United States v. Edgar Villa-Castaneda ( 2018 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 18a0562n.06
No. 18-5136
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT FILED
Nov 06, 2018
UNITED STATES OF AMERICA, DEBORAH S. HUNT, Clerk
Plaintiff-Appellee,
v. ON APPEAL FROM THE UNITED
STATES DISTRICT COURT FOR
EDGAR VILLA-CASTANEDA, THE EASTERN DISTRICT OF
KENTUCKY
Defendant-Appellant.
BEFORE: CLAY and GRIFFIN, Circuit Judges; ZOUHARY, District Judge.*
CLAY, Circuit Judge. Defendant Edgar Villa-Castaneda was convicted of threatening to
murder an Assistant United States Attorney (“AUSA”) “on account of the performance of [his]
official duties” in violation of 18 U.S.C. § 115(a)(1)(B) and (b)(4) and soliciting another inmate
to murder the AUSA in violation of 18 U.S.C. § 373. Defendant argues on appeal that the district
court erred in denying the motion to suppress his statements to law enforcement officers and
abused its discretion in imposing consecutive sentences. For the reasons set forth below, we
AFFIRM the district court’s judgment and sentence.
*
The Honorable Jack Zouhary, United States District Judge for the Northern District of
Ohio, sitting by designation.
No. 18-5136, United States v. Villa-Castaneda
BACKGROUND
Procedural History
On February 2, 2017, a grand jury sitting in the Eastern District of Kentucky indicted
Defendant on two counts. Count One charged Defendant with violating 18 U.S.C. § 115(a)(1)(B)
and (b)(4) for allegedly threatening to murder then-AUSA Robert Duncan “on account of the
performance of his official duties.” (R. 1, Indictment, Page ID# 1.) Count Two charged Defendant
with violating 18 U.S.C. § 373 for allegedly soliciting another inmate to murder AUSA Duncan.
Defendant pleaded not guilty to both counts.
On April 19, 2017, Defendant moved to suppress custodial statements he made to two
Federal Bureau of Investigation (“FBI”) agents on November 6, 2015. Defendant argued he did
not understand the Miranda warnings provided to him and therefore did not “knowingly and
voluntarily” waive his rights under the Fifth Amendment to the United States Constitution.
On May 12, 2017, the district court held an evidentiary hearing on Defendant’s suppression
motion. The court denied the motion.
A jury found Defendant guilty on both counts of the Indictment after a two-day trial. A
sentencing hearing was held on January 26, 2018. On January 30, 2018, the district court sentenced
Defendant to 120 months’ imprisonment on Count One and 240 months’ imprisonment on Count
Two.1 The court ordered that Defendant serve the sentences consecutively to each other and
consecutively to his undischarged federal sentence. On February 5, 2018, Defendant appealed.
1
Defendant’s total offense level, combined with his criminal history category, resulted in a
guideline imprisonment range of life, but because the statutorily authorized maximum sentences were less
than life, the district court instead sentenced him to the statutorily authorized maximum sentence on both
counts.
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Factual Background
Defendant was prosecuted in a large drug trafficking and money laundering case in 2014
and 2015. Defendant eventually pleaded guilty and entered into a plea agreement. In September
2015, before sentencing on those charges occurred, the FBI received a letter from the attorney of
one of Defendant’s cellmates stating that Defendant had offered the cellmate $25,000 to arrange
the killing of then-AUSA Robert M. Duncan, Jr. This prompted the investigation that led to the
charges at issue in this case.
Talbert Marshal shared a cell with Defendant at Woodford County Detention Center in
Versailles, Kentucky for four or five months. During this time, Mr. Marshal testified that
Defendant revealed to him a “dislike[] [of] Mr. Duncan and [a belief that] Mr. Duncan had it out
to really get him.” (R. 90, Trial Transcript, Page ID# 508.) Defendant told Mr. Marshal that Mr.
