United States v. Rose ( 2008 )


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  •                NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
    File Name: 08a0166n.06
    Filed: March 26, 2008
    No. 06-1642
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    v.                                                  ON APPEAL FROM THE UNITED
    STATES DISTRICT COURT FOR THE
    JONATHAN PATRICK ROSE,                              EASTERN DISTRICT OF MICHIGAN
    Defendant-Appellant.
    /
    BEFORE:        MOORE, CLAY, and ROGERS, Circuit Judges.
    CLAY, Circuit Judge. Defendant Jonathan Patrick Rose appeals his conviction in the
    United States District Court for the Eastern District of Michigan for selling a firearm to a known
    felon in violation of 18 U.S.C. § 922(d)(1) and 924(a)(2), and possessing an unregistered silencer
    in violation of 28 U.S.C. § 5861(d). For the reasons stated below, we AFFIRM Rose’s conviction.
    BACKGROUND
    A.     Substantive Facts
    In the fall of 2003, David McWhorter agreed to become an informant for federal authorities
    in order to receive leniency on a pending firearms charge. McWhorter had met Jonathan Rose in a
    No. 06-1642
    Michigan state prison prior to becoming an informant. In early 2004, Rose asked McWhorter and
    a mutual associate, Donald York, to procure a silenced nine millimeter gun for him. York later
    contacted McWhorter when he located such a gun along with a silencer, ammunition and a bullet-
    proof vest. McWhorter was present when Rose paid for the gun and other items.
    Later in 2004, the FBI agent to whom McWhorter reported asked McWhorter to try to buy
    back the gun to get it off the street. On April 2, 2004, McWhorter had a tape-recorded conversation
    with Rose in which he negotiated the purchase of the gun. The following day McWhorter had a tape-
    recorded conversation with Rose regarding McWhorter and Rose meeting that day for Rose to
    purchase the gun. At the meeting, which was also tape recorded, Rose purchased the gun along with
    a silencer and a magazine of ammunition.
    B.     Procedural Facts
    On December 8, 2004, Jonathan Patrick Rose was indicted with three co-defendants in the
    United States District Court for the Eastern District of Michigan. The First Superseding Indictment
    charged Rose with a number of crimes involving firearms: being a felon in possession of a firearm
    in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2), possessing a firearm from which the serial
    number had been removed in violation of 18 U.S.C. §§ 922(k) and 924(a)(1)(B), and selling a
    firearm to a known felon in violation of 18 U.S.C. §§ 922(d)(1) and 924(a)(2). On August 25, 2005,
    the government filed a notice of its intent to seek an Armed Career Criminal sentencing enhancement
    as a result of Rose’s multiple prior convictions for breaking and entering and home invasions. Rose
    subsequently filed a motion for severance which the district court granted. On December 14, 2005,
    Rose was charged in a Fifth Superseding Indictment with the same charges contained in the First
    2
    No. 06-1642
    Superseding Indictment with the addition of a charge of possessing an unregistered silencer in
    violation of 28 U.S.C. § 5861(d).
    On January 10, 2006, the district court granted the government’s motion to dismiss two
    counts of the indictment against Rose, the charges for being a felon in possession of a firearm and
    possessing a firearm from which the serial number had been removed. In making its motion, the
    government represented that it did not believe it could sustain its burden of proof on these counts.
    The district court conducted a three-day jury trial that concluded on January 12, 2006, and the jury
    returned a guilty verdict on both remaining counts of the indictment.
    On January 19, 2006, counsel for Rose renewed a motion made at trial to dismiss count 20
    of the Fifth Superseding Indictment that charged Rose with selling firearms to a known felon. The
    basis for Rose’s motion was the lack of a federal nexus between the intrastate sale of firearms and
    the federal statute prohibiting such sales. After hearing oral argument on this motion, the district
    court denied the motion to dismiss. Following a sentencing hearing on April 20, 2006, the district
    court sentenced Rose to 120 months of imprisonment to begin on the earlier of December 1, 2009
    or the date of Rose’s release from a previous undischarged sentence that Rose was serving with the
    Michigan Department of Corrections. Judgment was entered on April 28, 2006, and Rose filed a
    timely notice of appeal on May 1, 2006.
    DISCUSSION
    I.     JURY REVIEW OF CD RECORDINGS
    A.     Standard of Review
    3
    No. 06-1642
    Rose claims that the district court erred in allowing the jury to review during deliberations
    compact disc (“CD”) versions of recordings entered into evidence. When a defendant
    contemporaneously objects to the submission of evidence to the jury, we review the district court’s
    decision under an abuse-of-discretion standard. United States v. Smith, 
    419 F.3d 521
    , 527 (6th Cir.
    2005). However, Rose failed to make a contemporaneous objection regarding the jury’s review of
    the CDs during deliberations. As a result, we review this issue under a plain error standard. Fed.
    R. Crim. P. 52(b). United States v. Segines, 
    17 F.3d 847
    , 851 (6th Cir. 1994). When reviewing a
    district court’s decision under this standard, we may only engage in error correction when (1) an
    error has been made, (2) the error is plain, and (3) the error affects the defendant’s substantial rights.
    United States v. Seymour, 
    468 F.3d 378
    , 384 (6th Cir. 2006) (quoting United States v. Thomas, 
    11 F.3d 620
    , 630 (6th Cir.1993)). If these three conditions are met, we must decide whether to exercise
    our discretion to correct the error. 
    Id. The exercise
    of discretion is warranted “if the error ‘seriously
    affect[s] the fairness, integrity or public reputation of judicial proceedings.’” United States v. Olano,
    
