Wilson v. Comm Social Security ( 2004 )


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    Pursuant to Sixth Circuit Rule 206                         
    2 Wilson v
    . Comm’r of Social Security       No. 03-1588
    ELECTRONIC CITATION: 2004 FED App. 0255P (6th Cir.)
    File Name: 04a0255p.06                                                    _________________
    COUNSEL
    UNITED STATES COURT OF APPEALS
    ARGUED: Lewis M. Seward, SEWARD, TALLY &
    FOR THE SIXTH CIRCUIT                                    PIGGOTT, Bay City, Michigan, for Appellant. James B.
    _________________                                      Geren, OFFICE OF THE GENERAL COUNSEL, SOCIAL
    SECURITY ADMINISTRATION, Chicago, Illinois, for
    ROBERT M. WILSON,               X                                         Appellee. ON BRIEF: Lewis M. Seward, SEWARD,
    Plaintiff-Appellant,     -                                        TALLY & PIGGOTT, Bay City, Michigan, for Appellant.
    -                                        James B. Geren, OFFICE OF THE GENERAL COUNSEL,
    -   No. 03-1588                          SOCIAL SECURITY ADMINISTRATION, Chicago,
    v.                     -                                        Illinois, for Appellee.
    >
    ,                                                           _________________
    COMMISSIONER OF SOCIAL           -
    SECURITY,                        -                                                               OPINION
    Defendant-Appellee. -                                                               _________________
    -
    N                                           ROGERS, Circuit Judge.          Robert M. Wilson, the
    Appeal from the United States District Court                        plaintiff/appellant, challenges the decision of an
    for the Western District of Michigan at Grand Rapids.                    administrative law judge (the “ALJ”) of the Social Security
    No. 02-00197—Wendell A. Miles, District Judge.                         Administration, which became the final decision of the
    Commissioner, denying Wilson’s application for Disability
    Argued: June 16, 2004                                Insurance Benefits (“DIB”) under Title II of the Social
    Security Act. Because the ALJ, by failing to articulate
    Decided and Filed: August 2, 2004                            reasons for discounting the opinion of Wilson’s treating
    physician, violated the agency’s own procedural regulation,
    Before: GILMAN and ROGERS, Circuit Judges;                         we vacate the judgment of the district court affirming the
    FORESTER, Chief District Judge.*                            ALJ’s decision and remand for further proceedings consistent
    with this opinion.
    Wilson worked as a deputy sheriff from 1960 until 1985,
    when he retired because of a heart attack. He then found
    employment as a manual laborer with the Howard City Paper
    Company, but he resigned from that position in 1986. Wilson
    did not engage in any full-time work after leaving the paper
    company, but worked part-time as the weekend manager for
    *
    The Honorable Karl S. Forester, Chief United States District Judge
    for the Eastern District of Kentucky, sitting by designation.
    1
    No. 03-158
    8 Wilson v
    . Comm’r of Social Security        3    
    4 Wilson v
    . Comm’r of Social Security       No. 03-1588
    a flea market around 1999. Wilson’s insured status for            past relevant work. Fifth, the ALJ determined that, given
    purposes of DIB expired on March 31, 1995.                        Wilson’s residual functional capacity and vocational profile
    at the time his coverage expired, there were a significant
    Wilson underwent three hernia repair surgeries in 1991,         number of jobs in the national economy that Wilson could
    1992, and 1994, respectively. Wilson claims that, as a result     perform, including a range of semi-skilled clerical jobs.
    of the surgeries, he suffers from “entrapment neuropathy,” a      Based on this last finding, the ALJ concluded that Wilson was
    condition involving a nerve fiber tied up in a scar that causes   not “disabled” at any time through the date he was last
    intense pain whenever he changes positions. Wilson was            insured for benefits.
    diagnosed with diabetes in the early 1990s.
    The Appeals Council of the Social Security Administration
    Wilson applied for DIB on July 21, 1999, claiming              denied Wilson’s request for review of the ALJ’s decision, at
    disability since December 31, 1993, due to leg and back pain.     which point the ALJ’s decision became the final decision of
    The Regional Commissioner of the Social Security                  the Commissioner of Social Security. Miles v. Chater, 84
    Administration denied Wilson’s application initially and on       F.3d 1397, 1399 (11th Cir. 1996). Wilson then commenced a
    reconsideration, finding that Wilson had not become disabled      civil action in district court for judicial review of the
    on or before March 31, 1995, when his insured status expired.     Commissioner’s final decision pursuant to 42 U.S.C.
    Wilson then filed a timely request for a hearing before an        § 405(g). A magistrate judge issued a Report and
