Clarissa Simmons v. Novartis Pharmaceuticals Corp. , 483 F. App'x 182 ( 2012 )


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  •                NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
    File Name: 12a0580n.06
    No. 11-5053
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    FILED
    In re: AREDIA AND ZOMETA PRODUCTS                    )                    Jun 05, 2012
    LIABILITY LITIGATION                                 )              LEONARD GREEN, Clerk
    __________________________                           )
    )
    CLARISSA SIMMONS, substituted on behalf              )
    of James Simmons, deceased,                          )
    )     ON APPEAL FROM THE
    Plaintiff-Appellant,           )     UNITED STATES DISTRICT
    )     COURT FOR THE MIDDLE
    v.                                                   )     DISTRICT OF TENNESSEE
    )
    NOVARTIS PHARMACEUTICALS                             )
    CORPORATION,                                         )
    )
    Defendant-Appellee.            )
    )
    )
    BEFORE: BOGGS, SUHRHEINRICH and COOK, Circuit Judges.
    SUHRHEINRICH, Circuit Judge. Plaintiff Clarissa Simmons (“Plaintiff”), widow and
    personal representative of James Simmons (“Simmons”), appeals the decisions of the district court
    granting summary judgment in favor of Defendant Novartis Pharmaceuticals Corporation (“NPC”
    or “Defendant”) and prohibiting Simmons’s treating physicians and retained expert from offering
    expert testimony on the cause of Simmons’s injury in this product-liability action. We AFFIRM.
    -1-
    I. Background
    A. Facts
    Simmons developed osteonecrosis of the jaw (ONJ), a severe bone disease affecting the jaw,1
    allegedly as a result of using the prescription medications Zometa and Aredia, drugs produced by
    NPC. For thirty-five years, Simmons smoked a pack of cigarettes a day. In November 2000,
    Simmons was diagnosed with lung cancer. In 2002, the cancer metastasized to Simmons’s bones,
    and he was prescribed Zometa to treat it. In May 2003, Simmons developed renal insufficiency and
    was switched to Aredia. Zometa and Aredia are FDA-approved intravenous bisphosphonate drugs2
    prescribed for the prevention and treatment of skeletal related events, such as bone fractures and
    spinal cord compression, in patients suffering from certain types of cancer that has metastasized to
    the bone.   They are also prescribed for the treatment of another complication of cancer,
    hypercalcemia of malignancy, a potentially fatal elevation of calcium in the blood.
    From 1999 to November 2002, Simmons was treated by dentist Dr. Mohamed Zamaludin.
    In October 2002, Simmons began complaining of pain in his right lower jaw, and saw Zamaludin
    in November. On February 28, 2003, he visited an oral surgeon, Dr. E. Ross Meyer. Dr. Meyer
    determined that all that remained of Tooth 29 was its root, which was infected and needed to be
    removed. Tooth 29 was removed on March 5, 2003. This is the location where Simmons
    experienced his jaw problems.
    1
    ONJ “results in the gums being eaten away until the bone is replaced.” Thomas v. Novartis
    Pharm. Corp., (6th Cir. ) 443 F. App’x 58, 60.
    2
    “Bisphosphonates are a class of drugs that derive their name from their chemical structure,
    which contains two phosphonate groups . . . , covalently bonded to a carbon atom.” Thomas, 443
    F. App’x at 60.
    -2-
    In July 2003, Simmons began experiencing jaw pain again. In July 2004, he began treatment
    with Dr. George Obeid, an oral and maxillofacial surgeon. A biopsy on his jaw showed the presence
    of osteomyelitis, an infection of the jaw bone.
    In April 2006, Simmons filed this product-liability action.
    B. Plaintiff’s Experts
    1. Dr. Obeid
    Plaintiff offered Dr. Obeid as a “non-retained” expert.3 Dr. Obeid is a board-certified oral
    and maxillofacial surgeon. He is head of the Department of Oral and Maxillofacial Surgery at
    Washington Hospital Center in Washington, D.C. Dr. Obeid is also a member of the American
    Association of Oral Maxillo Surgeons.
