Kymberli Gardner v. CLC of Pascagoula, L.L.C. , 894 F.3d 654 ( 2018 )


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  •      Case: 17-60072      Document: 00514535150        Page: 1     Date Filed: 06/29/2018
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    United States Court of Appeals
    Fifth Circuit
    No. 17-60072                           FILED
    June 29, 2018
    Lyle W. Cayce
    KYMBERLI GARDNER,                                                           Clerk
    Plaintiff - Appellant
    v.
    CLC OF PASCAGOULA, L.L.C., doing business as Plaza Community Living
    Center,
    Defendant - Appellee
    Appeal from the United States District Court
    for the Southern District of Mississippi
    Before KING, DENNIS, and COSTA, Circuit Judges.
    GREGG COSTA, Circuit Judge:
    Claims of sexual harassment typically involve the behavior of fellow
    employees. But not always. Because the ultimate focus of Title VII liability is
    on the employer’s conduct—unless a supervisor is the harasser, a plaintiff
    needs to show that the employer knew or should have known about the hostile
    work environment yet allowed it to persist, see Vance v. Ball State Univ., 
    570 U.S. 421
    , 427 (2013) (citing Faragher v. City of Boca Raton, 
    524 U.S. 775
    , 789
    (1998)) 1—nonemployees can be the source of the harassment. See 29 C.F.R.
    1 Even when a supervisor is the harasser, liability flows from agency principles that
    render the employer liable. 
    Vance, 570 U.S. at 428
    –29. One of those situations is when a
    supervisor’s harassing behavior resulted in an adverse “tangible employment decision.” 
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    § 1604.11(e) (“An employer may . . . be responsible for the acts of non-
    employees, with respect to sexual harassment of employees in the workplace,
    where the employer (or its agents or supervisory employees) knows or should
    have known of the conduct and fails to take immediate and appropriate
    corrective action.”).
    Customers are one example of third-party harassers. See generally Lori
    A. Tetreault, Liability of Employer, Under Title VII of Civil Rights Act of 1964
    (42 U.S.C.A. §§ 2000e et seq.) for Sexual Harassment of Employee by Customer,
    Client, or Patron, 163 A.L.R. FED. 445 (2000). A leading case on third-party
    harassment addressed whether Pizza Hut could be liable for customers’
    harassment of a waitress. Lockard v. Pizza Hut, Inc., 
    162 F.3d 1062
    , 1067,
    1072 (10th Cir. 1998). Casinos seem especially susceptible to these claims, as
    one case addresses a high roller’s harassment of a cocktail waitress and
    another a card player’s harassment of a blackjack dealer. See generally Oliver
    v. Sheraton Tunica Corp., 
    2000 WL 303444
    (N.D. Miss. Mar. 8, 2000) (former);
    Powell v. Las Vegas Hilton Corp., 
    841 F. Supp. 1024
    (D. Nev. 1992) (latter).
    This case presents one of the more challenging situations in which to
    apply this principle that an employer can be liable for a hostile work
    environment created by nonemployees: a nurse alleges that an assisted living
    facility allowed such an environment to continue by not preventing a resident’s
    repetitive harassment. The unique nature of that workplace is an important
    consideration.      As we and other courts have recognized, the diminished
    Liability attaches in that situation because that injury “requires an official act of the
    enterprise” that will usually be “documented in official company records” and often “subject
    to review by higher level supervisors.” Burlington Indus., Inc. v. Ellerth, 
    524 U.S. 742
    , 761–
    62 (1998). Absent that type of employment consequence, the company will be liable for a
    supervisor’s harassment only “if the employer is unable to establish an affirmative defense”
    that considers whether the employer took preventative or corrective measures to combat the
    harassment. 
    Vance, 570 U.S. at 429
    –30 (citing Ellerth and Faragher).
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    capacity of patients influences whether the harassment should be perceived as
    affecting the terms and conditions of employment. We must decide when the
    allegations of harassment nonetheless become so severe or pervasive, and the
    lack of corrective action so glaring, that fact issues exist requiring a jury to
    decide the case.
    I.
    Kymberli Gardner worked as a Certified Nursing Assistant at an
    assisted living facility operated by CLC of Pascagoula, d/b/a Plaza Community
    Living Center, from 2012 until she was fired in 2015. 2               Gardner is an
    experienced health aide. Before working for CLC, she was a caregiver for
    several facilities and in-home care providers, two of which specialized in care
    for the mentally disabled. Gardner was trained in defensive and de-escalation
    tactics for aggressive patients. As one might expect, during her years as a
    caregiver she often worked with patients who were “either physically
    combative or sexually aggressive.”
    But what she experienced with one patient at the CLC facility rose to a
    new level. J.S. was an elderly resident who lived at Plaza between 2006 and
    2014.       He had a reputation for groping female employees and becoming
    physically aggressive when reprimanded. J.S. had been diagnosed with a
    variety of physical and mental illnesses including dementia, traumatic brain
    injury, personality disorder with aggressive behavior, and Parkinson’s
    Disease. J.S.’s long history of violent and sexual behavior toward both patients
    and staff included the following:
    • J.S. had to be transferred from his initial residence wing because he
    had become “combative” and had physically assaulted his bedridden
