United States v. Matthew Thompson ( 2020 )

Case: 19-40307 Document: 00515617673 Page: 1 Date Filed: 10/27/2020
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
FILED
October 27, 2020
No. 19-40307 Lyle W. Cayce
Summary Calendar Clerk
United States of America,
Plaintiff—Appellee,
versus
Matthew Jay Thompson, also known as Pie Face,
Defendant—Appellant.
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 2:17-CR-735-9
Before Jones, Barksdale, and Stewart, Circuit Judges.
Per Curiam:*
Matthew Jay Thompson pleaded guilty, pursuant to a written plea
agreement (which included an appeal waiver), to conspiracy to possess, with
intent to distribute, more than 50 grams of methamphetamine, in violation of
21 U.S.C. §§ 846, 841(a)(1) and (b)(1)(A). He was sentenced to, inter alia, a
*
Pursuant to 5th Circuit Rule 47.5, the court has determined that this
opinion should not be published and is not precedent except under the limited
circumstances set forth in 5th Circuit Rule 47.5.4.
Case: 19-40307 Document: 00515617673 Page: 2 Date Filed: 10/27/2020
No. 19-40307
within-Sentencing Guidelines term of 168-months’ imprisonment.
Thompson challenges his sentence, asserting: the Government breached the
plea agreement by failing to move for a two-level acceptance-of-responsibility
reduction under Guideline § 3E1.1(a) and a one-level acceptance-of-
responsibility reduction under Guideline § 3E1.1(b); and the district court
erred when it denied him a reduction for acceptance of responsibility.
First addressed is whether the Government breached the plea
agreement. “[A]n alleged breach of a plea agreement may be raised despite
[an included] waiver provision”. United States v. Pizzolato, 655 F.3d 403, 409
(5th Cir. 2011) (citation omitted). Such an alleged breach is reviewed de novo.
Id. We need not reach whether Thompson failed to preserve this issue,
prompting plain-error review, as even under a de novo standard, his challenge
fails. See United States v. Purser, 747 F.3d 284, 290 (5th Cir. 2014).
“In determining whether the terms of the plea bargain have been
violated, [this] court must determine whether the government’s conduct is
consistent with the parties’ reasonable understanding of the agreement.”
United States v. Gonzalez, 309 F.3d 882, 886 (5th Cir. 2002) (citations
omitted). If the Government breaches a plea agreement, defendant is
released from an appeal waiver contained in it. Id.Thompson’s assertion that the Government breached the agreement
by failing to move for an acceptance-of-responsibility reduction under
Guideline § 3E1.1(a) and (b) is not supported by a reasonable understanding
of the agreement. See id. It did not obligate the Government to move for a
two-point reduction under Guideline § 3E1.1(a). Rather, the Government
was required to move for a one-level reduction under Guideline § 3E1.1(b),
but only “[i]f the Court determines that Defendant qualifies for an
adjustment under [Guideline §] 3E1.1(a)”, which did not occur.
2
Case: 19-40307 Document: 00515617673 Page: 3 Date Filed: 10/27/2020
No. 19-40307
Thompson asserts the Government was required to recommend an
acceptance-of-responsibility reduction unless he committed a crime, which
he asserts applies only if he was indicted for one. The plea agreement
imposed no such obligation. Instead, it provided: “Should it be judged by
the Government the Defendant has committed or attempted to commit any
additional crimes from the date of the Defendant’s signing of this plea
agreement to the date of the Defendant’s sentencing, the Government will
be released from its obligations to recommend credit for acceptance of
responsibility”. If the Government did have any obligation to recommend an
acceptance-of-responsibility reduction, it was released from that obligation
when it determined Thompson had committed or attempted to commit
additional crimes. The Government presented evidence that Thompson
continued to deal drugs, evidence that he fails to refute other than in a
conclusory manner.
In short, the Government was not obligated to move for an
acceptance-of-responsibility reduction under Guideline § 3E1.1(a) or (b).
The Government, therefore, did not breach the plea agreement.
In addition to his assertion that the Government breached the plea
agreement by not moving for an acceptance-of-responsibility reduction,
Thompson separately asserts the court erred in denying him a reduction for
acceptance of responsibility. Our court reviews de novo whether an appeal-
waiver in a plea agreement bars an appeal, considering: “whether the waiver
was knowing and voluntary”; and “whether, under the plain language of the
agreement, the waiver applies to the circumstances at issue”. United States
v. Harrison, 777 F.3d 227, 233 (5th Cir. 2015) (citation omitted). Thompson
does not challenge the knowing or voluntary nature of the waiver. Under the
plain language of the plea agreement, the waiver applies to the circumstances
at hand, because he “knowingly and voluntarily waive[d] the right to appeal
or ‘collaterally attack’ the conviction and sentence, except . . . to raise a claim
3
Case: 19-40307 Document: 00515617673 Page: 4 Date Filed: 10/27/2020
No. 19-40307
of ineffective assistance of counsel”. Thompson’s appeal waiver, therefore,
bars his challenge to the district court’s denying an acceptance-of-
responsibility reduction. See United States v. Bond, 414 F.3d 542, 544-45 (5th
Cir. 2005).
DISMISSED.
4