United States v. Cline ( 2021 )

Case: 19-51178 Document: 00515725339 Page: 1 Date Filed: 01/29/2021
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
FILED
January 29, 2021
No. 19-51178 Lyle W. Cayce
Clerk
United States of America,
Plaintiff—Appellee,
versus
Daniel Winslow Cline,
Defendant—Appellant.
Appeal from the United States District Court
for the Western District of Texas
USDC No. 3:19-CR-1018-1
Before Jones, Smith, and Elrod, Circuit Judges.
Edith H. Jones, Circuit Judge:
Daniel Cline challenges his conviction and sentence for violating the
Violence Against Women Act (“VAWA”). His arguments center on
challenges to his conviction for violating two separate protection orders by
transporting his girlfriend across state lines in violation of both. After careful
review of the record, we AFFIRM.
I. BACKGROUND
Cline was subject to two domestic violence protection orders issued
by Colorado state courts within one month and involving the same person,
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G.H. In Arapahoe County, the first order was issued after Cline was charged
with various violent crimes against G.H. 1 The other was imposed in Douglas
County after Cline violated the first order. Both were “mandatory”
protection orders under state law that were not requested by G.H. COLO.
REV. STAT. § 18-1-1001(1). The orders prohibited Cline from harassing,
contacting, or communicating directly or indirectly with G.H.
Notwithstanding the two orders, G.H. contacted Cline “to come help
[her]” after she was kicked out of her parents’ house. Shortly thereafter,
Cline and G.H. embarked on a road trip with the apparent intent of traveling
to Mexico or Costa Rica. When the two entered Texas, G.H. messaged a
friend, told her where they were, and explained that Cline planned to take
G.H. to Mexico. The friend told G.H.’s father, who contacted law
enforcement. The pair was stopped at the Sierra Blanca border patrol
checkpoint, where agents had been told to look for a vehicle like the one Cline
was driving for a welfare check or a possible kidnapping. Border patrol agents
began a welfare check and, upon seeing G.H. with a bruised eye and crying,
they arrested Cline. 2
A grand jury indicted Cline on two counts under VAWA, one each for
interstate travel while subject to the Arapahoe County and the Douglas
County restraining orders. See 18 U.S.C. § 2262(a)(1). Cline unsuccessfully
moved to dismiss the indictment. After the government presented its case,
Cline moved for acquittal, and the district court denied his motion. The jury
found Cline guilty on both counts. Arguing that the counts were
1
The order issued after Cline was charged with false imprisonment, strangulation,
harassment involving a “strike/shove/kick,” assault of a pregnant victim, and a violent
crime with the use of a weapon.
2
G.H. was taken to the hospital where it was determined that she had been hit in
the face and suffered a fractured facial bone and concussion.
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multiplicitous, Cline then moved to require the government to elect a count
of conviction for sentencing. The district court denied the motion.
Relevant to this appeal, the presentence report (“PSR”)
recommended a two-level enhancement because Cline knew that G.H. was
pregnant with his child and a vulnerable victim. In total, the PSR
recommended a guidelines range of 92 to 115 months in prison. The district
court sentenced Cline at the bottom of the guidelines range for a total of 92
months. Cline timely appealed.
II. DISCUSSION
Cline argues that the district court erred by denying his motions to
dismiss the indictment, grant acquittal as a matter of law, and require the
government to elect a count of conviction. He also challenges the vulnerable
victim enhancement to his offense level. We examine each point in turn.
A. Motion to Dismiss Indictment
Cline argues that his motion to dismiss the indictment should have
been granted because the protection orders entered against him do not fall
within VAWA’s definition of protection order. VAWA, he contends,
requires that any such order must have been “issued in response to a
complaint, petition, or motion filed by or on behalf of a person seeking
protection,” 18 U.S.C. § 2266(5)(A), but both Colorado protection orders
were mandatory and issued pursuant to state statute without the victim’s
request. COLO. REV. STAT. § 18-1-1001(3).
This court reviews de novo issues of statutory interpretation and the
denial of a motion to dismiss. United States v. Arrieta, 862 F.3d 512, 514 (5th
Cir. 2017). VAWA creates a criminal offense for a “person who travels in
interstate or foreign commerce” with intent to violate certain portions of a
“protection order” that protect against “violence, threats, or harassment
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against, contact or communication with, or physical proximity to, another
person.” 18 U.S.C. § 2262(a)(1). The statute defines a protection order to
include:
any injunction, restraining order, or any other order issued by a
civil or criminal court for the purpose of preventing violent or
threatening acts or harassment against, sexual violence, or
contact or communication with or physical proximity to,
another person, including any temporary or final order issued by
a civil or criminal court whether obtained by filing an
independent action or as a pendente lite order in another
proceeding so long as any civil or criminal order was issued in
response to a complaint, petition, or motion filed by or on behalf
of a person seeking protection . . . .
