abusing
substances.” However, the ALJ also found that Fitch’s substance abuse was a
contributing factor material to the finding of disability. 20 C.F.R.
§ 404.1535(a). Further, the ALJ found that if Fitch discontinued the substance
use, “she would not have an impairment or combination of impairments that
meets or medically equals any of the impairments listed in” the relevant
appendix. In other words, if Fitch discontinued the substance use, the ALJ
found that she would have the residual functional capacity to perform light
work as defined in 20 C.F.R. §§ 404.1567(b) and 416.967(b).
The principal issue before us is whether there is substantial evidence
supporting the Commissioner’s determination that substance abuse was a
contributing factor material to the determination of Fitch’s disability. Fitch
bore the burden of proving that her substance use was not a contributing factor
material to her disability. Brown, 192 F.3d at 499 (explaining that the
claimant “must introduce evidence that supports a finding in her favor that
she would still be disabled by depression even if she stopped using drugs and
alcohol”). Fitch contends that the ALJ erred in finding that the substance use
contributed to Fitch’s disability because the “medical evidence establishes that
[Fitch] was not continuing to use alcohol in addition to her prescription drugs.”
The evidence in the record demonstrated that Fitch admitted that she
had “abused alcohol with binge-like patterns over the last 15 years.” Fitch
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admitted that she had previously “doubled up” on her pain medication at night
and taken it while drinking alcohol. On two occasions subsequent to the 2006
car wreck, Fitch attempted suicide by overdosing on drugs and alcohol. The
medical records demonstrate that Fitch was diagnosed as having a
polysubstance dependence on prescription drugs and alcohol. During the
second overdose, Fitch had an altercation with her husband and then shot her
dogs with a rifle. After Fitch was brought to the hospital, the staff
unsuccessfully attempted to transfer her to a psychiatric facility.
At the hearing before the ALJ on May 1, 2012, Fitch testified that she
had been sober since September 2010. Although Fitch points to statements in
the record in which she claimed to have quit drinking alcohol, there are
conflicting statements in the record indicating that she continued to do so. On
February 2, 2011, during the period of time Fitch claimed to be sober, Fitch
reported to her psychologist that she was “currently going to treatment at
Region 8 Mental Health Center” and that she had not used marijuana in over
a year. Fitch initially stated that she did not drink alcohol, but then reported
that “she sometimes drinks cocktails after work.” 2 Subsequently, on March 17,
2011, which is also during the time period Fitch claimed to be sober, Dr. Glenda
Scallorn, a medical consultant, wrote in her notes that Fitch was decreasing
her alcohol intake. Thus, there is more than a mere scintilla of evidence
supporting the ALJ’s finding that Fitch’s claim of sobriety was not credible.
2 The reference to sometimes drinking alcohol “after work” is unclear because her last
job at Pizza Hut had previously ended in September 2010. The record does not reveal what
“work” Fitch was referencing. At the hearing, Fitch testified that she had been babysitting
her friend’s six-year old granddaughter overnight and getting her off to school in the
mornings. In any event, the ALJ did not find credible Fitch’s statement that she remained
sober during the relevant time period.
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“Conflicts in the evidence are for the Secretary and not the courts to resolve.”
Selders v. Sullivan, 914 F.2d 614, 617 (5th Cir. 1990). 3
Moreover, the ALJ expressly found that without the substance use, Fitch
would not have severe depression or anxiety that would qualify her as disabled.
The ALJ concluded that if Fitch stopped substance use, she would have the
residual functional capacity to perform light work, with certain exceptions
such as the option to walk around briefly after sitting and being limited to
performing only simple, routine, repetitive tasks. To support this conclusion,
the ALJ relied on the fact that Fitch had reported in November 2010 that she
“had very little to drink” and her medications were “doing really well for her.
She has not had any significant problems.” Additionally, during the hearing,
Fitch testified that her prescribed medications “[s]omewhat relieved” her
depression.
The ALJ found that when Fitch was abusing substances, she had
moderate restriction in activities of daily living and marked difficulties in
social functioning and maintaining concentration. The ALJ further found that
the “record indicates that she is prone to altercations and maniac behavior
when she abuses her medication and alcohol. Her history is positive for
concentration difficulties and reported episodes of panic aggravated by her
substance abuse.” The ALJ also recognized that Fitch experienced episodes of
decompensation when abusing substances. Indeed, as previously set forth,
Fitch experienced suicidal ideations and exhibited violent behavior during
3 With respect to Fitch’s credibility, there is also conflicting evidence in the record
regarding the reason Fitch quit her job at Pizza Hut. The intake papers from Region 8 Mental
Health provides that Fitch reported she worked at Pizza Hut up until “last week when she
was refused a raise.” This statement indicates that Fitch quit her job for reasons other than
her alleged disability. In contrast, in her statement taken in the office of Dr. Yazdani, Fitch
stated that she quit working at the Pizza Hut because “she could not take medicine and work,
and she was in too much pain to not take medication, so she had to stop working.”
