Kleiber v. Honda of America ( 2007 )


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  •                            RECOMMENDED FOR FULL-TEXT PUBLICATION
    Pursuant to Sixth Circuit Rule 206
    File Name: 07a0155p.06
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    _________________
    X
    Plaintiff-Appellant, -
    MICHAEL E. KLEIBER,
    -
    -
    -
    No. 06-3490
    v.
    ,
    >
    HONDA OF AMERICA MFG., INC.,                        -
    Defendant-Appellee. -
    N
    Appeal from the United States District Court
    for the Southern District of Ohio at Columbus.
    No. 04-00109—James L. Graham, District Judge.
    Argued: January 22, 2007
    Decided and Filed: May 3, 2007
    Before: SILER, MOORE, and ROGERS, Circuit Judges.
    _________________
    COUNSEL
    ARGUED: Gary A. Reeve, KENNEDY REEVE & KNOLL, Columbus, Ohio, for Appellant.
    Douglas R. Matthews, VORYS SATER SEYMOUR AND PEASE LLP, Columbus, Ohio, for
    Appellee. ON BRIEF: Gary A. Reeve, KENNEDY REEVE & KNOLL, Columbus, Ohio, for
    Appellant. Douglas R. Matthews, VORYS SATER SEYMOUR AND PEASE LLP, Columbus,
    Ohio, for Appellee.
    _________________
    OPINION
    _________________
    KAREN NELSON MOORE, Circuit Judge. This case stems from a tragic off-the-job
    accident that has diminished Michael E. Kleiber’s capacity to work. Admirably, Kleiber attempted
    to return to work despite his injuries. Unfortunately, he was unsuccessful. He sued his former
    employer, Honda of America Manufacturing, Inc. (“Honda”), alleging that it violated the Americans
    with Disabilities Act (“ADA”), 42 U.S.C. §§ 12101 et seq., and related state statutes by failing to
    accommodate his disabilities. Finding no evidence that Kleiber could now perform any job at
    Honda, the district court granted Honda’s motion for summary judgment. We similarly find no
    evidence showing that Kleiber was capable of working at Honda, and accordingly must AFFIRM
    the district court’s judgment.
    1
    No. 06-3490           Kleiber v. Honda of America Mfg., Inc.                                 Page 2
    I. BACKGROUND
    A. Factual Background
    Michael Kleiber began working in Honda’s Marysville, Ohio plant in June 1989. In
    November 1999, he remained employed full-time at Honda as a Production Associate and was
    assigned to a repair position in the Assembly Department. His position required him to read
    inspection cards describing necessary repairs, to determine the method for performing the repairs,
    to implement fine motor skills in executing the repairs, and to drive cars across the shop floor.
    1. Kleiber’s Injury and Treatment
    On November 21, 1999, Kleiber fell from a fence while performing yard work at his parents’
    home and hit his head on a concrete surface. The fall left him with serious head injuries. Kleiber
    remained hospitalized until January 21, 2000. During his hospitalization, Kleiber was under the care
    of Dr. Jerry Mysiw, the Director of The Ohio State University’s Head Injury Diagnostic Clinic.
    After being discharged, Kleiber continued to see Dr. Mysiw every three to four months.
    When first discharged, Kleiber was unable to live independently, and he required ongoing
    physical, occupational, and speech therapy to overcome difficulties with attention span, thinking,
    and coordination. His physical therapy continued through August 2000, at which time Kleiber had
    progressed such that he was able to carry most items on level surfaces and had only some difficulties
    moving heavy objects up stairs. Although he was no longer receiving physical therapy, Kleiber’s
    occupational therapy sessions continued into 2001. Notwithstanding his therapy, Kleiber failed two
    driving examinations in March and August 2000.
    2. Kleiber’s Attempts to Return to Work
    a. BVR Assistance
    In late March 2000, Kleiber met with a counselor from the Ohio Bureau of Vocational
    Rehabilitation (“BVR”), a state agency whose mission is to provide service leading to employment
    for Ohioans with disabilities. In April 2000, the BVR determined Kleiber was eligible for its
    services and soon assigned Rodney Brandel, the BVR’s liaison with Honda, to Kleiber’s case.