Duncan “was always down on him . . . for bringing his [Defendant’s] 18-year-old son over here
and getting him into the selling drugs and how his son was sitting in jail on federal charges looking
at 10 years as well, and that Mr. Duncan said he was going to do his best to make sure he never
set foot on the street again.” (Id., Page ID# 508–09.)
Eventually, Defendant told Mr. Marshal that “he would like to put a hit out on [Mr.
Duncan].” (Id.) Mr. Marshal told Defendant that he did not know anyone who could perform the
hit. Nonetheless, Defendant persisted in discussing a potential hit on Mr. Duncan’s life with Mr.
Marshal “10 [or] 15 times” after their initial discussion, with these conversations arising as
Defendant told Mr. Marshal “how badly he hated Mr. Duncan.” (Id., Page ID# 511.) Mr. Marshal
believed that Defendant was serious about wanting to hire someone to kill Mr. Duncan. Defendant
told Mr. Marshal that he would pay $25,000 to someone who could execute the hit and brought up
Mr. Marshal’s family in Kentucky as potential candidates. Defendant further discussed the
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particulars of the deal with Mr. Marshal, including how payment would work and the location of
the money Defendant would use to pay. Defendant also gave Mr. Marshal the phone number of
Defendant’s sister, who Defendant said would be involved in the payment. Around September 25,
2015, Mr. Marshal wrote a letter to his attorney about his conversations with Defendant and
Defendant’s desire to put a hit on Mr. Duncan’s life.
Gill Garrett also shared a cell with Defendant and testified to Defendant’s dislike of Mr.
Duncan, which was to the point where Defendant would “get[] emotional” when Mr. Duncan came
up in conversation. (Id., Page ID# 592.) Mr. Garrett testified that Defendant told him on several
occasions that he wanted to kill Mr. Duncan. According to Mr. Garrett, Defendant told him that
Defendant could give Mr. Garrett $10,000 for help killing Mr. Duncan, which could “help support
[Mr. Garrett’s girlfriend’s] drug habits.” (Id., Page ID# 593) Mr. Garrett testified that Defendant
told him
that when [Defendant] talked to the prosecutor, that he looked the prosecutor in the
eyes and said, I want to remember your face even if it’s 10, 15, 20 years from now.
And then [Defendant] went on to say that he could – when he got out of prison that
he could come to the courthouse and then shoot the prosecutor with a .22 rifle to be
exact with a scope on it. He could run up and shoot him, or else he could do it from
a truck that he has.
(Id., Page ID# 594.) Defendant also told Mr. Garrett a plan involving “some type of acid and water
inside a container, that you can shake it up and throw it at the prosecutor, and it would kill him.”
(Id.) Mr. Garrett believed Defendant was serious about wanting to kill Mr. Duncan.
Neither Mr. Marshal nor Mr. Garrett speaks Spanish, and their conversations with
Defendant were entirely in English.
When Mr. Marshal’s attorney communicated the threat to the government, Special Agent
John Whitehead of the FBI began investigating Defendant. Special Agent Whitehead conducted
unrecorded interviews with Mr. Marshal and other inmates and arranged for monitored
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No. 18-5136, United States v. Villa-Castaneda
conversations between Mr. Marshal and Defendant. Special Agent Whitehead attempted to record
these monitored conversations but neither recording turned out clear enough to hear more than
intermittent words being spoken. The district court found, however, that “[a]lthough the precise
nature of the conversation is unclear at times . . . it is very clear that the men conversed exclusively
in English.” (R. 34, Memorandum Opinion and Order on Motion to Suppress, Page ID# 107.)
After investigating the reported threat, Special Agent Whitehead, along with Special Agent
Mike VanAelstyn, interviewed Defendant. Special Agent Whitehead read Defendant his Miranda
rights in English, and Defendant signed an English-language FBI “Advice of Rights” form
advising Defendant of his rights and indicating that he understood those rights and nevertheless
agreed to speak to the agents without a lawyer present. Neither agent spoke Spanish, and the
agents interviewed Defendant in English after Defendant declined an offer to get a translator.