    roommate during a dispute over a television.
    In light of the summary judgment posture, we recite these facts taking competing
    2
    evidence in the light most favorable to Gardner.
    3
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    • J.S. was much more aggressive and sexually inappropriate towards
    his female caregivers than even other problematic nursing home
    residents; he would sexually assault them by grabbing their
    “breast[s], butts, thighs, and try[ing] to grab [their] private areas.”
    • J.S. asked for explicit sexual acts on a regular basis and made lewd
    sexual comments toward female staff. He asked female employees to
    engage in sexual activity with him “[a]ll the time.”
    Gardner, who became responsible for J.S.’s care, experienced these types
    of inappropriate behavior from J.S. “[e]very day.” Gardner reported that J.S.
    would physically grab her and make repeated sexual comments and requests.
    She and other CLC employees documented J.S.’s behavior by routinely
    recording it on his chart and making complaints to supervisors.
    As a result, J.S.’s behavior was not a secret to those who ran the assisted
    living facility.   Brandy Gregg, Gardner’s former supervisor and now the
    director of nursing, had witnessed J.S.’s behaving in a sexually inappropriate
    manner and also received complaints from nurses to that effect.           These
    concerns led administrators to transfer J.S. to a new wing. But they were not
    always responsive to the complaints. They declined, for example, to have him
    undergo a psychiatric evaluation after he assaulted his roommate. J.S. later
    assaulted a CLC employee and was sent for evaluation, but subsequently
    returned to CLC. And when Gardner attempted to discuss her concerns about
    J.S.’s behavior, Gregg laughed, and Administrator Teri Reynolds told Gardner
    to “put [her] big girl panties on and go back to work.”
    So Gardner continued to care for J.S., which ultimately resulted in the
    incident that led to her termination. It began when Gardner was trying to help
    J.S. attend a therapy session. As she was assisting J.S. out of bed, he began
    trying “to grope” her and then tried to touch Gardner’s left breast while she
    was bent over. When she tried to move out of the way, J.S. punched her on the
    side of her breast. Gardner then laid him down on the bed and left the room
    to get help. Janice Watkins, another nursing assistant, joined Gardner and
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    the two again attempted to help J.S. out of bed and into a chair. At this point
    J.S. punched Gardner a second time. Gardner removed herself from J.S’s
    immediate area at which point he began to grab Watkins’ “private area.”
    Gardner sought help from the nurse on duty, Judy Toche. Gardner, Toche, and
    Watkins were able to get J.S. into his wheelchair. Gardner then moved to
    make the bed, but J.S. punched her a third time.
    What Gardner did in response is disputed. Gregg’s typed summary of
    events, as well as the deposition testimony of Toche, and Toche’s “nurse’s
    notes” from the day of the incident claim that Gardner “swung her own fist
    over [J.S.’s] head” and that her arm “brushed the top of his head.” Watkins,
    on the other hand, asserts in both her deposition and her written witness
    interview statement that Gardner “[went] up with her hand as if she was going
    to hit [patient]” but “didn’t hit [patient] at all.” Gardner says she did not swing
    at J.S. during the incident. Gardner also reportedly made two statements as
    she was leaving J.S.’s room. Watkins testifies Gardner said, “I am not doing
    shit else for [patient] at all.” Gardner also reportedly said, “I guess I’m not the
    right color,” presumably because Toche, a white nurse, was able to calm J.S.
    whereas Gardner, a black nursing assistant, could not. After the incident,
    Gardner spoke with both Toche and Terri Reynolds, then the facility
    administrator, about her assignment to care for J.S. Gardner refused to care
    for him due to the continued harassment and asked to be reassigned. Her
    request was denied.
    Gardner then left work and went to the emergency room that evening
    due to injuries she sustained. She did not return to work for three months
    during which time she received workers’ compensation. 3                     Shortly after
    3Gregg and the contemporaneous incident report say that Gardner had been
    suspended. But the report from CLC’s internal investigation contradicts that claim as it says
    that Gardner’s “separation from her employment was held pending her completion of her
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    returning from leave, Gardner was fired. Gregg, Gardner’s supervisor at the
    time, says Gardner was fired for three reasons: (1) insubordination (refusing
    to care for J.S.); (2) violating J.S.’s resident rights (by swearing in front of him
    and making a “racist type statement[],” apparently the one about her not being
    the “right color”); and (3) attacking J.S. (swinging over his head).
    As for J.S., nothing happened to him as a result of the incident with
    Gardner. But another altercation later that same day with a resident resulted
    in his being sent for a psychiatric evaluation and then moved to an all-male
    “lockdown” unit in nearby Biloxi.
    Gardner sued, asserting multiple claims under Title VII. CLC moved for
    summary judgment and to strike certain affidavit testimony. Gardner also
    moved to strike portions of affidavit and deposition testimony. The district
    court denied Gardner’s motion to strike, and denied in part and granted in part
    CLC’s motion to strike. 4 The lower court then granted summary judgment in
    favor of CLC on all claims. Gardner’s appeal pursues only her claims of hostile
