Bartell v. Lohiser , 215 F.3d 550 ( 2000 )


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    16   Bartell v. Lohiser, et al.                 No. 98-1877                 Pursuant to Sixth Circuit Rule 206
    ELECTRONIC CITATION: 2000 FED App. 0194P (6th Cir.)
    File Name: 00a0194p.06
    assessment of her intellectual disabilities, and appears to
    contend that Defendants did not reasonably accommodate her
    disability insofar as she was “deliberately denied [both] the
    services of a full and fair psychological evaluation” and the    UNITED STATES COURT OF APPEALS
    benefit of in-home services to assist her in raising William.                 FOR THE SIXTH CIRCUIT
    Bartell’s Br. at 33-34.                                                         _________________
    Bartell, however, has not alleged a genuine issue of
    ;
    material fact that she was denied custody of William because
    
    of her disability, or denied any accommodations because of       ELLA BARTELL,
    
    her disability. See, e.g., Rodriguez v. City of New York, 197             Plaintiff-Appellant,
    
    F.3d 611, 618 (2d Cir. 1999) (holding that no ADA violation
    
    was shown because the disabled were not denied benefits that                                           No. 98-1877
    were otherwise available). Both Defendants and the Probate                 v.
    
    Court relied on wide-ranging evidence pertaining to Bartell’s                                   >
    conduct, behavior, and history of abuse in terminating her       LORETTA LOHISER; GERALD       
    parental rights. Moreover, Bartell essentially concedes that,                                  
    
    REIN; MICHAEL ROXBERRY;
    prior to the termination decision, Defendants attempted to
    
    LLOYD FETT; STATE OF
    equip her with the skills necessary to care for William by
    
    providing parental aides, parental classes, and psychological    MICHIGAN; MICHIGAN
    
    therapy. Indeed, on appeal, Bartell does not even suggest that   FAMILY INDEPENDENCE
    any services provided non-disabled persons were not provided     AGENCY, in the County of      
    to her. We therefore conclude that the district court did not    Jackson; PATRICIA KEMPTER; 
    err in granting Defendants qualified immunity on Bartell’s                                     
    LUTHERAN SOCIAL SERVICES, 
    PATRICK OKORONKWO;
    ADA and Rehabilitation Act claims.
    
    
    IV.                                 of Michigan; FRANK VAN
    
    GOETHEM; WOODBRIDGE
    
    For the foregoing reasons, we AFFIRM the district court’s      BEHAVIORAL MANAGEMENT
    
    grant of Defendants’ summary judgment motions. Because
    
    CONSULTANTS; GERALD
    we conclude that Defendants are entitled to qualified
    Defendants-Appellees, 
    immunity on Bartell’s claims, we need not address Dr. Van        MILLER,
    
    Goethem’s and Woodbridge’s absolute immunity claims.
    
    Accordingly, we AFFIRM the judgment of the district court
    
    in all respects.                                                 SUSAN DEHNKE; COUNTY OF
    