Subsequent to signing the form, Defendant admitted to complaining to different inmates about Mr.
Duncan and speaking to them about “wanting to harm Mr. Duncan, and offering to pay money . . .
to have him harmed.” (R. 90, Trial Transcript, Page ID# 557.) Defendant also told Special Agent
Whitehead the details of the plan, including where the money for this payment would come from.
Defendant admitted that he talked about “having Mr. Duncan killed.” (Id., Page ID# 558.) Special
Agent Whitehead credited these admissions and did not believe Defendant’s statement that he
“was just joking” when he made statements about wanting to kill Mr. Duncan. (Id., Page ID# 558–
64.)
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No. 18-5136, United States v. Villa-Castaneda
DISCUSSION
I. THE DISTRICT COURT DID NOT ERR IN DENYING DEFENDANT’S MOTION
TO SUPPRESS BASED ON MIRANDA
Standard of Review
In reviewing a district court’s decision on a motion to suppress, “the appellate court reviews
the district court’s factual findings for clear error and its legal conclusions de novo.” United States
v. Binford, 818 F.3d 261, 267 (6th Cir. 2016). This Court “may affirm on any ground supported
by the record and may consider trial evidence in addition to evidence considered at the suppression
hearing.” Id. The question of whether a waiver is knowing and intelligent is “a mixed question of
law and fact” that is reviewed de novo. Hall v. Beckstrom, 563 F. App’x 338, 353 (6th Cir. 2014)
(quoting Lott v. Coyle, 261 F.3d 594, 610 (6th Cir. 2001)). Because the motion was denied below,
this Court “review[s] the evidence in the light most likely to support the district court’s decision.”
United States v. Al-Cholan, 610 F.3d 945, 954 (6th Cir. 2010) (quoting United States v. Adams,
583 F.3d 457, 463 (6th Cir. 2009)).
Analysis
The district court did not err in denying Defendant’s motion to suppress Defendant’s
statement because he knowingly and voluntarily waived his Miranda rights.
The Fifth Amendment to the United States Constitution guarantees that “no person . . .
shall be compelled in any criminal case to be a witness against himself.” U.S. Const. amend. V. In
Miranda v. Arizona, the Supreme Court held that this amendment requires law enforcement to
advise a suspect before custodial interrogation that the suspect “has a right to remain silent, that
any statement he does make may be used as evidence against him, and that he has a right to the
presence of an attorney, either retained or appointed.” 384 U.S. 436, 444 (1966). A suspect may
waive these rights, but a waiver “must not only be voluntary, but must also constitute a knowing
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No. 18-5136, United States v. Villa-Castaneda
and intelligent relinquishment or abandonment of a known right or privilege . . . .” Edwards v.
Arizona, 451 U.S. 477, 482 (1981). A waiver is valid “[o]nly if the ‘totality of the circumstances
surrounding the interrogation’ reveal both an uncoerced choice and the requisite level of
comprehension . . . .” Moran v. Burbine, 475 U.S. 412, 421 (1986) (quoting Fare v. Michael C.,
442 U.S. 707, 725 (1979)). It is settled law that “language difficulties may impair the ability of a
person in custody to waive [his Miranda] rights in a free and aware manner.” Al-Cholan, 610 F.3d
at 954 (alteration in original) (quoting United States v. Heredia-Fernandez, 756 F.2d 1412, 1415
(9th Cir. 1985)). This waiver inquiry is conducted “‘primarily from the perspective of the police,’
such that where ‘[the] police had no reason to believe that [the defendant] misunderstood the
warnings, . . . there is no basis for invalidating [the] Miranda waiver.” Id. (alterations in original)
(quoting Garner v. Mitchell, 557 F.3d 257, 263 (6th Cir. 2009) (en banc)).