    work environment and retaliation. 5
    II.
    The district court concluded that a hostile workplace did not exist. It
    explained that it was “not clear to the Court that the harassing comments and
    workmen’s compensation.” Gardner’s affidavit also asserts she was never informed she had
    been suspended. We assume for purposes of summary judgment that Gardner was not
    suspended and was on workers’ compensation during her three-month absence.
    4 Gardner appeals some of those evidentiary rulings. We conclude that the district
    court did not abuse its discretion striking portions of her affidavit as speculative. And we
    need not decide whether the district court erred in considering Gregg’s testimony about the
    reasons for the termination. Gardner argues Gregg was not involved in that personnel
    decision so lacked sufficient knowledge. But we conclude that the retaliation claim should
    get past summary judgment even considering Gregg’s testimony that the district court
    allowed.
    5 While Gardner purports to appeal her sex discrimination claim based on disparate
    treatment in addition to the one alleging hostile work environment, she has not sufficiently
    briefed that claim.
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    attempts to grope and hit are beyond what a person in Gardner’s position
    should expect of patients in a nursing home.”         CLC defends the grant of
    summary judgment on that ground as well as on one the district court did not
    reach: whether the company knew about the harassment and failed to take
    remedial action. The other elements of a Title VII hostile work environment
    claim—that Gardner is a member of a protected class who was subject to some
    harassment on the basis of her sex—are not disputed. Royal v. CCC & R Tres
    Arboles, L.L.C., 
    736 F.3d 396
    , 401 (5th Cir. 2013).
    A.
    Our de novo review of the grant of summary judgment leads us to a
    different conclusion given that all inferences must be viewed in Gardner’s favor
    at this stage. See Williams v. Hampton, 
    797 F.3d 276
    , 282 (5th Cir. 2015);
    Burnett Ranches, Ltd. v. United States, 
    753 F.3d 143
    , 146 (5th Cir. 2014). To
    get past summary judgment, Gardner need not make it “clear” that she was
    subject to actionable harassment; she of course only needs to show that a jury
    could reach that conclusion based on its view of the evidence.
    Title VII does not prohibit all harassment. Meritor Sav. Bank, FSB v.
    Vinson, 
    477 U.S. 57
    , 67 (1986). It makes harassing conduct unlawful when it
    results in the employer “discriminat[ing] against any individual with respect
    to his compensation, terms, conditions, or privileges of employment, because of
    such individual’s race, color, religion, sex, or national origin.”      42 U.S.C.
    § 2000e–2(a)(1); Harris v. Forklift Sys., Inc., 
    510 U.S. 17
    , 21–23 (1993); 
    Meritor, 477 U.S. at 64
    –67. This statutory language “is not limited to ‘economic’ or
    ‘tangible’ discrimination.” 
    Id. at 64.
    Instead, “the phrase ‘terms, conditions,
    or privileges of employment’ evinces a congressional intent ‘to strike at the
    entire spectrum of disparate treatment of men and women’ in employment,
    which includes requiring people to work in a discriminatorily hostile or abusive
    environment.” 
    Harris, 510 U.S. at 21
    (quoting 
    Meritor, 477 U.S. at 64
    ). Title
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    VII is violated “when the workplace is permeated with ‘discriminatory
    intimidation, ridicule, and insult,’ . . . that is ‘sufficiently severe or pervasive
    to alter the conditions of the victim’s employment and create an abusive
    working environment. Id.; Shepherd v. Comptroller of Pub. Accounts, 
    168 F.3d 871
    , 874 (5th Cir. 1999). The Supreme Court set the “severe or pervasive”
    standard as a “middle path between making actionable any conduct that is
    merely offensive and requiring the conduct to cause a tangible psychological
    injury.” 
    Harris, 510 U.S. at 21
    . A plaintiff “must subjectively perceive the
    harassment as sufficiently severe or pervasive, and this subjective perception
    must be objectively reasonable.” Frank v. Xerox Corp., 
    347 F.3d 130
    , 138 (5th
    Cir. 2003).
    As a starting point, the multiple years of unwanted sexual grabbing and
    explicit comments Gardner endured could certainly be deemed severe and
    pervasive harassment—only one of those is necessary, Lauderdale v. Tex. Dep’t
    of Criminal Justice, 
    512 F.3d 157
    , 163 (5th Cir. 2007)—if the harasser were
    someone without any mental impairments. Cherry v. Shaw Coastal, Inc., 
    668 F.3d 182
    , 189 (5th Cir. 2012) (hostile work environment when plaintiff was
    subject to multiple months of unwanted sexual grabbing and explicit
    comments); Harvill, v. Westward Commc’ns, L.L.C., 
    433 F.3d 428
    , 435 (5th Cir.
    2005) (finding severe or pervasive harassment when, over seven months, a
    coworker grabbed a female employee, fondled her breasts and patted her
    buttocks “numerous times,” and rubbed his body against the plaintiff).
    The complication is the one we have already mentioned: the source of the
    harassment is the resident of an assisted living facility who suffers from
    dementia. We have twice confronted hostile work environment claims based
    on the behavior of patients towards caregivers. The first case involved home
    health services. We held that the verbal harassment, which included the
    patient repeatedly propositioning the plaintiff for sex and calling her
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    disparaging names, was not sufficiently severe or pervasive. Cain v. Blackwell,
    