    
    JACKSON; WOODBRIDGE
    Defendants. 
    PSYCHOLOGICAL CENTER,
    1
    1
    2      Bartell v. Lohiser, et al.                No. 98-1877   No. 98-1877                     Bartell v. Lohiser, et al.   15
    America v. Scott, 
    463 U.S. 825
    , 829 (1983). In Browder v.
    Tipton, 
    630 F.2d 1149
    (6th Cir. 1980), we held that § 1985(3)
    Appeal from the United States District Court           only covers conspiracies against: 1) classes who receive
    for the Eastern District of Michigan at Ann Arbor.        heightened protection under the Equal Protection Clause; and
    No. 96-60416—Barbara K. Hackett, District Judge.          2) “those individuals who join together as a class for the
    purpose of asserting certain fundamental rights.” 
    Id. at 1150;
                       Argued: August 6, 1999                      see also Haverstick Enterprises, Inc. v. Financial Federal
    Credit, Inc., 
    32 F.3d 989
    , 994 (6th Cir. 1994).
    Decided and Filed: June 7, 2000
    Bartell’s claim that Defendants discriminated against her on
    Before: JONES, SILER, and GILMAN, Circuit Judges.          account of her mental disabilities therefore is not actionable.
    As noted earlier, the Supreme Court has not conferred suspect
    _________________                        or quasi-suspect status on statutory classifications covering
    the disabled, see 
    Cleburne, 473 U.S. at 442
    ; see also
    COUNSEL                              
    Haverstick, 32 F.3d at 994
    (holding that “[n]o existing legal
    precedent supports the plaintiffs’ argument” that § 1985(3)
    ARGUED:         David R. Parker, CHARFOOS &                    covers discriminatory conspiracies against the handicapped).
    CHRISTENSEN, Detroit, Michigan, for Appellant. Margaret        Further, Bartell has not alleged that Defendants harbored any
    A. Nelson, OFFICE OF THE ATTORNEY GENERAL,                     class-based animus toward those attempting to assert the
    TORT DEFENSE DIVISION, Lansing, Michigan, Patrick D.           fundamental right to parent, or any other fundamental right.
    Filbin, RUTLEDGE, MANION, RABAUT, TERRY &                      Accordingly, Bartell has failed to state a claim under
    THOMAS, Detroit, Michigan, Patrick McLain, KERR,               § 1985(3). Moreover, because her § 1986 claim is derivative
    RUSSELL & WEBER, Detroit, Michigan, Jeffrey C. Gerish,         and conditioned on establishing a § 1985 violation, Bartell’s
    PLUNKETT & COONEY, Detroit, Michigan, for Appellees.           § 1986 claim must also be dismissed. See Browder, 630 F.2d
    ON BRIEF:         David R. Parker, CHARFOOS &                  at 1155 (providing that there can be no violation of § 1986
    CHRISTENSEN, Detroit, Michigan, for Appellant. Margaret        without a predicate violation of § 1985); Haverstick, 32 F.3d
    A. Nelson, OFFICE OF THE ATTORNEY GENERAL,                     at 994 (same).
    TORT DEFENSE DIVISION, Lansing, Michigan, Patrick D.
    Filbin, Mary L. Dresbach, RUTLEDGE, MANION,                                                  C.
    RABAUT, TERRY & THOMAS, Detroit, Michigan, Patrick
    McLain, Joseph K. Grekin, KERR, RUSSELL & WEBER,                 Without specifying the particular nature of her claims,
    Detroit, Michigan, Jeffrey C. Gerish, PLUNKETT &               Bartell additionally asserts that Defendants illegally
    COONEY, Detroit, Michigan, for Appellees.                      discriminated against her in violation of the ADA and the
    Rehabilitation Act. Because similar standards govern
    _________________                        Bartell’s ADA and Rehabilitation Act claims, we will discuss
    these contentions collectively. See Andrews v. State of Ohio,
    OPINION                              
    104 F.3d 803
    , 807 (6th Cir. 1997); Ventura v. City of
    _________________                        Independence, No. 95-3582, 
    1997 WL 94688
    , at *1 n.2 (6th
    Cir. 1997) (unpublished opinion). Bartell alleges that
    NATHANIEL R. JONES, Circuit Judge. Plaintiff-                 Defendants terminated her parental rights on the basis of their
    Appellant Ella Bartell brought the instant action against
    14    Bartell v. Lohiser, et al.                    No. 98-1877       No. 98-1877                    Bartell v. Lohiser, et al.   3
    B.                                    Defendants-Appellees Michigan Family Independence
    Agency (“FIA”), Lutheran Social Services of Michigan
    In addition to her substantive due process claim, Bartell          (“LSS”), and others, asserting that they violated various
    asserts a number of other federal claims. Although not pled           federal and state laws in terminating her parental rights to
    very well, she appears to assert a claim that the State’s             raise her son. The district court ultimately granted
    consideration of her intellectual disability violated the Equal       Defendants’ motions for summary judgment, holding that
    Protection Clause of the Fourteenth Amendment. Because                they were shielded from liability by the doctrine of qualified
    disability-based classifications do not involve either a suspect      immunity. Bartell now appeals these rulings, and for the
    or semi-suspect class, see City of Cleburne v. Cleburne Living        reasons that follow, we AFFIRM the district court’s
    Ctr., 
    473 U.S. 432
    , 442-43 (1985), the State’s consideration          judgment.
    of Bartell’s disability is constitutional to the extent it is
    rationally related to the State’s legitimate interest in the health                                 I.
    and welfare of William. See 
    id. at 440;
    Cutshall v. Sundquist,
    