Defendant argues in the instant case that language difficulties impaired his ability to
knowingly and voluntarily waive his rights, and that the district court thus erred in denying his
motion to suppress. Defendant received Miranda warnings verbally and via a standard FBI Advice
of Rights form, and Defendant signed the form acknowledging his understanding of the rights
before speaking to the agents. Yet Defendant argues that this waiver was ineffective because his
knowledge of English is limited, and the verbal and written explanations were in English.
The district court found that Defendant “significantly understates his ability to speak and
understand English” and that the government “presented substantial, compelling evidence to
establish that [Defendant] had a sufficient understanding of English such that the waiver of his
Miranda rights was knowing and voluntary.” (R. 34, Memorandum and Order on Motion to
Suppress, Page ID# 106–07.) The district court also found that Defendant’s “claim that he cannot
speak or understand English, and that he did not understand the Miranda warning, [was] not
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credible.” (Id., Page ID# 107–08 (alteration in original).) Such “credibility findings are entitled
to particular deference, because the district court is in a better position than we to observe a
witness’s demeanor.” United States v. Lopez-Medina, 461 F.3d 724, 737 (6th Cir. 2006) (citing
United States v. Johnson, 344 F.3d 562, 567 (6th Cir. 2003)).
To judge whether these findings were clearly erroneous, this Court must look to the record
evidence, and the evidence in this case supports the district court’s findings. There was testimony
that Defendant spoke only English with Mr. Marshal and other inmates, and that Defendant spoke
English with the staff of the detention center as well. The conversations with his cellmates
concerned Defendant’s desire to kill Mr. Duncan and the particulars of a potential deal to do so,
including the amount and method of payment. The evidence as to these conversations suggests
Defendant had more than a rudimentary understanding of English.
Further, Defendant had been in the United States since at least 2006 (although perhaps with
a temporary return to Mexico), and at one point had a job in a restaurant that involved reading
tickets in English. At the suppression hearing, the government presented recordings in which
Defendant could be heard conversing in English (although the individual words were not all
comprehensible). According to Special Agent Whitehead, Defendant told his interviewers that he
understood what they were saying and understood the rights they read to him in English before
signing the document. According to Major Susan Boyd, Chief Deputy of the Woodford County
Detention Center, Defendant was asked questions pursuant to a “Jail Intake Assessment” form,
and the booking officer who filled the form out with Defendant indicated that Defendant
understood the questions and did not need a translator.
Defendant testified at the suppression hearing that he could not understand the Miranda
warnings or read the FBI Advice of Rights form and that he told the agents at one point that he
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No. 18-5136, United States v. Villa-Castaneda
could not understand them. Nonetheless, the government’s evidence suffices to show that the
district court did not clearly err in holding that Defendant’s knowledge of English was substantially
greater than claimed.
The next question is whether the waiver was knowing and intelligent, which is a mixed
question of law and fact that this Court reviews de novo. Hall, 563 F. App’x at 353.
The case most on point is United States v. Al-Cholan, 610 F.3d 945 (6th Cir. 2010). This
Court in that case affirmed the denial of a motion to suppress where a defendant claimed to have
language difficulties. Id. at 954. That case included the following evidence as to the defendant’s
knowledge of English: the defendant “had resided in the United States for twelve years;” he “had
passed an English proficiency test and sworn under penalty of perjury that he could speak and
understand English;” there had been a brief conversation captured on tape in which the defendant
answered “yes” when asked if he spoke English; the defendant had signed a written, English-
language Miranda waiver; the defendant had completed a medical questionnaire in English “with
no difficulties;” and had conversed with the agents in English during the interviews. Id. On these
facts, this Court upheld the district court’s finding that the defendant “understood English
sufficiently well to render his Miranda waiver voluntary, knowing, and intelligent.” Id.
