Grosjean v. First Energy Corp ( 2003 )


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    Pursuant to Sixth Circuit Rule 206                         2    Grosjean v. First Energy Corp., et al.       No. 02-3361
    ELECTRONIC CITATION: 
    2003 FED App. 0404P (6th Cir.)
    File Name: 03a0404p.06                                                     _________________
    COUNSEL
    UNITED STATES COURT OF APPEALS
    ARGUED: John D. Franklin, LAW OFFICES OF JOHN D.
    FOR THE SIXTH CIRCUIT                                    FRANKLIN & ASSOCIATES, Toledo, Ohio, for Appellant.
    _________________                                      Denise M. Hasbrook, ROETZEL & ANDRESS, Toledo,
    Ohio, for Appellees. ON BRIEF: John D. Franklin, LAW
    WILLIAM GROSJEAN,                 X                                       OFFICES OF JOHN D. FRANKLIN & ASSOCIATES,
    Plaintiff-Appellant,      -                                      Toledo, Ohio, for Appellant.   Denise M. Hasbrook,
    -                                      ROETZEL & ANDRESS, Toledo, Ohio, for Appellees.
    -  No. 02-3361
    v.                     -                                                          _________________
    >
    ,                                                              OPINION
    FIRST ENERGY CORPORATION ; -
    _________________
    TOLEDO EDISON ENERGY,              -
    Defendants-Appellees. -                                             BOGGS, Chief Judge. William Grosjean appeals the
    -                                      district court’s summary judgment for his employers, First
    N                                       Energy Corporation and its Toledo subsidiary, Toledo Edison
    Appeal from the United States District Court                        Energy, (collectively “First Energy”), in his age
    for the Northern District of Ohio at Toledo.                       discrimination action against them. Grosjean had lost his
    No. 01-07213—James G. Carr, District Judge.                          supervisory title and duties after his superior had rated him as
    inadequate in dealing with his subordinates. The district court
    Argued: August 7, 2003                                granted summary judgment because Grosjean failed to
    demonstrate that First Energy’s proffered reason for the
    Decided and Filed: November 13, 2003                           demotion, the unfavorable rating, was a mere pretext. We
    affirm on the alternative basis that Grosjean failed to make his
    Before: BOGGS, Chief Judge; SILER, Circuit Judge; and                     prima facie case of age discrimination because he was not
    RICE, District Judge.*                                      replaced by a person significantly younger than himself.
    I
    First Energy hired Grosjean in 1970 as a plant helper, a
    unionized position. Over the following two decades he was
    steadily promoted until in 1990 he joined management as a
    machine shop supervisor at First Energy’s Bayshore, Ohio,
    power plant. In 1997, he was reassigned to a position as yard
    *
    The Honorable Walter Herbert Rice, United States District Judge for   supervisor. His new responsibilities included scheduling the
    the Southern District of Ohio, sitting by designation.
    1
    No. 02-3361      Grosjean v. First Energy Corp., et al.    3    4    Grosjean v. First Energy Corp., et al.      No. 02-3361
    large coal trains that fed the power plant, supervising the       On May 2, 2001, Grosjean filed a complaint against First
    fourteen workers who unloaded the trains, and disposing of      Energy in the United States District Court for the Northern
    the ash generated. Grosjean was instructed in these duties by   District of Ohio. In it he claimed that First Energy had
    John Gallagher, an experienced yard supervisor. After six       discriminated against him on the basis of his age, in violation
    months of training, Gallagher and Grosjean divided the shifts   of the federal Age Discrimination in Employment Act
    between them. Both Gallagher and Grosjean worked                (“ADEA”), 
    29 U.S.C. §§ 621-634
    , and the Ohio anti-
    weekdays and would split weekend shifts. Their supervisor       discrimination statute, Ohio Rev. Code § 4112.02. In
    during the relevant period was the director of production,      particular, Grosjean alleged that First Energy had demoted
    Kenneth Dresner.                                                him from his supervisory position, that he had been denied a
    bonus for the year 1999, and that he had been denied a
    During 1998, there appear to have been no significant         promotion back to his old position. On February 22, 2002,
    problems with Grosjean’s performance. However, during           the district court granted summary judgment to First Energy
    1999, Dresner and Grosjean had a series of meetings to          on the basis that Grosjean had presented insufficient evidence
    discuss what Dresner felt were inadequacies in management       that First Energy’s stated legitimate, non-discriminatory
    style. The common element of these complaints was that          reason for its actions, the unfavorable performance report,
    Dresner considered Grosjean to be neither sufficiently strict   was pretextual. Before this court now is Grosjean’s timely
    with the workers under his supervision nor loyal to Dresner.    appeal of that grant.
    In Dresner’s view, these meetings did not result in an
    appreciable improvement in the problem areas. On March 2,                                     II
    2000, Grosjean met with Dresner to discuss his performance
    rating report for 1999, authored by Dresner. This report,         Age discrimination cases under the ADEA are analyzed
    while praising Grosjean’s technical competence, was damning     under the same framework as employment discrimination
    with respect to his management role. On this basis, Dresner     cases under Title VII. Policastro v. Northwest Airlines, Inc.,