    ALJ. Following the hearing, the ALJ issued a decision             Recommendation recommending that the district court affirm
    finding that Wilson had not become disabled on or before          the ALJ’s decision. The district court adopted the Report and
    March 31, 1995, because, taking into account his limitations,     Recommendation, and Wilson timely appealed.
    there were a significant number of jobs in the national
    economy that Wilson could perform.                                  Although substantial evidence otherwise supports the
    decision of the Commissioner in this case, reversal is required
    In finding that Wilson had not become disabled while            because the agency failed to follow its own procedural
    insured, the ALJ performed the required five-step analysis.       regulation, and the regulation was intended to protect
    See Heston v. Comm’r of Soc. Sec., 
    245 F.3d 528
    , 534 (6th         applicants like Wilson. The regulation requires the agency to
    Cir. 2001). First, the ALJ found that Wilson has not engaged      “give good reasons” for not giving weight to a treating
    in any substantial gainful activity since his disability onset    physician in the context of a disability determination.
    date. Second, the ALJ determined that Wilson suffered from        20 C.F.R. § 404.1527(d)(2) (2004). This requirement is part
    severe impairments on the last date he was                        of the “treating source” regulation adopted by the Social
    insured—specifically, insulin dependent diabetes mellitus         Security Administration in 1991. See generally Schaal v.
    with neuropathy in the lower extremities, lumbar spondylosis      Apfel, 
    134 F.3d 496
    , 503 (2d Cir. 1998).
    and facet arthritis, coronary artery disease, entrapment
    neuropathy, and sympathetic mediated pain syndrome. Third,           Pursuant to this regulation, an ALJ must give more weight
    the ALJ concluded that Wilson’s impairments did not meet or       to opinions from treating sources since
    medically equal any of the listed impairments. Fourth, the
    ALJ found that, when his coverage expired, Wilson retained            these sources are likely to be the medical professionals
    the residual functional capacity to perform a significant range       most able to provide a detailed, longitudinal picture of
    of light work, but that Wilson could not perform any of his           [the claimant’s] medical impairment(s) and may bring a
    No. 03-158
    8 Wilson v
    . Comm’r of Social Security        5    
    6 Wilson v
    . Comm’r of Social Security        No. 03-1588
    unique perspective to the medical evidence that cannot be        physician rule and permits meaningful review of the ALJ’s
    obtained from the objective medical findings alone or            application of the rule. See Halloran v. Barnhart, 362 F.3d
    from reports of individual examinations, such as                 28, 32-33 (2d Cir. 2004).
    consultative examinations or brief hospitalizations.
    It is an elemental principle of administrative law that
    20 C.F.R. § 404.1527(d)(2). An ALJ must give the opinion           agencies are bound to follow their own regulations. As the
    of a treating source controlling weight if he finds the opinion    Ninth Circuit well summarized in applying this principle:
    “well-supported by medically acceptable clinical and
    laboratory diagnostic techniques” and “not inconsistent with           The Supreme Court has long recognized that a federal
    the other substantial evidence in [the] case record.” 
    Id. If the
          agency is obliged to abide by the regulations it
    opinion of a treating source is not accorded controlling               promulgates. See Vitarelli v. Seaton, 
    359 U.S. 535
    , 545
    weight, an ALJ must apply certain factors—namely, the                  (1959); Service v. Dulles, 
    354 U.S. 363
    , 372 (1957);
    length of the treatment relationship and the frequency of              Accardi v. Shaughnessy, 
    347 U.S. 260
    , 267 (1954). An
    examination, the nature and extent of the treatment                    agency's failure to follow its own regulations “tends to
    relationship, supportability of the opinion, consistency of the        cause unjust discrimination and deny adequate notice”
    opinion with the record as a whole, and the specialization of          and consequently may result in a violation of an
    the treating source—in determining what weight to give the             individual's constitutional right to due process. Where a
    opinion. 
    Id. prescribed procedure
    is intended to protect the interests
    of a party before the agency, “even though generous
    Importantly for this case, the regulation also contains a           beyond the requirements that bind such agency, that
    clear procedural requirement: “We will always give good                procedure must be scrupulously observed.” Vitarelli, 359
    reasons in our notice of determination or decision for the             U.S. at 547 (Frankfurter, J., concurring); see also Note,
    weight we give [the claimant’s] treating source’s opinion.”            Violations by Agencies of Their Own Regulations, 87
    