    193 F.3d 466
    , 482 (6th Cir. 1999). Because LSS and FIA                   Bartell is the biological mother of William John Stanley,
    considered Bartell’s intellectual incapacities along with a           who was born on August 20, 1987, and suffers from a number
    variety of other factors pertaining to her parental fitness, we       of physical and psychological challenges. Sometime in 1988
    conclude that this measured consideration of the relationship         or 1989, Bartell contacted Michigan’s Family Independence
    between Bartell’s disability and William’s welfare falls within       Agency (“FIA”) for assistance in dealing with William’s
    the broad bounds of rational basis review. See Borman’s Inc.          aggressive and hyperactive behavior, and FIA responded by
    v. Michigan Property & Casualty Guaranty Assoc., 925 F.2d             providing Bartell with parental aides. In the early 1990s,
    160, 162 (6th Cir. 1991) (noting the substantial deference            local authorities began investigating Bartell after receiving
    afforded to state action under rational-basis review).                complaints that she and her husband were engaging in violent
    fights, and that Bartell was abusing her children. While
    We also reject Bartell’s claim that the district court erred in     acknowledging marital problems, Bartell denied that she
    granting Defendants qualified immunity on Bartell’s statutory         physically or verbally abused her children. See Bartell v.
    claims. Bartell has no actionable claim under § 1985(3)               Lohiser, 
    12 F. Supp. 2d 640
    , 642 (E.D. Mich. 1998).
    because it does not cover claims based on disability-based
    discrimination or animus. To assert an actionable claim under            In 1992 and 1993, Bartell suffered through bouts of
    § 1985(3), a claimant must show that: 1) the defendants               depression and was hospitalized after a suicide attempt. After
    conspired “for the purpose of depriving, either directly or           being released from the hospital, Bartell continued to receive
    indirectly, any person or class of persons of the equal               treatment for her physical and mental ailments.
    protection of the laws, or of equal privileges and immunities         Simultaneously, William’s behavior became increasingly
    under the laws; and 2) the defendants committed acts that             uncontrollable, and in August 1993, Bartell voluntarily placed
    deprived the claimant “of having and exercising any right or          him in the Chelsea Home for Boys. William stayed at the
    privilege of a citizen of the United States.” 42 U.S.C.               Chelsea Home for approximately one year, when his behavior
    § 1985(3); see Griffin v. Breckenridge, 
    403 U.S. 88
    , 102-03           proved more than the Home could handle. Toward the end of
    (1971). The Supreme Court has emphasized that § 1985(3)               his stay at Chelsea, William was hospitalized at the
    requires inter alia that a claimant establish “some racial, or        University of Michigan’s Children’s Psychiatric Unit to
    perhaps otherwise class-based, invidiously discriminatory             receive more specialized care. Thereafter, the Chelsea Home
    animus.” United Brotherhood of Carpenters and Joiners of
    4    Bartell v. Lohiser, et al.                  No. 98-1877      No. 98-1877                      Bartell v. Lohiser, et al.    13
    discharged William because of his hospitalization and its         skills are undoubtedly relevant, at some level, to the ability of
    inability to contain his behavior. See 
    id. a parent
    to raise her child, the State must make a specific and
    tangible showing, not a presumptive one, on the precise
    After William’s discharge from the Chelsea Home, Bartell        nature of the links between these capacities and a particular
    agreed to FIA’s suggestion that she voluntarily place him in      child’s needs. See, e.g., Dunn v. Blumstein, 
    405 U.S. 330
    ,
    foster care. Bartell believed that William’s placement in         343 (1972) (holding that narrow-tailoring requires a state to
    foster care would be temporary, and that she would re-assume      act with “precision” and to use the least restrictive means of
    his care when she was better able to do so. See 
    id. Given achieving
    its compelling interest).
    William’s unique behavioral and psychological challenges,
    FIA placed William in the care of LSS, which contracted with         In this case, Dr. Van Goethem’s report is filled with vague
    FIA for the provision of foster care services. During this        and subjective appraisals of Bartell’s faculties that are not
    period, Defendants Patricia Kempter and Patrick Okoronkwo,        empirically linked to her ability to attend adequately to
    both LSS caseworkers, worked closely on William’s case.           William’s needs. While Bartell’s eloquence may not rival
    Winston Churchill, and the breadth of her vocabulary may not
    During William’s voluntary placement in foster care, FIA        challenge Oliver Wendell Holmes, her constitutional right to
    asserts that Bartell visited William erratically and that his     parent her child may not be abrogated on these tenuous
    behavior became agitated and uncontrollable during her visits.    grounds. To the extent that a parent’s intelligence level may
    Claiming that she had sufficiently resolved her psychological     legitimately inform a State’s assessment of whether parental
    maladies to re-assume her son’s care, Bartell asked to resume     rights may be terminated, the Constitution at least requires the
    custody of her son in December 1994. See 
    id. at 642-43.
              State to establish empirically that the kinds of intelligence
    Shortly thereafter, Lohiser and FIA initiated custody             most necessary to caring for a particular child are deficient in