    507 U.S. 725
    , 736 (1993) (quoting United States v. Atkinson, 
    297 U.S. 157
    , 160 (1936)).
    B.      Analysis
    Rose contends that the district court erred in allowing the jury to take into the jury room CD
    versions of recordings that had been admitted into evidence.              At trial three recordings of
    McWhorter’s conversations with Rose were entered into evidence. These recordings were stored
    in audio files on a laptop and played for the jury during McWhorter’s testimony. During jury
    deliberations, the jury asked to listen to one of the recordings, and the district court allowed them
    to listen to the recording in the courtroom due to the location of the recordings on the laptop and the
    4
    No. 06-1642
    court’s concerns about the jury members’ ability to operate the laptop themselves. Later in the jury
    deliberations, the jury asked that the recordings be brought into the jury room. At this time the
    Assistant United States Attorney (“AUSA”) consulted with technical staff who were able to transfer
    the recordings from the laptop to CDs. To do so, they transferred the audio files from a format that
    could only be played on laptops to a file format that could be played on CDs. The CDs containing
    the recordings were then sent into the jury room to be played on a stereo.
    Rose claims that the district court erred in allowing the CDs, which had not been admitted
    into evidence, into the jury room and cites United States v. Segines, 
    17 F.3d 847
    (6th Cir. 1994), and
    United States v. Scaife, 
    749 F.2d 338
    (6th Cir. 1984), in support of his argument. Both cases are
    inapposite. In United States v. Segines, the district court admitted a composite tape of recordings
    of defendants’ interactions with informants. 
    Segines, 17 F.3d at 853
    . Although the full recordings
    were never admitted into evidence, the district court allowed the jury to take the full recordings into
    the jury room during deliberations. 
    Id. at 855.
    We held that the district court erred, and for this
    reason among others we remanded the case for a new trial. 
    Id. In United
    States v. Scaife, we examined the district court’s decision to allow the jury to take
    into the jury room a tape that had been used for rebuttal but had not previously been admitted into
    evidence. 
    Scaife, 749 F.2d at 346-47
    . During deliberations the jury requested to hear the tape again,
    and although the exhibit had not previously been admitted into evidence, the district court admitted
    the tape into evidence and allowed the jury to take the tape into the jury room. 
    Id. at 347.
    We held
    that the district court’s belated admission of the tape into evidence was erroneous. 
    Id. Despite this
    5
    No. 06-1642
    determination, the error was found to be harmless because “[a] proper foundation had been laid for
    the tape and the defendants did not question the tape’s authenticity or accuracy.” 
    Id. Segines and
    Scaife are easily distinguishable from the instant case. Unlike the recordings in
    Segines and Scaife that were determined to have been taken into the jury room erroneously, the
    recordings at issue in Rose’s case were admitted into evidence. In this case, the only difference
    between the recordings when they were taken into the jury room and when they were admitted into
    evidence was the medium on which they were stored. Because the recordings had been entered into
    evidence, it was not error for the district court to allow them into the jury room. 
    Scaife, 419 F.2d at 347
    (“A district court has broad discretion to permit a jury to take to the jury room any tape
    recordings that have been admitted as exhibits during trial.”). The use of CDs was simply a practical
    solution to the technical challenge of enabling the jury to play the digital recordings. As we have
    said in response to objections to the presence of tape players in the jury room,“[a]n audio exhibit
    should not be relegated to muteness because it can be perused only through the use of a tape player.”
    United States v. Smith, 
    861 F.2d 722
    , 
    1988 WL 114817
    , at *1 (6th Cir. 1988) (unpublished table
    decision) (quoting United States v. Bizanowicz, 
    745 F.2d 120
    , 123 (1st Cir.1984)). The same
    principle holds true for digitally recorded audio exhibits.
    Even if Rose’s arguments that the CDs were not admitted into evidence were well taken, any
    error caused by sending the CDs into the jury room would be harmless. The recordings sent into the
    jury room may be understood to constitute “original” recordings within the meaning of Rule1001(3)
    of the Federal Rules of Evidence or “duplicate” recordings within the meaning of Rule 1001(4) of
    the Federal Rules of Evidence. Under Rule 1003, a duplicate is admissible to the same extent as an
    6
    No. 06-1642
    original unless a genuine question is raised as to the authenticity of the original or in the
    circumstances it would be unfair to admit the duplicate in lieu of the original. No questions were
    raised regarding the authenticity of the recordings, and Rose has not shown the CDs to have been
    prejudicial. In fact, when this issue was raised at sentencing, defense counsel agreed that before
    sending the CDs into the jury room, the government had played the CDs in the presence of defense
    counsel to ensure they were exact copies of the recordings stored on the laptop. United States v.
    Angelilli, 
    660 F.2d 23
    (2d Cir. 1981) (holding that any error in playing for the jury during
    deliberations a cassette that had not been admitted into evidence which was a duplicate of a cassette
    that had been admitted into evidence was harmless where the defendant gave no evidence of
    differences between the tapes). There was no violation of Defendant’s rights in the instant case
    regardless of whether the recordings in question are deemed to be originals or duplicates which were
    erroneously but harmlessly provided to the jury.
    II.    PROSECUTORIAL MISCONDUCT
    A.      Standard of Review
    Rose claims that the AUSA’s reference in his opening statement to the fact that Rose had
    been in prison deprived him of a fair trial. Generally, “[a]ppellate courts review a district judge's