    recommended a performance rating of “does not meet              
    297 F.3d 535
    , 538 (6th Cir. 2002) (citing Mitchell v. Toledo
    expectations.” As a result of this rating, Grosjean was         Hosp., 
    964 F.2d 577
    , 582 (6th Cir. 1992)). Proof in such
    reassigned from his supervisory position to a newly-created     cases proceeds in three stages. Kline v. Tenn. Valley Auth.,
    position of planner. As a planner, he would continue to         
    128 F.3d 337
    , 342 (6th Cir. 1997) (citing Tex. Dep’t of Cmty.
    schedule trains and receive the same salary and benefits, but   Affairs v. Burdine, 
    450 U.S. 248
    , 252-53 (1981), and
    he would no longer have supervisory responsibility for any      McDonnell Douglas Corp. v. Green, 
    411 U.S. 792
    , 802
    other employees. Grosjean’s supervisory duties were             (1973)). First, “[i]n order to prove a prima facie case of
    returned to Gallagher on a temporary basis. As a                discrimination, a plaintiff must show 1) that he is a member
    consequence Gallagher worked more than a thousand hours         of a protected group, 2) that he was subject to an adverse
    overtime during the remaining ten months of the year.           employment decision, 3) that he was qualified for the
    Eventually, the position was filed by Richard Riley. At the     position, and 4) that he was replaced by a person outside of
    time of Dresner’s unfavorable performance rating, Grosjean      the protected class.” Kline, 128 F.3d at 349 (citing Talley v.
    was 54 years old, Dresner was 41 years old, Gallagher was 48    Bravo Pitino Restaurant, 
    61 F.3d 1241
    , 1246 (6th Cir. 1995)).
    years old, and Riley was 51 years old.                          In age discrimination cases, the protected class includes all
    workers at least 40 years old and the fourth element is
    modified to require replacement not by a person outside the
    No. 02-3361       Grosjean v. First Energy Corp., et al.       5    6        Grosjean v. First Energy Corp., et al.              No. 02-3361
    protected class, but merely replacement by a significantly          replacement.”); Godfredson v. Hess & Clark, 
    173 F.3d 365
    ,
    younger person. Kline, 128 F.3d at 352-53; O’Connor v.              372-73 (6th Cir. 1999) (reaffirming Barnes, 896 F.2d at
    Consol. Coin Caterers Corp., 
    517 U.S. 308
    , 311-13 (1996).           1465).
    Second, “[i]f the plaintiff establishes [a] prima facie case, the
    burden then shifts to the defendant to ‘articulate some               Grosjean was replaced, in both the colloquial and the legal
    legitimate, nondiscriminatory reason for the employee's             meanings of that term, by Riley. That Riley was as much part
    rejection.’” Kline, 128 F.3d at 342 (quoting Burdine, 450           of the protected class of workers over 40 as Grosjean does not
    U.S. at 252-53). Third, after the defendant has met this            preclude the making of a prima facie case.
    burden, “the plaintiff must produce sufficient evidence from
    which the jury may reasonably reject the employer’s                     The fact that one person in the protected class has lost
    explanation.” Manzer v. Diamond Shamrock Chems. Co., 29                 out to another person in the protected class is . . .
    F.3d 1078, 1083 (6th Cir. 1994). In some cases, plaintiff’s             irrelevant, so long as he has lost out because of his age.
    evidence establishing the prima facie case can also be                  Or to put the point more concretely, there can be no
    sufficient to meet one or more of the elements necessary to             greater inference of age discrimination . . . when a
    rebut the defendant’s proffered non-discriminatory reasons.             40-year-old is replaced by a 39-year-old than when a
    See Reeves v. Sanderson Plumbing Prods., 
    530 U.S. 133
    , 149              56-year-old is replaced by a 40-year- old.
    (2000).
    O’Connor, 
    517 U.S. at 312
    . However, “the prima facie case
    We conclude that Grosjean was not replaced by a                   requires evidence adequate to create an inference that an
    significantly younger person. He therefore failed to make his       employment decision was based on an illegal discriminatory
    prima facie case and we need not address the legitimate-            criterion.” 
    Ibid.
     This “inference cannot be drawn from the
    reason and pretext parts of the McDonnell analysis, the bases       replacement of one worker with another worker
    on which the district court decided the issue.                      insignificantly younger.” 
    Id. at 313
    .1 Therefore, the question
    reduces to whether Riley, at age 51, was significantly younger
    Grosjean argues that he was initially replaced by Gallagher,      than Grosjean, at age 54.2
    who temporarily took over his duties in addition to his own.
    However, Gallagher’s assumption of Grosjean’s duties does             Age differences of ten or more years have generally been
    not constitute replacement under the law of this circuit. A         held to be sufficiently substantial to meet the requirement of
    “person is not replaced when another employee is assigned to
    perform the plaintiff’s duties in addition to other duties, or
    when the work is redistributed among other existing                      1
    O’Connor clarifies the fourth part of a prima facie age
    employees already performing related work. A person is              discrimination case; it does not eliminate it. The decision of a district
    replaced only when another employee is hired or reassigned          court within this circuit to the contrary is no t correct. Ligo n v. Triang le
    to perform the plaintiff’s duties.” Barnes v. GenCorp Inc.,         Pac. Corp., 
    935 F. Supp. 936
     , 941 (M .D. Tenn. 1996 ).
    
