United States v. Collins , 195 F. App'x 419 ( 2006 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 06a0596n.06
Filed: August 18, 2006
No. 05-5206
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
) ON APPEAL FROM THE
Plaintiff-Appellee, ) UNITED STATES DISTRICT
) COURT FOR THE EASTERN
v. ) DISTRICT OF KENTUCKY
)
MARQUINO R. COLLINS, ) OPINION
)
Defendant-Appellant. )
BEFORE: BOGGS, Chief Judge and COLE, Circuit Judges; WISEMAN, District Judge.*
R. GUY COLE, JR., Circuit Judge. Defendant-Appellant Marquino Collins appeals a jury
conviction finding him guilty of being a felon in possession of a firearm, in violation of 18 U.S.C.
§ 922(g)(1), and the district court’s imposition of a sixty-three month sentence. Collins argues that:
(1) the lack of African-American jurors on his jury constituted a violation of Batson v. Kentucky,
476 U.S. 79 (1986); (2) there was insufficient evidence that he constructively possessed the firearm;
(3) § 922(g)(1) cannot be constitutionally applied to his conduct; and (4) the district court erred in
refusing to reduce his offense level for acceptance of responsibility. For the following reasons, we
AFFIRM Collins’s conviction and sentence.
*
The Honorable Thomas A. Wiseman, Jr., Senior United States District Judge for the Middle
District of Tennessee.
No. 05-5206
United States v. Collins
I.
On the morning of July 7, 2004, Michael Cole, a Lexington police officer, responded to a
radio dispatch requesting an officer in the Arbor Grove area of Lexington, Kentucky. After turning
onto Arbor Grove Place in his marked patrol car, Officer Cole observed two males on the right side
of the street approximately 100 yards away. Cole observed that the two men, one of whom was on
a bicycle, were talking to one another and looking down at their hands. Cole later testified that the
men’s conduct was consistent with a narcotics transaction. As Cole proceeded down Arbor Grove
Place, the two men looked up and seemed to notice him, and thereupon separated from one another.
The man on the bicycle rode in Cole’s direction, while the other man walked toward a van in a
nearby lot.
Officer Cole continued to drive down the street, and noticed that the man who had walked
toward the van“squat[ted] down” next to the driver’s side. Cole proceeded past the man and entered
the parking lot from another entrance. As Cole moved toward the man from the second entrance,
the man stood up and began walking away from the van. Cole, believing that the man had
abandoned narcotics next to the van, drove past the van and then came back around it, in a
“horseshoe” movement. Cole then parked his cruiser behind the van.
As Officer Cole exited his patrol car, he noticed a black object on the ground next to the van.
As he approached the van, it became clear to Cole that the object was a pistol, and that it was under
the front tire of the van. Cole picked up the pistol and placed it in his cruiser, and then notified
dispatch by his car radio that he was pursuing a suspect who had abandoned a weapon. Cole later
testified that as he began walking away from his cruiser to attempt to find the suspect, the man
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United States v. Collins
reappeared from between two nearby apartment buildings. Cole testified that there was no one else
in the area of the parking lot. Cole identified the suspect in court as Marquino Collins.
Officer Thomas Johnston arrived on the scene and assisted Officer Cole in taking Collins
into custody. When asked if he owned the weapon, Collins gave an ambiguous answer. Johnston
thereupon transported Collins to the police station. Johnston testified that once at the station, he
took Collins’s statement, which recited that Collins was approached by an unknown male who was
trying to sell a handgun. Collins stated that he took possession of the handgun only to look at it, and
that when he saw Cole approaching, he tried to conceal the gun. No fingerprints were recovered
from the firearm.
On September 2, 2004, an indictment was issued that charged Collins with being a convicted
felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1). Voir dire of fifty-one
prospective jurors took place on November 8, 2004. Defense counsel successfully moved to exclude
one juror for cause, based on the fact that her son was incarcerated, and her statement that it would
be “very difficult” to sit in judgment of another young man. The district court granted the
prosecutor’s unchallenged motion to dismiss another juror for cause, based on the juror’s statement
that his nephew was treated unfairly in a federal prosecution. No other jurors were challenged or
stricken for cause. From the remaining jurors, thirty-two jurors were randomly selected, from which
a jury of twelve and two alternates were selected. The one black juror in the pool was not stricken
by either side, and was not part of the randomly selected group.
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United States v. Collins
The jury found Collins guilty of possessing a firearm as a convicted felon, in violation of 18
U.S.C. § 922(g)(1).1 Collins was sentenced to a term of sixty-three months’ imprisonment. This
timely appeal follows.
II.