18 U.S.C. § 2266(5)(A) (emphasis added).
Cline’s argument fails under a straightforward reading of the statutory
text. First, the word “including” is “usually a term of enlargement, and not
of limitation,” that is not “one of all-embracing definition, but connotes
simply an illustrative application of the general principle.” DIRECTV, Inc.
v. Budden, 420 F.3d 521, 527 (5th Cir. 2005) (quotation marks and citations
omitted) (distinguishing between the words “include” and “comprise”).
Thus, the language following the word “including” in this statute is best read
as illustrating some of the “other order[s]” that fall within the definition of
protection order and should not be read as limiting the entire definition of
protection order. Second, consistent with the nearest-reasonable-referent
canon, the limiting phrase “filed by or on behalf of a person seeking
protection” applies to the category of “any temporary or final order” set out
immediately prior to the limiting clause. See ANTONIN SCALIA & BRYAN
GARNER, READING LAW 152-53, 432 (2012) (describing the canon and
explaining that “in modern practice, and despite the misnomer, it is common
to refer to the last-antecedent canon when what is actually meant is the nearest-
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reasonable-referent canon” (emphasis in original)). At most, the limitation
would apply to the clause preceding the illustrative category, which defines a
protection order as including “any other order” that meets certain
characteristics. Thus, it does not limit the earlier clauses that include “any
injunction [or] restraining order” as a protection order under the statute. A
mandatory protection order is a restraining order, which ends the analysis. 3
We conclude that the definition of protection order in VAWA encompasses
the two orders at issue in this case.
B. Motion for Judgment of Acquittal
Cline asserts that the district court erred in denying his motion for a
judgment of acquittal for two reasons. First, the Colorado mandatory
protection orders do not meet the federal statutory definition of a protection
order, a contention we have just rejected. Second, his contact with G.H. in
Colorado violated the intent of the protection orders such that there was no
evidence demonstrating any further intent to violate the orders by crossing
state lines.
This court reviews a district court’s denial of a motion for acquittal de
novo. United States v. Boyd, 773 F.3d 637, 644 (5th Cir. 2014). We consider
“whether, viewing the evidence in the light most favorable to the verdict, a
rational jury could have found the essential elements of the offense charged
3
Two additional reasons support this conclusion. First, both VAWA and the
Colorado statute use the exact same term—“protection order”—to describe their
intended scope. COLO. REV. STAT. § 18-1-1001; 18 U.S.C. § 2262. Second, Colorado’s
description of its mandatory protection order regime comports perfectly with VAWA’s use
of the term “restraining order.” As the relevant Colorado statute explains, the mandatory
protection order “shall restrain the person charged,” and the statute permits the trial court
to enter “further orders” against the defendant, including one that requires him “to refrain
from contact or direct or indirect communication with the alleged victim or witness.”
COLO. REV. STAT. § 18-1-1001(1), (3) (emphasis added).
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beyond a reasonable doubt.” Id. (citations omitted). Cline’s second
argument fails because a rational jury could have found the elements of the
offense charged beyond a reasonable doubt.
To prove each violation of 18 U.S.C. § 2262(a)(1), the government
needed to adduce evidence that Cline (1) was subject to a protection order,
(2) traveled in interstate commerce with the intent to engage in conduct
violative of a statutorily delineated portion of that order, and
(3) subsequently engaged in said conduct. At trial, the government presented
evidence that each of the protection orders had issued, that they were in
effect when Cline and G.H. were stopped in Texas after traveling in interstate
commerce, and that Cline violated the orders. These facts, on their face,
confirm that a rational jury could have found the elements of each offense
charged beyond a reasonable doubt.
Cline disagrees, arguing that VAWA was “intended to address
situations where an abuser specifically intends to circumvent the prohibitions
of one state’s order by acting outside that state.” He contends that “the
prosecution did not present any evidence that [he] had the specific intent to
further violate the orders when he crossed state lines with [G.H.].”
But Cline provides no support for this interpretation of VAWA, and
even so, the facts demonstrate that Cline violated the plain meaning of
18 U.S.C. § 2262(a)(1). The record establishes that Cline and G.H. traveled
through New Mexico and Texas together in violation of the orders.
Moreover, G.H. testified that Cline indicated that he intended to travel
across state lines and into Mexico or Costa Rica with her. From this
information, the jury could reasonably infer that Cline had the intent to
violate the protection orders by traveling to different states, and that he
subsequently did so.