    896 F.2d 1457
    , 1465 (6th Cir. 1990) (citing Sahadi v.
    2
    Reynolds Chem., 
    636 F.2d 1116
    , 1117 (6th Cir. 1980)); see                 In addition, here Gallagher was the obvious tem porary rep lacem ent,
    also Lilley v. BTM Corp., 
    958 F.2d 746
    , 752 (6th Cir. 1992)         as he had been doing exactly the same job as Grosjean. Thus our focus
    (“Spreading the former duties of a terminated employee              is on the 3-year age difference with Riley in determining this issue,
    though we also note that even the difference with G allagher was only 6
    among the remaining employees does not constitute                   years.
    No. 02-3361      Grosjean v. First Energy Corp., et al.      7    8    Grosjean v. First Energy Corp., et al.      No. 02-3361
    the fourth part of age discrimination prima facie case. See,      with two others in their 40s sufficient); Bunch v. Board of
    e.g., Balut v. Loral Elec. Sys., 
    166 F.3d 1199
    , 1998 WL           Educ., 
    201 F.3d 440
    , 
    1999 WL 1206875
    , at *2 (6th Cir. 1999)
    887194, at *1 (2d Cir. 1998) (table) (replacement of 57-year      (table) (passing over of 53-year old for promotion eight times,
    old with 47-year old was sufficient); Sempier v. Johnson &        six times for persons under age 40, sufficient); Tichenor v.
    Higgins, 
    45 F.3d 724
    , 729-30 (3d Cir. 1995) (replacement of       Sec’y of Army, 
    181 F.3d 104
    , 
    1999 WL 357813
    , at *2 (6th
    employee with two others, one “well over ten years younger,”      Cir. 1999) (table) (promotion of 38-year old over 53-year old
    sufficient); Hollander v. Am. Cyanamid Co., 
    172 F.3d 192
    ,         sufficient); Pope v. City of Cleveland, 
    22 Fed. Appx. 474
    ,
    199 & n.3 (2d Cir. 1999) (transfer of duties from 58-year old     475, 
    2001 WL 1355597
    , at *1 (6th Cir. 2001) (table)
    to two other employees, one 11 years and one 8 months             (promotion of 38-year old over 54-year old sufficient);
    younger, sufficient); O’Connor v. DePaul Univ., 123 F.3d          Showalter v. Univ. of Pittsburgh Med. Ctr., 
    190 F.3d 231
    , 236
    665, 669-70 & n.2 (7th Cir. 1997) (replacement of 43-year old     (3d Cir. 1999) (discharge of plaintiff while retaining
    by 32-year old sufficient); Barnett v. Dep’t of Veterans          employees 8 and 16 years younger sufficient); Baron v. City
    Affairs, 
    153 F.3d 338
    , 341 (6th Cir. 1998) (replacement of        of Highland Park, 
    195 F.3d 333
    , 340 (7th Cir. 1999) (denial
    51-year old by employee “around 40" sufficient); EEOC v.          of promotion to 47-year old while promoting 30-year old and
    Bd. of Regents of Univ. of Wisc. Sys., 
    288 F.3d 296
    , 303 (7th     31-year old sufficient); Isenbergh v. Knight-Ridder
    Cir. 2002) (termination of 47-year old while retaining            Newspaper Sales, 
    97 F.3d 436
    , 440 & n.1 (11th Cir. 1996)
    “woman in her twenties or thirties” sufficient; so was            (promotion of 44-year old over 60-year old sufficient); Weigel
    termination of 54-year old while retaining 23-year old);          v. Baptist Hosp., 
    302 F.3d 367
    , 375 (6th Cir. 2002) (44-year
    Rhymer v. Yokohama Tire Corp., 
    106 F.3d 391
    , 1997 WL              old substantially younger than 60-year old); O’Connor, 517
    14143, at *3 (4th Cir. 1997) (replacement of a 54-year old by     U.S. at 312 (implying that difference between 56-year old and
    a 41-year old sufficient); Brennan v. Metropolitan Opera          40-year old is substantial); Roxas v. Presentation Coll., 90
    Ass’n, 
    192 F.3d 310
    , 317 (2d Cir. 1999) (stating that             F.3d 310, 316 (8th Cir. 1996) (denial of application for
    replacement of a 47-year old by a 33-year old “may well have      sabbatical to 54-year old while approval of same to 37-year
    met” the “de minimis burden of establishing a prima facie         old sufficient); Carlton v. Mystic Transp., 
    202 F.3d 129
    , 135
    case of age discrimination”); Mroz v. Elec. Data Sys. Corp.,      (2d Cir. 2000) (replacement of terminated employee with
    