    conduct of a trial, including the conduct of opening statement, for abuse of discretion.” United
    States v. Burns, 
    298 F.3d 523
    , 543 (6th Cir. 2002) (quoting Cox v. Treadway, 
    75 F.3d 230
    , 237 (6th
    Cir.1996)). In the prosecutorial misconduct context, we must first determine whether the remarks
    made by the prosecutor were improper. United States v. Galloway, 
    316 F.3d 624
    , 632 (6th Cir.
    2003). If they were, we must determine “if the remarks were flagrant and warrant reversal.” 
    Id. To 7
                                                 No. 06-1642
    determine whether the remarks were flagrant we must analyze “1) whether the statements tended to
    mislead the jury and prejudice the defendant; 2) whether the statements were isolated or pervasive;
    3) whether the statements were deliberately placed before the jury; and 4) whether the evidence
    against the accused is otherwise strong.” 
    Id. Since Rose
    failed to make a contemporaneous objection to the AUSA’s statements during
    opening argument, we review for plain error. Girts v. Yanai, 
    501 F.3d 743
    , 759 (6th Cir. 2007).
    Under the plain error standard, we may only engage in error correction when (1) an error has been
    made, (2) the error is plain, and (3) the error affects the defendant’s substantial rights. United States
    v. Seymour, 
    468 F.3d 378
    , 384 (6th Cir. 2006) (quoting United States v. Thomas, 
    11 F.3d 620
    , 630
    (6th Cir.1993)). If these three conditions are met, we must decide whether to exercise our discretion
    to correct the error. 
    Id. The exercise
    of discretion is warranted “if the error ‘seriously affect[s] the
    fairness, integrity or public reputation of judicial proceedings.’” United States v. Olano, 
    507 U.S. 725
    , 736 (1993) (quoting United States v. Atkinson, 
    297 U.S. 157
    , 160 (1936)).
    B.      Analysis
    During the government’s opening statement, the AUSA referred to the fact that McWhorter
    had been in prison with Rose. Rose claims that this reference was unnecessary and prejudicial
    because the fact that Rose had been convicted of a felony was not at issue in his trial. Rose was
    charged with selling a gun to a known felon, a crime which depended on McWhorter’s criminal
    history, and not Rose’s.
    On appeal, the government contends that the fact that Rose was in prison with McWhorter
    was relevant to the element of § 922(d)(1) that requires the person who disposed of the firearm to
    8
    No. 06-1642
    know that the person receiving the firearm is a felon. According to the government, the jury could
    infer that Rose knew McWhorter was a felon based upon the fact that Rose and McWhorter were in
    prison together. We agree that the probative value of the information regarding Rose’s association
    with McWhorter in a situation from which Rose could easily gather that McWhorter was a felon
    significantly outweighs any unfair prejudice that would arise from the jury’s knowledge that Rose
    had been imprisoned. See Fed. R. Evid. 403. Since the AUSA’s remarks were relevant and highly
    probative in relation to the charge of disposing of firearms to a known felon, the remarks were not
    improper.
    III.   COMMERCE CLAUSE
    A.     Standard of Review
    We review a district court’s decision regarding the constitutionality of a statute de novo.
    United States v. Napier, 
    233 F.3d 394
    , 397 (6th Cir. 2000).
    B.     Analysis
    Rose was convicted under 18 U.S.C. § 922(d)(1), a federal statute that makes it “unlawful
    for any person to sell or otherwise dispose of any firearm or ammunition to any person knowing or
    having reasonable cause to believe that such person is under indictment for, or has been convicted
    in any court of, a crime punishable by imprisonment for a term exceeding one year.” 18 U.S.C. §
    922(d)(1) (2000). Rose claims that his conviction was unconstitutional because Congress exceeded
    its Commerce Clause power by enacting § 922(d)(1). Rose’s contention lacks merit inasmuch as
    applicable Supreme Court precedent leaves no doubt regarding the constitutionality of § 922(d)(1).
    9
    No. 06-1642
    The Constitution gives Congress the power to regulate interstate commerce. U.S. Const. art.
    I, § 8, cl. 3. Congress has utilized this power to promote a variety of ends including the protection
    of workers, the elimination of discrimination, and the control of the use of illicit drugs. Gonzales
    v. Raich, 
    545 U.S. 1
    (2005) (regulating the use of marijuana); Heart of Atlanta Motel, Inc. v. United
    States, 
    379 U.S. 241
    (1964) (forbidding discrimination in public accommodations); NLRB v. Jones
    & Laughlin Steel Corp., 
    301 U.S. 1
    (1937) (forbidding unfair labor practices). However, the power
    of Congress to regulate pursuant to the Commerce Clause has its limits. The Supreme Court has
    held that Congress’s power under the Commerce Clause only extends to the regulation of “the use
    of the channels of interstate commerce,” United States v. Lopez, 
    514 U.S. 549
    , 558 (1995),
    “instrumentalities of interstate commerce, or persons or things in interstate commerce,” 
    id., and “activities
    having a substantial relation to interstate commerce,” 
    id. at 558-59.
    Rose contends, and
    we agree, that 18 U.S.C. § 922(d)(1) should be analyzed as a purported regulation of “activities
    having a substantial relation to interstate commerce.”
    The Supreme Court analyzed whether a statute regulating intrastate economic activity was
    substantially related to interstate commerce in Gonzales v. Raich, 
    545 U.S. 1
    (2005). In Raich the
    Court held that the application of the Controlled Substances Act (“CSA”), which prohibited the
    possession of marijuana, to California users of homegrown marijuana for medical purposes was a
    proper use of Congress’ Commerce Clause powers. In making this determination, the Court held
    that an activity involving a commodity for which there is an interstate market has a substantial
    relation to interstate commerce if Congress had a rational basis to conclude that “failure to regulate
    that class of activity would undercut the regulation of the interstate market in the commodity.”
    10
    No. 06-1642
    
