August Cassano v. Tim Shoop ( 2021 )

RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 21a0198p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
┐
AUGUST CASSANO,
│
Petitioner-Appellant, │
> No. 18-3761
│
v. │
│
TIM SHOOP, Warden, │
Respondent-Appellee. │
┘
On Petition for Rehearing En Banc.
United States District Court for the Northern District of Ohio at Cleveland.
No. 1:03-cv-01206—John R. Adams, District Judge.
Decided and Filed: August 26, 2021
Before: SILER, CLAY, and DONALD, Circuit Judges.
_________________
COUNSEL
ON PETITION FOR REHEARING EN BANC: Charles L. Wille, Benjamin M. Flowers,
Zachery P. Keller, OFFICE OF THE OHIO ATTORNEY GENERAL, Columbus, Ohio, for
Appellee. ON RESPONSE: Adam M. Rusnak, Erin G. Barnhart, OFFICE OF THE FEDERAL
PUBLIC DEFENDER FOR THE SOUTHERN DISTRICT OF OHIO, Columbus, Ohio, for
Appellant.
The panel issued an order denying the petition for rehearing en banc. GRIFFIN, J. (pp.
3–7) and THAPAR, J. (pp. 8–15), in which NALBANDIAN, J. joined, delivered separate
opinions dissenting from the denial of the petition for rehearing en banc.
No. 18-3761 Cassano v. Shoop Page 2
_________________
ORDER
_________________
The court received a petition for rehearing en banc. The original panel has reviewed the
petition for rehearing and concludes that the issues raised in the petition were fully considered
upon the original submission and decision. The petition then was circulated to the full court.
Less than a majority of the judges voted in favor of rehearing en banc.
Therefore, the petition is denied. Judge Siler would grant rehearing for the reasons stated
in his dissent.
No. 18-3761 Cassano v. Shoop Page 3
_________________
DISSENT
_________________
GRIFFIN, Circuit Judge, dissenting.
Once again, our court has shirked its responsibility to correct a decision of exceptional
importance meriting en banc review. Instead, the majority has chosen reversal over duty.
Unfortunately, this path is all too familiar. See, e.g., Davenport v. MacLaren, 975 F.3d 537 (6th
Cir. 2020) (denying petition for rehearing en banc), cert. granted sub nom., Brown v. Davenport,
141 S. Ct. 2465 (2021); see also CNH Industrial N.V. v. Reese, 138 S. Ct. 761, 765 n.2 (2018).
Because we “have acquired a taste for disregarding” the Antiterrorism and Effective
Death Penalty Act of 1996, 28 U.S.C. § 2254 (“AEDPA”), Rapelje v. Blackston, 136 S. Ct. 388,
389 (2015) (Scalia, J., dissenting from denial of petition for writ of certiorari), the Supreme
Court has reversed us twenty-two times for not applying the deference to state-court decisions
mandated by AEDPA. See Mays v. Hines, 141 S. Ct. 1145, 1149–50 (2021); Shoop v. Hill,
139 S. Ct. 504, 507–09 (2019); Woods v. Etherton, 136 S. Ct. 1149, 1152 (2016); White v.
Wheeler, 577 U.S. 73, 79 (2015); Woods v. Donald, 575 U.S. 312, 317–19 (2015); White v.
Woodall, 572 U.S. 415, 427 (2014); Burt v. Titlow, 571 U.S. 12, 22–23 (2013); Metrish v.
Lancaster, 569 U.S. 351, 365–68 (2013); Parker v. Matthews, 567 U.S. 37, 38 (2012); Howes v.
Fields, 565 U.S. 499, 505–08 (2012); Bobby v. Dixon, 565 U.S. 23, 24 (2011); Bobby v. Mitts,
563 U.S. 395, 399–400 (2011); Berghuis v. Thompkins, 560 U.S. 370, 380–91 (2010); Renico v.
Lett, 559 U.S. 766, 776–79 (2010); Berghuis v. Smith, 559 U.S. 314, 332–33 (2010); Smith v.