    246 F.3d 758
    , 760–61 (5th Cir. 2001). We reached the same conclusion in the
    next case when a nursing home patient repeatedly directed racial slurs at a
    nurse’s assistant. E.E.O.C. v. Nexion Health at Broadway, Inc., 199 F. App’x
    351, 353 (5th Cir. 2006). 6          Although the verbal harassment was “quite
    offensive,” the comments did not rise to the level of actionable conduct because
    they were not “physically threatening or humiliating” and did not “pervade the
    work experience of a reasonable nursing home employee, especially
    considering their source.” 
    Id. at 353–54.
    We recognized, however, that there
    is not a categorical bar on hostile environment claims arising from harassment
    by patients. See 
    id. at 353
    (“Cain does not establish a bright-line rule that
    employees who care for disabled, elderly patients can never succeed on a Title
    VII claim.”). 7 The “specific circumstances” of such claims “must be judged to
    determine whether a reasonable person would find the work environment
    hostile or abusive” taking due account of the “unique circumstances involved
    in caring for mentally diseased elderly patients.” 
    Id. Other circuits
    have found triable hostile work environment claims when
    patients engaged in the physical harassment absent in Nexion and Cain. The
    Eighth Circuit reversed a grant of summary judgment when a mentally
    handicapped, teenage resident of a care facility “pushed [a female caregiver]
    against a door, forced her right hand above her head, pulled open her jeans and
    6  Although Nexion is not binding, we address it because the district court relied on it
    in granting summary judgment, and it illustrates the range of conduct courts have considered
    in this area.
    7 The district court thought Nexion “indicates that the default is no viable Title VII
    claim in such situations.” Nexion did not create a default presumption against Title VII
    liability when the harasser is suffering from mental disability. Its statement that there is no
    “bright-line rule” does the opposite of setting any hard and fast rule. The Nexion language
    emphasizes what is true of most areas of the law—the outcome will depend on the facts of
    individual cases. So while a diminished mental condition of the harasser is an important
    consideration, it does not preclude liability.
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    her blouse, grabbed her left breast, and pushed his weight and erect penis
    against her stomach.” Crist v. Focus Homes, Inc., 
    122 F.3d 1107
    , 1108 (8th Cir.
    1997). The Tenth Circuit also rejected a district court’s granting judgment as
    a matter of law for the hospital when a patient “knocked [a psychologist] to the
    ground, undressed her and digitally penetrated her, bit and choked her, and
    repeatedly threatened to kill her.” Turnbull v. Topeka State Hosp., 
    255 F.3d 1238
    , 1242–43 (10th Cir. 2001).
    J.S.’s conduct is more severe than the nonphysical harassment held to
    be insufficient in Cain and Nexion 8 but not as severe as the potentially life-
    threatening sexual assaults in Crist or Turnbull. But the latter situation does
    not set a floor for actionable conduct. 
    Harris, 510 U.S. at 22
    (explaining that
    Title VII does not require harassment to “seriously affect employees’
    psychological well-being”). So the question remains whether the conduct here,
    which falls in the middle of this continuum, is enough. And that, as we have
    said, involves the difficult line-drawing problem of what separates legally
    actionable harassment from conduct that one should reasonably expect when
    assisting people suffering from dementia.
    Some principles can be gleaned from the caselaw about how hostile
    workplace law should account for a situation when individuals cannot
    medically conform their conduct to societal norms. Inappropriate comments
    and incidental contact are sufficiently common behaviors among patients with
    reduced cognitive ability that it is not objectively reasonable for a caregiver to
    8  It is also more severe and pervasive than the conduct in an Illinois federal case the
    district court relied on. Pickett v. Sheridan Health Care Ctr., 
    2008 WL 719224
    , at *4 (N.D.
    Ill. Mar. 14, 2008), aff’d, 
    610 F.3d 434
    (7th Cir. 2010). Pickett considered conduct from a
    resident that happened three times over eight months. More importantly, Pickett refrained
    from deciding whether the conduct was severe or pervasive, and instead granted summary
    judgment in favor of the defendant because it took several steps to mitigate the harassing
    behavior. 
    Id. at *5.
    As will be discussed, CLC did not take those measures.
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    expect they will never happen. In contrast, the facility must take steps to try
    to protect an employee once there is physical contact that progresses from
    occasional inappropriate touching or minor slapping to persistent sexual
    harassment or violence with the risk of significant physical harm.
    A jury could find such a situation here. The frequency and nature of the
    conduct, along with its effect on Gardner’s employment, are sufficient to allow
    a finding that a reasonable caregiver on the receiving end of the harassment
    would have viewed it as sufficiently severe or pervasive even considering the
    medical condition of the harasser. 
    Id. at 23
    (finding that “the frequency of the
    discriminatory conduct; its severity; whether it is physically threatening or
    humiliating, or a mere offensive utterance; and whether it unreasonably
    interferes with an employee’s work performance” are factors that influence
    whether harassment can be described as “hostile” or “abusive”); see also Turner
    v. Baylor Richardson Med. Ctr., 
    476 F.3d 337
    , 347–48 (5th Cir. 2007). J.S.’s
    inappropriate conduct occurred daily. His conduct was far more severe than
    other residents’ and consisted of physical sexual assault and violent outbursts.
    J.S.’s physical assault on Gardner took his behavior outside the realm of a
    “mere offensive utterance.”     And his actions interfered with her work
    performance, leaving Gardner unable to work for three months. A jury could
    conclude that an objectively reasonable caregiver would not expect a patient to
    grope her daily, injure her so badly she could not work for three months, and
    have her complaints met with laughter and dismissal by the administration.
    Cf. Aguiar v. Bartlesville Care Ctr., 
    2011 WL 1461541
    , at *5 (10th Cir. Apr. 18,
    2011) (finding sufficient severity when a patient repeatedly engaged in
    unwanted touching of a nurse assistant, “interfered with her work, and
    eventually assaulted her” with a medicine cart).
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    B.
    That final feature—supervisors’ mocking Garner when she raised
    complaints rather than trying to improve the situation—brings up an
    important point. A finding that a patient’s harassment rises to a level of
    severity or pervasiveness that affects the terms and conditions of employment
    does not alone render the nursing home liable. That liability for a hostile
    workplace claim based on the behavior of someone other than a supervisor
    ultimately depends on whether the employer knew or should have known of
    the hostile work environment and took reasonable measures to try to abate it.
    