    Raich, 545 U.S. at 18
    . In its determination that the failure to regulate homegrown marijuana would
    undercut a larger regulatory scheme, the Court noted that the cultivation of marijuana involved a
    fungible commodity for which there existed an interstate market. 
    Id. The Court
    also examined the
    purposes of the CSA and found that a primary purpose of the act was to control the market for legal
    and illegal drugs. 
    Id. at 19.
    From this analysis, the Court concluded that Congress had a rational
    basis to conclude that failing to regulate the intrastate activity in question would undermine its
    attempts to regulate the interstate market. 
    Id. The Court
    did not require any factual findings from
    Congress specifically regarding the effects of the cultivation or possession of marijuana for intrastate
    use. 
    Id. at 21.
    The Court relied instead upon the logical connections between the cultivation of
    marijuana for personal use and the interstate market in marijuana such as the possibility that
    marijuana cultivated for intrastate personal use could become a part of the interstate market. 
    Id. at 19.
    Applying the Raich analysis in the instant case leads to the conclusion that § 922(d)(1) is a
    proper use of Congress’ Commerce Clause power. Guns are a fungible commodity for which there
    is an established interstate market. Section 922(d)(1) is also part of a larger regulatory framework.
    The legislative history of this framework is set forth succinctly in an Eleventh Circuit opinion
    upholding the constitutionality of § 922(d):
    Section 922(d) has its origins in Title IV of the Omnibus Crime Control and Safe
    Streets Act of 1968, Pub.L. No. 90-351, 82 Stat. 225. Title IV established federal
    licensing requirements and other regulations on the nationwide traffic in firearms.
    Among these provisions was the predecessor to the current § 922(d), then codified
    as § 922(c), which stated, in pertinent part:
    It shall be unlawful for any licensed importer, licensed manufacturer, or licensed
    dealer to sell or otherwise dispose of any firearm or ammunition to any person,
    11
    No. 06-1642
    knowing or having reasonable cause to believe that such person is a fugitive from
    justice or is under indictment or has been convicted in any court of a crime
    punishable by imprisonment for a term exceeding one year.
    Congress made a number of specific findings explaining the need for the legislation.
    Section 901(a) declared “that there is a widespread traffic in firearms moving in or
    otherwise affecting interstate or foreign commerce, and that the existing Federal
    controls over such traffic do not adequately enable the States to control this traffic
    within their own borders through the exercise of their police power.” § 901(a)(1).
    Congress further found “that the ease with which any person can acquire firearms
    other than a rifle or shotgun (including criminals, juveniles . . . , narcotics addicts,
    mental defectives, armed groups who would supplant the functions of duly
    constituted public authorities, and others whose possession of such weapons is
    similarly contrary to the public interest) is a significant factor in the prevalence of
    lawlessness and violent crime in the United States.” § 901(a)(2). Moreover, Congress
    determined “that only through adequate Federal control over interstate and foreign
    commerce in these weapons, and over all persons engaging in the business of
    importing, manufacturing, or dealing in them, can this grave problem be properly
    dealt with, and effective State and local regulation of this traffic be made possible.”
    § 901(a)(3) (emphasis added).
    Several months after Title IV of the Omnibus Crime Control and Safe Streets Act of
    1968 was enacted, it was superseded by the Gun Control Act of 1968, Pub.L. No.
    90-618, 82 Stat. 1213, which “was designed to strengthen the firearms provisions
    which had been enacted as part of the omnibus crime bill.” H.R.Rep. No. 90-1577,
    reprinted in 1968 U.S.C.C.A.N. 4410, 4412; see also 
    id. at 4413.
    The Gun Control
    Act left the Omnibus Act largely intact, with two significant changes: it imposed
    restrictions on rifles and shotguns generally parallel to those that the Omnibus Act
    applied to handguns only; and it added provisions controlling interstate shipment of
    ammunition and sale of ammunition to juveniles. See 
    id. The ban
    on firearm sales to
    felons was recodified in nearly identical language, again as § 922(c).
    Although Congress deemed it “unnecessary” to include the Omnibus Act's specific
    findings in the Gun Control Act, the legislative history to the Gun Control Act makes
    clear that the rationale remained precisely the same. The expanded statute's purpose
    was “to strengthen Federal controls over interstate and foreign commerce in firearms
    and to assist the States effectively to regulate firearms traffic within their borders.”
    