Spisak, 558 U.S. 139, 148–56 (2010); Bradshaw v. Richey, 546 U.S. 74, 78 (2005); Bell v. Cone,
543 U.S. 447, 455–60 (2005); Holland v. Jackson, 542 U.S. 649, 652–53 (2004); Mitchell v.
Esparza, 540 U.S. 12, 17–19 (2003); Price v. Vincent, 538 U.S. 634, 638–43 (2003); Bell v.
Cone, 535 U.S. 685, 693–702 (2002).
Of those twenty-two rebukes, twelve of our reversals by the Supreme Court were by per
curiam decisions on petitions for writs of certiorari. See Mays, 141 S. Ct. at 1145; Shoop, 139 S.
Ct. at 504; Etherton, 136 S. Ct. at 1149; Wheeler, 577 U.S. at 73; Woods, 575 U.S. at 312;
No. 18-3761 Cassano v. Shoop Page 4
Parker, 567 U.S. at 38; Dixon, 565 U.S. at 24; Mitts, 563 U.S. at 399–400; Bradshaw, 546 U.S.
at 73; Bell, 543 U.S. at 447; Holland, 542 U.S. at 649; Mitchell, 540 U.S. at 12. This is a sad
record.
The Federal Rules of Appellate Procedure provide an important and necessary remedy for
courts of appeals to correct their conflicts and errors of exceptional importance. While en banc
hearings or rehearings are not favored, they are authorized when:
(1) en banc consideration is necessary to secure or maintain uniformity of the court’s
decisions; or
(2) the proceeding involves a question of exceptional importance.
Fed. R. App. P. 35(a).
The majority appears to recognize that the precedentially binding panel decision at issue
is clearly incorrect. Nevertheless, it allows it to stand because it concludes that this case is not of
exceptional importance. I strongly disagree.
First, this is a death penalty case in which our court conditionally granted a repeat
convicted murderer’s petition for a writ of habeas corpus, unless the State of Ohio retries him
within six months.
Second, the Supreme Court has specifically “advise[d]” this court time and time again
“that the provisions of AEDPA apply with full force even when reviewing a conviction and
sentence imposing the death penalty.” Wheeler, 577 U.S. at 81. Yet, the panel majority refused
to afford the Ohio Supreme Court decision the deference the law requires. AEDPA commands
our federal courts to leave state court decisions undisturbed “so long as ‘fairminded jurists could
disagree’ on the correctness of the state court’s decision.” Harrington v. Richter, 562 U.S. 86,
102 (2011). Here, the panel opinion improperly “treated the unreasonableness question as a test
of its confidence in the result it would [have] reach[ed] under de novo review.” Id. (emphasis
omitted).
Consider Cassano’s May 14, 1998 waiver-of-counsel motion. Clearly established law as
determined by the Supreme Court requires that a request for self-representation be clear and
No. 18-3761 Cassano v. Shoop Page 5
unequivocal. Faretta v. California, 422 U.S. 806, 835 (1975). But here, the potential invocation
of the right to self-representation was unclear and equivocal because Cassano signed a
substitution-of-counsel motion the same day, the state trial court received both motions at nearly
the same time, and neither motion referenced the other. Fairminded jurists could disagree on
whether Cassano’s simultaneous request for a different attorney meant that his motion to
represent himself was not a “clear[] and unequivocal[] declar[ation] to the trial judge that he
wanted to represent himself and did not want counsel.” Id.Moreover, the panel’s holding that AEDPA did not apply to Cassano’s May 14, 1998
Faretta claim conflicts with Johnson v. Williams, 568 U.S. 289 (2013). “When a state court
rejects a federal claim without expressly addressing that claim,” we nevertheless “must presume
that the federal claim was adjudicated on the merits.” Johnson, 568 U.S. at 301. When,
however, “evidence leads very clearly to the conclusion that a federal claim was inadvertently
overlooked in state court,” a petitioner can overcome that presumption and secure “an
unencumbered opportunity to” have a federal court review his claim de novo. Id. at 303. The
panel majority concluded that Cassano overcame the presumption because—in its view—the
Ohio State Supreme Court “inadvertently overlooked” his waiver-of-counsel motion. The
evidence of an inadvertent overlook, however, was not “very clear.” The majority opinion
reasoned that because the Ohio Supreme Court did not characterize or analyze the 1998 waiver-
of-counsel motion as a potential invocation of his right to self-representation, the state court must
have inadvertently overlooked the claim. The state court, however, acknowledged the motion
and again, the panel majority opinion’s analysis does not rule out a plausible alternative
explanation: the state court “simply regard[ed] [the] claim as too insubstantial to merit
discussion.” Id. at 299. With no “very clear” evidence to counter that plausible alternative
explanation, the panel majority ran afoul of Johnson and its directive for how to determine when
a petitioner has rebutted the presumption that the state court adjudicated a federal claim on the
merits.
