Sutton v. St. Jude Med Inc ( 2005 )


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  •                                 RECOMMENDED FOR FULL-TEXT PUBLICATION
    Pursuant to Sixth Circuit Rule 206
    File Name: 05a0364p.06
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    _________________
    X
    Plaintiff-Appellant, -
    MICHAEL SUTTON,
    -
    -
    -
    No. 04-5211
    v.
    ,
    >
    ST. JUDE MEDICAL S.C., INC., and ST. JUDE             -
    -
    Defendants-Appellees. -
    MEDICAL, INC.,
    -
    N
    Appeal from the United States District Court
    for the Western District of Tennessee at Memphis.
    No. 03-02576—Bernice B. Donald, District Judge.
    Argued: February 2, 2005
    Decided and Filed: August 23, 2005
    Before: COLE and CLAY, Circuit Judges; HOOD, District Judge.*
    _________________
    COUNSEL
    ARGUED: Carroll C. Johnson III, LAW OFFICES OF CARROLL C. JOHNSON, Memphis,
    Tennessee, for Appellant. James C. Martin, REED SMITH LLP, Pittsburgh, Pennsylvania, for
    Appellees. ON BRIEF: Paul Berry Cooper III, DEAL, COOPER & HOLTON, Memphis,
    Tennessee, for Appellant. James C. Martin, Donna M. Doblick, REED SMITH LLP, Pittsburgh,
    Pennsylvania, DeWitt M. Shy, Jr., BURCH, PORTER & JOHNSON, Memphis, Tennessee, for
    Appellees.
    _________________
    OPINION
    _________________
    HOOD, District Judge. Plaintiff-Appellant Michael Sutton appeals the November 26, 2003
    order of the district court granting Defendants St. Jude Medical S.C., Inc.’s and St. Jude Medical,
    Inc.’s motion to dismiss for lack of standing. For the reasons set forth below, we REVERSE the
    district court’s order, and REMAND the case to the district court for further consideration.
    *
    The Honorable Denise Page Hood, United States District Judge for the Eastern District of Michigan, sitting
    by designation.
    1
    No. 04-5211                Sutton v. St. Jude Medical S.C., Inc., et al.                         Page 2
    I. INTRODUCTION
    Plaintiff-Appellant Michael Sutton brought suit on behalf of a proposed class of persons who
    underwent cardiac bypass surgery using a medical device called the Symmetry Bypass System
    Connector (“device”). Heart surgeons use this device during cardiac bypass surgery to attach
    saphenous vein grafts to the aortic surface of the heart without sutures. Sutton was implanted with
    the device during treatment for his heart condition. Defendants-Appellees St. Jude Medical, S.C.,
    Inc., and St. Jude Medical, Inc. (collectively “St. Jude”) are the designers, manufacturers, and
    distributors of the device. Sutton alleges that St. Jude failed to use reasonable care and was
    negligent in designing the device, and further, that the device is defective and unreasonably
    dangerous, and is sold and marketed without proper warnings. In addition, Sutton specifically
    alleges the following facts in his complaint:
    (1)         the device has “led to severe and disabling medical conditions resulting from
    collapse and scarring of the graft” in “numerous patients,” necessitating removal of
    the device and/or monitoring for further harm, including death (Complaint at 6, ¶ 15;
    Joint Appendix at 10);
    (2)         St. Jude was informed of adverse consequences associated with the device through
    incident reports from cardiac surgeons, but despite these warnings, St. Jude continues
    to market and distribute the aortic connector (Compl. at 6, ¶¶ 16–17; J.A. at 10);
    (3)         as a result of having this allegedly defective and unreasonably dangerous device
    implanted in him, Plaintiff “has suffered economic losses and large medical expenses
    and has a device in his body which increases his risk for aortic bypass stenosis or
    occlusion and its resulting physical injuries” (Compl. at 6, ¶ 29; J.A. at 10).
    Sutton brought a diversity suit on behalf of all persons in whom the device has been implanted.1
    Sutton, on behalf of the putative class of persons implanted with the device, seeks the
    imposition of a medical monitoring fund providing the following: (1) notice to all persons implanted
    with the device of its potential harm; (2) periodic medical examinations, including necessary studies
    and tests, to determine the extent of graft compromise and its progression, if any; (3) education for
    physicians about diagnosing and treating any scarring that may result from using the device; and (4)
    medical treatment to remove the device from all individuals exhibiting bypass graft compromise as
    a result of using the device.
    Pursuant to Rule 12(b) of the Federal Rules of Civil Procedure, St. Jude moved for dismissal
    of Sutton’s complaint. St. Jude asserted Sutton lacks standing to pursue his action, and that he failed
    to state a claim upon which relief could be granted. Ruling that Sutton did      not have standing, the
    district court dismissed his complaint for lack of subject matter jurisdiction.2 Sutton timely appealed
    to this Court.
    1
    Sutton estimates the number of claimants to be approximately 50,000 people.
    2
    The district court did not reach St. Jude’s failure to state a claim argument.
    No. 04-5211           Sutton v. St. Jude Medical S.C., Inc., et al.                            Page 3
    II. DISCUSSION
    A.     Jurisdiction and Standard of Review
    This Court has appellate jurisdiction over the district court’s final judgment under 28 U.S.C.
    § 1291. We review an order dismissing a case for lack of subject matter jurisdiction de novo.
    Joelson v. United States, 
    86 F.3d 1413
    , 1416 (6th Cir. 1996). Any factual findings made by the
    district court while deciding a motion to dismiss are reviewed for clear error only. Jones v. City of
    Lakeland, 
    175 F.3d 410
    , 413 (6th Cir. 1999) (overruled on other grounds) (quoting Gafford v. Gen
    Elec. Co., 
    997 F.2d 150
    , 161 (6th Cir. 1993)).
    B.     Standing under Article III
    Sutton brings suit on behalf of a class of as-of-yet uninjured device implantees. In order to
    satisfy the standing requirements of Article III of the Constitution, Sutton must meet three
    requirements. Failure to establish any one of them deprives a federal court of jurisdiction to hear
    the suit. Lujan v. Defenders of Wildlife, 
    504 U.S. 555
    , 560, 
    112 S. Ct. 2130
    , 
    119 L. Ed. 2d 351
    (1992). First, Sutton must demonstrate he has suffered “an ‘injury in fact’ that is both concrete and
    particularized and actual or imminent.” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC),
    Inc., 
    528 U.S. 167
    , 180-81, 
    120 S. Ct. 693
    , 
    145 L. Ed. 2d 610
    (2000) (citing 
    Lujan, 504 U.S. at 560
    -
    61). Second, the injury must be fairly traceable to the challenged action of St. Jude. 
    Id. Finally, Sutton
    must show that “it is likely, as opposed to merely speculative, that the injury will be
    redressed by a favorable decision.” 
    Id. The Article
    III standing requirements apply equally to class actions. The class representative
    must allege an individual, personal injury in order to seek relief on behalf of himself or any other
    member of the class. O’Shea v. Littleton, 
    414 U.S. 488
    , 494, 
    94 S. Ct. 669
    , 
    38 L. Ed. 2d 674
    (1974).
    Sutton’s general factual allegations may be sufficient to show standing when assessing the issue on
    a motion to dismiss. 
    Lujan, 504 U.S. at 561
    . The court must accept as true all such allegations
    contained in the complaint and must construe the complaint in favor of Sutton. See Warth v. Seldin,
    