When “review[ing] the evidence in the light most likely to support the district court’s
decision,” id. (quoting Adams, 583 F.3d at 463), the evidence shows the following: Defendant
spent a similar length of time in this country (nearly ten years); Defendant expressed understanding
of the questions being asked to both the agents who questioned him and the booking agent who
completed a detention-center intake form with Defendant; Defendant was recorded on tape
speaking in English; and Defendant confessed to the agents in English. Additionally, this Court
treats as a finding of fact the district court’s determination that Defendant substantially understated
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his ability to speak and understand English. Overall, although Defendant did not pass an English
proficiency test or swear under penalty of perjury that he could speak and understand English, the
similarities in this case to Al-Cholan greatly outweigh the differences.
Further, because it is “primarily from the perspective of the police” that a court must weigh
the evidence of a defendant’s knowledge of English, Defendant’s claim must fail. Id. (citation
omitted). This Court in Al-Cholan affirmed the denial of a suppression motion on similar facts
because “whether or not [the defendant] truly understood the Miranda warnings, the agents
certainly had no contemporaneous reason to doubt that he did.” Id. Likewise, nearly all of the
above-discussed evidence was known to the special agents at the time they read Defendant his
Miranda rights and Defendant agreed to waive those rights. The agents had no reason to suspect
that Defendant’s knowledge of English was so limited that he would be unable to waive his rights
knowingly and intelligently. Thus, just as in Al-Cholan, even if Defendant did not truly understand
the Miranda warnings, it cannot be said that the agents had any “contemporaneous reason to doubt”
that Defendant possessed sufficient knowledge of English to understand the Miranda warnings
and to validly waive his right to remain silent. See id.
In arguing that the totality of circumstances shows the waiver was invalid, Defendant relies
heavily on United States v. Garibay, which concerned a defendant whose lack of language skills—
among other facts surrounding his interrogation—convinced the court that the defendant’s
Miranda waiver was not knowing and intelligent. 143 F.3d 534, 539 (9th Cir. 1998). The Ninth
Circuit in Garibay applied a six-factor test to determine whether the defendant had knowingly and
intelligently waived his constitutional rights. Id. at 538. Although this Court has never adopted
the Garibay factors, the factors are instructive, and applying them in this case confirms that the
district court did not err in denying Defendant’s suppression motion.
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The Ninth Circuit considers the following factors in weighing the totality of circumstances:
(1) whether the defendant signed a written waiver; (2) whether the defendant was
advised of his rights in his native tongue; (3) whether the defendant appeared to
understand his rights; (4) whether a defendant had the assistance of a translator;
(5) whether the defendant’s rights were individually and repeatedly explained to
him; and (6) whether the defendant had prior experience with the criminal justice
system.
Id. (citations omitted). The Ninth Circuit in Garibay concluded that suppression was proper where
“none of these considerations [we]re present.” Id. By contrast, in this case factors (1), (3), and
(6) are certainly met. Defendant signed the FBI’s Advice of Rights form. Defendant appeared to
understand his rights. And Defendant had prior experience with the criminal justice system such
that he would be more likely to understand the import of the Miranda warnings even in his non-
native language. Factor (5) also weighs in favor of the government, as the agents individually
advised Defendant of his rights, spending “approximately three minutes” reading Defendant his
rights via the FBI Advice of Rights form and “several minutes” before that getting ready to present
the form to him. (R. 90, Trial Transcript, Page ID# 553–54.) Factors (2) and (4) are not met, as
Defendant was not advised of his rights in his native Spanish or provided with a translator to assist
him. Ultimately, however, these factors are not requirements but are rather meant to “guide our
inquiry . . . .” Garibay, 143 F.3d at 538. Applying these factors in this case only provides further
support to the conclusion that Defendant’s waiver was knowing and voluntary.2
2
In Garner v. Mitchell, discussing Garibay, this Court emphasized the findings in that case that
“an officer that questioned the defendant was forced to rephrase questions when the defendant ‘did not
appear to understand.’” 557 F.3d at 265 (quoting Garibay, 143 F.3d at 539). This apparent lack of
understanding is not present in the instant case, and the absence of this factor likewise distinguishes this
case from United States v. Lopez. 817 F. Supp. 2d 918, 924 (S.D. Miss. 2011) (“Despite this abundantly
apparent language barrier, Matuszewski did not use Spanish when asking Lopez for consent to search the
car.”). This is not a case with an abundantly apparent language barrier, nor one where the defendant is of
below-average intelligence, let alone “borderline retarded with extremely low verbal-English
comprehension skills,” as was the case in Garibay. 143 F.3d at 538.