Cassano’s other relevant Faretta claim centers on a question he posed at the April 23,
1999 pretrial hearing—three days before the trial was set to begin—where he asked, “Is there
any possibility I could represent myself?” Although the Ohio Supreme Court held “that
No. 18-3761 Cassano v. Shoop Page 6
Cassano’s request was untimely because it was made only three days before the trial was to
start,” State v. Cassano, 772 N.E.2d 81, 91 (Ohio 2002), the panel majority held “that the Ohio
Supreme Court both ‘base[d] its decision on an unreasonable determination of the facts’ and
‘unreasonably applie[d] the law.’” Cassano v. Shoop, 1 F.4th 458, 474 (6th Cir. 2021) (citation
omitted). Both of the panel majority’s rulings failed to apply the deference required by AEDPA.
See generally Hill v. Curtin, 792 F.3d 670, 677–79 (6th Cir. 2015) (en banc).
The panel opinion also held that given the question’s words and context, “it was
objectively unreasonable for the Ohio Supreme Court to hold that Cassano’s request was
anything but a clear and unequivocal invocation of his Sixth Amendment right to self-
representation.” This is a prime example of our court shortchanging AEDPA by not affording
deference to the state-court decision. Something is “equivocal” when it has “more than one
meaning or sense” or is “ambiguous.” Equivocal, Black’s Law Dictionary (11th ed. 2019).
Here, Cassano’s question can bear at least two different meanings. Cassano’s question can
mean, “I would like to represent myself.” But it can also be a contingent question inquiring
whether self-representation is even an option for the future. Those two meanings are not
interchangeable, and the majority’s perspective that the first meaning is more likely than the
second one is not enough to place the state court’s decision “beyond any possibility for
fairminded disagreement.” Harrington, 562 U.S. at 103.
Third, the issues of when and how the right of self-representation may be invoked are of
exceptional importance. As the Tenth Circuit has said: “Determining what a defendant has
elected to do regarding representation is a recurring dilemma for the courts.” See United States
v. Miles, 572 F.3d 832, 836 (10th Cir. 2009). Faretta claims repeatedly arise in our circuit. See,
e.g., United States v. Tucci-Jarraf, 939 F.3d 790, 793–97 (6th Cir. 2019); United States v.
Powell, 847 F.3d 760, 774–77 (6th Cir. 2017); Pouncy v. Palmer, 846 F.3d 144, 158–63 (6th Cir.
2017); United States v. Pryor, 842 F.3d 441, 448–49 (6th Cir. 2016); Jones v. Bell, 801 F.3d 556,
564–67 (6th Cir. 2015). Moreover, just six years ago, we issued an en banc decision that
addressed a Faretta claim that arose in the habeas context. Curtin, 792 F.3d at 677–79. In that
case, we corrected a panel decision that failed to give the deference to a state-court decision that
AEDPA requires. Id. The panel decision at issue here, however, creates loopholes in our law
No. 18-3761 Cassano v. Shoop Page 7
that will swallow the rule that requires requests for self-representation to be both timely and
unequivocal. See Faretta, 422 U.S. at 835; Curtin, 792 F.3d at 677–79 (citing Martinez v. Ct. of
Appeal of California, Fourth App. Dist., 528 U.S. 152, 162 (2000)).
For these reasons, and for those articulated by Judge Siler in his persuasive panel dissent,
I respectfully dissent from the denial of the petition for rehearing en banc.