A. Batson
Collins argues that African-American jurors were impermissibly stricken from the jury by
the prosecution on the basis of race, in violation of Batson v. Kentucky, 476 U.S. 79 (1986). As an
initial matter, the Government correctly argues that Collins did not raise his Batson challenge before
the district court, and thus we may not consider it for the first time on appeal. In order for a criminal
defendant to make out a prima facie case of racial discrimination, he must demonstrate that: (1) he
is a member of a cognizable racial group; and (2) the prosecutor exercised peremptory challenges
to remove from the venire members of the defendant’s race. Batson, 476 U.S. at 96. If the
defendant establishes a prima facie case, the prosecutor must proffer a race-neutral explanation for
the challenges. The district court then must determine whether the defendant has proved purposeful
racial discrimination. See United States v. Forrest, 402 F.3d 678, 687 (6th Cir. 2005). As with
discrimination claims generally, a defendant challenging a prosecutor’s challenges bears the ultimate
burden of persuasion. Id. (citing McCurdy v. Montgomery County, Ohio, 240 F.3d 512, 521 (6th
Cir. 2001)).
1
The parties stipulated that Collins had been convicted of a crime punishable by a term of
imprisonment exceeding one year.
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United States v. Collins
The record indicates that there was one African-American juror in the prospective juror pool,
and that although she was not stricken by either side, she was not a member of the twelve-person
jury, nor was she an alternate. The transcript of the voir dire does not indicate the race or ethnicity
of any other prospective juror, nor does Collins provide any such evidence. Based on this record,
Collins concedes that “there is no way to ascertain whether or not there has been a Batson violation,
or whether or not the jury pool was comprised of an accurate representation of the racial makeup
of the community.” Because Collins, admittedly, cannot make out a prima facie case of a Batson
violation, his claim for relief on this ground fails.2
B. Sufficiency of the Evidence
Next, Collins argues that there was insufficient evidence for a guilty verdict on constructive
possession of a firearm. When reviewing an appeal from a jury verdict, we must take the evidence
in the light most favorable to the prosecution. United States v. Charles, 138 F.3d 257, 265 (6th Cir.
1998). If, “after viewing the evidence in the light most favorable to the prosecution, any rational
trier of fact could have found the essential elements of the crime beyond a reasonable doubt,” United
States v. Kelly, 204 F.3d 652, 656 (6th Cir. 2000) (emphasis in original) (quotations omitted), we
must affirm the conviction.
A defendant may be convicted of violating 18 U.S.C. § 922(g)(1) under either a theory of
actual possession or constructive possession. United States v. Coffee, 434 F.3d 887, 896 (6th Cir.
2
The Government argues that Collins has waived his Batson challenge because he failed to
raise the issue before the district court. We need not consider whether Collins has waived this claim,
however, because the record is devoid of any basis for a Batson claim. See United States v.
Copeland, 321 F.3d 582, 600 n.4 (6th Cir. 2003).
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United States v. Collins
2006) (quotation omitted). Constructive possession “exists when a person does not have actual
possession but instead knowingly has the power and the intention at a given time to exercise
dominion and control over an object, either directly or through others.” United States v. Kincaide,
145 F.3d 771, 782 (6th Cir.1998) (internal quotation marks and citations omitted), cert. denied, 525
U.S. 1166 (1999). Constructive possession may be proved by circumstantial evidence, and does not
require such evidence as to “remove every reasonable hypothesis except that of guilt.” Coffee, 434
F.3d at 896. “However, presence where a firearm was found, without more, is insufficient to
establish ‘knowledge, power, or intention to exercise control’ over the firearm.” Coffee, 434 F.3d
at 896 (quoting United States v. Birmley, 529 F.2d 103, 107-08 (6th Cir. 1976)).
Collins argues that because the Government presented no evidence of fingerprints, no
discussion of the owner of the van, and no investigation as to the person on the bicycle, the
Government failed to adduce sufficient evidence to convict him of constructive possession of the
firearm. The Government was not required to disprove every alternative theory, however. In this
case, Officer Cole saw Collins conversing with another male, during which they appeared to be
engaged in a narcotics transaction. He saw Collins walk towards a van, and then squat down by the
driver’s side, where Cole soon recovered a pistol. He testified that there was no one else in the area
of the parking lot. He also testified that Collins was wearing easily identifiable clothing, in the form
of a dark jersey displaying a number. See United States v. Whitehead, 415 F.3d 583, 588 (6th Cir.
2005) (holding that there was sufficient evidence of constructive possession when defendant was
the only person in a dilapidated house with the firearm even though no officer saw him with the
firearm); United States v. Schreane, 331 F.3d 548, 560-61 (6th Cir. 2003) (holding that there was
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No. 05-5206
United States v. Collins
sufficient evidence to convict passenger-defendant of constructive possession where the gun was
found in the grass next to driver’s side of the vehicle, there were no fingerprints on the gun, and
another person had been sitting in the driver’s seat).
As we have held before, there may be sufficient evidence to convict a defendant for
constructive possession even if no one sees the defendant handle the gun and if the gun has no
fingerprints. See Whitehead, 415 F.3d at 588; Schreane, 331 F.3d at 560-61. Because, construing
all evidence in favor of the Government, a reasonable jury could have concluded that Collins did
constructively possess the firearm, we affirm Collins’s conviction.
C. Commerce Clause
Collins next argues that 18. U.S.C. § 922(g)(1) cannot be constitutionally applied in this
case, because the conduct for which he was convicted was not sufficiently related to interstate
commerce. Collins does not challenge the statute on its face, but rather argues that given the local
and minor nature of his conduct, Congress does not have the authority to regulate it.