    proceedings in Jackson County Probate Court, asserting that       that parent. See 
    id. Bartell’s low
    verbal IQ test score, which
    William’s behavioral and emotional disorders, coupled with        drives many of Dr. Van Goethem’s findings, fails this test.
    Bartell’s mental and emotional problems, prevented her from       Neither Dr. Van Goethem nor Defendants have made a
    providing the care William needed. The Probate Court denied       specific and empirical showing that the verbal IQ test
    FIA’s request, and Bartell was re-united with William on          measures the kinds of intelligence that are indispensable to
    March 1, 1995. The next day, however, FIA filed a second          the ability of Bartell to care for her child. Without such a
    petition to place William in temporary custody. On March 9,       showing, the State cannot demonstrate that terminating
    1995, the Probate Court granted the petition and thereby          Bartell’s parental rights on the basis of her mental disabilities
    continued William’s temporary out-of-home placement. In           was necessary to protect William’s well-being.
    granting the petition, the court concluded that the out-of-home
    placement was necessary to protect William from a                   Accordingly, we underscore that our holding does not rest
    substantial risk that he would be mentally or physically          on the State’s characterizations of Bartell’s intellectual
    harmed while in Bartell’s care.                                   disabilities, but on its specific findings pertaining to Bartell’s
    history of both receiving and delivering abuse, depression,
    The Probate Court conducted four hearings between               suicide attempts, pathological conduct, and her ultimate
    September 1995 and April 1996 to review William’s case and        inability to control a child who presents unique behavioral
    to assess whether William should be re-united with his            and psychological challenges. Based on these findings, we
    mother. While Bartell claims that she complied with LSS’          hold that Bartell has not demonstrated that her parental rights
    requirements that she attend parenting classes, receive           were terminated in contravention of the Due Process Clause.
    12   Bartell v. Lohiser, et al.                  No. 98-1877      No. 98-1877                     Bartell v. Lohiser, et al.   5
    the health and safety of William and whether the particular       therapy, and visit with her son, LSS reported that Bartell had
    means employed were narrowly tailored to achieve that end.        difficulty controlling her son on her visits and was unable to
    See 
    Glucksberg, 521 U.S. at 721
    .                                  attend to him without the assistance of relatives. See 
    id. Due to
    these findings, Bartell’s visitation privileges were reduced
    Bartell asserts, and the record provides, that LSS’ decision   from unsupervised to supervised.
    to pursue termination proceedings was partially motivated by
    its concern that William needed a caretaker with “special            In early 1996, LSS petitioned to have Bartell’s parental
    skills to meet his special needs.” J.A. at 942. In particular,    rights terminated, and on May 15, 1996, the Probate Court
    LSS, FIA and the Probate Court relied heavily on Dr. Van          held a hearing on this issue. Among other evidence, LSS
    Goethem’s evaluation of Bartell, in which he found that she       proffered an examination of Bartell performed by Dr. Frank
    was “intellectually limited” because she “was not very            Van Goethem. Dr. Van Goethem’s report provided that
    articulate,” had “a limited vocabulary,” and scored 74 on the     Bartell was “intellectually limited” because she “was not very
    verbal IQ test. J.A. at 113-115. Based on these findings, Dr.     articulate,” had “a limited vocabulary,” and scored 74 on the
    Van Goethem “seriously question[ed] if Ms. Bartell ha[d] the      verbal IQ test. J.A. at 113-115. Van Goethem also found that
    intellectual and necessary emotional resources to provide         Bartell suffered from dependent personality disorder, serious
    optimal parenting for the children.” J.A. at 119. Bartell         depression, low self-esteem, and self-abusive, pathological
    contended that her emotional problems and abusive                 behavior. See 
    Bartell, 12 F. Supp. 2d at 643-44
    . Based on
    relationships were in her past, and that she was prepared to      these findings, Van Goethem concluded that it was “unwise
    care for William at the time her parental rights were             to reunite Ms. Bartell with her children” and that he
    terminated.                                                       “seriously question[ed] if Ms. Bartell ha[d] the intellectual
    and necessary emotional resources to provide optimal
    Given the entire record concerning Bartell’s capacity to       parenting for the children.” J.A. at 119. A second evaluator,
    provide for her son, we hold that the State did not violate her   psychologist Gary Rutledge, also opined that Bartell was
    fundamental right to raise William in terminating her parental    unable to care properly for William.
    rights, and therefore the district court properly granted
    Defendants qualified immunity on this claim. We reach this          Bartell countered Van Goethem’s and Rutledge’s reports
    holding based upon the district court’s findings pertaining to    with affidavits from clinical psychologists Carolyn Moore-
    Bartell’s suicide attempts, emotional instability, depression,    Newberger and Paul Jacobs. Both criticized Van Goethem’s
    inability to control William’s behavior, involvement in           evaluation, stating that “his entire evaluation reflects his
    abusive relationships, pathological behavior, and allegations     discrimination and bias” against Bartell, and that it “was