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periods of substance abuse. The evidence in the record that Fitch was doing
better when she took her medications as prescribed and was not abusing
alcohol supports the ALJ’s finding that her substance abuse was a contributing
factor material to the determination of her disability. Fitch does not point to
any expert opinion that she would remain disabled if she discontinued the
substance abuse. Because there is substantial evidence to support the ALJ’s
determination, Fitch is not entitled to relief on this claim.
Fitch also contends that the ALJ’s decision violated the “Treating
Physician’s Rule.” This Court has explained that the “opinions, diagnoses, and
medical evidence of a treating physician who is familiar with the claimant’s
injuries, treatments, and responses should be accorded considerable weight in
determining disability.” Perez v. Barnhart, 415 F.3d 457, 465-66 (5th Cir.
2005) (internal quotations marks and citations omitted). More specifically,
Fitch contends that the ALJ erred in ignoring the fact that her treating
physicians diagnosed her with mental illness. We disagree. The ALJ expressly
recognized that Fitch’s medical records revealed that she had been treated for
bipolar disorder, depression, and panic disorder. However, Fitch fails to
identify any opinions from the treating physicians that her mental illness was
so severe that it constituted a disability to work. Moreover, as discussed above,
there is substantial evidence to support the ALJ’s finding that her substance
abuse was a contributing factor such that she is not considered to have a
disability.
Fitch further contends that the ALJ ignored the evidence of pain and the
debilitating effect of pain on Fitch’s concentration. Again, we must disagree.
In the residual functional capacity analysis, the ALJ referenced Fitch’s
complaints of pain and found her limited to performing only simple, routine,
repetitive tasks. The ALJ set forth Fitch’s specific complaints of pain in the
opinion. The ALJ stated that she had “considered all of the claimant’s alleged
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symptoms and limitations including pain, side effects of medications and
residual symptoms of alleged mental disorders.” The ALJ further found that
“[d]espite her allegations of severe symptoms, the physical exams have only
shown generally mild to moderate restrictions. Treating doctors have not
posited limitations more restrictive than the current residual functional
capacity.” Indeed, Fitch fails to point to any doctor’s opinion that she suffered
disabling back pain. See Hames v. Heckler, 707 F.2d 162, 166 (5th Cir. 1983)
(explaining that the “record demonstrates an absence of objective medical
evidence indicating that Plaintiff suffered such disabling back pain”).
Accordingly, Fitch has not shown that the ALJ improperly failed to consider
her evidence of pain.
Finally, Fitch contends that the district court erred in concluding that
she had waived the argument that the ALJ improperly set forth boilerplate
language in the opinion. We will assume for the purpose of this appeal that
the issue is not waived and that it is properly before us. In Bjornson v. Astrue,
671 F.3d 640, 644 (7th Cir. 2012), the Seventh Circuit criticized the following
language in an ALJ opinion, deeming it a “piece of opaque boilerplate.”
After careful consideration of the evidence, the
undersigned [administrative law judge] finds that the
claimant’s medically determinable impairments would
reasonably be expected to cause the alleged symptoms;
however, the claimant’s statements concerning the
intensity, persistence and limiting effects of these
symptoms are not credible to the extent they are
inconsistent with the above residual functional
capacity assessment.
The Seventh Circuit stated that it appeared that the Commissioner had been
relying on this “boilerplate paragraph to reject the testimony of numerous
claimants, without linking the conclusory statements contained therein to
evidence in the record or even tailoring the paragraph to the facts at hand,
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almost without regard to whether the boilerplate paragraph has any relevance
to the case.” Id. at 645. Although the Seventh Circuit was very critical of the
use of the boilerplate language, we do not interpret the opinion as granting
relief based solely on the criticized language. Instead, we read the opinion as
granting relief because the ALJ’s opinion “failed to build a bridge between the
medical evidence” and the conclusion that the claimant was not disabled. Id.
at 649.
Contrary to Fitch’s argument, the Seventh Circuit’s opinion in Bjornson
is not controlling and does not entitle her to relief. It is true that the above-
quoted boilerplate in Bjornson is nearly identical to a paragraph in the instant
ALJ opinion. However, the language in the case at bar differs in that it
provides that Fitch’s documented impairments could be expected to cause only
“some” but not all of the alleged symptoms. Also, in the instant case, the ALJ
added that the residual functional capacity assessment “would be applicable if
she stopped the substance use” and that the “objective and otherwise credible
evidence does not support limitation to the degree alleged.” Thus, unlike in
Bjornson, the ALJ tailored the language somewhat to fit the facts of the instant
case. More importantly, as set forth previously, the ALJ properly considered
the record evidence and explained its findings and conclusions. Thus, because
there is substantial evidence in the record to sustain the ALJ’s findings, Fitch
is not entitled to relief. 4
For the above reasons, the district court’s judgment is AFFIRMED.
4 Without further explication, Fitch also contends that the ALJ “failed to evaluate the
underlying mental illness of the Plaintiff as a disabling element independent of but exercising
a causative effect upon claimant Ellen Fitch’s intermittent self medication through alcohol
and prescription drugs.” It is unclear, but it appears that Fitch is arguing that the ALJ did
not properly consider her mental illness in making the determination of whether she had a
disability. As set forth previously, we conclude that the ALJ properly considered Fitch’s
mental illness.
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