    Royal, 736 F.3d at 401
    . CLC argues that Gardner’s inability to meet this final
    requirement also dooms her claim. Although the district court never reached
    it, we will consider whether it is an alternative basis for dismissing the case
    before it reaches a jury.
    The answer to this question is more clear cut than the one we just
    resolved. The administration knew of the harassment. CLC does not dispute
    that it was aware of J.S.’s treatment of his caregivers, and multiple people
    testified that they reported his behavior to management. The company had
    prior notice not only because of informal complaints but also because of the
    daily written notes made by the staff.
    In response to these concerns, CLC failed to even attempt to remedy the
    situation. Gregg reportedly laughed at Gardner when she complained about
    J.S.’s behavior, and there is no evidence that the administration took steps to
    protect its employees. After being punched three times, Gardner asked to be
    reassigned; the response was “no.”
    CLC emphasized in its brief that a nursing home is a unique
    environment and J.S.’s various illnesses made it impossible to control his
    actions. But CLC was not helpless in trying to mitigate his behavior. Other
    nursing homes have successfully avoided liability by taking steps such as
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    assigning a security escort, reassigning the victimized employee, and offering
    to remove the patient from the facility. See Pickett v. Sheridan Health Care
    Ctr., 
    610 F.3d 434
    , 437–38 (7th Cir. 2010); see also 
    Crist, 122 F.3d at 1112
    (finding that defendant nursing home “controlled the environment” in which a
    violent patient resided and thus “had the ability to alter those conditions to a
    substantial degree”). Gardner testified about procedures enacted by other
    facilities where she had worked in the past, such as: requiring two or more
    caregivers at a time, using medication to control behavior, or transferring a
    problematic patient to a more appropriate home. Most telling of CLC’s ability
    to remedy the situation is that it eventually removed J.S. and sent him to an
    all-male facility it operates. But it chose to do that only after J.S. assaulted
    another patient. No reason is given for why that option was not considered
    when female employees complained of pervasive harassment or in response to
    the severe assault of an employee.
    There may be situations in which no measures can prevent an ill
    patient’s physically aggressive behavior so the nursing home is put to the
    difficult choice of either evicting the patient from its care or allowing the
    harassment of its employees to continue.        We need not decide the legal
    implications of that problem because this case does not present it. CLC did not
    undertake measures to try to remedy the harassment. This violated its duty
    to take reasonable steps to protect its employees once it knows that they are
    subject to abusive behavior. That obligation to at least try to protect employees
    exists even in the most challenging environments for controlling behavior, such
    as prisons. See Freitag v. Ayers, 
    468 F.3d 528
    , 539 (9th Cir. 2006) (“[E]ven in
    an inherently dangerous working environment, the focus remains on whether
    the employer took reasonable measures to make the workplace as safe as
    possible.”); Slayton v. Ohio Dep’t of Youth Servs., 
    206 F.3d 669
    , 677 (6th Cir.
    2000) (“[The] general rule against prison liability for inmate conduct does not
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    apply when the institution fails to take appropriate steps to remedy or prevent
    illegal inmate behavior.”).    Gardner’s hostile work environment claim can
    proceed to trial.
    III.
    Gardner has also shown that her retaliation claim may be entitled to
    reach a jury. To establish a claim of retaliation, Gardner must show “(1) she
    engaged in activity protected under Title VII, (2) an adverse employment
    action occurred, and (3) there was a causal connection between her protected
    activity and the adverse employment decision.” Shirley v. Chrysler First, Inc.,
    