    Id. at 4411.
    The ban on firearm sales to felons was finally enacted in its current form as part of
    the Firearms Owners' Protection Act of 1986, Pub.L. No. 99-308, 100 Stat. 449. The
    purpose of the amendment was to “close an existing loophole” by extending the ban,
    12
    No. 06-1642
    which previously applied only to federally licensed firearms dealers, to “all persons
    who transfer a firearm.” H.R.Rep. No. 99-495, reprinted in 1986 U.S.C.C.A.N. 1327,
    1343, 1348. Accordingly, § 922(d) was enacted in its current form, which prohibits
    “any person” from knowingly selling a firearm to a felon.
    United States v. Peters, 
    403 F.3d 1263
    , 1274-75 (11th Cir. 2005). This legislative history supports
    the logical connection between the intrastate sale and disposition of firearms and the interstate
    market in firearms. Because Congress had a rational basis to conclude that the intrastate transfer of
    firearms would undercut its regulation of the interstate firearms market, § 922(d)(1) is a proper
    exercise of Congress’s Commerce Clause power.1
    IV.    JURY INSTRUCTIONS REGARDING 26 U.S.C. § 5861(d)
    A.     Standard of Review
    Rose promptly objected to the jury instructions regarding his possession of an unregistered
    silencer in violation of 26 U.S.C. § 5861(d). As a result, he has preserved this issue for review. This
    Court reviews “jury instructions as a whole in order to determine whether they adequately inform
    the jury of the relevant considerations and provide a sound basis in law to aid the jury in reaching
    its decision.” United States v. Clark, 
    988 F.2d 1459
    , 1468 (6th Cir. 1993). A judgment may be
    reversed if the jury instruction “fails accurately to reflect the law.” United States v. Blood, 
    435 F.3d 612
    , 623 (6th Cir. 2006) (quoting United States v. Pensyl, 
    387 F.3d 456
    , 458 (6th Cir. 2004)).
    1
    Only two federal appeals courts have analyzed this issue pursuant to modern Commerce
    Clause jurisprudence, and both have found § 922(d) to be a valid exercise of Congress’s Commerce
    Clause authority. Peters, 
    403 F.3d 1263
    ; United States v. Montelone, 
    77 F.3d 1086
    , 1091-92 (8th
    Cir. 1996). See also United States v. Haskins, 
    511 F.3d 688
    , 695 (7th Cir. 2007) (declining to
    directly address the Commerce Clause issue but citing Peters and Montelone with approval).
    13
    No. 06-1642
    However, this Court may not reverse unless “the instructions, viewed as a whole, were confusing,
    misleading or prejudicial.” 
    Id. (quoting Pensyl,
    387 F.3d at 458).
    B.     Analysis
    Rose claims that the district court misled the jury with its instructions regarding the charge
    that Rose violated 26 U.S.C. § 5861(d) by possessing an unregistered silencer. Rose argues that the
    instructions gave the impression that the jury could convict even if Rose did not possess a silencer
    or an object intended to be a silencer. Rose was convicted of violating 26 U.S.C. § 5861(d), which
    makes it “unlawful for any person . . . to receive or possess any firearm which is not registered to
    him in the National Firearms Registration and Transfer Record.” A silencer is a type of firearm, 26
    U.S.C. § 5845(a)(7), and is defined by 18 U.S.C. § 921(a)(24) as “any device for silencing, muffling,
    or diminishing the report of a portable firearm, including any combination of parts, designed or
    redesigned, and intended for use in assembling or fabricating a firearm silencer or firearm muffler,
    and any part intended only for use in such assembly or fabrication.” The district court instructed the
    jury that in order to find Rose guilty the jury must find the following elements:
    First, that the defendant knowingly possessed the device described in the indictment.
    Second, the device was a firearm silencer, that is, it was a device for silencing,
    muffling or diminishing the report of a portable firearm, including any combination
    of parts designed or redesigned which the defendant intended for use in assembling
    or fabricating a firearm silencer, or firearm muffler, and any part intended only for
    use in such assembly or fabrication.
    Third, the defendant knew of the characteristics of the device that would make it
    function as a firearm silencer and he intended it to function as a firearm silencer and
    he intended it to function as such even if it did not actually work to silence a firearm.
    And, fourth, the firearm silencer was not registered to the defendant in the National
    Firearms Registration and Transfer Record.
    14
    No. 06-1642
    (J.A. 263-64.)
    Rose takes issue with the portion of the district court’s third instruction that allows for
    conviction even if the silencer possessed was not functional. Rose claims that the object he was
    convicted of possessing could have been a “dummy silencer,” an object that appears to be a silencer
    but that is not intended to function as a silencer. (Def. Br. 28.) The jury instructions clearly do not
    allow for conviction based on the possession of a dummy silencer that is not intended to become a
    silencer. The statutory definition itself encompasses parts intended for use in fabricating silencers,
    so if Rose bought a dummy silencer which he planned to convert into a silencer, he would be liable
    under § 5861(d). The district court’s addition of language regarding whether the silencer actually
    functioned does not detract from its second instruction that specifically tracks the statutory definition
    of a silencer.2
    We have also specifically held that a defendant may be found guilty of violating 26 U.S.C.
    § 5861(d) for the possession of a non-functioning silencer. In United States v. Carter, 
    465 F.3d 658
    (6th Cir. 2006), the defendant argued that the evidence presented at trial was insufficient to support
    his conviction due to the government’s failure to prove that the silencer he possessed was operable.
    