    124 F.3d 198
    , 
    1997 WL 468331
    , at *4 (6th Cir. 1997) (table)       employees 18 and 25 years younger sufficient); Ridley v.
    (31- and 33-year-old workers significantly younger than           Lucent Techs., 
    22 Fed. Appx. 571
    , 
    2001 WL 1563636
    , at *1
    47-year old plaintiff); Keathley v. Ameritech Corp., 187 F.3d     (6th Cir. 2001) (hiring of 31-year old over 49-year old
    915, 923-24 (8th Cir. 1999) (replacement of salespersons over     sufficient); Fester v. Farmer Bros. Co., 
    2002 WL 31323499
    ,
    45 by those under 35 created reasonable inference of age          at *5 (10th Cir. 2002) (table) (attempted replacement of
    discrimination); Cheng v. MINACT, 
    103 F.3d 128
    , 
    1996 WL 58
    -year old by man in late 30s sufficient); Abrams v. Millikin
    724372, at *5 n.2 (6th Cir. 1996) (table) (age disparity          & Fitton Law Firm, 
    267 F. Supp. 2d 868
    , 875 (S.D. Ohio
    between 60-year old teacher and teacher in mid-40s                2003) (replacement of legal assistant of unspecified age, but
    sufficient); Bush v. Dictaphone Corp., 
    161 F.3d 363
    , 368 (6th     39 years of tenure at defendant, by 38-year old sufficient);
    Cir. 1998) (replacement of 47-year old by 32-year old             Banks v. Travelers Cos., 
    180 F.3d 358
    , 367 (2d Cir. 1999)
    sufficient); Simpson v. Kay Jewelers, 
    142 F.3d 639
    , 649 (3d       (replacement of 49-year old with 27-year old sufficient);
    Cir. 1998) (Pollak, J., concurring that replacement of 57-year    Staton v. Husky Computers, 
    176 F.3d 484
    , 
    1998 WL 808019
    ,
    old by 42-year old sufficient); Miller v. Borden, 
    168 F.3d 308
    ,   at *2 (9th Cir. 1998) (table) (replacement of 55-year old with
    314 (7th Cir. 1999) (replacement of man “approaching 60"          33-year old sufficient); Byrnie v. Town of Cromwell, Bd. of
    No. 02-3361      Grosjean v. First Energy Corp., et al.      9    10   Grosjean v. First Energy Corp., et al.       No. 02-3361
    Educ., 
    243 F.3d 93
    , 102 (2d Cir. 2001) (hiring of 42-year old     by person 6 years younger insufficient); Kalagian v. Carwein,
    over 64-year old sufficient); Koster v. Trans World Airlines,     
    57 F.3d 1077
    . 
    1995 WL 323801
    , at *1 (9th Cir. 1995) (table)
    