    Brandel arranged for Kleiber to undergo a neuropsychological evaluation—intended to
    identify the cognitive limitations resulting from Kleiber’s brain injury—with Dr. James Arnett on
    August 17, 2000. Dr. Arnett’s evaluation noted various limitations, including deficits in (1)
    attention and concentration, including memory; (2) problem-solving abilities; and (3) manual
    dexterity. Dr. Arnett concluded that the evaluation revealed “mild to moderate” impairment of brain
    function, and that the deficits “raise[d] questions about safety in the performance of high risk
    activities.” Joint Appendix (“J.A.”) at 20-21 (Report of Neuropsychological Evaluation at 5-6). He
    further noted that he could not predict whether Kleiber’s attention and concentration deficits would
    be further compromised in a chaotic environment.
    After receiving Dr. Arnett’s evaluation, Brandel met with Dr. Arnett, Kleiber, and Kleiber’s
    parents on September 12, 2000, to discuss the results and Kleiber’s prospects for returning to Honda.
    Based upon Dr. Arnett’s evaluation, Brandel did not expect Kleiber to be able to return immediately
    to his former position at Honda, nor did Brandel believe that anyone else at the meeting had such
    an expectation.
    No. 06-3490               Kleiber v. Honda of America Mfg., Inc.                                                Page 3
    b. Communications with Honda
    Brandel began communicating with Honda regarding Kleiber’s limitations and his desire to
    return to work. On October 10, 2000, Dr. Mysiw filled out a Honda document labeled a “Work
    Capacity Form.” On the form, Dr. Mysiw indicated Kleiber’s restrictions were “cognitive—i.e.,
    memory, attention,” and that these issues “require[d] supervision and possibly a job coach.” J.A.
    at 316 (Work Capacity Form). He also indicated that Kleiber could not work in an environment
    featuring “unrestricted heights,” and stated that Kleiber’s endurance was “likely poor.” 
    Id. Sometime after
    October 10, 2000, Brandel submitted the Work Capacity Form to Honda.
    Notwithstanding Kleiber’s limitations, Doug Bigler, Honda’s placement leader for the
    Marysville plant, and Cathy Cronley, Honda’s in-house registered nurse, began to identify certain
    positions that they thought Kleiber might be able to perform. These positions included “the Right
    Rear Beam Tighten position in [the] Assembly [Department],” “the Front Bumper Install position
    in [the] Assembly [Department],” and processes in the Paint Department. J.A. at 25-27 (Bigler Aff.
    ¶¶ 14-15, 19). Ultimately, Honda determined that none of these positions were appropriate for
    Kleiber because they required walking on uneven surfaces, working under substantial time
    pressures, and employing fine manual dexterity.
    During this process, the Honda representatives determined that they needed more precise
    information regarding Kleiber’s limitations, so they scheduled a meeting with Brandel. On
    October 27, 2000, Brandel and Joe Roop, Kleiber’s job coach from the BVR, met with several
    Honda representatives to discuss Kleiber’s prospects for returning to work. According to Brandel,
    “[t]he idea was to have the [job] coach work with Honda staff to identify a suitable position to start.”
    J.A. at 111-12 (Brandel Dep. at 75:23-76:2). Kleiber did not attend this meeting. The Honda
    contingent included Bigler, Cronley, and Jean Jackson, a disability and case-management nurse.
    At the meeting, Honda’s representatives indicated that the Work Capacity Form did not provide
    enough information for them to identify job processes that Kleiber could perform. Consequently,
    Honda’s representatives requested more specific    information and asked that Kleiber be evaluated
    by Dr. Robert Shadel at Health Partners, Inc.1
    c. Further Evaluations
    Kleiber visited Dr. Shadel on October 30, 2000, for a Fitness for Duty Examination. In this
    examination, Kleiber’s performance on a memory test revealed a “significant memory deficit.” J.A.
    at 28 (Shadel Aff. ¶ 3). Dr. Shadel also reviewed Dr. Arnett’s earlier neuropsychological evaluation
    of Kleiber and concluded that both evaluations were consistent and “that there was no reason to
    expect significant improvement in Mr. Kleiber’s condition in the future.” 
    Id. (¶ 4).
    Consequently,
    Dr. Shadel concluded that Kleiber’s limitations in gait, balance, upper-extremity coordination,
    cognitive processing, and memory would substantially inhibit Kleiber’s returning to work. He also
    expressed some reservations regarding Kleiber’s ability to perform job functions involving lifting,
    carrying, and moving around in the factory environment. Nonetheless, he ordered a Functional
    Capacity Evaluation from Health Partners’s physical therapist Sanford Goldstein.