No. 18-3761 Cassano v. Shoop Page 8
_________________
DISSENT
_________________
THAPAR, Circuit Judge, dissenting from the denial of rehearing en banc. If a criminal
defendant wants to represent himself, he must make a clear and unequivocal demand to do so.
This is a high standard to meet because “a pro se defense is usually a bad defense, particularly
when compared to a defense provided by an experienced criminal defense attorney.” Martinez v.
Ct. of Appeal, 528 U.S. 152, 161 (2000) (citation omitted). Filing a motion to represent yourself
on the same day you file a motion asking for specific counsel doesn’t count. Nor does asking a
question about it on the eve of trial. The panel here erred in concluding otherwise. And that
would be true under any standard of review. But it is especially true on habeas review.
We should have corrected these errors. I write separately to explain why.
I.
In 1976, August Cassano was convicted of aggravated murder. See State v. Cassano,
96 Ohio St. 3d 94, 94 (2002). He received a sentence of life imprisonment. While serving that
sentence, Cassano has remained no stranger to violence. According to Cassano’s own testimony
from 1999, “he had been in over one hundred fights in prison and had stabbed four people.” Id.at 100–01.
On one gruesome occasion, Cassano attacked a fellow inmate, Troy Angelo. Cassano
“tied a shank to his hand” and “stabbed Angelo approximately thirty-two times in the face, neck,
chest, back, arms, head, and hand.” Id. at 94. As Angelo was being carried away, Cassano
looked at him and said, “I hope you die.” Id.
By 1997, Cassano was being held at the Mansfield Correctional Institution. That
October, the prison assigned inmate Walter Hardy to Cassano’s cell. This enraged Cassano. He
told an official that he “didn’t want that snitching a-- fa---- in his cell” and that they “better
check [Cassano’s] record.” Id. at 95. And when one inmate observed that Cassano had a new
No. 18-3761 Cassano v. Shoop Page 9
cellmate, Cassano replied, “Not for long.” Id. Cassano later warned that if the prison didn’t
remove Hardy from the cell, he would “remove him himself.” Id.
Cassano kept his word. In the early morning hours of October 21, Officer Donald Oats
heard a “commotion” in Cassano and Hardy’s cell. Id. He raced over. Looking inside, Oats saw
the pair fighting. He sounded the prison’s “man down” alarm and hurried to find help. Id.
When he returned, Cassano “was standing over Hardy and stabbing him with a shank.” Id.
Hardy pleaded for help. But Cassano defied Oats’s repeated orders to stop. He stabbed Hardy
again and again, pausing only to glance at Oats before going “right back to sticking” Hardy. Id.
Reinforcements arrived in less than a minute. Oats opened the cell door and ordered
Cassano to step away from Hardy. Cassano finally complied; Hardy was pulled out of the cell
and rushed to the hospital. He was pronounced dead an hour later. A pathologist who examined
Hardy’s body counted “approximately seventy-five knife wounds.” Id. at 96. That included
“eight wounds to the head, nine to the neck, twenty-four to the back, fifteen to the chest, and
various other wounds to the abdomen, hips, legs, arms, and hands.” Id.
A jury convicted Cassano of aggravated murder. It recommended a death sentence, and
the trial court imposed one. Cassano then appealed to the Ohio Supreme Court, raising fourteen
separate claims. It affirmed. And the United States Supreme Court denied certiorari. See
Cassano v. Ohio, 537 U.S. 1235 (2003) (mem.).
Cassano next sought postconviction relief. After his efforts in state court failed, Cassano
turned to the federal courts. A district court denied his habeas petition, but he received a
certificate of appealability on numerous claims, including whether the trial court erred by
refusing to allow Cassano to represent himself in violation of Faretta v. California. 422 U.S.
806 (1975).