    970 F.2d 39
    , 42 (5th Cir. 1992).
    The district court analyzed the retaliation issue under the McDonnell-
    Douglas burden shifting framework used for cases relying on circumstantial
    evidence. But Gardner’s argument all along has been that she can prove
    retaliation via direct evidence. Gregg’s contemporaneous summary of that
    day’s events, her later explanation for the firing, and Gardner’s testimony
    about what she was told all refer to either Gardner’s “insubordination” or her
    “refusal to provide J.S. care”—that latter apparently being at least part of what
    was viewed as the former—as the misconduct leading to her termination. That
    refusal to continue treating J.S. is what Gardner alleges is the protected
    activity of opposing an unlawful employment practice. See E.E.O.C. v. Rite
    Way Serv., Inc., 
    819 F.3d 235
    , 237 (5th Cir. 2016). So at a minimum there is a
    triable issue on the “but for” causation element for retaliation claims that the
    district court thought was lacking. See Yazdian v. ConMed Endoscopic Techs.,
    Inc., 
    793 F.3d 634
    , 648 (6th Cir. 2015) (finding direct evidence of retaliation
    when    employer     specifically   references   employees    allegedly   protected
    statements as examples of insubordination).
    We note that there is a body of caselaw addressing when a refusal to
    engage in work that the plaintiff believes is subjecting her to unlawful conduct
    14
    Case: 17-60072     Document: 00514535150       Page: 15   Date Filed: 06/29/2018
    No. 17-60072
    qualifies as protected activity.    Lex K. Larson, LARSON ON EMPLOYMENT
    DISCRIMINATION § 34.03 (2018) (“[S]elf-help activities, such as defying an
    employer’s order, refusing to report to work, boycotting, or picketing the
    employer’s plant to protest race or sex discrimination have at times been held
    to be opposition protected by § 704. Yet when such activities become too
    disruptive or violent, or when they violate the employees’ contract provisions,
    courts are more apt to find them outside the bounds of that section.”); Smith v.
    Texas Dep’t of Water Res., 
    818 F.2d 363
    , 365 (5th Cir. 1987) (holding the
    opposition clause of Title VII did not protect a female engineer who refused to
    perform temporary secretarial work that was not requested of men in her
    position); see also Porta v. Rollins Envtl. Servs. (NJ), Inc., 
    654 F. Supp. 1275
    ,
    1284 (D.N.J. 1987), aff'd without op., 
    845 F.2d 1014
    (3d Cir. 1988) (denying
    defendant’s motion for summary judgment on retaliation claim when plaintiff
    was fired for refusing to work certain shifts with sexually harassing
    supervisor).   The district court did not grant summary judgment on the
    protected activity element, nor does CLC urge it as an alternative ground for
    affirming. We decline to pass judgment on this question without the benefit of
    briefing and leave it for resolution on remand.
    * * *
    The judgment is REVERSED and the case is REMANDED for further
    proceedings.
    15
    