    During the Functional Capacity Evaluation, Kleiber lost his balance while walking down a
    flight of stairs and tested “inadequate” for balance on level surfaces. J.A. at 138-39 (Goldstein Dep.
    30:8-9, 32:12-13). Based upon his examination, Goldstein identified four underlying limitations:
    (1) safety issues resulting from decreased motor planning; (2) poor balance on level surfaces;
    (3) decreased grip strength; and (4) decreased finger dexterity. Goldstein concluded that Kleiber
    1
    Kleiber describes Health Partners as Honda’s in-plant medical provider. The record provides no clear support
    for this contention. In any event, Health Partners’s relationship to Honda is not material to our resolution of Kleiber’s
    claims.
    No. 06-3490           Kleiber v. Honda of America Mfg., Inc.                                  Page 4
    should not be assigned to jobs that require “balance on uneven surfaces,” “fine motor and medium
    motor dexterity,” or “rapid cyclical work.” J.A. at 403 (Phys. Work Performance Evaluation
    Summary). However, when asked in deposition what constituted a “rapid pace,” Goldstein was
    unable to answer. J.A. at 141 (Goldstein Dep. at 43:15-18).
    After receiving Goldstein’s Functional Capacity Evaluation, Dr. Shadel wrote a report
    regarding Kleiber, dated November 13, 2000. Dr. Shadel concluded that Kleiber (1) could not work
    independently; (2) needed to work where balance would not be at issue; (3) had to work in a position
    that allowed only light gripping and simple, slow hand movements due to his dexterity deficits; and
    (4) could not be placed in a job requiring multiple processes. Additionally, Shadel noted that any
    return to work would have to be gradual because Kleiber’s endurance was likely poor and that it was
    impossible to predict how Kleiber would function in a busy and noisy environment.
    d. Kleiber’s Discharge from Honda
    Based upon Dr. Shadel’s report and “a thorough review of [Honda]’s production work
    environment,” Honda’s placement committee determined that Kleiber’s limitations precluded him
    from working as a Honda Production Associate. J.A. at 397 (Memo dated Nov. 16, 2000).
    Consequently, and consistently with its policy of releasing employees who have been unable to work
    for twelve consecutive months, Honda terminated Kleiber’s employment effective November 22,
    2000. Randy Moore, Honda’s assistant manager for restriction placement, sent a letter to Brandel
    on November 30, 2000 indicating that Honda was unable to accommodate Kleiber, and that it
    consequently terminated him. Brandel responded on December 4 with a letter reiterating the BVR’s
    willingness to continue working with Honda on Kleiber’s behalf, and requesting documentation of
    Kleiber’s Functional Capacity Evaluation and Fitness for Duty Examination, as well as specific
    information regarding the jobs for which Kleiber was considered.
    B. Procedural History
    On July 16, 2001, Kleiber filed a discrimination charge against Honda with the EEOC, which
    issued a right-to-sue letter on November 19, 2003. Kleiber filed a complaint in the U.S. District
    Court for the Southern District of Ohio on February 10, 2004. Kleiber’s complaint alleged that
    Honda discriminated against him on the basis of his disability, and asserted claims for (1) violation
    of the Americans with Disabilities Act by refusing to provide a reasonable accommodation, refusing
    to participate in the interactive process, and causing the breakdown of the interactive process;
    (2) violation of the Ohio Revised Code’s prohibition of disability discrimination, OHIO REV. CODE
    § 4112.02; and (3) discharge in violation of public policy as prohibited by Ohio Revised Code
    § 4112.02.
    In early October 2005, both Honda and Kleiber filed motions for summary judgment.
    Kleiber amended his complaint on November 17, 2005 but continued to pursue the same three
    claims. On February 27, 2006, the district court issued an order granting Honda’s, and denying
    Kleiber’s, motion for summary judgment and entered judgment in Honda’s favor. The district court
    concluded that Kleiber could not show that he was qualified for any position at Honda, and
    therefore, he could not show that Honda either failed to offer him a reasonable accommodation for,
    or terminated him because of, his disability. Further, the district court concluded that because
    Honda’s actions did not contravene Ohio’s prohibition of disability discrimination, Kleiber could
    not show that his termination would jeopardize that policy; accordingly, the district court rejected
    his claim for violation of public policy. On March 16, 2006, Kleiber timely filed his notice of
    appeal.