    of child abuse. In concluding that FIA’s and LSS’ actions         grossly inadequate, completely inaccurate and was not based
    were constitutionally justified on balance, we emphasize that     on any data which was gathered, verified and analyzed by Mr.
    their appraisal of Bartell’s mental disabilities was an           Van Goethem.” J.A. at 307, 312.
    insufficient predicate for abrogating her parental rights.
    Notwithstanding the reports of Moore-Newberger and
    Specifically, both the district court and Defendants place      Jacobs, the Probate Court granted LSS’ petition, concluding
    significant credence on Dr. Van Goethem’s evaluation of           that Bartell “fail[ed] to provide proper care and custody for
    Bartell’s “limited” intelligence level, see Bartell, 12           William and there is no reasonable likelihood that she will be
    F.Supp.2d at 648, which is purportedly manifested by her low      able to provide proper care and custody within a reasonable
    verbal IQ test score. While critical thinking and reasoning       time.” J.A. at 216. The court further concluded that there
    6     Bartell v. Lohiser, et al.                    No. 98-1877      No. 98-1877                     Bartell v. Lohiser, et al.   11
    was a “reasonable likelihood” that William would be harmed           objectively unreasonably in light of the clearly established
    by the mental and emotional incapacities of his mother, and          right. See Bloch v. Ribar, 
    156 F.3d 673
    , 678 (6th Cir. 1998).
    that irrespective of Bartell’s benign intentions, this
    potentiality legally required that her parental rights be                                          A.
    terminated. See J.A. at 216.
    It is clearly established that the Constitution recognizes
    While Bartell did not appeal the Probate Court’s ruling, she       both a protectible procedural due process interest in parenting
    did file the instant seven-count federal Complaint against           a child and a substantive fundamental right to raise one’s
    FIA, LSS, Jackson County, Van Goethem, and various LSS               child. See Michael H. v. Gerald D., 
    491 U.S. 110
    , 119-123
    and FIA personnel. Bartell alleged federal claims under 42           (1989); M.L.B. v. S.L.J., 
    519 U.S. 102
    , 116 (1996); Vinson v.
    U.S.C. §§ 1983, 1985 and 1986 (Counts I-III); the Americans          Campbell County Fiscal Court, 
    820 F.2d 194
    , 200 (6th Cir.
    with Disabilities Act, 42 U.S.C. § 12132 (“ADA”), and the            1987). Although the parties fail to fully appreciate this
    Rehabilitation Act, 29 U.S.C. § 794 (Count IV). She                  distinction, the differences between the procedural interest in
    additionally asserted state claims for negligence and                raising one’s child and the substantive right, and the
    intentional infliction of emotional distress (Count V, VII), and     corresponding scope of the duties imposed on government,
    breach of the Michigan Handicappers’ Civil Rights Act,               are significant. While procedural due process principles
    M.C.L.A. § 37.1101 (Count VI). Bartell thereafter stipulated         protect persons from deficient procedures that lead to the
    to the dismissal of Defendants Susan Dehnke, Jackson                 deprivation of cognizable liberty interests, see Mathews v.
    County, and Woodbridge Psychological Center. The                     Eldridge, 
    424 U.S. 319
    , 333-34 (1976), substantive due
    remaining Defendants subsequently filed motions for                  process provides that, irrespective of the constitutional
    summary judgment.                                                    sufficiency of the processes afforded, government may not
    deprive individuals of fundamental rights unless the action is
    The district court granted these motions, concluding that          necessary and animated by a compelling purpose. See
    the doctrine of qualified immunity shielded the remaining            Washington v. Glucksberg, 
    521 U.S. 702
    , 721 (1997). Here,
    Defendants from suit for their actions. The district court ruled     Bartell has not alleged that the process she was afforded failed
    that although Bartell undoubtedly has a constitutional interest      to comply with constitutional standards, and we will therefore
    in caring for her child, that right is not absolute given the        confine our analysis to her substantive due process claim.
    State’s concurrent interest in the health and welfare of
    children in its jurisdiction. See 
    Bartell, 12 F. Supp. 2d at 647
    .         This is a path we do not lightly tread. Although Bartell has
    Apparently responding to a procedural Due Process Claim,             a fundamental right to raise her son, the State has a
    the district court noted that Bartell had not alleged a              concomitant interest in the welfare and health of children in
    deficiency either in the administrative process or the               its jurisdiction, and in certain narrowly-defined
    processes before the Probate Court. Without specifically             circumstances, the State’s interest in a child’s well-being may
    resolving the clash of the substantive liberty interests at stake,   supersede that of a parent. See Santosky v. Kramer, 455 U.S.
    the district court granted Defendants qualified immunity on          745, 766-67 (1982); see also Stanley v. Illinois, 
    405 U.S. 645
    ,
    Bartell’s due process claim. The district court also rejected        652 (1972) (recognizing that because the State has cognizable
    Bartell’s equal protection claim, holding that the Probate           interests in the safety of children in its jurisdiction,
    Court did not violate constitutional norms by incorporating          “neglectful parents may be separated from their children”). In
    Bartell’s intelligence level into its custody determination. See     determining the constitutional legitimacy of FIA’s and LSS’
    