Document Info

Docket Number: 17-60072

Citation Numbers: 894 F.3d 654

Filed Date: 6/29/2018

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (19)

Turnbull v. Topeka State Hospital , 255 F.3d 1238 ( 2001 )

Lockard v. Pizza Hut, Inc. , 162 F.3d 1062 ( 1998 )

Cain v. Blackwell , 246 F.3d 758 ( 2001 )

Lauderdale v. Texas Dept. of Criminal Justice , 512 F.3d 157 ( 2007 )

carol-frank-derrey-horn-cynthia-stubblefeild-walker-individually-and-on , 347 F.3d 130 ( 2003 )

Harvill v. Westward Communications, L.L.C. , 433 F.3d 428 ( 2005 )

Latana Slayton v. Ohio Department of Youth Services , 206 F.3d 669 ( 2000 )

74-fair-emplpraccas-bna-1023-71-empl-prac-dec-p-44896-aja-m , 122 F.3d 1107 ( 1997 )

Pickett v. SHERIDAN HEALTH CARE CENTER , 610 F.3d 434 ( 2010 )

43-fair-emplpraccas-1727-43-empl-prac-dec-p-37177-victoria-a-smith , 818 F.2d 363 ( 1987 )

Turner v. Baylor Richardson Medical Center , 476 F.3d 337 ( 2007 )

deanna-l-freitag-v-robert-j-ayers-jr-teresa-schwartz-augustine-lopez , 468 F.3d 528 ( 2006 )

Debra Jean SHEPHERD, Plaintiff-Appellant, v. the ... , 168 F.3d 871 ( 1999 )

Porta v. Rollins Environmental Services (NJ), Inc. , 654 F. Supp. 1275 ( 1987 )

Meritor Savings Bank, FSB v. Vinson , 106 S. Ct. 2399 ( 1986 )

Harris v. Forklift Systems, Inc. , 114 S. Ct. 367 ( 1993 )

Burlington Industries, Inc. v. Ellerth , 118 S. Ct. 2257 ( 1998 )

Faragher v. City of Boca Raton , 118 S. Ct. 2275 ( 1998 )

Powell v. Las Vegas Hilton Corp. , 841 F. Supp. 1024 ( 1992 )

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