    No. 06-3490              Kleiber v. Honda of America Mfg., Inc.                                             Page 5
    II. JURISDICTION AND STANDARD OF REVIEW
    The district court had federal-question jurisdiction over Kleiber’s ADA claim, 28 U.S.C.
    § 1331, and supplemental jurisdiction over Kleiber’s state-law claims, 
    Id. § 1367(a).
    We have
    jurisdiction over his appeal from the district court’s final judgment. 
    Id. § 1291.
            We review de novo a district court’s order granting summary judgment, DiCarlo v. Potter,
    
    358 F.3d 408
    , 414 (6th Cir. 2004), and will affirm a grant of summary judgment “if the pleadings,
    depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,
    show that there is no genuine issue as to any material fact and that the moving party is entitled to
    a judgment as a matter of law,” Fed. R. Civ. P. 56(c). In reviewing the district court’s decision to
    grant summary judgment, we must view all evidence in the light most favorable to the nonmoving
    party. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 
    475 U.S. 574
    , 587 (1986).
    III. ANALYSIS
    On appeal, Kleiber offers two arguments. First, Kleiber argues that a genuine dispute of
    material fact exists as to whether there was an open position at Honda for which he was qualified.
    Second, he contends that Honda denied him a reasonable accommodation by failing to participate
    in good faith in the informal, interactive process required to identify a suitable reasonable
    accommodation. These arguments both address Honda’s alleged failure to offer Kleiber a
    reasonable accommodation.
    A. ADA Claim
    The ADA prohibits discrimination because of disability against “a qualified individual with
    a disability,” 42 U.S.C. § 12112(a), and defines “discrimination” to include “not making reasonable
    accommodations to the known physical or mental limitations of an otherwise qualified individual
    with a disability,” 
    id. § 12112(b)(5)(A).
    The Act further defines “reasonable accommodation” to
    include
    (A) making existing facilities used by employees readily accessible to and usable
    by individuals with disabilities; and
    (B) job restructuring, part-time or modified work schedules, reassignment to a
    vacant position, acquisition or modification of equipment or devices,
    appropriate adjustment or modifications of examinations, training materials or
    policies, the provision of qualified readers or interpreters, and other similar
    accommodations for individuals with disabilities.
    
    Id. § 12111(9).
             Kleiber bases his discrimination claim upon Honda’s failure to accommodate his disability.
    Honda acknowledges that it did not accommodate Kleiber’s disability but argues that no reasonable
    accommodation was possible because Kleiber was not qualified for any position. As noted above,
    failing to make a reasonable accommodation falls within the ADA’s definition of “discrimination.”
    Accordingly, claims premised upon an employer’s failure to offer a reasonable accommodation
    necessarily involve direct evidence (the failure to accommodate) of discrimination.2 Bultemeyer v.
    Fort Wayne Cmty. Sch., 
    100 F.3d 1281
    , 1283 (7th Cir. 1996). This conclusion is consistent with the
    definition of direct evidence, for if the fact-finder accepts the employee’s version of the facts, no
    2
    This, of course, is not necessarily true of claims premised upon an adverse employment decision such as a
    failure to hire, failure to promote, or discharge.
    No. 06-3490           Kleiber v. Honda of America Mfg., Inc.                                        Page 6
    inference is necessary to conclude that the employee has proven this form of discrimination. See
    Jacklyn v. Schering-Plough Healthcare Prods. Sales Corp., 
    176 F.3d 921
    , 926 (6th Cir. 1999) (sex-
    discrimination case; defining direct evidence as “that evidence which, if believed, requires the
    conclusion that unlawful discrimination was at least a motivating factor in the employer's actions”);
    Johnson v. Kroger Co., 
    319 F.3d 858
    , 865 (6th Cir. 2003) (race-discrimination case; noting that
    direct evidence does not require the fact-finder to draw any inferences to conclude that the defendant
    discriminated against the plaintiff). It is further consistent with our analysis in Monette v. Electronic
    Data Systems Corp., 
    90 F.3d 1173
    , 1182-84 (6th Cir. 1996), in which we noted that claims for
    failure-to-accommodate fall within the category of cases in which the employer relies on the
    employee’s disability in its decision-making, and consequently are suitable for analysis under the
    direct-evidence framework. See also Hoskins v. Oakland County Sheriff’s Dep’t, 
    227 F.3d 719
    , 724-
    30 (6th Cir. 2000) (applying direct-evidence standard to claim for failure to accommodate).