    id. at 648.
    After concluding that the State did not err in           actions, we must assess whether they were acting to ensure
    10    Bartell v. Lohiser, et al.                   No. 98-1877      No. 98-1877                         Bartell v. Lohiser, et al.        7
    Here, the LSS defendants direct a non-profit operation that      considering Bartell’s limited intellectual capacity in assessing
    is closely supervised by FIA. Bartell does not dispute the          Bartell’s parental fitness, the district court additionally denied
    district court’s findings on the extent of involvement by FIA       Bartell’s ADA and Rehabilitation Act claims. With these
    in the activity of LSS. The court found that FIA only               rulings, the district court granted Defendants qualified
    purchases private foster care services when it cannot meet the      immunity on all of Bartell’s federal claims, and after
    needs of a particular child. See 
    Bartell, 12 F. Supp. 2d at 646
    .      declining to exercise pendent jurisdiction, dismissed Bartell’s
    Additionally, FIA appoints a caseworker to monitor the              state law claims. Bartell now appeals the district court’s grant
    appropriateness and sufficiency of LSS’ foster care plans, and      of Defendants’ summary judgment motions.
    in this case, a FIA caseworker specifically approved of LSS’
    plans for William. 
    Id. Moreover, the
    purposes of qualified                                            II.
    immunity apply with particular force to the foster care
    services provided by LSS. Decisions pertaining to the welfare         We review the district court’s grant of Defendants’
    of a child, which may, as in this case, result in the termination   summary judgment motions de novo. See Terry Barr Sales
    of the natural bond between parent and child, require the           Agency, Inc. v. All-Lock Co., Inc., 
    96 F.3d 174
    , 178 (6th Cir.
    deliberate and careful exercise of official discretion in ways      1996); see also Spurlock v. Satterfield, 
    167 F.3d 995
    , 1000
    that few public positions can match. The necessity that this        (6th Cir. 1999). Summary judgment is appropriate “if the
    delicate process not be over-burdened with encumbering              pleadings, depositions, answers to interrogatories, and
    litigation comports entirely with the Harlow Court’s                admissions on file, together with the affidavits, if any, show
    formulation of the purposes of qualified immunity protection.       that there is no genuine issue as to any material fact and that
    Accordingly, because of the closely monitored, non-profit           the moving party is entitled to a judgment as a matter of law.”
    interrelationship between FIA and LSS, we hold that the LSS         Fed. R. Civ. P. 56(c); see also Terry 
    Barr, 96 F.3d at 178
    . No
    defendants may assert qualified immunity.                           genuine issue for trial exists when “the record taken as a
    whole could not lead a rational trier of fact to find for the non-
    III.                                  moving party.” Matsushita Elec. Indus. Co. v. Zenith Radio
    Corp., 
    475 U.S. 574
    , 587 (1986). Moreover, we must review
    Bartell further contends that even to the extent the LSS          the record, and any inferences derived therefrom, in the light
    defendants may assert qualified immunity, the district court        most favorable to the party opposing the motion. See 
    id. erred in
    granting summary judgment because both the LSS
    and FIA defendants violated her clearly established                                                   A.
    constitutional and statutory rights. Bartell alleges that
    Defendants terminated her custody of William on the basis of          Bartell first asserts that qualified immunity is unavailable
    her mental disabilities, and to that extent, violated her clearly   to LSS and the LSS individual defendants [hereinafter “LSS1
    established constitutional rights to due process and equal          defendants”] because they are “non-governmental actors.”
    protection, in addition to her statutory rights under the ADA,
    the Rehabilitation Act, and §§ 1983, 1985, and 1986.
    1
    We apply a two-step analysis to determine whether                       Bartell also contends that under the ADA and the Rehabilitation
    qualified immunity is proper: first, we determine whether a         Act, Congress specifically abrogated qualified immunity protections for
    states and state agencies. However, this Circuit, as well as a number of
    “clearly established” constitutional or statutory right has been    our sister Circuits, have granted state employees qualified immunity
    violated; and second, we ascertain whether the official acted       against ADA and Rehabilitation Act claims. See Stigall v. Lewis, No. 97-
    5301, 
    1999 WL 183392
    , at *2 (6th Cir. Mar. 16, 1999) (unpublished
    8     Bartell v. Lohiser, et al.                         No. 98-1877        No. 98-1877                     Bartell v. Lohiser, et al.    9
    Bartell’s Br. at 24. Specifically, relying on the Supreme                   public official’s personal liability to objectively unreasonable
    Court’s holding in Richardson v. McKnight, 
    521 U.S. 399
                        violations of clearly established law, the Harlow Court was
    (1997), Bartell contends that the purposes of affording state-              expressly concerned that numerous lawsuits would distract
    affiliated actors qualified immunity are inconsistent with                  government officials from performing their functions, would
    granting the LSS defendants qualified immunity, and that the                inhibit discretionary action, and would deter desirable
    district court therefore erred in dismissing her claims.                    candidates from performing public service. See 
    Harlow, 457 U.S. at 816
    .
    It is well settled that private parties that perform
    fundamentally public functions, or who jointly participate                    In Wyatt and Richardson, the Supreme Court refined
    with a state to engage in concerted activity, are regarded as               Harlow, holding that a private party may not assert qualified
    acting “under the color of state law” for the purposes of                   immunity when the incentives for a particular government
    § 1983. See Wyatt v. Cole, 
    504 U.S. 158
    , 162 (1992); Lugar                  function are fundamentally inconsistent with the foregoing
    v. Edmonson Oil Co., 
    457 U.S. 922
    , 929, 938-39 (1982);                      purposes of qualified immunity protection. See Wyatt, 504
    Flagg Bros., Inc. v. Brooks, 
    436 U.S. 149
    , 157 (1978). In                   U.S. at 167 (providing that “the special policy concerns” that
    assessing whether the qualified immunity afforded state                     underlie qualified immunity protections are critical to
    officials extends to private actors who are considered state                determining whether its protections are available);
    actors under § 1983, we must consider both the purposes of                  
    Richardson, 521 U.S. at 404
    (same). Specifically, in
    qualified immunity protection and the nature of the                         Richardson, the Court ruled that employees of a privately run,
    relationship between the state and the putative private party.              for-profit prison that had contracted with the State for the
    See 
    Richardson, 521 U.S. at 404
    .                                            provision of penological services could not assert qualified
    immunity. The Richardson Court concluded that the
    Qualified immunity protects government officials                         prevailing economic incentives in the market for privately
    performing discretionary functions from liability for civil                 provided penological services were sufficiently strong to
    damages “insofar as their conduct does not violate clearly                  essentially render qualified immunity protection superfluous.
    established statutory or constitutional rights of which a                   See 
    Richardson, 521 U.S. at 409-410
    .
    reasonable person would have known.” Harlow v. Fitzgerald,
    