    422 U.S. 490
    , 501, 
    95 S. Ct. 2197
    , 
    45 L. Ed. 2d 343
    (1975); Greater Cincinnati Coalition for the
    Homeless v. City of Cincinnati, 
    56 F.3d 710
    , 716 (6th Cir. 1995) (citing Gladstone, Realtors v. Vill.
    of Bellwood, 
    441 U.S. 91
    , 109, 
    99 S. Ct. 1601
    , 
    60 L. Ed. 2d 66
    (1979)).
    C.     Standing Based Upon Increased Risk of Future Harm
    Sutton makes three main factual allegations in his complaint: (1) the device is defective and
    unreasonably dangerous; (2) implantation of the device puts Sutton and class members at a
    substantially greater risk for developing restenosis and occlusion of the bypass graft; and (3) this
    increased risk necessitates both current and future medical testing and monitoring. The district court
    found Sutton’s alleged injury “purely hypothetical” because he did “not provide[] the Court with any
    information from which to assess his allegedly increased risk of harm from implantation of the aortic
    connector.” Sutton v. St. Jude Med., Inc., 
    292 F. Supp. 2d 1005
    , 1008–09 (W.D. Tenn. 2003). The
    thrust of the district court’s decision was that Sutton failed to establish a sufficient risk of harm
    associated with the device to survive dismissal for lack of standing. We find the district court
    incorrectly attempted to evaluate the merits of Sutton’s contention that he is entitled to medical
    monitoring costs. During the threshold standing inquiry, the district court should have accepted
    Sutton’s allegations as true and construed the complaint in Sutton’s favor. See Greater Cincinnati
    Coalition for the 
    Homeless, 56 F.3d at 716
    .
    Sutton argues that exposure to an increased risk of disease has been recognized by federal
    courts as an injury in fact sufficient to confer Article III standing. He likens exposure to the device
    to exposure to toxins such as nuclear emissions and asbestos. See Duke Power Co. v. Carolina
    Envtl. Study Group, Inc., 
    438 U.S. 59
    , 73-74, 
    98 S. Ct. 2620
    , 
    57 L. Ed. 2d 595
    (1978) (finding
    No. 04-5211                Sutton v. St. Jude Medical S.C., Inc., et al.                                           Page 4
    standing where plaintiffs had not yet manifested any physical injury as a result of exposure to
    nuclear emission); Carlough v. Amchem Prod., Inc. 
    834 F. Supp. 1437
    , 1454 (E.D. Pa. 1993)
    (conferring standing from mere exposure to asbestos). The district court correctly stated that the
    device presently at issue differs from toxic substances in that the device provides a medical benefit
    to individuals “exposed” to it. The district court also properly noted that medical devices can be
    beneficial for some users while causing complications in others. For purposes of standing however,
    we hold the differences between exposure to toxic substances and allegedly defective products are
    immaterial.
    In recent years, tort plaintiffs have increasingly sought, and have regularly been awarded,
    medical monitoring costs in both toxic tort and product liability cases. See Arvin Maskin, et al.,
    Medical Monitoring: A Viable Remedy for Deserving Plaintiffs or Tort Law’s Most Expensive
    Consolation Prize?, 27 Wm. Mitchell L. Rev. 521, 522 (2000) (citing Day v. NLO, 
    851 F. Supp. 869
    , 876 (S.D. Ohio 1994); Bower v. Westinghouse Elec. Co., 
    522 S.E.2d 424
    , 427 (W. Va. 1999)).
    A medical monitoring award aids presently healthy plaintiffs who have been exposed to an increased
    risk of future harm to detect and treat any resultant harm at an early stage. Ayers v. Jackson
    Township, 
    525 A.2d 287
    , 308 (N.J. 1987).
    The question of whether an increased risk of harm requiring current medical monitoring is
    a sufficient injury in fact to confer standing is one of first impression in this Circuit. The main basis
    found in the case law for allowing such claims to proceed is Friends for All Children, Inc. v.
    Lockheed Aircraft Corp., 
    746 F.2d 816
    (D.C. Cir. 1984). Friends for All Children concerned a tort
    action on behalf of Vietnamese orphans for injuries suffered in an aviation accident in Vietnam in
    1975. The court found a sufficient injury in fact for “approximately forty adopted Vietnamese
    children living in France fac[ing] irreparable injury unless they promptly obtained diagnostic
    examinations . . . 
    .” 746 F.2d at 816
    . After finding the plaintiffs had standing to pursue their claim,
    the Friends for All Children court upheld the district court’s decision ordering Lockheed to establish
    a fund to pay for medical monitoring of the children placed at risk by the incident. The court then
    went on to address whether the tort law of the District of Columbia encompassed          a cause of action
    for diagnostic examinations in the absence of proof of actual injury.3 
    Id. A distinguishing
    feature of Friends for All Children, 
    746 F.2d 816
    , is that an irreparable
    injury immediately confronted the plaintiffs as a result of the airplane accident. While this same
    immediacy cannot be imputed to Sutton’s proposed class of plaintiffs, we see no reason to require
    it to confer standing. Nor do we see fit to deny standing to Sutton and other class members because
    of any differences between exposure to toxins and implantation of purportedly beneficial medical
    devices. A defective medical device embedded in an individual’s body can pose just as serious a
    threat as exposure to toxic substances. Indeed, such devices may be even more dangerous given the
    fact that an individual with such an implant will continuously be exposed to its increased risks.
    The Third Circuit considered medical monitoring in In re Paoli Railroad Yard PCB
    Litigation, 
    916 F.2d 829
    (3d Cir. 1990). Paoli held that a cause of action for medical monitoring
    is cognizable in Pennsylvania in order to cover the cost of periodic medical examinations. These
    examinations were needed to protect against exacerbation of latent diseases brought about by
    exposure to hazardous substances. The Paoli court delineated the difference between medical
    monitoring claims and damages claims involving an increased risk of harm without a present
    3
    A district court case from this Circuit has extensively discussed the issue of which states’ laws allow for such
    actions. See In re Telectronics Pacing Sys., Inc., 
    168 F.R.D. 203
    (S.D. Ohio 1996) (noting that plaintiffs in a cause of
    action for medical monitoring costs do not have to prove a present, physical injury in Colorado, the District of Columbia,
    Kansas, Kentucky, New York, Pennsylvania, Utah, Washington, and Guam. Physical injury must be shown in Delaware,
    Virginia, West Virginia, and the Virgin Islands). In re Telectronics, and all of the cases cited therein, found a sufficient
    injury in fact.
    No. 04-5211                Sutton v. St. Jude Medical S.C., Inc., et al.                                             Page 5
    physical injury. 
    Id. at 849–51.
    Paoli couches the discussion by considering medical monitoring a
    tort in and of itself, as opposed to a remedy for the underlying tort of exposure to an increased risk
    of future harm. The court noted that “[m]edical monitoring is one of a growing number of non-
    traditional torts that have developed in the common law . . . .” 
    Id. at 849.
    Comparing a claim for
    medical monitoring to a claim for damages based on the enhanced risk, the court stated, “an action
    for medical monitoring seeks to recover only the quantifiable costs of periodic medical examinations
    necessary to detect the onset of physical harm, whereas an enhanced risk claim seeks compensation
    for the anticipated harm itself, proportionately reduced to reflect the chance that it will not occur.”
    