    When an ADA plaintiff premises his claim upon direct evidence, we jettison the familiar
    McDonnell Douglas burden-shifting framework applicable in indirect-evidence cases (also called
    “circumstantial-evidence cases”), and we analyze the claim under the following framework:
    (1) The plaintiff bears the burden of establishing that he or she is disabled. (2) The
    plaintiff bears the burden of establishing that he or she is “otherwise qualified” for
    the position despite his or her disability: (a) without accommodation from the
    employer; (b) with an alleged “essential” job requirement eliminated; or (c) with a
    proposed reasonable accommodation. (3) The employer will bear the burden of
    proving that a challenged job criterion is essential, and therefore a business necessity,
    or that a proposed accommodation will impose an undue hardship upon the
    employer.
    Hedrick v. W. Reserve Care Sys., 
    355 F.3d 444
    , 452 (6th Cir.), cert. denied, 
    543 U.S. 817
    (2004).
    Honda does not contest that Kleiber is disabled. Instead, the parties’ dispute centers on whether
    Honda could reasonably accommodate Kleiber’s disability by transferring him to a different
    job—part (2)(c) of the above framework. Accordingly, to survive summary judgment, it is Kleiber’s
    burden to submit evidence sufficient to create a genuine issue of material fact regarding whether he
    is qualified for a position with a proposed reasonable accommodation.
    1. Failure to Transfer Kleiber to an Open Position for Which He Was Qualified
    Here, the accommodation Kleiber sought was a transfer to a different position at Honda. As
    noted above, a “reasonable accommodation” under the ADA may include “reassignment to a vacant
    position.” 42 U.S.C. § 12111(9)(B) (emphasis added). Consequently, “an employer has a duty
    under the ADA to consider transferring a disabled employee who can no longer perform his old job
    even with accommodation to a new position within the [c]ompany for which that employee is
    otherwise qualified.” Burns v. Coca-Cola Enters., Inc., 
    222 F.3d 247
    , 257 (6th Cir. 2000).
    However, this duty does not require employers “to create new jobs [or] displace existing employees
    from their positions . . . in order to accommodate a disabled individual.” 
    Id. a. Vacancy
            First, we must determine whether a genuine issue of material fact exists regarding whether
    Honda had a vacant position in October and November 2000. Honda maintains that no vacancy
    existed “because each job process must be filled at all times for the production line to operate.”
    Appellee Br. at 10 n.6. In other words, Honda’s position is that as long as the plant is operating,
    there are ipso facto no vacancies. This argument proves too much. If Honda is correct, when it
    seeks to hire new Production Associates, it hires them into positions that are not vacant. This cannot
    be.
    No. 06-3490               Kleiber v. Honda of America Mfg., Inc.                                                 Page 7
    Honda also notes that Kleiber has offered no evidence that Honda was seeking to hire any
    Production Associates in October and November 2000, and argues on this basis that Kleiber has
    failed to create a genuine issue of material fact regarding a vacancy. Absent any evidence that
    Honda continued to hire Production Associates, seek out applicants, or accept applications during
    the relevant time period, we cannot conclude that a reasonable jury could find that a vacancy existed.
    b. Kleiber’s Qualification
    Even if a vacancy did exist, however, Kleiber’s ADA claims fail because the record evidence
    does not create a genuine issue of material fact regarding his qualification for any particular position.
    Generally, an ADA plaintiff “bears the initial burden of proposing an accommodation and showing
    that that accommodation is objectively reasonable.” 
    Hedrick, 355 F.3d at 457
    (internal quotation
    omitted). Where the requested accommodation is a job transfer, “employers have a duty to locate
    suitable positions for” employees with disabilities. 
    Burns, 222 F.3d at 258
    . Nonetheless, to
    overcome summary judgment, the plaintiff generally must identify the specific job he seeks and
    demonstrate that he is qualified for that position. 
    Id. at 258-59.
    Honda, however, does not have any
    job descriptions for Production Associates, J.A. at 236 (Moore Dep. at 61), so it was not possible
    for Kleiber to identify a specific job.
    Honda itself attempted to locate positions appropriate for Kleiber. For instance, Honda
    considered Kleiber for various positions within the Assembly Department, but concluded that his
    limitations rendered him unqualified for each of them. Kleiber does not contest these conclusions.
    Kleiber argues that he could have performed the “exterior wipe-off” job process in the
    plant’s Paint Department, and further suggests      that having a “job coach” would be a reasonable
    accommodation for him in this position.3 However, uncontroverted evidence reveals that this job
    process is “located in [an] area[] with uneven surfaces, including gratings and raised platforms.”