    457 U.S. 800
    , 818 (1982). Within the context of allowing                       In this context, the Court found that “marketplace pressures
    private parties to vindicate their right to be free from § 1983             provide the private firm with strong incentives to avoid overly
    infractions, the animating purpose of the Supreme Court’s                   timid, insufficiently vigorous, unduly fearful, or ‘nonarduous’
    articulation of qualified immunity standards in Harlow is to                employee job performance,” and that to this extent, the prison
    allow public officials to perform important government                      employees were more akin to private workers than public
    functions free from the debilitating effects of excessive                   officials. 
    Richardson, 521 U.S. at 410
    . However, in denying
    litigation. See id.; 
    Wyatt, 504 U.S. at 166
    . In limiting a                  the prison employees’ attempt to assert immunity, the Court
    emphasized that the prison was operated for-profit and with
    “limited direct supervision by the government.” 
    Id. at 413.
                                                                                In this regard, the Court distinguished the situation it faced
    opinion); Allison v. Department of Corrections, 
    94 F.3d 494
    , 497-98 (8th    from a private individual “serving as an adjunct to
    Cir. 1996); Torcasio v. Murray, 
    57 F.3d 1340
    , 1343 (4th Cir. 1995);
    McGregor v. Louisiana State Univ. Bd. of Spvrs., 
    3 F.3d 850
    , 862 (5th       government in an essential governmental activity, or acting
    Cir. 1993); P.C. v. McLaughlin, 
    913 F.2d 1033
    , 1038-41 (2d Cir. 1990).      under close official supervision.” 
    Id. Accordingly, Bartell’s
    claim that qualified immunity is not available for
    ADA and Rehabilitation Act claims is without merit.
    