    Id. A Social
    Security Ruling explains that, pursuant to this           Harv. L. Rev. 629, 630 (1974) (observing that agency
    provision, a decision denying benefits “must contain specific          violations of regulations promulgated to provide parties
    reasons for the weight given to the treating source’s medical          with procedural safeguards generally have been
    opinion, supported by the evidence in the case record, and             invalidated by courts).
    must be sufficiently specific to make clear to any subsequent
    reviewers the weight the adjudicator gave to the treating          Sameena, Inc. v. United States Air Force, 
    147 F.3d 1148
    ,
    source’s medical opinion and the reasons for that weight.”         1153 (9th Cir. 1998) (parallel citations and circuit court
    Soc. Sec. Rul. 96-2p, 
    1996 WL 374188
    , at *5 (1996). “The           citations omitted). Consistent with this principle, courts have
    requirement of reason-giving exists, in part, to let claimants     remanded the Commissioner’s decisions when they have
    understand the disposition of their cases,” particularly in        failed to articulate “good reasons” for not crediting the
    situations where a claimant knows that his physician has           opinion of a treating source, as § 1527(d)(2) requires. See,
    deemed him disabled and therefore “might be especially             e.g., Newton v. Apfel, 
    209 F.3d 448
    , 456 (5th Cir. 2000);
    bewildered when told by an administrative bureaucracy that         
    Snell, 177 F.3d at 134
    ; see also 
    Halloran, 362 F.3d at 33
    she is not, unless some reason for the agency’s decision is        (“We do not hesitate to remand when the Commissioner has
    supplied.” Snell v. Apfel, 
    177 F.3d 128
    , 134 (2d Cir. 1999).       not provided ‘good reasons’ for the weight given to a treating
    The requirement also ensures that the ALJ applies the treating     physician’s opinion and we will continue remanding when we
    No. 03-158
    8 Wilson v
    . Comm’r of Social Security        7    
    8 Wilson v
    . Comm’r of Social Security           No. 03-1588
    encounter opinions from ALJ’s that do not comprehensively          rejected his assertion that Wilson suffered from the identified
    set forth the reasons for the weight assigned to a treating        limitations while insured. If, in fact, the latter is the case, the
    physician’s opinion.”).                                            ALJ did not give good reasons for this conclusion. In
    particular, the ALJ failed to clarify whether DeWys’s opinion
    In the instant case, the ALJ has violated § 1527(d)(2) by        was not “well-supported by medically acceptable clinical and
    failing to give good reasons for his rejection of Dr. DeWys’s      laboratory diagnostic techniques” or was “inconsistent with
    opinion. According to Wilson, DeWys treated him from               the other substantial evidence in [the] case record,” 20 C.F.R.
    January of 1993 through at least May of 2000. Wilson               § 404.1527(d)(2), did not identify the evidence supporting
    submitted DeWys’s opinion to the ALJ. The DeWys opinion            such a finding, and did not explain its application of the
    identified greater restrictions on Wilson’s ability to work than   factors listed in 20 C.F.R. § 404.1527(d)(2) to determine the
    those ultimately found by the ALJ, and stated that these           weight given to DeWys’s opinion. Reversal is therefore
    deficits had been in effect since December 31, 1993. The           required.
    opinion also contains what Wilson claims are notes made by
    DeWys contemporaneous with his treatment of Wilson. The               The ALJ’s failure to give “good reasons” for not crediting
    ALJ stated in his ruling that he had “considered” DeWys’s          DeWys does not constitute harmless error, notwithstanding
    opinion, but concluded that while “this opinion may be an          the district court’s reasoning and the Commissioner’s
    accurate assessment of [Wilson’s] current limitations, the         argument on appeal. The district court stated that it “appears”
    undersigned must assess the claimant’s limitations on              that “the ALJ may have incorrectly interpreted Dr. DeWys’s
    March 31, 1995, the date he was last insured for benefits.”        opinion as articulating only those limitations from which
    [Wilson] was then suffering, rather than recognizing that Dr.
    The ALJ’s summary dismissal of DeWys’s opinion fails to         DeWys had determined that such limitations originated on
    meet the requirement that the ALJ “give good reasons” for          December 31, 1993.” However, the court found that
    not giving weight to a treating physician. It is uncontested       DeWys’s opinion was not supported by the record, and thus
    that Dr. DeWys was Wilson’s treating physician, and the            concluded that “there exists substantial evidence supporting
    record appears to make clear that Dr. DeWys treated Wilson         the ALJ’s determination, intentional or otherwise, to give
    during the period that he alleged he was disabled. See e.g.,       little weight to Dr. DeWys’s opinion.” Echoing the district