    181 F.3d 24
    , 32 (1st Cir. 1999) (retained 25-year old manager     (replacement of 50-year old with two 44-year olds
    “substantially younger” than furloughed 49-year old               insufficient); Mroz, at *4 (6th Cir. 1997) (table) (41-year-old
    manager); Fisher v. Wayne Dalton Corp., 
    139 F.3d 1137
    ,            worker not significantly younger than 47-year-old plaintiff);
    1141 (7th Cir. 1998) (passing over 63-year old for 39-year old    Cramer v. Intelidata Techs. Corp., 
    168 F.3d 481
    , 1998 WL
    sufficient); Wexler v. White’s Furniture, 
    317 F.3d 564
    , 592       911735, at *3 (4th Cir. 1998) (table) (replacement of
    (6th Cir. 2003) (en banc) (Krupansky, J., agreeing in dissent     employee with person 5 years younger insufficient); Wellman
    that replacement of 59-year old by man in his early 30s           v. Wheeling & Lake Erie Ry. Co., 
    134 F.3d 373
    , 1998 WL
    sufficient); Nidds v. Schindler Elevator Corp., 
    113 F.3d 912
    ,     25005, at *4 (6th Cir. 1998) (table) (replacement of 46-year
    917 (9th Cir. 1996) (replacement of 54-year old by 25-year        old with 41-year old insufficient); Cianci v. Pettibone Corp.,
    old sufficient); Krieg v. Kimball Intern., 
    33 F.3d 56
    , 
    1994 WL 152
     F.3d 723, 728 (7th Cir. 1998) (replacement of 47-year old
    459561, at *3 (7th Cir. 1994) (table) (55-year old                by 42-year old, even combined with supervisor’s comment
    substantially older than man 30 years his junior).                that plaintiff was “getting too old for the job,” insufficient);
    Schiltz v. Burlington N.R.R., 
    115 F.3d 1407
    , 1412 & n.6 (8th
    The overwhelming body of cases in most circuits has held       Cir. 1997) (where six positions that 48-year old plaintiff
    that age differences of less than ten years are not significant   applied for were filled by persons aged 43, 46, 51, 55, 48, and
    enough to make out the fourth part of the age discrimination      47 no prima facie age discrimination case exists); Bush, 161
    prima facie case. See, e.g., Girten v. McRentals, 337 F.3d        F.3d at 368 (6th Cir. 1998) (replacement of 46-year old by
    979, 981 (8th Cir. 2003) (stating that replacement of 63-year     41-year old insufficient); Steiner v. Envirosource, 134 F.
    old by 54-year old may be insufficient); Radue v.                 Supp. 2d 910, 917 (N.D. Ohio 2001) (termination of 62-year
    Kimberly-Clark Corp., 
    219 F.3d 612
    , 619 (7th Cir. 2000)           old while retaining 57-year old and 59-year old insufficient);
    (termination of 53-year old while retaining 46-year old and       Brown v. EG & G Mound Applied Tech., 
    117 F. Supp. 2d 44
    -year old, without more, insufficient); Lesch v. Crown Cork     671, 677-78 (S.D. Ohio 2000) (replacement of 57-year old by
    & Seal Co., 
    282 F.3d 467
    , 472 (7th Cir. 2002) (replacement        52-year old insufficient); Bennington v. Caterpillar Inc., 275
    of 62-year old accountant by 53-year old insufficient);           F.3d 654, 659 (7th Cir. 2001) (replacement of 57-year old
    Dunaway v. Int’l Bhd. of Teamsters, 
    310 F.3d 758
    , 767 (D.C.       with 52-year old insufficient); Scott v. Parkview Memorial
    Cir. 2002) (replacement of employee by other 7 years              Hosp., 
    175 F.3d 523
    , 525 (7th Cir. 1999) (age difference
    younger insufficient without more); Richter v. Hook-SupeRx,       between group aged 32 to 46 and group aged 42 to 48 not
    