On appeal, a divided panel of this court held—over Judge Siler’s dissent—that Cassano is
“entitled to relief” because he twice “properly invoked his constitutional right to self-
No. 18-3761 Cassano v. Shoop Page 10
representation.” Cassano v. Shoop, 1 F.4th 458, 467 (6th Cir. 2021).1 On the first occasion,
Cassano filed two conflicting motions—a waiver of counsel and a motion for appointment of
substitute counsel. R. 134-1, Pg. ID 863–71. And on the second, he asked the trial court
whether there was “any possibility I could represent myself?” R. 135-4, Pg. ID 4564. In
granting Cassano’s petition on these grounds, however, the panel disregarded federal law,
spurned Supreme Court precedent, and trampled on Ohio’s state courts. The result? This court
erroneously gave postconviction relief to a repeat murderer.
II.
The panel’s decision to grant federal habeas relief based on Faretta is a mistake.
In Faretta, the Supreme Court held that a defendant has the constitutional right to
represent himself. 422 U.S. at 835–36. But the defendant’s demand for self-representation must
be “clear[] and unequivocal[].” Id. at 835. And most courts require that the defendant make that
demand in a “timely manner.” Martinez, 528 U.S. at 162.
We generally review federal habeas claims related to state convictions, including Faretta
claims, under the Antiterrorism and Effective Death Penalty Act (AEDPA). And AEDPA bars
federal courts from granting habeas relief unless a state court’s adjudication of a claim “resulted
in a decision that was contrary to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States,” or “was based on an
unreasonable determination of the facts in light of the evidence presented in the State court
proceeding.” 28 U.S.C. § 2254(d). If “fairminded jurists could disagree on the correctness of
the state court’s decision” that a claim “lacks merit,” the decision was reasonable. Harrington v.
Richter, 562 U.S. 86, 101 (2011) (citation omitted and cleaned up). And federal courts cannot
grant habeas relief. Id.“If this standard is difficult to meet, that is because it was meant to be.” Id. at 102. By
requiring that federal courts give deference to state courts, AEDPA furthers “principles of
1
The panel correctly held that Cassano’s September 1998 motion for “hybrid representation” does not
trigger Faretta as “there is no constitutional right to hybrid representation.” Cassano, 1 F.4th at 467 (quoting United
States v. Cromer, 389 F.3d 662, 681 n.12 (6th Cir. 2004)). For that reason, I do not address this claim here.
No. 18-3761 Cassano v. Shoop Page 11
comity, finality, and federalism.” Woodford v. Garceau, 538 U.S. 202, 206 (2003) (citation
omitted); see also Burt v. Titlow, 571 U.S. 12, 18–19 (2013). After all, federal habeas review of
state convictions is one of the federal judiciary’s most intrusive exercises of power over state
courts. Harrington, 562 U.S. at 103. It “frustrates both the States’ sovereign power to punish
offenders and their good-faith attempts to honor constitutional rights.” Id. (citation omitted).
AEDPA’s deferential standard therefore guards “against extreme malfunctions in the state
criminal justice systems,” but ensures that federal habeas review is “not a substitute for ordinary
error correction.” Id. at 102–03 (citation omitted) (emphasis added).
III.
With the relevant legal standard in mind, it is clear that the panel here erred. But under
any standard of review, the panel should not have granted Cassano’s habeas petition.
A.
Start with the conflicting motions that Cassano filed on May 14, 1998. One stated that
Cassano “would rather control the organization and content of his defense” and waived his right
to counsel. R. 134-1, Pg. ID 863. But the other requested that the trial court appoint a specific
public defender, Kort Gatterdam, as his counsel. R. 134-1, Pg. ID 864. Cassano filed these
motions on the same day. And neither motion referenced the other. See Cassano, 1 F.4th at 470.
There is nothing “clear[] and unequivocal[]” about Cassano’s two conflicting filings.
Faretta, 422 U.S. at 835. A request is unequivocal if it’s “free from uncertainty.” Unequivocal,
BLACK’S LAW DICTIONARY (11th ed. 2019). When, as here, a defendant simultaneously files two
conflicting motions that don’t reference each other, things are anything but clear and certain.
That is true no matter what standard of review we apply.