    J.A. at 176, 329. To state that Dr. DeWys’s opinion “may be        court, the Commissioner contends that, assuming for
    an accurate assessment,” followed by a bald statement of the       argument’s sake that the ALJ misread DeWys’s opinion, this
    issue that the ALJ must ultimately resolve, can hardly amount      mistake qualifies as harmless error. The Commissioner
    to “giving good reasons” for rejecting Dr. DeWys’s opinion.        asserts that the ALJ’s rejection of DeWys’s opinion is
    supported by substantial evidence, as the ALJ “could” have
    The sentence in the ALJ’s ruling might mean that, on the        relied on evidence in the record—namely, Wilson’s testimony
    ALJ’s reading, DeWys’s opinion offered only a current              and the opinions of two consulting physicians, which,
    assessment of Wilson’s condition. If so, the ALJ’s                 according to the Commissioner, contradict DeWys’s
    determination in this regard is not supported by substantial       opinion—to reject the opinion.
    evidence, given the presence in the administrative record of
    treatment notes by DeWys for the earlier, relevant period. On        The argument is not persuasive in the context of this case.
    the other hand, the sentence in the ALJ’s ruling might mean        A court cannot excuse the denial of a mandatory procedural
    that the ALJ understood DeWys’s opinion and simply                 protection simply because, as the Commissioner urges, there
    No. 03-158
    8 Wilson v
    . Comm’r of Social Security        9    
    10 Wilson v
    . Comm’r of Social Security         No. 03-1588
    is sufficient evidence in the record for the ALJ to discount the   Morton v. Ruiz, 
    415 U.S. 199
    , 235 (1974); see also Vitarelli
    treating source’s opinion and, thus, a different outcome on        v. Seaton, 
    359 U.S. 535
    , 540 (1959); United States ex rel.
    remand is unlikely. “[A] procedural error is not made              Accardi v. Shaughnessy, 
    347 U.S. 260
    , 267 (1954). In
    harmless simply because [the aggrieved party] appears to           contrast, in the case of procedural rules “adopted for the
    have had little chance of success on the merits anyway.”           orderly transaction of business,” an agency has the discretion
    Mazaleski v. Treusdell, 
    562 F.2d 701
    , 719 n.41; see also           “to relax or modify its procedural rules” and such action “is
    Ingalls Shipbuilding, Inc. v. Dir., Office of Workers’ Comp.       not reviewable except upon a showing of substantial prejudice
    Programs, 
    102 F.3d 1385
    , 1390 (5th Cir. 1996). To hold             to the complaining party.” Am. Farm 
    Lines, 397 U.S. at 539
    otherwise, and to recognize substantial evidence as a defense      (quotation omitted). Section 1527(d)(2) falls in the former
    to non-compliance with § 1527(d)(2), would afford the              category, creating an important procedural safeguard for
    Commissioner the ability the violate the regulation with           claimants for disability benefits. 
    Snell, 177 F.3d at 134
    .
    impunity and render the protections promised therein illusory.
    The general administrative law rule, after all, is for a              That is not to say that a violation of the procedural
    reviewing court, in addition to whatever substantive factual or    requirement of § 1527(d)(2) could never constitute harmless
    legal review is appropriate, to “set aside agency action . . .     error. We do not decide the question of whether a de minimis
    found to be . . . without observance of procedure required by      violation may qualify as harmless error. For instance, if a
    law.” Administrative Procedure Act, 5 U.S.C. § 706(2)(D)           treating source’s opinion is so patently deficient that the
    (2001).                                                            Commissioner could not possibly credit it, a failure to observe
    § 1527(d)(2) may not warrant reversal. Cf. NLRB v. Wyman-
    Our conclusion is consistent with the statement in Connor       Gordon, 
    394 U.S. 759
    , 766 n.6 (1969) (plurality opinion)
    v. United States Civil Service Commission, 
    721 F.2d 1054
    ,          (where “remand would be an idle and useless formality,”
    1056 (6th Cir. 1983), that “an agency’s violation of its           courts are not required to “convert judicial review of agency
    procedural rules will not result in reversible error absent a      action into a ping-pong game”). There is also the possibility
    showing that the claimant has been prejudiced on the merits        that if the Commissioner adopts the opinion of the treating
    or deprived of substantial rights because of the agency’s          source or makes findings consistent with the opinion, it may
    procedural lapses” (emphasis added). A procedural right            be irrelevant that the ALJ did not give weight to the treating
    must generally be understood as “substantial” in the context       physician’s opinion, and the failure to give reasons for not
    of this statement when the regulation is intended to confer a      giving such weight is correspondingly irrelevant. Or perhaps
    procedural protection on the party invoking it. The Supreme        a situation could arise where the Commissioner has met the