    142 F.3d 1024
    , 1029 (7th Cir. 1998) (replacement of 52-year       substantial); Clevidence v. Wayne Savings Cmty. Bank, 143 F.
    old by 45-year old insufficient); Black v. Columbus Pub. Sch.,    Supp. 2d 901, 907-08 (N.D. Ohio 2001) (replacement of
    
    124 F. Supp. 2d 550
    , 574-75 (S.D. Ohio 2000) (replacement         46-year old by 43-year old insufficient); Hoffmann v.
    of 52-year old by 45-year old insufficient); Hartley v. Wisc.     Primedia Special Interest Publ’ns, 
    217 F.3d 522
    , 525 (7th
    Bell, 
    124 F.3d 887
    , 892 (7th Cir. 1997) (age difference of 6 or   Cir. 2000) (replacement of 42-year old with 39-year old
    7 years presumptively insufficient); Woodsmall v. Eclipse         insufficient); Williams v. Raytheon Co., 
    220 F.3d 16
    , 20 (1st
    Mfg. Co., 
    249 F. Supp. 2d 918
    , 923-24 (E.D. Tenn. 2002)           Cir. 2000) (“three year age difference is too insignificant to
    (implying that replacement of 59-year old with 53-year old        support a prima facie case of age discrimination”); O’Connor,
    insufficient); Wassel v. Mutual Life Ins. Co., 
    164 F.3d 633
    ,      
    517 U.S. at 312-13
     (implying that difference between 68-year
    
    1998 WL 700537
    , at *1 (9th Cir. 1998) (table) (replacement        old and 65-year old is not substantial); Munoz v. St.
    No. 02-3361       Grosjean v. First Energy Corp., et al.       11    12   Grosjean v. First Energy Corp., et al.     No. 02-3361
    Mary-Corwin Hosp., 
    221 F.3d 1160
    , 1166 (10th Cir. 2000)              F.3d 30, 38 (2d Cir. 2000) (replacement of 67-year old with
    (holding “that because plaintiff's replacement was only two          59-year old sufficient); Fisher v. Vassar Coll., 
    66 F.3d 379
    ,
    years his junior–an obviously insignificant difference–the           
    1995 WL 527804
    , at *29 (2d Cir.) (table) (48-year old and
    necessary inference of discrimination was precluded, and he          44-year old professors were substantially younger than
    failed to establish his prima facie case”); Hillman v. Safeco        53-year old), republished as amended, 
    70 F.3d 1420
    , 1450-51
    Ins. Co. of Am., 
    190 F. Supp. 2d 1029
    , 1038 (N.D. Ohio               (2d Cir. 1995) (same).
    2002) (replacement of 54-year old by 54-year old
    insufficient); Lovas v. Huntington Nat. Bank, 
    215 F.3d 1326
    ,           The Ninth Circuit has not settled on a standard for
    
    2000 WL 712355
    , at *3 (6th Cir. 2000) (table) (demotion and          substantial age difference and its case law is accordingly
    termination of 48-year old officer where older officers were         inconsistent. Compare Douglas v. Anderson, 
    656 F.2d 528
    ,
    retained insufficient).                                              533 (9th Cir. 1981) (replacement by person 5 years younger
    sufficient), and Estate of McGough v. Lockheed Martin, 2001
    One of our sister circuits made use of this apparent               WL 275007, at *3 & n.2 (9th Cir. 2001) (table) (implying that
    bifurcation of the case law to adopt a bright-line rule for          replacement of 48-year old by 41-year old sufficient)
    prima facie age discrimination cases. Hartley v. Wisc. Bell,         with Wassel, at *1 (holding replacement by person 6 years
    