    Carter, 465 F.3d at 666
    . He also contended that the district court erred in failing to instruct the jury
    that the government must prove that the silencer was operable. 
    Id. at 667.
    We rejected the
    2
    The district court’s instructions were also in accordance with Staples v. United States, 
    511 U.S. 600
    (1994), in which the Supreme Court held that § 5861(d) does not impose strict liability for
    the possession of unregistered firearms. In Staples, the Court interpreted this statutory provision as
    requiring proof “beyond a reasonable doubt that [the defendant] knew the weapon he possessed had
    the characteristics that brought it within the statutory definition.” 
    Staples, 511 U.S. at 602
    . Thus,
    the district court’s third instruction followed controlling precedent on this point.
    15
    No. 06-1642
    defendant’s arguments, based upon the plain statutory definition of a silencer contained in 18 U.S.C.
    § 921(a)(24) and the reasoning of two Seventh Circuit cases that came to the same conclusion.
    
    Carter, 465 F.3d at 666
    -67 (citing United States v. Rogers, 
    270 F.3d 1076
    , 1081 (7th Cir.2001), and
    United States v. Syverson, 
    90 F.3d 227
    , 232 (7th Cir.1996)). Rose attempts to distinguish his case
    from Carter by stating that pursuant to the jury instructions in his case the jury could have convicted
    him not only for possessing an inoperable silencer but also for possessing a “dummy silencer” which
    was not a silencer at all. As stated above, the jury instructions clearly contradict Rose’s argument,
    and Rose’s fourth assignment of error must fail.
    CONCLUSION
    For the reasons stated above, we AFFIRM Rose’s conviction.
    16
    