    J.A. at 27 (Bigler Aff. ¶ 19). Kleiber’s Functional Capacity Evaluation indicated that his difficulties
    with balance precluded him from working on uneven surfaces, and Dr. Shadel indicated that Kleiber
    could work only where balance was not an issue. Accordingly, Kleiber cannot establish a genuine
    issue of material fact as to his qualification for this job process.
    Kleiber does not suggest any other job processes for which he may be qualified. He
    emphasizes that some of his medical personnel concluded that he was capable of general factory
    work or certain tasks generally associated with factory jobs. Nonetheless, he does not indicate
    whether this translates to an ability to perform the essential job functions of any position at Honda.
    Accordingly, on the record before us, no reasonable jury could conclude that Kleiber was qualified
    for a position at Honda.
    2. Failure to Engage in the Interactive Process
    Kleiber further argues that he is unable to identify a particular suitable position at Honda
    because Honda did not participate in good faith in the “interactive process.” According to Kleiber,
    Honda stonewalled throughout this process and refused to give him the information necessary to
    identify an appropriate job.
    3
    The ADA countenances such a request for an “accommodation within an accommodation.” In Burns, we
    noted that, when an employee can no longer perform her job due to a disability, her employer has a duty to consider
    transferring her to a different position for which she is qualified. 
    Burns, 222 F.3d at 257
    . An ADA plaintiff is qualified
    for a job when she, “with or without reasonable accommodation, can perform the essential functions of the” position.
    42 U.S.C. § 12111(8) (emphasis added). Accordingly, it is permissible for an employee to request a transfer to another
    job (itself an accommodation) that she can perform with an (additional) accommodation. See 
    Burns, 222 F.3d at 257
    (quoting Dalton v. Subaru-Isuzu Auto., Inc., 
    141 F.3d 667
    , 678 (7th Cir. 1998)).
    No. 06-3490              Kleiber v. Honda of America Mfg., Inc.                                             Page 8
    The ADA’s regulations indicate that, “[t]o determine the appropriate reasonable
    accommodation [for a given employee,] it may be necessary for the [employer] to initiate an
    informal, interactive process with the [employee].” 29 C.F.R. § 1630.2(o)(3). The purpose of this
    process is to “identify the precise limitations resulting from the disability and potential reasonable
    accommodations that could overcome those limitations.” 
    Id. Accordingly, “[t]he
    interactive process
    requires communication and good-faith exploration of possible accommodations.” Barnett v. U.S.
    Air, Inc., 
    228 F.3d 1105
    , 1114 (9th Cir. 2000) (en banc), judgment vacated on other grounds, 
    535 U.S. 391
    (2002). Even though the interactive process is not described in the statute’s text,4 the
    interactive process is mandatory, and both parties have a duty to participate in good faith. 
    Id. at 1116;
    Taylor v. Phoenixville Sch. Dist., 
    184 F.3d 296
    , 312 (3d Cir. 1999); Baert v. Euclid Beverage,
    Ltd., 
    149 F.3d 626
    , 633-34 (7th Cir. 1998); Taylor v. Principal Fin. Group, Inc., 
    93 F.3d 155
    , 165
    (5th Cir. 1996); Beck v. Univ. of Wis. Bd. of Regents, 
    75 F.3d 1130
    , 1135 (7th Cir. 1996). When a
    party obstructs the process or otherwise fails to participate in good faith, “courts should attempt to
    isolate the cause of the breakdown and then assign responsibility.” 
    Bultemeyer, 100 F.3d at 1285
    (quoting 
    Beck, 75 F.3d at 1135
    ).
    Kleiber argues that Honda failed to participate in the interactive process in good faith, which
    led to the premature breakdown of the interactive process before the parties identified a position at
    Honda for which he was qualified. Specifically, Kleiber faults Honda for not providing specific
    information regarding the different positions and job processes at the Marysville plant.
    We note at the outset that the interactive process that took place here appears not to have
    been a model interactive process. For example, the record provides no evidence that Honda and
    Kleiber communicated directly to discuss Kleiber’s limitations and Honda’s opportunities for him.
    Instead, the parties conducted the process through Kleiber’s BVR proxies. While, of course, there
    is nothing wrong with involving such representatives in the interactive process, the process is
    designed to encourage direct participation on behalf of both the employee and the employer. E.g.,
    
    Barnett, 228 F.3d at 1114-15
    (“Both sides must communicate directly . . . .” (emphasis added));
    Phoenixville Sch. 