    Dr. Obeid opined in his deposition testimony that he found a “very close association”
    between ONJ and biosphosphonates. Dep. at 16. Dr. Obeid testified that he considers himself an
    expert in osteomyelitis 4 as it relates to the oral maxillofacial region. Dep. at 24-25. Dr. Obeid
    testified that bisphosphonates such as Aredia and Zometa do not metabolize and thus can accumulate
    in the body and cause problems. He opined that leaving Simmons on his Aredia treatment
    “compounded the issue” and worsened his jaw condition. Dr. Obeid stated that although Simmons
    needed to have certain teeth extracted, because he was            receiving the Zometa and Aredia
    bisphosphonate treatment, Dr. Obeid “could not predict with certainty the outcome of the procedure”
    and was concerned that he “might expose new bone and make his condition worse.” 
    Id. at 43.
    Dr.
    3
    The district court excluded a number of non-retained experts. On appeal, Plaintiff protests
    only the exclusion of Dr. Obeid.
    4
    Osteomyelitis is an acute or chronic bone infection.
    -3-
    Obeid testified that a 2003 article by Dr. Robert Marx5 and a 2004 article by Dr. Salvatore Ruggerio
    recommended conservative treatment given uncertainty whether the jaw bone would heal after an
    invasive procedure. Dep. at 44-45. In addition, in January 2005, Plaintiff and Simmons contacted
    Dr. Marx, who advised against extracting any remaining teeth. Dep. at 46.
    2. Dr. Gutman
    Plaintiff retained Dr. Edward Gutman also on the issue of specific causation. Dr. Gutman
    is an experienced oral surgeon. He has written numerous publications and given many presentations
    on dental issues and serves as a consultant to the Maryland State Board of Dental Examiners. Dr.
    Gutman testified that based on what he had read, it was his opinion “with a reasonable degree of
    dental certainty” that “the majority of people on bisphosphonate who have an invasive procedure will
    develop ONJ.” Dep. at 170. He stated that Simmons’s ONJ could have been prevented through
    prophylactic treatment and avoiding an extraction while on Aredia and Zometa.
    C. Procedural History
    On April 19, 2006, Simmons and Plaintiff brought this product-liability action in Maryland
    state court, alleging that NPC’s prescription cancer drugs Aredia and Zometa caused Simmons to
    develop ONJ and loss of consortium as to Clarissa. NPC removed the action to the United States
    District Court for the District of Maryland based on federal diversity jurisdiction. The Judicial Panel
    on Multidistrict Litigation transferred the action under 28 U.S.C. § 1407 to the United States District
    Court for the Middle District of Tennessee (“MDL court”) and assigned it to Chief Judge Todd
    Campbell. After transfer to the MDL court, Plaintiff voluntarily dismissed Novartis Corporation.
    5
    Dr. Marx was subsequently retained as one of Plaintiff’s experts, but solely on the issue of
    general causation.
    -4-
    After Simmons died of lung cancer on April 11, 2007, Clarissa was substituted as the personal
    representative of his jaw injury claims in this survival action.
    NPC moved to exclude, inter alia, the testimony of Drs. Obeid and Gutman, on the issue of
    causation. NPC also moved for summary judgment.
    On December 7, 2010, the MDL court granted Defendant’s motion for summary judgment
    on all of Plaintiff’s claims. The court granted the motion to exclude any testimony by Dr. Obeid as
    to the cause of Simmons’s injury. The court held that “Dr. Obeid has no admissible specific
    causation expert testimony to be offered,” R. 101 at 5, because Plaintiff failed to point to any
    opinion of Dr. Obeid, “under oath and to a reasonable degree of medical certainty” as to the cause
    of Simmons’s ONJ. The court also noted that simply because Dr. Obeid told Simmons he had ONJ
    from the Aredia and Zometa drugs (and could diagnosis the medical condition) did not mean he was
    qualified to give an expert opinion as to specific causation. 