    Id. at 850.
             While we consider the distinction set forth in Paoli helpful, we note that medical monitoring
    is more properly considered one of a number of possible remedies to an underlying tort, rather than
    a separatately actionable tort. See Andrew R. Klein, Rethinking Medical Monitoring, 64 Brook. L.
    Rev. 1, 10–11 (1998) (challenging the propriety of construing the cases as creating a unique cause
    of action and arguing in favor of the notion that medical monitoring “simply describes a potential
    remedy in established tort actions.”). Instead of “[t]he injury in an enhanced risk claim [being] the
    anticipated harm itself” and “[t]he injury in a medical monitoring claim [being] the cost of the
    medical care that will, one hopes, detect that injury”, 
    Paoli, 916 F.2d at 850
    , we think it more
    accurate to find the increased risk of future harm is the injury in both types of cases. The difference
    lies in the remedy sought by the plaintiff. Based on the particular remedy a plaintiff chooses to seek,
    her burden of proof will vary. See 
    id. (noting that
    proving monetary damages “is inherently
    speculative because courts are forced to anticipate the probability of future injury” while proving
    the need for medical monitoring “is much less speculative because the issue for the jury is the less
    conjectural question of whether the plaintiff needs medical surveillance.”).
    In Metro-North Commuter Railroad v. Buckley, the Supreme Court considered a medical
    monitoring claim in the context of exposure to asbestos. 
    521 U.S. 424
    , 
    117 S. Ct. 2113
    , 138 L.
    Ed.2d 560 (1997). The Court held that the plaintiff could not recover medical monitoring costs in
    a Federal Employers’ Liability Act case, finding a lack of “sufficient support in the common law.”
    