But we’re not free to choose any standard of review. Instead, we’re instructed to apply
AEDPA’s deferential standard. And under AEDPA, this is an easy case. Why? Because
AEDPA simply requires us to ask whether “fairminded jurists could disagree.” Harrington,
562 U.S. at 101 (citation omitted). And, for the reasons explained above, fairminded jurists
could certainly conclude that Cassano’s conflicting motions were not a clear and unequivocal
No. 18-3761 Cassano v. Shoop Page 12
demand for self-representation. See Martinez, 538 U.S. at 161 (highlighting the “strong
presumption against” waivers of counsel (quoting Patterson v. Illinois, 487 U.S. 285, 307
(1988))).
So how did the panel reach a different answer? It began by refusing to give the Ohio
Supreme Court the deference it’s due under AEDPA. Instead, the panel found that the Ohio
Supreme Court “inadvertently overlooked” the request Cassano made in his conflicting motions.
Cassano, 1 F.4th at 468. So it reviewed the motions de novo and concluded that they amounted
to a “clear[] and unequivocal[]” demand for self-representation. Id. at 470. Again, even on de
novo review, that conclusion is puzzling—two conflicting statements are not clear, let alone
unequivocal. But AEDPA deference applies.
To be sure, AEDPA deference is not always appropriate. It only covers claims that were
“adjudicated on the merits in State court proceedings.” 28 U.S.C. § 2254(d). Thus, if a claim
was “inadvertently overlooked in state court,” a state prisoner may be entitled to “an
unencumbered opportunity to make his case before a federal judge.” Johnson v. Williams, 568
U.S. 289, 303 (2013). But those circumstances are “rare.” Id.The Supreme Court has told us to apply a “strong” presumption that a federal claim was
adjudicated on the merits in state court. Id. at 301–02; see also Harrington, 562 U.S. at 99.
Under that presumption, we must assume that the court adjudicated a defendant’s claims on the
merits even if the state court’s decision “did not address any of the defendant’s claims.”
Johnson, 568 U.S. at 298. And we must make that same assumption if the state court’s decision
“addresses some but not all of a defendant’s claims.” Id. After all, “there are instances in which
a state court may simply regard a claim as too insubstantial to merit discussion.” Id. at 299. This
presumption is overcome only when “the evidence leads very clearly to the conclusion that a
federal claim was inadvertently overlooked in state court.” Id. at 303; see Harrington, 562 U.S.
at 99 (explaining that the presumption may be overcome when “state-law procedural principles”
suggest that the state court did not adjudicate the claim on the merits).
The evidence here falls far short of that mark. The Ohio Supreme Court dedicated an
entire section of its opinion—a full twelve paragraphs—to Cassano’s Faretta arguments.
No. 18-3761 Cassano v. Shoop Page 13
See Cassano, 96 Ohio St. 3d at 98–100. The court described all the relevant facts, including that
Cassano filed two conflicting motions on the same day. Id. at 99. Although the Ohio Supreme
Court did not mention these motions again, it did conclude that “Cassano did not unequivocally
and explicitly invoke his right to self-representation.” Id. at 100. The inference is obvious: The
Ohio Supreme Court didn’t consider those conflicting filings to be a clear and unequivocal
demand for self-representation.
But even if any uncertainty remains—and it doesn’t—we would have to apply the strong
presumption that the court adjudicated the claim on the merits. And nothing in the Ohio
Supreme Court’s opinion “very clearly” leads “to the conclusion that a federal claim was
inadvertently overlooked in state court.”2 Johnson, 568 U.S. at 303. Instead, the opinion
indicates the opposite.
B.
The panel’s analysis of Cassano’s second Faretta argument is equally unsound. On April
23, 1999, just three days before his trial was set to begin, Cassano asked the trial court whether
there was “any possibility I could represent myself?” R. 135-4, Pg. ID 4564.
On direct appeal, the Ohio Supreme Court concluded that Cassano’s tepid question “was
not an explicit and unequivocal demand for self-representation.” Cassano, 96 Ohio St. 3d at
100. The court also explained that his “request was untimely because it was made three days
before the trial was to start”; that he “made this remark about representing himself as an attempt
to delay the trial”; and that he “abandoned any intention to represent himself when he did not
pursue the issue of self-representation after the court told him it would not be a good idea.” Id.