    Id. at 6.
    By a separate order dated December 7, 2010, the district court granted Defendant’s motion
    to exclude Dr. Gutman’s testimony, also finding that Dr. Gutman was not qualified to testify about
    the specific cause of Simmons’s ONJ. R. 102. The court held that Gutman’s opinion lacked the
    sound methodology and foundation required by Daubert. The court noted that Dr. Gutman admitted
    that his information was based solely on literature Plaintiff’s counsel sent him and that, other than
    these articles, there was no methodology behind his opinion. R. 102 at 5.
    Because Plaintiff no longer had proof of an essential element of her product-liability claim
    under Maryland law, i.e. specific causation, the district court granted summary judgment to
    -5-
    Defendant and dismissed the case. R. 103, 104.6
    This appeal followed.
    II. Analysis
    A district court’s grant of summary judgment is reviewed de novo. Ky. Speedway, LLC, v.
    Nat’l Ass’n of Stock Car Auto Racing, Inc., 
    588 F.3d 908
    , 915 (6th Cir. 2009). Summary judgment
    is appropriate if the pleadings, depositions, answers to interrogatories, and admissions on file,
    together with the affidavits, if any, “show that there is no genuine issue as to any material fact and
    that the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c)(2).7 Summary
    judgment is appropriate if the nonmoving party fails to make a showing sufficient to carry her burden
    of proof on an essential element of that party’s case. See Celotex Corp. v. Catrett, 
    477 U.S. 317
    , 322
    (1986).
    A district court’s decision to exclude expert testimony is reviewed for abuse of discretion,
    Tamraz v. Lincoln Elec. Co., 
    620 F.3d 665
    , 668 (6th Cir. 2010) (citing Kumho Tire Co., Ltd. v.
    Carmichael, 
    526 U.S. 137
    , 152 (1999), cert. denied, 
    131 S. Ct. 2454
    (2011), even when the decision
    results in summary judgment. Nelson v. Tenn. Gas Pipeline Co., 
    243 F.3d 244
    , 248 (6th Cir. 2001)
    (citing Gen. Elec. Co. v. Joiner, 
    522 U.S. 136
    , 142-43 (1997). “A district court abuses its discretion
    if it bases its ruling on an erroneous view of the law or a clearly erroneous assessment of the
    evidence.” Ky. 
    Speedway, 588 F.3d at 915
    (internal quotation marks omitted).
    6
    The district court noted that it had previously found that there were genuine issues of
    material fact as to whether Aredia or Zometa generally cause ONJ, and applied that ruling in this
    case. R. 103 at 2.
    7
    The parties filed their briefs prior to the amended version of Rule 56 on December 1, 2010.
    -6-
    Federal Rule of Evidence 702 states:
    If scientific, technical, or other specialized knowledge will assist the trier of fact to
    . . . determine a fact in issue, a witness qualified as an expert by knowledge, skill,
    experience, training, or education, may testify thereto in the form of an opinion or
    otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony
    is the product of reliable principles and methods, and (3) the witness has applied the
    principles and methods reliably to the facts of the case.
    Fed. R. Evid. 702.8 It is the district court’s duty to ensure that all expert evidence “rests on a reliable
    foundation.” Daubert v. Merrell Dow Pharm., Inc., 
    509 U.S. 579
    , 597 (1993). Rule 702 gives
    district courts a “gatekeeping role” in screening the reliability of expert testimony. Id.; Kumho Tire
    Co., Ltd. v. Carmichael, 
    526 U.S. 137
    , 152 (1999). District courts are given “broad latitude” in
    making this assessment. Kumho 
    Tire, 526 U.S. at 139
    (citing Gen. 
    Elec., 522 U.S. at 143
    ).