    Id. at 444.
    Importantly, Metro-North does not address standing, which by implication      strongly
    suggests that the plaintiff, in fact, had standing to pursue medical monitoring costs.4
    Two district courts in other Circuits have considered the issue of standing in increased risk
    of future harm cases, and have answered the inquiry in the affirmative. See In re St. Jude Med., Inc.,
    No. MDL 01-1396 JRT FLN, 
    2003 WL 1589527
    (D. Minn. Mar. 27, 2003) (“In re St. Jude”); In re
    Propulsid Prod. Liab. Litig., 
    208 F.R.D. 133
    , 139 (E.D. La. 2002) (“In re Propulsid”). In re St. Jude
    Medical, Inc. presented a plaintiff requesting medical monitoring for side effects from implanted
    heart valves manufactured by St. Jude. St. Jude recalled all of the un-implanted heart valves at issue.
    Scientific findings revealed that these valves caused a two percent occurrence of paravalvular leak,
    as compared to a 0.25 percent occurrence in conventional heart valves. 
    2003 WL 1589527
    at *1.
    In addition to the voluntary recall, St. Jude “immediately notified hospitals and physicians,
    instructing them not to use [the] products. [Defendant] also sent letters regarding the care and
    management of patients with implanted . . . valves, and established a reimbursement program to pay
    for uninsured medical costs associated with the detection, diagnosis and treatment of paravalvular
    leak.” 
    Id. The plaintiff
    sought certification of a class of individuals who had received the valve
    implants, but who had not suffered any injurious side effects. 
    Id. at *2.
    The relief requested was
    the establishment of a medical monitoring program that would watch for side effects associated with
    defective heart valves. 
    Id. In support
    of the requested relief, the plaintiff provided ample medical
    4
    Metro-North also supports our framing of medical monitoring as a remedy rather than a separate 
    tort. 521 U.S. at 443
    (“we are . . . troubled . . . by the potential systemic effects of creating a new, full-blown, tort law cause of action
    . . . .”).
    No. 04-5211               Sutton v. St. Jude Medical S.C., Inc., et al.                                         Page 6
    evidence documenting the potential complications caused by the valve and its possible long-term
    consequences. 
    Id. at *11.
    Though the court in In re St. Jude did not specifically address whether
    the plaintiff had standing, by reaching the merits of the plaintiff’s claims it clearly found a sufficient
    injury in fact to confer Article III standing.5
    In re Propulsid found that a plaintiff who had previously used a heartburn drug causing
    irregular heartbeats in some users, but who had not herself developed any such injury, had alleged
    a sufficient injury in fact based on the increased risk of harm. The court stated a broad standard for
    demonstrating injury in fact: “plaintiff has satisfied her burden of establishing this element [injury
    in fact] because the courts have long recognized that an increased risk of harm, which the plaintiff
    alleges, is an injury-in-fact.” In re 
    Propulsid, 208 F.R.D. at 139
    (citing Friends for All Children,
    