Document Info

Docket Number: 98-1877

Citation Numbers: 215 F.3d 550

Filed Date: 6/7/2000

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (28)

pc-v-neil-mclaughlin-individually-rod-copeland-individually-and-in-his , 913 F.2d 1033 ( 1990 )

anthony-torcasio-v-edward-w-murray-director-gl-bass-deputy-warden , 57 F.3d 1340 ( 1995 )

Arthur Cutshall, Plaintiff-Appellee/cross-Appellant v. Don ... , 193 F.3d 466 ( 1999 )

Terry F. Browder v. Ronald D. Tipton , 630 F.2d 1149 ( 1980 )

Robert T. McGregor v. Louisiana State University Board of ... , 3 F.3d 850 ( 1993 )

Sheila Vinson v. Campbell County Fiscal Court Nickie ... , 820 F.2d 194 ( 1987 )

Bartell v. Lohiser , 12 F. Supp. 2d 640 ( 1998 )

Mlb v. Slj , 117 S. Ct. 555 ( 1996 )

jo-anne-allison-v-department-of-corrections-dora-b-schriro-director , 94 F.3d 494 ( 1996 )

Cynthia Bloch and Thomas Bloch v. Sheriff L. John Ribar , 156 F.3d 673 ( 1998 )

Terry Barr Sales Agency, Inc. v. All-Lock Company, Inc. , 96 F.3d 174 ( 1996 )

haverstick-enterprises-inc-dba-north-american-equipment-company-james , 32 F.3d 989 ( 1994 )

ronald-d-andrews-v-state-of-ohio-charles-d-shipley-director-in-his , 104 F.3d 803 ( 1997 )

robert-spurlock-and-ronnie-marshall-v-danny-satterfield-lawrence-ray , 167 F.3d 995 ( 1999 )

Richardson v. McKnight , 117 S. Ct. 2100 ( 1997 )

Wyatt v. Cole , 112 S. Ct. 1827 ( 1992 )

Lugar v. Edmondson Oil Co. , 102 S. Ct. 2744 ( 1982 )

Mathews v. Eldridge , 96 S. Ct. 893 ( 1976 )

Harlow v. Fitzgerald , 102 S. Ct. 2727 ( 1982 )

Michael H. v. Gerald D. , 109 S. Ct. 2333 ( 1989 )

View All Authorities »