    There is no dispute that the substantive law of Maryland applies. Under Maryland law, the
    plaintiff in a product-liability suit must show generally that the defendant’s products could cause the
    injury and specifically that the defendant’s products were the cause-in-fact (i.e. specific cause) of the
    injury. Giddings. v. Bristol-Myers Squibb Co., 
    192 F. Supp. 2d 421
    , 423 (D. Md. 2002). To satisfy
    this burden, expert testimony is usually required. 
    Id. A. Dr.
    Obeid
    Plaintiff argues that the district court abused its discretion in concluding that Dr. Obeid did
    not offer any opinions on causation. As the district court noted, a treating physician’s testimony is
    subject to Daubert. See Gass v. Marriott Hotel Servs., Inc., 
    558 F.3d 419
    , 426 (6th Cir. 2009).
    Plaintiff was therefore required to demonstrate that Dr. Obeid’s reasoning or methodology was
    scientifically valid and that he properly applied that reasoning or methodology to the facts at issue.
    8
    The language of Fed. R. Evid. 702 was amended effective December 1, 2011. The changes
    are stylistic only.
    -7-
    
    Id. Plaintiff has
    not met that burden.
    First, contrary to Plaintiff’s assertion, Dr. Obeid never opined that Aredia and Zometa caused
    Simmons’s ONJ. Plaintiff relies on Dr. Obeid’s statement that he found “a very close association”
    between ONJ and bisphosphonates. However, Dr. Obeid also specifically acknowledged that he
    “didn’t establish causation” in evaluating Simmons’s ONJ. Dep. at 16. See 
    Nelson, 243 F.3d at 253
    (noting that “an association does not mean there is a cause and effect relationship” and that “[b]efore
    any inferences are drawn about causation, the possibility of other reasons for the association must
    be examined”). Plaintiff also claims that Dr. Obeid stated that he relied on case reports from Dr.
    Marx suggesting that Aredia would “compound[] the issue” of ONJ. Dep. at 33. However, Dr.
    Obeid clarified that he was not aware of any evidence suggesting that by continuing to use Aredia,
    Simmons’s condition worsened. Dep. at 33. Furthermore, Dr. Obeid agreed that the present level
    of evidence did not support a cause-and-effect relationship between bisphosphonate exposure and
    ONJ. Dep at 36. 9
    Plaintiff also claims that Dr. Obeid’s medical records “conclusively link” Simmons’s ONJ
    with his use of Aredia and Zometa. Simmons’s July 31, 2004, consult record from Dr. Obeid and
    his medical residents state “Biphosphonate induced osteonecrosis area.” R. 78-6 at 2. On November
    23, 2004, the note indicates that Simmons had exposed and necrotic bone. R. 78-8 at 2. However,
    it is not clear if Dr. Obeid himself created these medical records, and the diagnosis is merely an
    9
    Dr. Obeid was responding to a statement found in a 2009 article. Furthermore, his counsel
    objected, stating that Dr. Obeid was offered as a fact witness and that the article went beyond the
    scope of anything he would have considered in 2003. Dep. at 36.
    Plaintiff claims that the district court erred in relying on counsel’s characterization of Dr.
    Obeid as a fact witness. It does not matter here, because counsel’s characterization does not affect
    our analysis in this case.
    -8-
    hypothesis, which does not satisfy Daubert and Rule 702. See 
    Tamraz, 620 F.3d at 670-72
    .
    Next, Plaintiff claims that, as reflected by their deposition testimony, Dr. Obeid told both her
    and her husband that Aredia and Zometa caused Simmons to develop ONJ. However, these
    statements represent the conclusions of Dr. Obeid’s medical residents. Moreover, these are simply
    hypotheses. See 
    Tamraz, 620 F.3d at 670
    .