    124 F.3d 887
     (7th Cir. 1997). The Seventh Circuit                    younger insufficient while citing Douglas), and Kalagian, at
    “considers a ten-year difference in ages (between the plaintiff      *1 (replacement of 50-year old with two 44-year olds
    and her replacement) to be presumptively ‘substantial’ under         insufficient).
    O’Connor.” 
    Id. at 893
    . “[A]ny age disparity less than ten
    years is ‘presumptively insubstantial.’” Kariotis v. Navistar          The Eleventh Circuit set an early precedent allowing age
    Int’l. Transp. Corp., 
    131 F.3d 672
    , 676 n.1 (7th Cir. 1997)          discrimination cases to proceed with as small an age
    (citing Hartley, 
    124 F.3d at 893
    ). Hence, that circuit defines       difference as three years and subsequent decisions have been
    “substantially younger” as 10 years younger. 
    Ibid.
     Accord            bound by that precedent. Carter v. City of Miami, 870 F.2d
    Balderston v. Fairbanks Morse Engine, 
    328 F.3d 309
    , 322              578, 583 (11th Cir. 1989) (replacement of 49-year old with
    (7th Cir. 2003); EEOC v. Bd. of Regents of Univ. of Wisc.            46-year old sufficient); Carter v. DecisionOne Corp., 122
    Sys., 
    288 F.3d 296
    , 302 (7th Cir. 2002). “In cases where the         F.3d 997, 1003 (11th Cir. 1997) (replacement of 42-year old
    disparity is less, the plaintiff still may present a triable claim   with 39-year old sufficient, citing Carter v. City of Miami);
    if she directs the court to evidence that her employer               Damon v. Fleming Supermarkets, 
    196 F.3d 1354
    , 1359-60
    considered her age to be significant.” Hartley, 124 F.3d at          (11th Cir. 1999) (replacement of 42-year old by 37-year old
    893.                                                                 sufficient, citing Carter v. City of Miami).
    No other circuit, including this circuit, has previously            Finally, the Second Circuit in an unpublished opinion found
    adopted such a bright-line rule. See Cicero v. Borg-Warner           a one-year age difference to be sufficient, but based that
    Auto., 
    280 F.3d 579
    , 588 (6th Cir. 2002). Nevertheless, only         conclusion on a supervisor’s ageist comments. Nembhard v.
    a handful of cases in a few categories have been decided             Memorial Sloan Kettering Cancer Ctr., 
    104 F.3d 353
    , 1996
    contrary to the Hartley rule. Age differences of 8 or 9 years        WL 680756, at *3-4 (2d Cir. 1996) (table). Nembhard is
    have been held to be sufficient. See Cicero, 
    280 F.3d at
    588         consistent with Hartley because under Hartley smaller age
    (leaving the question of whether 43-year old was substantially       differences may still present a triable claim where there is
    younger than 51-year old to jury); Tarshis v. Riese Org., 211        evidence that the employer considered age to be significant.
    No. 02-3361      Grosjean v. First Energy Corp., et al.      13
    Given this array of authority, and our circuit’s precedent,
    we hold that, in the absence of direct evidence that the
    employer considered age to be significant, an age difference
    of six years or less between an employee and a replacement
    is not significant. This rule will assist district courts in
    making a firm determination, yet does not encroach on our
    precedent holding that eight years can be a significant age
    difference. The standard is also at least as lenient towards
    plaintiffs as all decisions of our sister circuits with the
    exception of the standard-less Ninth Circuit and the three-
    year-standard Eleventh Circuit.
    As Grosjean was not more than six years older than Riley
    or Gallagher and he presents no direct evidence that First
    Energy considered age to be significant, his federal age
    discrimination claim fails. “Under Ohio law, the elements
    and burden of proof in a state age-discrimination claim
    parallel the ADEA analysis.” Ercegovich v. Goodyear Tire
    & Rubber Co., 
    154 F.3d 344
    , 357 (6th Cir. 1998) (citing
    McLaurin v. Fischer, 
    768 F.2d 98
    , 105 (6th Cir. 1985), and
    Barker v. Scovill, Inc., 
    451 N.E.2d 807
    , 808 (Ohio 1983)).
    Therefore, as Grosjean’s federal claim failed, so must his state
    law claim.
    III
    For the foregoing reason, we AFFIRM the judgment of the
    district court.
    

Document Info

Docket Number: 02-3361

Filed Date: 11/13/2003

Precedential Status: Precedential

Modified Date: 3/3/2016

Authorities (43)

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