United States v. Davist ( 2007 )

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 07a0114p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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Plaintiff-Appellee, -
UNITED STATES OF AMERICA,
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No. 06-1224
v.
,
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JABBOLLI KENYATTA DAVIST, -
Defendant-Appellant. -
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Appeal from the United States District Court
for the Eastern District of Michigan at Detroit.
No. 05-80263—Lawrence P. Zatkoff, District Judge.
Submitted: February 16, 2007
Decided and Filed: March 29, 2007
Before: MARTIN and DAUGHTREY, Circuit Judges; SCHWARZER, District Judge.*
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COUNSEL
ON BRIEF: Jonathan M. Epstein, FEDERAL PUBLIC DEFENDERS OFFICE, Detroit, Michigan,
for Appellant. Matthew J. Schneider, ASSISTANT UNITED STATES ATTORNEY, Detroit,
Michigan, for Appellee.
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OPINION
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BOYCE F. MARTIN, JR., Circuit Judge. Defendant Davist appeals from his sentence for
false claims against the United States, conspiracy to defraud the United States, and false statements.
He argues that the district court erred in issuing a two-point enhancement under U.S.S.G. § 3C1.1.
Finding no error, we affirm.
I
From 1999 to 2002, Davist was involved in a scheme to file fraudulent tax refunds. Davist
supplied individuals with false W-2 forms (i.e., from companies the individuals never worked for),
helped them submit false refund claims based on these forms, and then took for himself a large
percentage of the refunds that the individuals obtained. The fraudulent refunds connected in some
*
The Honorable William W Schwarzer, United States District Judge for the Northern District of California,
sitting by designation.
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No. 06-1224 United States v. Davist Page 2
way to Davist amounted to a total of $187,362. When later interviewed by Internal Revenue Service
officials, Davist denied any involvement in the tax refund scheme.
On March 17, 2005, Davist was charged in a twenty-one count indictment, which included
one count of conspiracy to defraud the United States through false claims in violation of 18 U.S.C.
§ 286, eighteen counts of making false claims against the United States and aiding and abetting, in
violation of 18 U.S.C. § 287 and 18 U.S.C. § 2, and two counts of making false statements to a
federal official in violation of 18 U.S.C. § 1001. Davist pled guilty to all counts of the indictment
without the benefit of a Rule 11 Plea Agreement. On January 9, 2006, the district court sentenced
Davist to 40 months’ imprisonment.
II
Davist’s sole argument on appeal is that his offense level, which was increased from 17 to
19 based on a two-point enhancement for 1obstruction of justice under U.S.S.G. § 3C1.1, was
improperly calculated by the district court. We review for clear error a district court’s factual
findings underlying its decision to impose an obstruction-of-justice enhancement under § 3C1.1.
United States v. Chance, 306 F.3d 356, 389 (6th Cir. 2002). Conclusions as to what facts constitute
obstruction of justice are then reviewed de novo. Id. Even though the Supreme Court declared the
guidelines advisory in United States v. Booker, 543 U.S. 220 (2005), we are still required to remand
for resentencing if the district court misapplies the guidelines. 18 U.S.C. § 3742(f).
Section 3C1.1 provides for a two-point enhancement if
(A) the defendant willfully obstructed or impeded, or attempted to obstruct or
impede, the administration of justice with respect to the investigation, prosecution,
or sentencing of the instant offense of conviction, and (B) the obstructive conduct
related to (i) the defendant’s offense of conviction and any relevant conduct; or (ii) a
closely related offense . . . .
Perhaps more important than the Guidelines provision itself is Application Note 4, which indicates
that the § 3C1.1 enhancement is to apply “to any other obstructive conduct in respect to the official
investigation, prosecution, or sentencing of the instant offense where there is a separate count of
conviction for such conduct.” (Emphasis added.) Here, in addition to his underlying offenses of
false claims and conspiracy to defraud, Davist pled guilty to exactly such obstructive conduct:
namely, the two counts of making false statements to a federal official. See also U.S.S.G. § 3C1.1,
App. Note 8 (clarifying how underlying offenses are to be grouped with obstruction offenses and
enhanced accordingly).
Many of our sister circuits have held under similar facts that where a defendant is convicted
of a separate count for obstructive conduct, the two-point enhancement under § 3C1.1 applies. See,
e.g., United States v. Frank, 354 F.3d 910, 924 (8th Cir. 2004); United States v. Edwards, 303 F.3d
606, 646 (5th Cir. 2002); United States v. Crisci, 273 F.3d 235, 240 (2d Cir. 2001); see also United
States v. Mathis, 186 F. App’x 971, 979 (11th Cir. 2006) (collecting cases). We see no reason to
depart from this approach, especially in a case where, as here, Davist did not challenge his
underlying guilty plea for false statements. Had he done so and been successful, that might call into
question the viability of the § 3C1.1 enhancement, but such a challenge is not before us today.
1
The offense level of 17 was supported by the underlying offenses alone, i.e., the false claims and conspiracy
counts. Indeed, Davist does not argue that this case involves double-counting (whereby the obstruction charge is alleged
to have contributed both to the base offense level and to the enhancement).
No. 06-1224 United States v. Davist Page 3
In overruling Davist’s objection to the Pre-Sentence Report, an objection which included
similar arguments to those now presented as to why the § 3C1.1 enhancement was improper, the
district court made no mention of the cases (or rationale) we now rely on. See D. Ct. Op., 1/11/2006,
at 4. This is not entirely surprising, because the government did not marshal the above argument
in its sentencing memorandum submitted to the district court. Nevertheless, “we may affirm on any
grounds supported by the record, even though different from the grounds relied on by the district
court.” United States v. Allen, 106 F.3d 695, 700 n.4 (6th Cir. 1997); accord United States v.
Robertson, 260 F.3d 500, 503 (6th Cir. 2001).
III
For the above reasons, we affirm the sentence imposed by the district court.