    Plaintiff also asserts that Dr. Obeid’s “conservative treatment” of Simmons (i.e. the decision
    not to extract any teeth) demonstrates that he had a causation opinion. The record does not support
    this assertion. The record reflects that Dr. Obeid merely acquiesced in the Simmons’s desire to forgo
    further extractions after Plaintiffs had spoken with Dr. Marx. Specifically, Dr. Obeid testified that
    because “he [Dr. Obeid] could not promise them good outcome . . . [he] agreed to that.” Dep. at 46-
    47. This does not amount to an opinion on specific causation.
    Absent an opinion regarding causation, the district court did not abuse its discretion in
    excluding Dr. Obeid’s testimony.
    Alternatively, Plaintiff contends that Dr. Obeid utilized a “differential diagnosis” to
    determine the cause of Simmons’s jaw problems.10 This court recognizes “differential diagnosis”
    as an appropriate method for determining specific causation. Best v. Lowe’s Home Ctrs., Inc., 
    563 F.3d 171
    , 178 (6th Cir. 2009). As part of “differential diagnosis” the expert must accurately
    diagnose the nature of the disease, reliably rule in the possible causes of it, and reliably rule out the
    rejected causes. See 
    Tamraz, 620 F.3d at 674
    ; 
    Best, 563 F.3d at 179
    .
    Again, the record does not support Plaintiff’s claim. Dr. Obeid, who considers himself to
    10
    The district court did not separately address the methodology or Dr. Obeid’s qualifications.
    -9-
    be an expert in osteomyelitis in the mouth, Dep. at 24-25, testified that Simmons had osteomyelitis.
    Dep. at 39-40. However, nowhere in his testimony did Dr. Obeid rule out osteomyelitis as the sole
    cause of Simmons’s ONJ. At most his testimony reflects that he adopted a “conservative course of
    treatment” based on the recommendations of Drs. Marx and Ruggiero (in their case reports) because
    none of the doctors “was sure whether the bone is going to heal after a procedure or not.” Dep. at
    44. In short, Plaintiff has not met her burden of demonstrating that Dr. Obeid employed a reliable
    methodology for ruling out osteomyelitis as a possible cure of the ONJ. See 
    Tamraz, 620 F.3d at 674
    . The district court did not abuse its discretion in excluding any causation testimony from Dr.
    Obeid.
    In addition, Plaintiff challenges the district court’s conclusion that Dr. Obeid was not
    qualified to give an expert opinion as to causation. In support, she points to two publications and
    three presentations listed on his curriculum vitae. The two published case reports (which Plaintiff
    failed to file as part of her opposition to NPC’s Daubert motion) are not helpful because as Dr.
    Obeid himself explained, he did not establish causation in those case reports, but simply a “very
    close association.” Dep. at 16. Dr. Obeid also agreed with the statement in the 2009 position paper
    of the American Association of Oral and Maxillofacial Surgeons (AAOMS”) that “the current level
    of evidence does not fully support a cause-and-effect relationship between bisphosphonate exposure
    and necrosis of the jaws.” Dep. at 36. Dr. Obeid was apparently not asked (by either party) to
    explain his presentations, but he acknowledged in his deposition testimony that he had never been
    involved in any clinical trials regarding the drugs in question, had never served as a peer reviewer
    for any articles that involve ONJ, Dep. at 16, 27, and had never conducted any research on ONJ (or
    bisphosphonates) other than the two case reports. Dep. at 23. Furthermore, he stated that he is not
    -10-
    an expert or specialist in epidemiology, endocrinology, pharmacology, toxicology, radiology, or
    pathology. Dep. at 24.
    Plaintiff maintains that Dr. Obeid’s opinions are also based on his own experience. As
    Plaintiff correctly notes, “‘the text of Rule 702 expressly contemplates that an expert may be
    qualified on the basis of experience.’” Dickenson v. Cardiac & Thoracic Surgery of E. Tenn. P.C.,
    
    388 F.3d 976
    , 980 (6th Cir. 2004) (quoting Fed. R. Evid. 702 advisory committee’s note (2000
    Amendments) (emphasis added)). See also 
    Gass, 558 F.3d at 427-28
    . Plaintiff’s reliance on
    Dickenson and Gass is misplaced. As those courts explained, “[t]he exclusion of a medical doctor’s
    professional opinion, rooted in that doctor’s ‘extensive relevant experience,’ is ‘rarely justified in
    cases involving medical experts as opposed to supposed experts in the area of product liability.’”