    Court has recognized the distinction between regulations           goal of § 1527(d)(2)—the provision of the procedural
    “intended primarily to confer important procedural benefits        safeguard of reasons—even though she has not complied with
    upon individuals” and regulations “adopted for the orderly         the terms of the regulation. However, none of these
    transaction of business before [the agency].” Am. Farm Lines       possibilities is present in the instant case, and the ALJ
    v. Black Ball Freight Serv., 
    397 U.S. 532
    , 538-39 (1970)           committed reversible error by depriving Wilson of the
    (internal quotation marks omitted). In the former case, the        procedural right given to him by the agency’s regulation.
    regulation bestows a “substantial right” on parties before the
    agency, and “it is incumbent upon agencies to follow their           Our decision in Heston v. Commissioner of Social Security,
    own procedures . . . even where the internal procedures are        
    245 F.3d 528
    (6th Cir. 2001), cited by the Commissioner,
    possibly more rigorous than otherwise would be required.”          does not compel a contrary result. In that case, the court held
    No. 03-158
    8 Wilson v
    . Comm’r of Social Security       11    1
    2 Wilson v
    . Comm’r of Social Security         No. 03-1588
    that the ALJ’s failure to discuss the report of the claimant’s    relevant work, in which case the claimant is not disabled. 
    Id. treating physician
    constituted harmless error, without            § 404.1520(a)(4)(iv). Fifth, the ALJ determines whether,
    discussing § 1527(d)(2). Despite his failure to address the       based on the claimant’s residual functional capacity, as well
    treating physician’s opinion, the ALJ in Heston had               as his age, education, and work experience, the claimant can
    considered the limitations described by that physician in         make an adjustment to other work, in which case the claimant
    determining whether the claimant could find other work at the     is not disabled. 
    Id. § 404.1520(a)(4)(v).
    relevant step of the sequential analysis. 
    Id. at 536.
    There was
    no reason to remand the case because, wittingly or not, the          The claimant bears the burden of proof during the first four
    ALJ attributed to the claimant limitations consistent with        steps, but the burden shifts to the Commissioner at step five.
    those identified by the treating physician. 
    Id. In contrast,
         Walters v. Comm’r of Soc. Sec., 
    127 F.3d 525
    , 529 (6th Cir.
    Wilson has invoked § 1527(d)(2), and the ALJ explicitly           1997). At step five, the Commissioner must identify a
    rejected DeWys’s opinion and found that Wilson had                significant number of jobs in the economy that accommodate
    limitations less severe than those described by DeWys.            the claimant’s residual functional capacity and vocational
    Because the basis for the ALJ’s dismissal of DeWys’s              profile. Jones v. Comm’r of Soc. Sec., 
    336 F.3d 469
    , 474
    opinion is unclear, and because DeWys’s opinion is not            (6th Cir. 2003). In many cases, the Commissioner may carry
    inadequate as a matter of law, we cannot deem the ALJ’s           this burden by applying the medical-vocational grid at 20
    failure to “give good reasons” for its rejection of DeWys’s       C.F.R. Pt. 404, Subpt. P, App. 2, which directs a conclusion
    opinion harmless error. Brueggemann v. Barnhart, 348 F.3d         of “disabled” or “not disabled” based on the claimant’s age
    689, 695-96 (8th Cir. 2003).                                      and education and on whether the claimant has transferable
    work skills. Wright v. Massanari, 
    321 F.3d 611
    , 615 (6th Cir.
    While the foregoing analysis requires reversal, Wilson’s       2003); Burton v. Sec’y of Health & Human Servs., 893 F.2d
    alternative argument does not. The ALJ did not err when, in       821, 822 (6th Cir. 1990). However, if a claimant suffers from
    the course of finding that Wilson could perform other work,       a limitation not accounted for by the grid, the Commissioner
    the ALJ did not identify the transferable skills that Wilson      may use the grid as a framework for her decision, but must
    had acquired during his work as a deputy sheriff.                 rely on other evidence to carry her burden. 
    Id. In such
    a case,
    the Commissioner may rely on the testimony of a vocational
    In making a determination as to disability, an ALJ              expert to find that the claimant possesses the capacity to
    undertakes a five-step sequential evaluation process mandated     perform other substantial gainful activity that exists in the
    by regulation. 
    Heston, 245 F.3d at 534
    . First, the claimant       national economy. 
    Heston, 245 F.3d at 537-38
    ; Cline v.
    must demonstrate that he has not engaged in substantial           Comm’r of Soc. Sec., 
    96 F.3d 146
    , 150 (6th Cir. 1996).
    gainful activity during the period of disability. 20 C.F.R.
    § 404.1520(a)(4)(i). Second, the claimant must show that he          The ALJ found that Wilson suffered from limitations