The Government argues that Collins has waived his right to challenge the constitutionality
of his conviction because he did not raise the issue before the district court, and because he has not
demonstrated that “exceptional circumstances” warrant our review. “It is the general rule . . . that
a federal appellate court does not consider an issue not passed upon below.” Pinney Dock & Transp.
Co. v. Penn Central Corp., 838 F.2d 1445, 1461 (6th Cir. 1988) (quoting Singleton v. Wulff, 428
U.S. 106, 120 (1976)), cert. denied, 488 U.S. 880 (1988). We have discretion, however, to address
issues not raised in the district court in exceptional cases or where particular circumstances warrant
such review, or when declining to do so would create a plain miscarriage of justice. Id. (quoting
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United States v. Collins
Hormel v. Helvering, 312 U.S. 552, 557 (1941)). See also United States v. Henry, 429 F.3d 603, 620
(6th Cir. 2005) (holding that exceptional circumstances warranted review of defendant’s claim that
Congress did not have authority under the Commerce Clause to criminalize his possession of a
firearm).
Collins argues that failure to review his claim would result in a plain miscarriage of justice.
We have held that a conviction under § 922(g)(1) comports with the Commerce Clause as long as
the defendant “possessed a gun that previously had moved in interstate commerce.” Henry, 429 F.3d
at 619 (quoting United States v. Chesney, 86 F.3d 564, 572 (6th Cir. 1996)). Consistent with every
court to address the issue, we reaffirmed in Henry that “the Commerce Clause requires no proof
other than that the firearm or ammunition traveled in interstate commerce.” Id. at 620. Thus, to the
extent Collins argues that the local nature of his conduct insulates him from the scope of
Congressional regulation, his claim is without merit, and our refusal to address it for the first time
on appeal will not result in a plain miscarriage of justice.
Finally, although there is no evidence that the firearm actually did travel through interstate
commerce, nor does the Government so allege, Collins fails to dispute that the gun or any of its parts
traveled through interstate commerce. The Government is correct to argue that Collins has waived
a challenge to his conviction based on the absence of evidence that the firearm traveled through
interstate commerce. See United States v. Newsom, 452 F.3d 593, 607 (6th Cir. 2006) (citing United
States v. Still, 102 F.3d 118, 122 n. 7 (5th Cir.1996) (“[A]n appellant abandons all issues not raised
and argued in its initial brief on appeal.”) (citation and quotation marks omitted)). For that reason,
Collins’s Commerce Clause challenge fails.
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United States v. Collins
D. Sentencing
Finally, Collins argues that the district court erred in refusing to decrease his offense level
by two points for acceptance of responsibility, pursuant to U.S.S.G. § 3E1.1. We review a district
court’s refusal to assess an acceptance of responsibility reduction deferentially. United States v.
Brown, 367 F.3d 549, 556 (6th Cir. 2004) (citing United States v. Webb, 335 F.3d 354, 357 (6th Cir.
2003)).
Collins does not contest that his base offense level is twenty, as established by U.S.S.G. §
2K2.1(a)(4)(A). The presentence investigation report (PSR) recommended that no adjustments be
made to that offense level. Furthermore, Collins does not challenge the PSR’s evaluation placing
him in criminal history category V; Collins’s base criminal history points were computed to be eight,
but he received an additional two points because the instant offense was committed less than two
years following his release from custody. Based on his criminal history category and his offense
level, the PSR recommended a sentencing range of between sixty-three and seventy-eight months.
U.S.S.G. Ch. 5, Pt. A (Sentencing Table).
Collins’s only objection to the calculation of his sentence is based on the district court’s
refusal to reduce his offense level by two based on acceptance of responsibility. After trial, defense
counsel proffered that Collins admitted to his probation officer that he had momentarily possessed
the firearm. Based on that admission, defense counsel requested a two-point reduction of Collins’s
offense level. The district court rejected Collins’s argument, and after reviewing the factors set forth
in 18 U.S.C. § 3553(a) and treating the Sentencing Guidelines as advisory, sentenced Collins to
sixty-three months’ imprisonment.
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No. 05-5206
United States v. Collins
Collins argues that he is entitled to the two-point reduction of his offense level because he
did not testify during his trial nor deny his guilt. He also cites the application notes to U.S.S.G. §
3E1.1, which state that “[c]onviction by trial . . . does not automatically preclude a defendant from
consideration for [an acceptance of responsibility] reduction.” Contrary to Collins’s argument, that
commentary limits the availability of the acceptance of responsibility reduction to those defendants
who do not challenge their factual guilt, e.g., by going to trial to preserve a procedural issue, and
explicitly indicates that courts are to consider a defendant’s pre-trial conduct when determining
whether a defendant has accepted responsibility. Here, the district court declined to award Collins
a reduction because he went to trial, raised issues at trial that related to his factual guilt, and
“accepted responsibility” only after he was convicted.
Because the district court did not err in declining to reduce Collins’s sentence for acceptance
of responsibility pursuant to § 3E1.1, we affirm the district court’s order imposing a sentence of
sixty-three months’ imprisonment.
III.
For the foregoing reasons, we AFFIRM Collins’s conviction and sentence.
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