    Dist., 184 F.3d at 317
    (suggesting, inter alia, that employer “meet with the
    employee” and ask what specific accommodation she would like).
    Nonetheless, Kleiber has offered no evidence that Honda is to blame for these shortcomings.
    The record contains no suggestion that Kleiber attempted to participate directly in the interactive
    process, and was rebuffed. Instead, from the record before us, it appears that Kleiber chose to
    conduct the interactive process through proxies, and Honda obliged. Further, the record evidence
    indicates that Honda participated in good faith. Brandel (Kleiber’s BVR counselor) stated in
    deposition that he had no reason to believe that Honda was not attempting in good faith to
    accommodate Kleiber’s disability. He further described the Honda personnel with whom he
    interacted as “very professional” and “very open to talking about things.” J.A. at 119 (Brandel Dep.
    at 125:21-24). Additionally, two Honda representatives, Bigler and Crowley, visited Honda’s
    production line to try to identify appropriate jobs for Kleiber. They considered several positions,
    but concluded that Kleiber’s limited dexterity and inability to work on uneven surfaces precluded
    him from being able to perform them. These efforts undercut Kleiber’s claim that Honda
    participated in bad faith. And insofar as Kleiber alleges that Honda refused to provide information,
    the record contains no evidence that Kleiber, Brandel, or Roop requested any information during the
    4
    Congress did, however, endorse the interactive process in the ADA’s legislative history. 
    Barnett, 228 F.3d at 1111
    (quoting S. REP. NO. 101-116, at 34 (1989)).
    No. 06-3490               Kleiber v. Honda of America Mfg., Inc.                                              Page 9
    interactive process.5 We  cannot conclude that failing to provide unrequested information is
    tantamount to bad faith.6
    Because Kleiber has not offered any evidence of lack of good faith on Honda’s part, we
    reject his argument that Honda failed to engage in the interactive process in good faith and thereby
    caused the process to break down.
    B. State-Law Discrimination Claim
    Because Ohio’s disability-discrimination statute and the ADA employ the same analysis,
    Brenneman v. MedCentral Health Sys., 
    366 F.3d 412
    , 418 (6th Cir. 2004), cert. denied, 
    543 U.S. 1146
    (2005), the foregoing analysis applies to Kleiber’s discrimination claim under Ohio Revised
    Code § 4112.02, as well as his claim under the ADA.
    C. State-Law Wrongful Termination Claim
    Because Kleiber does not address his wrongful termination claim in his appellate brief, he
    has abandoned this claim. Knott v. Sullivan, 
    418 F.3d 561
    , 568 (6th Cir. 2005); Enertech Elec., Inc.
    v. Mahoning County Comm’rs, 
    85 F.3d 257
    , 259 (6th Cir. 1996).
    IV. CONCLUSION
    We recognize that this case arose from sad circumstances. We further recognize that Kleiber
    is to be commended for his attempts to return to work. Nonetheless, our admiration and sympathies
    for him cannot alter the law. Because, as explained above, he has not submitted sufficient evidence
    for a reasonable fact-finder to conclude that Honda violated the ADA, we must AFFIRM the district
    court’s judgment in Honda’s favor.
    5
    The record does indicate that after Honda discharged Kleiber, Brandel requested information regarding
    Kleiber’s physical evaluations and the jobs into which Honda considered placing him. However, there is no evidence
    that Honda did not comply with these requests.
    6
    We note that some courts have concluded that a plaintiff-employee must show that a reasonable
    accommodation would have been possible if the employer is to be liable for conducting the interactive process in bad
    faith. See, e.g., 
    Barnett, 228 F.3d at 1116
    . Unpublished opinions of this court have followed suit. See Breitfelder v.
    Leis, 151 F. App’x 379, 380, 386 (6th Cir. 2005) (unpublished); Clark v. Whirlpool Corp., 109 F. App’x 750, 755 (6th
    Cir. 2004) (unpublished). Whether such a showing is an element of a bad-faith participation claim is irrelevant to this
    case because Kleiber has not pointed to evidence of bad faith. Accordingly, we do not reach this issue.
    

Document Info

Docket Number: 06-3490

Filed Date: 5/3/2007

Precedential Status: Precedential

Modified Date: 9/22/2015

Authorities (19)

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