2
In a footnote, the panel concluded that, even if the Ohio Supreme Court didn’t overlook this claim,
because the court “did not provide its reason for denying the claim,” the panel would “look through the unexplained
decision to the last related state-court decision that does provide a relevant rationale.” See Cassano, 1 F.4th at 470
n.2 (citation omitted and cleaned up). The panel therefore looked at comments the trial court made when denying
Cassano’s September 1998 request for hybrid representation to conclude that the trial court must have relied on
impermissible reasons when denying his April 1999 request on a different issue. Id. This is plainly incorrect.
When we “look through” an unexplained decision, we are told to look for the last related state-court decision with “a
relevant rationale”—not to use reasoning from an unrelated issue to piece together our own theory for why the trial
court ruled the way it did. Wilson v. Sellers, 138 S. Ct. 1188, 1192 (2018) (emphasis added).
No. 18-3761 Cassano v. Shoop Page 14
Unlike with the conflicting motions, the panel purported to analyze this part of Cassano’s
challenge under AEDPA. But it failed to adhere to AEDPA’s deferential standard. Instead, the
panel “treated the unreasonableness question as a test of its confidence in the result it would
[have] reach[ed] under de novo review.” Harrington, 562 U.S. at 102. The panel asserted that
“no fairminded jurist could conclude” that Cassano’s question was “equivocal.” Cassano,
1 F.4th at 473. Yet it offered little more than simple disagreement with the Ohio Supreme
Court’s decision. The panel relied on “context” to reach what it thought was the better reading
of Cassano’s question. Id. But “even a strong case for relief does not mean the state court’s
contrary conclusion was unreasonable.” Harrington, 562 F.3d at 102. Indeed, the state court
here reasonably concluded that Cassano’s tepid question—which was not pursued further—was
not a clear and unequivocal demand for self-representation. See Cassano, 96 Ohio St. 3d at 100.
Questions are not demands.
Yet even assuming Cassano’s question could be read as a clear and unequivocal demand
for self-representation, his claim would still fail. The first time he would have clearly and
unequivocally made his request would have been “only three days before the trial was to start.”3
Id. The Ohio Supreme Court had every right to uphold the denial of that request as untimely.
See Martinez, 528 U.S. at 162 (“most courts require [defendants] to [assert their Faretta rights]
in a timely manner”). After all, nothing in Faretta clearly establishes that the trial court needed
to permit Cassano to represent himself at that time. As we have explained before, “[Faretta] can
only be read to require a court to grant a self-representation request when the request occurs
weeks before trial.” Hill v. Curtin, 792 F.3d 670, 678 (6th Cir. 2015) (en banc) (emphasis
added); see also Faretta, 422 U.S. at 835 (defendant requested self-representation “weeks before
trial”).
But Cassano’s purported request came only three days before the start of his trial. So the
Ohio Supreme Court’s rejection of this argument is well within the bounds of reason. See Hill,
792 F.3d at 679 (“Given the general standard articulated in Faretta, ‘a state court has even more
3
The panel concluded that this was not the first time Cassano raised the issue of self-representation,
hanging its hat on its erroneous reading of the conflicting motions from May 1998. But, again, those motions were
not a clear and unequivocal demand for self-representation.
No. 18-3761 Cassano v. Shoop Page 15
latitude to reasonably determine that a defendant has not satisfied that standard.’” (quoting
Knowles v. Mirzayance, 556 U.S. 111, 123 (2009))). After all, a state court’s decision can’t be
“contrary to” federal law for purposes of AEDPA review if the Supreme Court has never issued a
holding that confronts “the specific question presented by [the] case.” Lopez v. Smith, 574 U.S.
1, 6 (2014). And tellingly, the panel decision can cite no case where the Court granted a
defendant’s Faretta request that came only days before trial.
* * *
Taken together, the panel’s decision “illustrates a lack of deference to the state court’s
determination and an improper intervention in state criminal processes.” Harrington, 562 U.S. at
104. Our court has been corrected for similar errors before. See, e.g., Mays v. Hines, 141 S. Ct.
1145 (2021). Unfortunately, we need to be reminded once again.
ENTERED BY ORDER OF THE COURT
___________________________________
Deborah S. Hunt, Clerk