    
    Gass, 558 F.3d at 427
    (quoting 
    Dickenson, 388 F.3d at 982
    ). Here, however, Dr. Obeid’s own
    testimony reveals that his experience as an oral surgeon, while it may qualify him to diagnose
    Simmons’s ONJ, did not prepare him to explain the etiology of Simmons’s ONJ. See 
    Tamraz, 620 F.3d at 673
    ; cf. Thomas v. Novartis Pharm. Corp., 443 F. App’x 58, 62 (6th Cir. 2011) (holding that
    the plaintiff “failed to make the connection between [the treating physician’s] experience and
    bisphosphonate-induced osteonecrosis of the jaw” and “it is not enough to show that [the treating
    physician] can recognize and treat osteonecrosis of the jaw”).
    In short, Plaintiff failed to show that Dr. Obeid meets the requirements to give an expert
    opinion on the causation of his ONJ. The district court did not abuse its discretion by excluding Dr.
    Obeid’s testimony.
    B. Dr. Gutman
    Plaintiff complains that the district court erred in concluding that Dr. Gutman lacked the
    -11-
    experience and knowledge necessary for a reliable evaluation of the etiology of Simmons’s ONJ.
    However, as the district court found, the record reflects that Dr. Gutman had no knowledge of the
    etiologies of ONJ prior to meeting Simmons, and then gained only a limited familiarity based on
    literature supplied to him by Plaintiff’s counsel.
    As the district court found, Dr. Gutman testified in his deposition testimony that he has never
    treated any patients who were taking Aredia or Zometa or any other bisphosphonate, Dep. at 102,
    140, 210, had never diagnosed a patient with ONJ, Dep at 162, 163, 303, or determined a cause of
    a patient’s ONJ. Dep. at 303. Dr. Gutman stated that although he was previously aware, as part of
    “the general dental public” of the association of ONJ with Aredia and Zometa, it did not affect his
    practice. Dep. at 155-56. He stated that if he ever had such a patient, he would refer them to an oral
    surgeon. Dep. 156. In addition, Dr. Gutman admitted that he was not an expert on Zometa, Aredia,
    bisphosphonates, or ONJ, except as to Simmons’s case. Dep. at 159-60.
    As the district court also found, Dr. Gutman’s testimony revealed that he had no independent
    expertise from any other source other than the six articles Plaintiff’s counsel gave him, that these
    articles were the foundation of his opinion, and that there was no other methodology supporting his
    opinion. Dep. at 48, 54-55, 57-58, 59, 177, 179, 201, 303. Dr. Gutman stated that he has never
    written or edited any articles, abstracts, or books which address ONJ or bisphosphonates. Dep. at
    45, 151. He has also never conducted any kind of laboratory or clinical study of Aredia or Zometa.
    Dep. at 162, 202.
    Plaintiff argues that Dr. Gutman is a dentist who is trained in oral surgery and is an expert
    in treating teeth and the mouth and diagnosing infections and other diseases. But this knowledge,
    standing alone, does not qualify him to evaluate the cause of Simmons’s ONJ. See, e.g., Sigler v.
    -12-
    Am. Honda Motor Co., 
    532 F.3d 469
    , 478-79 (6th Cir. 2008) (holding that the district court properly
    excluded proposed expert’s testimony because his evidence pertained to area in which he lacked
    expertise); cf. 