    746 F.2d 816
    ; Paoli, 
    916 F.2d 829
    ; In re Orthopedic Bone Screw Prods. Liab. Litig., Nos. Civ. A.
    98-4643, MDL 1014, 
    1999 WL 455667
    (E.D. Pa. July 2, 1999)). In re Propulsid sets a relatively
    low bar for satisfying the injury in fact doctrine in exposure to prescription drugs and, by analogy,
    medical device cases. 
    Id. at 133;
    see also, In re Orthopedic Bone Screw Prods. Liab. Litig., Nos.
    Civ. A. 98-4643, MDL 1014, 
    1999 WL 455667
    (E.D. Pa. July 2, 1999) (finding standing to
    challenge federal agency action when plaintiffs argued their injury was exposure to a potentially
    dangerous medical device whose safety has not been demonstrated in accordance with the Food,
    Drug and Cosmetic Act and the Medical Device Amendments).
    In Taylor v. Medtronics, Inc., 
    861 F.2d 980
    (6th Cir. 1988), this Circuit affirmed judgment
    as a matter of law for defendant on a products liability claim. We found the evidence showed that
    the plaintiff’s particular pacemaker was not defective, even though there was a high incidence of
    defects in that model of pacemaker. 
    Id. In our
    view, Taylor is distinguishable from the instant case,
    and the district court erroneously relied upon it to find that Sutton lacks standing. In Taylor, the
    plaintiff sought compensatory and punitive damages for an allegedly defective pacemaker. This
    Court granted summary judgment to the defendant manufacturer, because plaintiff failed to show
    that her actual pacemaker was defective. 
    Id. at 988.
    Taylor does not suggest that the plaintiff lacked
    standing because her pacemaker was not defective. On the contrary, because this Court decided the
    case on the merits at the summary judgment stage, it necessarily follows that the plaintiff did satisfy
    the requirements of Article III standing; she simply did not have a meritorious claim. Id.; cf. Baur
    v. Veneman, 
    352 F.3d 625
    , 634 (2d Cir. 2003) (enhanced risk of contracting food-borne illness due
    to consumption of downed livestock sufficient injury in fact to confer standing); Willet v. Baxter
    Int’l, Inc., 
    929 F.2d 1094
    (5th Cir. 1991) (no discussion of standing where plaintiffs sought damages
    for fear that allegedly defective, but currently functioning, heart valves would cause future injury);
    Harris v. Purdue Pharma, L.P., 
    218 F.R.D. 590
    , 595 (S.D. Ohio 2003) (presuming that plaintiffs
    have standing based on increased risk of drug dependency through use of prescription pain
    medication).
    Other courts have indicated they would not find standing to pursue medical monitoring costs
    in increased risk of future harm situations. One such case supporting the denial of standing to
    uninjured plaintiffs, relied upon by the district court in the instant case, is Martin v. American
    Medical Systems, Inc., No. IP 94-2067-C-H/G, 
    1995 WL 680630
    (S.D. Ind. Oct. 25, 1995). There
    the district court denied class certification to a group of plaintiffs who had received penile implants.
    Some of the implants had malfunctioned, though not any of those implanted in the plaintiffs. The
    Martin court expressed doubt as to whether the plaintiffs, who were satisfied with their particular
    implants and had derived some benefit therefrom, could point to an injury in fact. 
    Id. at *6.
    5
    While we have included the particular factual findings of the district court in our discussion of the In re St.
    Jude decision, we again note that specific evidence of the alleged increased risk of harm is not a requirement to confer
    standing.
    No. 04-5211             Sutton v. St. Jude Medical S.C., Inc., et al.                                    Page 7
    Analyzing Sutton’s present action in light of the above precedent, we disagree with the result
    reached by the district court below. Sutton has alleged sufficient facts, when accepted as true, to
    suggest an increased risk of future harm resulting from being implanted with St. Jude’s device.
    Whether Sutton is likely to prevail on the merits is not a proper consideration at this time. We
    decline to preclude the possibility of a plaintiff or class of plaintiffs bringing suit under an increased
    risk of future harm theory due to the implantation of a medical device.
    Though the plaintiffs in In re St. Jude Medical, Inc. were able to demonstrate a 700-percent
    increase in risk associated with using the heart valves there at issue, we hold it unnecessary for a
    plaintiff to make such a showing as a matter of course. Such a vast increase in the risk of injury