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C. Motion to Elect Count of Conviction
Cline argues that the two counts against him are multiplicitous and,
thus, violate the Double Jeopardy clause because his alleged conduct
(1) involved the same victim, (2) was a “continuous course,” and (3) is
addressed by Colorado’s “singular intent to preclude contact” between
Cline and the victim. On this basis, Cline contends the district court erred in
denying his motion to elect a single count of conviction.
This court reviews alleged multiplicity de novo. United States v.
Planck, 493 F.3d 501, 503 (5th Cir. 2007). The rule against multiplicity,
which derives from the Double Jeopardy Clause of the Fifth Amendment,
“prohibits the [g]overnment from charging a single offense in several counts
and is intended to prevent multiple punishments for the same act.” United
States v. Kimbrough, 69 F.3d 723, 729 (5th Cir. 1995). Convictions are
multiplicitous where the defendant is found guilty of a single offense in more
than one count. United States v. Buchanan, 485 F.3d 274, 278 (5th Cir. 2007).
Both parties recognized at oral argument that this case raises a novel
question: whether violating multiple protection orders in a single,
continuous course of conduct results in multiple offenses under VAWA.
To determine whether a specific course of conduct constitutes one or
more crimes, the analysis focuses on the plain meaning of the statutory text. 4
4
Because this analysis is statute-specific, different statutes yield a variety of results.
For example, in the child pornography context, this court has held that the government
must show separate receipts under the receipt/distribution statute, but only possession at
a given place and time under the possession statute. See, e.g., Planck, 493 F.3d at 504–
05 (making this distinction). This court has also distinguished the bank fraud statute—
where several acts were considered part of a single overarching scheme—from a statute
prohibiting improper participation in bank transactions that was intended to “punish
receipt of improper benefit from individual transactions.” United States v. Brechtel,
997 F.2d 1108, 1112 (5th Cir. 1993). When statutes prohibiting certain mailings are
involved, each mailing has been deemed a separate offense even when they arose from the
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Kimbrough, 69 F.3d at 730 (“We must defer to the legislature's determination
of whether a specific course of conduct constitutes one or more separate
crimes.”); accord United States v. Keys, 747 F. App’x 198, 205 (5th Cir. 2018)
(“At bottom, the multiplicity inquiry is a question of statutory
construction—whether Congress intended to permit cumulative punishment
for one instance or pattern of conduct.”); see 1A CHARLES A. WRIGHT &
ARTHUR R. MILLER, FEDERAL PRACTICE & PROCEDURE § 143 (5th ed. 2020)
(noting that the answer should “be ascertained from all the usual tools of
statutory construction”). This requires determining the proper unit of
prosecution. 5 See United States v. Reedy, 304 F.3d 358, 365–66 (5th Cir.
2002) (applying the unit of prosecution analysis to a child pornography
statute). The relevant VAWA provision states:
A person who travels in interstate or foreign commerce, . . .
with the intent to engage in conduct that violates the portion of a
protection order that prohibits or provides protection against
violence, threats, or harassment against, contact or
communication with, or physical proximity to, another person or the
pet, service animal, emotional support animal, or horse of that
person, or that would violate such a portion of a protection order in
the jurisdiction in which the order was issued, and subsequently
engages in such conduct, shall be punished as provided in
subsection (b).
18 U.S.C. § 2262(a)(1) (emphasis added).
same transaction. See, e.g., United States v. Gallardo, 915 F.2d 149, 151 (5th Cir. 1990)
(analogizing the statute prohibiting the mailing of child pornography with the mail fraud
statute, concluding that mailing four separate letters constituted four separate violations
even though three of the envelopes were mailed at the same time).
5
As the Eighth Circuit succinctly framed it: “When the same statutory violation
is charged twice, the question is whether Congress intended the facts underlying each count
to make up a separate unit of prosecution.” United States v. Chipps, 410 F.3d 438, 447 (8th
Cir. 2005).
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Three aspects of the statutory text demonstrate that Cline’s violation
of each protection order, albeit arguably through one continuous course of
conduct, 6 gave rise to two separate offenses. First, and most obviously, the
statute twice refers to “a” protection order in the singular when describing
the offense. Second, the statute specifies that an offense occurs when a
person engages in conduct that violates a particular “portion” of a protection
order. The emphasis on individualized content confirms that the statute did
not create an offense covering protection orders in a general sense, but rather
created an offense that arises from the violation of a particular order. Third,
the text explicitly references an order “in the jurisdiction in which the order
was issued.” Thus, the statute treats protection orders arising in different
jurisdictions distinctly. It is easy to conclude that a single protection order
constitutes the proper unit of prosecution.