    Tamraz, 620 F.3d at 673
    (holding that the plaintiff conflated his proposed expert
    doctor’s expertise in diagnosis with a doctor’s expertise in etiology, remarking that “most treating
    physicians have more training in and experience with diagnosis than etiology”). In short, the district
    court did not err in concluding that Dr. Gutman’s opinion lacks the sound methodology and
    foundation required under Daubert, when he had read only six articles on the subject provided to him
    by counsel, had performed no laboratory or clinical tests, and did not treat bisphosphonate patients.11
    The district court also did not abuse its discretion in excluding Dr. Gutman’s specific-
    causation opinion as unreliable because it was not derived from scientifically valid principles but
    rather relied exclusively on the scientific literature provided by Plaintiff’s counsel. Dr. Gutman
    made no attempt to verify this information, such as doing his own research for other articles, and
    then drawing an independent conclusion. As the district court noted, this court views with special
    caution expert testimony prepared solely for purposes of litigation, rather than flowing from an
    expert’s line of scientific or technical work. See Johnson v. Manitowoc Boom Trucks, Inc., 
    484 F.3d 426
    , 434-35 (6th Cir. 2007).
    The district court correctly concluded that Dr. Gutman failed to perform a reliable differential
    11
    Plaintiff’s reliance on Streimer v. Biondo, 
    873 N.Y.S.2d 515
    (N.Y. Sup. Ct. 2008)
    (unpublished), is misplaced. The fact that other physicians have been found qualified to opine on
    ONJ causation does not establish Dr. Gutman’s qualifications. It also appears that Plaintiff is
    somehow using this case to bolster her argument that because Dr. Gutman’s reliance on the body of
    literature regarding the relationship between ONJ and bisphosphonates rests in large part on Dr.
    Ruggiero’s expertise, Gutman was qualified to testify on causation. However, as she acknowledges
    in her brief, Dr. Ruggiero testified that no “cause and effect” relationship has been established
    between bisphosphonates and ONJ. Appellant’s Br. 51.
    -13-
    diagnosis. Dr. Gutman conceded that he did not apply a differential diagnosis. Dep. at 223.
    Nonetheless, Plaintiff says that Dr. Gutman actually testified about other possible causes of
    Simmons’s ONJ. But Dr. Gutman admitted that he did no research into alternative risk factors for
    ONJ. Dep. at 207. Dr. Gutman admitted that Simmons had osteomyelitis, and that osteomyelitis
    can cause ONJ, and he conceded that he did not rule out osteomyelitis and potential exacerbating
    factors such as smoking, chemotherapy, diabetes, anemia, and general dental health. Dep. at 223
    (osteomyelitis); 224-25 (smoking); 240-45 (chronic suppurative osteomyelitis); 250-54 (chronic
    diffuse sclerosing osteomyelitis); 274-76, 283-84, 290-91 (corticosteroids and chemotherapy); 278-
    83, 284-90 (diabetes); 296 (general dental health).
    Thus, we hold that the district court did not abuse its discretion in finding that Dr. Gutman
    was not qualified to testify about the specific cause of Simmons’s ONJ in this case because his
    opinion lacks the sound methodology and foundation required by Fed. R. Evid. 702 and Daubert.
    C. Summary Judgment
    Because Plaintiff failed to demonstrate an essential element of her case, specific causation,
    the grant of summary judgment was appropriate. See 
    Celotex, 477 U.S. at 322
    . See Thomas, 443
    F. App’x at 64.
    D. Alternative Argument
    For the first time on appeal, Plaintiff offers statistical analysis that over 88 % of all cases of
    ONJ in individuals who have received bisphosphonates are caused by the bisphosphonates, proffered
    by Dr. Wayne Ray. She therefore argues that because Simmons had ONJ, and took Aredia and
    Zometa, she has submitted sufficient evidence to survive summary judgment. Because this issue was
    not presented to the district court, which means that the district court did not have an opportunity to
    -14-
    address the admissibility of Dr. Ray’s testimony, we decline to address it. See United States v.
    Ellison, 
    462 F.3d 557
    , 560 (6th Cir. 2006).
    III. Conclusion
    For the foregoing reasons, as well as those found in the orders of the district court dated
    December 7, 2010, R. 101, 102, 103, the judgment of the district court is AFFIRMED.
    -15-