    clearly establishes an injury in fact, but to require a plaintiff to so clearly demonstrate her injury in
    order to confer standing is to prematurely evaluate the merits of her claims. Here Sutton alleges an
    increased risk of harm when comparing those individuals implanted with the device to those
    undergoing traditional surgery. Accepting Sutton’s allegations as true, the standing requirements
    have been met. See 
    Lujan, 504 U.S. at 561
    ; Greater Cincinnati Coalition for the 
    Homeless, 56 F.3d at 716
    . We also note that there is something to be said for disease prevention, as opposed to disease
    treatment. Waiting for a plaintiff to suffer physical injury before allowing any redress whatsoever
    is both overly harsh and economically inefficient.
    The last two requirements for standing are easily met in this instance. The increased risk of
    future harm must be “fairly traceable” to St. Jude’s actions. Friends of the Earth, 
    Inc., 528 U.S. at 180
    –81. St. Jude is the undisputed designer, manufacturer, and distributor of the device. There is
    no question that any increased risk of harm arising from implantation of the device is fairly traceable
    to St. Jude. Finally, Sutton must demonstrate his injury is redressable by a favorable decision. 
    Id. Assuming Sutton
    is capable of proving the device puts implantees at a substantially greater risk for
    developing restenosis and occlusion of the bypass graft – as he asserts in his complaint – medical
    monitoring will undoubtedly help to remedy the situation.
    The court below improperly concluded Sutton lacks standing to seek medical testing and
    monitoring allegedly made necessary by the implantation of a medical device that has not yet
    malfunctioned or caused Sutton any physical injuries, but presents an increased risk of future harm.
    We accordingly reverse and remand Sutton’s action.
    III. TENNESSEE PRODUCT LIABILITY LAW
    In the alternative, St. Jude moved for dismissal of Sutton’s complaint arguing that Tennessee
    product liability law does not allow   a claim for medical monitoring where no physical injury or
    property damage manifests itself.6 “As a general rule, appellate courts do not consider any issue not
    passed upon below.” Dubuc v. Mich. Bd. of Law Exam’rs, 
    342 F.3d 610
    , 620 (6th Cir. 2003) (citing
    6
    Sutton also filed a Motion to Certify Questions of Law to Tennessee Supreme Court, which this panel has
    previously denied.
    No. 04-5211                Sutton v. St. Jude Medical S.C., Inc., et al.                                             Page 8
    Singleton v. Wulff, 
    428 U.S. 106
    , 119-20, 
    96 S. Ct. 2868
    , 
    49 L. Ed. 826
    (1976)).7 We therefore
    decline to reach this issue, as the district court did not address it below.
    IV. CONCLUSION
    For the foregoing reasons, we REVERSE the district court’s order of dismissal and
    REMAND the case for further evaluation consistent with this opinion.
    7
    In an effort to guide the district court on remand, we note that although Tennessee law is murky on the issue
    of whether claims for medical monitoring are cognizable, there are reasons why such claims are most probably proper.
    First, we note that two Tennessee cases at least suggest that the state recognizes medical monitoring claims. See Laxton
    v. Orkin Exterminating Co., Inc., 
    639 S.W.2d 431
    (Tenn. 1982) (allowing recovery for medical expenses and mental
    anguish in the absence of physical injury where defendant negligently contaminated plaintiffs’ household water supply
    with toxic chemicals, and stating that “[t]here is no question as to the reasonableness of the medical expenses . . . . Even
    though the tests proved negative, in our opinion a jury could find sufficient ‘injury’ to these plaintiffs to justify a
    recovery for their natural concern and anxiety for the welfare of themselves and their infant children”); Newsom v.
    Markus, 
    588 S.W.2d 883
    , 887 (Tenn. Ct. App. 1979) (holding that “a party is entitled to recover reasonable medical
    expenses for examinations, etc., in an effort to determine if personal injuries were sustained as a result of defendants [sic]
    negligence, even though it develops that the party suffered no personal injury”). Additionally, several other state courts
    have recognized such claims. See, e.g., Ayers, 
    525 A.2d 287
    ; Bower, 
    522 S.E.2d 424
    ; Potter v. Firestone Tire & Rubber
    Co., 
    863 P.2d 795
    (Cal. 1993); Hansen v. Mountain Fuel Supply Co., 
    858 P.2d 970
    (Utah 1993); Burns v. Jaquays
    Mining Corp., 
    752 P.2d 28
    (Ariz. Ct. App. 1987); see also Paoli, 
    916 F.2d 829
    .
    