The two protection orders here are also materially distinct. First, they
were issued in two different jurisdictions on two different dates. Because
they were issued in different jurisdictions, the statutory text itself indicates
that the two orders could be treated differently. Id. (encompassing conduct
“that would violate such a portion of a protection order in the jurisdiction in
which the order was issued”). Second, the two orders arose under different
circumstances and were based on different predicate charges. Specifically,
the first protection order issued after law enforcement charged Cline with
various crimes against G.H., while the second order was based on a later
charge that Cline violated the first order. In short, because Cline violated two
6
The government does not seriously dispute that Cline’s conduct was continuous,
and it instead contends only that a “continuous course of conduct, by itself, is insufficient
to render multiple convictions invalid,” while observing that “aggregating all incidents
between March 4 and March 9, 2018 minimizes [Cline’s] conduct.”
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distinct protection orders he was properly indicted and convicted on two
counts pursuant to the plain text of 18 U.S.C. § 2262(a)(1).
Cline’s arguments to the contrary are unavailing. He contends that
the counts are multiplicitous because they “relate to a violation of the same
statute for an act united in time, circumstance, and impulse.” But he cites
no authorities for the proposition that an act involving a continuous course of
conduct can never violate the same statute in two different ways. In fact,
there are cases to the contrary. See United States v. Conlan, 786 F.3d 380, 387
(5th Cir. 2015) (rejecting a similar argument in a stalking case involving two
victims because the “plain language” of the statute “unambiguously”
focused the unit of prosecution on the “targeted individual”); United States
v. Dixon, 273 F.3d 636, 642 (5th Cir. 2001) (concluding a single multi-victim
robbery could include separate counts under the relevant statutory unit of
prosecution).
Additionally, Cline argues that the congressional intent behind
VAWA supports his conclusion that the counts are multiplicitous. But we
need not grapple with whether the legislative history affects our analysis in
this case because, as Cline concedes, “there is very little in the legislative
history of VAWA regarding the interstate violation of protection orders.”
Instead, we stick with the text. In any event, the preceding textual analysis is
consistent with the legislative intent that Cline himself highlights: the federal
government was trying to fill gaps between state-specific protection orders
by “making protective court orders issued in one State valid in the 49
others.” S. Rep. No. 101-545, at 40 (1990).
D. Vulnerable Victim Enhancement
Cline argues that the district court erred by enhancing his guidelines
offense level because G.H. was a vulnerable victim. The guidelines authorize
a two-level increase to a defendant’s base offense level “[i]f the defendant
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knew or should have known that a victim of the offense was a vulnerable
victim.” U.S. SENT’G GUIDELINES MANUAL § 3A1.1(b)(1) (U.S. SENT’G
COMM’N 2018). The application notes to § 3A1.1 define a “vulnerable
victim” as a person “who is a victim of the offense of conviction” and “who
is unusually vulnerable due to age, physical or mental condition, or who is
otherwise particularly susceptible to the criminal conduct.” § 3A1.1 cmt.
n.2.
Whether a victim is unusually vulnerable is a factual finding that we
review for clear error. United States v. Jenkins, 712 F.3d 209, 212 (5th Cir.
2013). Because vulnerability is a complex determination that is dependent
on several characteristics, the district court is in the best position to make the
vulnerability determination, and its decision “is entitled to due deference.”
United States v. Wilcox, 631 F.3d 740, 753–54 (5th Cir. 2011) (internal
quotation marks and citation omitted). This court will find a district court
clearly erred “only if, based on the entire evidence, the court is left with the
definite and firm conviction that a mistake has been committed.” United
States v. Malone, 828 F.3d 331, 337 (5th Cir. 2016) (internal quotation marks
and citation omitted).
Cline’s actions, on their face, demonstrate that the district court did
not clearly err. As the PSR observed, “Cline knew G.H. was the victim of
the instant offenses, that G.H. was pregnant with their baby, and that G.H.
was particularly susceptible to Cline’s criminal conduct, which involved a
history of verbal and physical abuse reflected in Cline’s arrests.”
Further, Cline’s primary argument to the contrary has previously
been rejected by this court. He argues, in short, that the upward
enhancement was erroneous because he did not take advantage of G.H.’s
pregnant state to facilitate violating the protection orders or otherwise
“target[] [G.H.] because she was pregnant.” But “there is no authority
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requiring targeting in this circuit.” United States v. Burgos, 137 F.3d 841, 844
(5th Cir. 1998). Cline knew that G.H. was pregnant and knew or should have
known that she was susceptible to his efforts to contact her. Because it was
plausible that Cline knew or should have known that G.H. was a vulnerable
victim, Cline has not demonstrated that the district court clearly erred in
applying the § 3A1.1 enhancement.
III. CONCLUSION
For the foregoing reasons, we AFFIRM Cline’s conviction and
sentence.
12