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Defendant’s final argument is that the agents acted contrary to Department of Justice
(“DOJ”) policy by not recording Defendant’s interrogation and that this failure should factor into
this Court’s analysis. Defendant relies on United States v. Lewis, which concerned the question
of whether a defendant had been read Miranda rights at all. 355 F. Supp. 2d 870, 873 (E.D. Mich.
2005). At trial in the instant case, there was conflicting record evidence about what the DOJ policy
was and whether there was a policy exception at the time of the interview. Certainly recording
interviews is useful for meeting the government’s evidentiary burden. But the failure to record in
this case is not relevant to the validity of Defendant’s waiver, even in our broad-based totality of
circumstances analysis.3 Moreover, even if this Court gave some weight to the failure to record,
Defendant’s evidence would still be insufficient to overcome the evidence as to the validity of the
waiver.
II. THE DISTRICT COURT DID NOT ABUSE ITS DISCRETION IN IMPOSING
CONSECUTIVE SENTENCES
Standard of Review
“This Court reviews for clear error a district court’s findings of fact with respect to its
application of the Sentencing Guidelines; conclusions of law, however, are reviewed de novo.”
United States v. Ryan, 407 F. App’x 30, 31 (6th Cir. 2011) (quoting United States v. Ward,
506 F.3d 468, 472 (6th Cir. 2007)). A sentence that is “within a properly calculated Guidelines
range . . . is entitled to a presumption of reasonableness on review.” United States v. Sexton,
512 F.3d 326, 332 (6th Cir. 2008) (citing United States v. Williams, 436 F.3d 706, 708 (6th Cir.
2006)). “Regardless of whether the sentence imposed is inside or outside of the Guidelines range,”
3
Given this Court’s emphasis that “[t]he underlying police-regulatory purpose of Miranda compels
that [the totality of] circumstances be examined . . . primarily from the perspective of the police,” Garner,
557 F.3d at 263, it is possible to imagine the failure to record in violation of agency policy supporting other
evidence of bad faith on the part of police as to their knowledge of a suspect’s English comprehension. In
that case such evidence would thus be relevant to the waiver issue, but this is not that case.
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review of a district court sentencing decision is generally for abuse of discretion. Gall v. United
States, 552 U.S. 38, 51 (2007). A district court’s decision to impose a consecutive or concurrent
sentence under § 5G1.3 of the Sentencing Guidelines is also reviewed for abuse of discretion.
United States v. Watford, 468 F.3d 891, 915 (6th Cir. 2006) (quoting United States v. Campbell,
309 F.3d 928, 930 (6th Cir. 2002)).
Analysis
The district court did not abuse its discretion in imposing sentences consecutive to each
other and to Defendant’s undischarged sentence.
Appeal of a district court’s sentencing decision involves an inquiry into the decision’s
procedural and substantive reasonableness. United States v. Cochrane, 702 F.3d 334, 343–44 (6th
Cir. 2012). This Court first asks whether the district court made any significant procedural error,
“such as failing to calculate (or improperly calculating) the Guidelines range, treating the
Guidelines as mandatory, failing to consider the § 3553(a) factors, selecting a sentence based on
clearly erroneous facts, or failing to adequately explain the chosen sentence—including an
explanation for any deviation from the Guidelines range.” United States v. Conatser, 514 F.3d
508, 519–20 (6th Cir. 2008) (quoting Gall, 552 U.S. at 51). This Court then asks whether the
decision below was substantively unreasonable, which might occur “when the district court selects
the sentence arbitrarily, bases the sentence on impermissible factors, fails to consider pertinent
§ 3553(a) factors or gives an unreasonable amount of weight to any pertinent factor.” Sexton,
512 F.3d at 332 (quoting United States v. Borho, 485 F.3d 904, 908 (6th Cir. 2007)). “The
substantive reasonableness inquiry ‘take[s] into account the totality of the circumstances, including
the extent of any variance from the Guidelines range.’” Cochrane, 702 F.3d at 345 (alteration in
original) (quoting United States v. Bolds, 511 F.3d 568, 581 (6th Cir. 2007)).