Document Info

Docket Number: 04-5211

Filed Date: 8/23/2005

Precedential Status: Precedential

Modified Date: 9/22/2015

Authorities (26)

michael-baur-farm-sanctuary-inc-v-ann-m-veneman-in-her-official , 352 F.3d 625 ( 2003 )

In Re Paoli Railroad Yard Pcb Litigation , 916 F.2d 829 ( 1990 )

Greater Cincinnati Coalition for the Homeless and Charles ... , 56 F.3d 710 ( 1995 )

Jessica S. Taylor, Minor Pamela J. Taylor and Richard ... , 861 F.2d 980 ( 1988 )

prod.liab.rep.(cch)p 12,816 , 929 F.2d 1094 ( 1991 )

Dennis Dubuc v. Michigan Board of Law Examiners, George ... , 342 F.3d 610 ( 2003 )

Potter v. Firestone Tire & Rubber Co. , 6 Cal. 4th 965 ( 1993 )

Philip R. Joelson v. United States of America , 86 F.3d 1413 ( 1996 )

Rudolph Jones, Jr. Susan Jones Tandy Jones Gilliland v. ... , 175 F.3d 410 ( 1999 )

Carol L. Kirchner GAFFORD, Plaintiff-Appellant, v. GENERAL ... , 997 F.2d 150 ( 1993 )

friends-for-all-children-inc-as-legal-guardian-and-next-friend-of-the , 746 F.2d 816 ( 1984 )

Duke Power Co. v. Carolina Environmental Study Group, Inc. , 98 S. Ct. 2620 ( 1978 )

Day v. NLO , 851 F. Supp. 869 ( 1994 )

Carlough v. Amchem Products, Inc. , 834 F. Supp. 1437 ( 1993 )

Gladstone, Realtors v. Village of Bellwood , 99 S. Ct. 1601 ( 1979 )

O'Shea v. Littleton , 94 S. Ct. 669 ( 1974 )

Warth v. Seldin , 95 S. Ct. 2197 ( 1975 )

Singleton v. Wulff , 96 S. Ct. 2868 ( 1976 )

Lujan v. Defenders of Wildlife , 112 S. Ct. 2130 ( 1992 )

Metro-North Commuter Railroad v. Buckley , 117 S. Ct. 2113 ( 1997 )

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