    suffers from a severe medically determinable physical or          beyond those accounted for by the grid, and therefore used the
    mental impairment. 
    Id. § 404.1520(a)(4)(ii).
    Third, if the        grid merely as a “framework” in determining whether Wilson
    claimant shows that his impairment meets or medically equals      could perform other work. The ALJ relied on the testimony
    one of the impairments listed in 20 C.F.R. Pt. 404, Subpt. P,     of Paul W. Delmar, a vocational expert, in determining that,
    App. 1, he is deemed disabled. 
    Id. § 404.1520(a)(4)(iii).
            as of March 31, 1995, there were a significant number of jobs
    Fourth, the ALJ determines whether, based on the claimant’s       in the national economy that Wilson could perform. Delmar
    residual functional capacity, the claimant can perform his past   testified that an individual with Wilson’s profile could
    No. 03-158
    8 Wilson v
    . Comm’r of Social Security       13    1
    4 Wilson v
    . Comm’r of Social Security             No. 03-1588
    perform work existing in the regional economy (the State of        Social Security Regulations.1 Even assuming that they are,
    Michigan) as of March 31, 1995, in any of 50,000 semi-             an agency’s interpretation of its own regulation is entitled to
    skilled clerical jobs, such as order clerk, information clerk,     substantial deference and will be upheld unless plainly
    account information clerk, stock and inventory clerk, and          erroneous or inconsistent with the regulation. Auer v.
    shipping and receiving clerk. Delmar testified that Wilson         Robbins, 
    519 U.S. 452
    , 461 (1997); United States v.
    had acquired transferable skills while working as a deputy         Cinemark USA, Inc., 
    348 F.3d 569
    , 578 (6th Cir. 2003). In
    sheriff, but did not identify these skills. Likewise, the ALJ      relevant part, SSR 82-41 reads, “When the issue of skills and
    found that Wilson had transferable skills, but did not identify    their transferability must be decided, the adjudicator or ALJ
    these skills in his opinion.                                       is required to make certain findings of fact and include them
    in the written decision,” and “When a finding is made that a
    Wilson contends that the ALJ’s failure to identify Wilson’s     claimant has transferable skills, the acquired work skills must
    transferable skills constitutes reversible error. He argues that   be identified.” Soc. Sec. Rul. 82-14, 
    1982 WL 31389
    , at *7
    the absence of such a finding makes it impossible for a court      (1982). The Commissioner insists that these passages apply
    to review an ALJ’s conclusion that a claimant could perform        only when an ALJ relies solely on the grid, in which cases the
    other work. He further contends that 20 C.F.R. § 404.1568          ALJ must ascertain whether the claimant has transferable
    and SSR 82-41, a ruling promulgated by the Social Security         skills in order to apply the grid. Wilson offers only a muddy
    Administration, require such a finding.                            and conclusory response to this argument, and, from our
    review of the relevant materials, the Commissioner’s
    Wilson’s arguments are unpersuasive. This court has held         interpretation of SSR 82-41 appears reasonable. We therefore
    repeatedly that the testimony of a vocational expert               defer to the Commissioner’s view.
    identifying specific jobs available in the regional economy
    that an individual with the claimant’s limitation could              For the foregoing reasons, we VACATE the judgment of
    perform can constitute substantial evidence supporting an          the district court with instructions to REMAND to the
    ALJ’s finding at step 5 that the claimant can perform other        Commissioner for further proceedings consistent with this
    work. See, e.g., 
    Wright, 321 F.3d at 616
    ; Cline, 96 F.3d at        opinion.
    150; Sias v. Sec’y of Health & Human Servs., 
    861 F.2d 475
    ,
    481 (6th Cir. 1988). With respect to transferable skills, 20
    C.F.R. § 404.1568 defines transferable skills, states how the
    agency determines that skills are transferable to other jobs,
    and describes a range of degrees of transferability of skills.
    The regulation does not explicitly mandate the enumeration
    of transferable skills at step 5. Wilson’s conclusory argument
    does not supply a basis for reading such a requirement into
    the regulation.
    1
    According to a regulation, Social Security Rulings “represent
    Finally, contrary to Wilson’s argument, SSR 82-41 does           precedent final opinions and o rders and statements of policy and
    not require the identification of transferable skills in the       interpretations” adopted by the Social Security Administration and “are
    instant case. We need not decide whether Social Security           bind ing on all components of the Social Security Administration.” 20
    Rulings are binding on the Commissioner in the same way as         C.F.R. § 402.35(b)(1) (20 04); see also Sykes v. Apfel, 
    228 F.3d 259
    , 271
    (3d Cir. 2000).
    