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No. 18-5136, United States v. Villa-Castaneda
A. Procedural Reasonableness
Defendant concedes that the district court correctly calculated his sentence under the
Guidelines and only argues on appeal that the district court erred in imposing consecutive
sentences. Defendant alleges error both with respect to the decision to impose the two instant
counts consecutively to each other and the decision to impose those counts consecutively to
Defendant’s undischarged sentence. Although these questions are in some sense distinct, the
analyses with respect to the two claims are substantially the same, as will become clear below.
Thus, this Court addresses the procedural reasonableness of both determinations together.
Procedural reasonableness involves asking whether the district court adequately considered
the applicable factors. See Conatser, 514 F.3d at 519–20. Title 18 U.S.C. § 3584(a) addresses
both situations at issue in this case—i.e., consecutive sentencing on multiple instant counts or on
a combination of instant counts and undischarged sentences—and allows the district court
discretion in both situations to impose sentences concurrently or consecutively. Subsection (b)
requires the sentencing court to consider the factors set forth in 18 U.S.C § 3553(a), which are as
follows:
(1) the nature and circumstances of the offense and the history and characteristics
of the defendant;
(2) the need for the sentence imposed--
(A) to reflect the seriousness of the offense, to promote respect for the law, and
to provide just punishment for the offense;
(B) to afford adequate deterrence to criminal conduct;
(C) to protect the public from further crimes of the defendant; and
(D) to provide the defendant with needed educational or vocational training,
medical care, or other correctional treatment in the most effective manner;
(3) the kinds of sentences available;
(4) the kinds of sentence and the sentencing range established for--
(A) the applicable category of offense committed by the applicable category of
defendant as set forth in the guidelines--
(i) issued by the Sentencing Commission pursuant to section 994(a)(1) of
title 28, United States Code, subject to any amendments made to such
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guidelines by act of Congress (regardless of whether such amendments have
yet to be incorporated by the Sentencing Commission into amendments
issued under section 994(p) of title 28); and
(ii) that, except as provided in section 3742(g), are in effect on the date the
defendant is sentenced; or
(B) in the case of a violation of probation or supervised release, the applicable
guidelines or policy statements issued by the Sentencing Commission pursuant
to section 994(a)(3) of title 28, United States Code, taking into account any
amendments made to such guidelines or policy statements by act of Congress
(regardless of whether such amendments have yet to be incorporated by the
Sentencing Commission into amendments issued under section 994(p) of title
28);
(5) any pertinent policy statement--
(A) issued by the Sentencing Commission pursuant to section 994(a)(2) of title
28, United States Code, subject to any amendments made to such policy
statement by act of Congress (regardless of whether such amendments have yet
to be incorporated by the Sentencing Commission into amendments issued
under section 994(p) of title 28); and
(B) that, except as provided in section 3742(g), is in effect on the date the
defendant is sentenced[;]
(6) the need to avoid unwarranted sentence disparities among defendants with
similar records who have been found guilty of similar conduct; and
(7) the need to provide restitution to any victims of the offense.
18 U.S.C. § 3553(a). Paragraph (5) instructs courts to consider the Guidelines. With respect to
multiple sentences, Section 5G1.3(d) of the Guidelines provides that “the sentence for the instant
offense may be imposed to run concurrently, partially concurrently, or consecutively to the prior
undischarged term of imprisonment to achieve a reasonable punishment for the instant offense.”