Document Info

Docket Number: 06-1642

Filed Date: 3/26/2008

Precedential Status: Non-Precedential

Modified Date: 9/22/2015

Authorities (24)

UNITED STATES, Appellee, v. William BIZANOWICZ, Defendant, ... , 745 F.2d 120 ( 1984 )

United States v. Michael Peters , 403 F.3d 1263 ( 2005 )

United States v. Albert Thomas (92-4344) and Angelique ... , 11 F.3d 620 ( 1993 )

United States v. Jeffrey Glenn Galloway , 316 F.3d 624 ( 2003 )

United States v. Jon Clark Pensyl , 387 F.3d 456 ( 2004 )

United States v. Peter Angelilli, William Butler, Donald ... , 660 F.2d 23 ( 1981 )

United States v. Marvin Smith , 419 F.3d 521 ( 2005 )

United States v. George William Blood (04-5101) and Stephen ... , 435 F.3d 612 ( 2006 )

United States v. Joseph Lee Seymour , 468 F.3d 378 ( 2006 )

United States v. Harvey Lloyd Napier , 233 F.3d 394 ( 2000 )

United States v. Antoine Segines (92-4051) Michael Alston (... , 17 F.3d 847 ( 1994 )

United States v. Roy Lee Clark , 988 F.2d 1459 ( 1993 )

Girts v. Yanai , 501 F.3d 743 ( 2007 )

united-states-of-america-plaintiff-appelleecross-appellant-v-antonio , 298 F.3d 523 ( 2002 )

United States v. Atkinson , 56 S. Ct. 391 ( 1936 )

United States v. John W. Rogers , 270 F.3d 1076 ( 2001 )

United States v. Gilbert R. Syverson , 90 F.3d 227 ( 1996 )

United States v. Salvatore G. Monteleone , 77 F.3d 1086 ( 1996 )

United States v. Haskins , 511 F.3d 688 ( 2007 )

joseph-walter-cox-and-bennie-burgan-jr-v-gregory-treadway-jerry-warman , 75 F.3d 230 ( 1996 )

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