Document Info

Docket Number: 03-1588

Filed Date: 8/2/2004

Precedential Status: Precedential

Modified Date: 9/22/2015

Authorities (22)

Rita Schaal v. Kenneth S. Apfel, Commissioner of Social ... , 134 F.3d 496 ( 1998 )

Pearl Snell v. Kenneth S. Apfel, Commissioner of Society ... , 177 F.3d 128 ( 1999 )

Ruby E. Heston v. Commissioner of Social Security , 245 F.3d 528 ( 2001 )

Newton v. Apfel , 209 F.3d 448 ( 2000 )

ingalls-shipbuilding-inc-and-american-mutual-liability-insurance-company , 102 F.3d 1385 ( 1996 )

clifton-sykes-sr-v-kenneth-s-apfel-commissioner-of-social-security , 228 F.3d 259 ( 2000 )

Andrew Connor v. United States Civil Service Commission , 721 F.2d 1054 ( 1983 )

Evelyn E. Wright v. Larry G. Massanari, Acting Commissioner ... , 321 F.3d 611 ( 2003 )

United States v. Cinemark Usa, Inc. , 348 F.3d 569 ( 2003 )

Wayne Cline v. Commissioner of Social Security , 96 F.3d 146 ( 1996 )

James R. SIAS, Plaintiff-Appellant, v. SECRETARY OF HEALTH ... , 861 F.2d 475 ( 1988 )

42-contcasfed-cch-p-77335-98-cal-daily-op-serv-5307-98-daily , 147 F.3d 1148 ( 1998 )

Clarence WALTERS, Plaintiff-Appellant, v. COMMISSIONER OF ... , 127 F.3d 525 ( 1997 )

Angela M. Jones v. Commissioner of Social Security , 336 F.3d 469 ( 2003 )

stanley-c-mazaleski-v-dale-h-treusdell-individually-and-in-his-capacity , 562 F.2d 701 ( 1977 )

Vitarelli v. Seaton , 79 S. Ct. 968 ( 1959 )

Morton v. Ruiz , 94 S. Ct. 1055 ( 1974 )

United States Ex Rel. Accardi v. Shaughnessy , 74 S. Ct. 499 ( 1954 )

Service v. Dulles , 77 S. Ct. 1152 ( 1957 )

National Labor Relations Board v. Wyman-Gordon Co. , 89 S. Ct. 1426 ( 1969 )

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