U.S. Sentencing Guidelines Manual § 5G1.3(d). The application notes to § 5G1.3(d) give five
factors to consider in determining whether a concurrent or consecutive sentence is appropriate:
(A) In General.--Under subsection (d), the court may impose a sentence
concurrently, partially concurrently, or consecutively to the undischarged term of
imprisonment. In order to achieve a reasonable incremental punishment for the
instant offense and avoid unwarranted disparity, the court should consider the
following:
(i) the factors set forth in 18 U.S.C. § 3584 (referencing 18 U.S.C. § 3553(a));
(ii) the type (e.g., determinate, indeterminate/parolable) and length of the prior
undischarged sentence;
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(iii) the time served on the undischarged sentence and the time likely to be
served before release;
(iv) the fact that the prior undischarged sentence may have been imposed in
state court rather than federal court, or at a different time before the same or
different federal court; and
(v) any other circumstance relevant to the determination of an appropriate
sentence for the instant offense.
U.S. Sentencing Guidelines Manual § 5G1.3(d) cmt. n.4(A).4
Although it requires some searching through case law, statutes, Guidelines, and
commentary on the Guidelines to determine, the procedural reasonableness inquiry in this case is
quite simple, as this Court has explained:
Although the district court was not required to state a specific reason for a
consecutive sentence, it was nevertheless obliged to make generally clear the
rationale under which it has imposed the consecutive sentence. The district court
need not state its rationale explicitly, but may incorporate by reference a discussion
of the relevant considerations in another document such as the Presentence Report.
The district court may also make clear that its reasons for choosing a substantive
sentence and for running two sentences consecutively are the same. What the
district court may not do is say nothing at all. When deciding to impose consecutive
sentences, we hold that a district court must indicate on the record its rationale,
either expressly or by reference to a discussion of relevant considerations contained
elsewhere. Otherwise, meaningful appellate review becomes impossible.
Cochrane, 702 F.3d at 346 (internal citations and quotations omitted). Thus, so long as the district
court adequately considered the myriad applicable factors, its decision will not fail to meet the
requirements of procedural reasonableness.
The Court in this case need not tarry long on the issue of procedural reasonableness.
Defendant concedes that the district court “explained, at length, its reasoning for imposing a fully
consecutive sentence,” (Appellant’s Br. at 32), and Defendant’s arguments fit more neatly in the
substantive reasonableness inquiry (discussed below). In light of Defendant’s concession about
4
These factors relate to sentencing when there is an instant sentence to be imposed and an
undischarged term, but these factors bear on the question of whether a consecutive sentence is right for the
two instant counts as well, since the ultimate goal is “to achieve a reasonable punishment for the instant
offense.” U.S. Sentencing Guidelines Manual § 5G1.3(d).
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No. 18-5136, United States v. Villa-Castaneda
the district court’s thoroughness, we need not exhaustively review the district court’s analysis with
respect to each factor, but the following examples are illustrative: The district court identified the
relevant factors in § 3553(a) and those in note 4 of the Guidelines commentary. The district court
noted that the § 3553(a) factors did not favor a concurrent sentence since the Defendant had not
expressed remorse. With respect to the first, second, and fourth factors under § 3553(a), the district
court in its analysis went through each in turn. Although the district court did not individually
name each factor, the record makes clear that the district court’s review encompassed the various
factors. The district court then turned its attention to the factors included in the Guidelines
commentary and considered the length of the undischarged sentence and the time likely to be
served prior to release. This analysis satisfied procedural reasonableness.
B. Substantive Reasonableness
Under procedural reasonableness, this Court reviews the district court’s treatment of a
laundry list of factors, which includes “[a]ny other circumstance relevant to the determination of
an appropriate sentence for the instant offense.” U.S. Sentencing Guidelines Manual § 5G1.3(d)
cmt. n.4(A)(v). The language in the Guidelines commentary also indicates that the factors relevant
to sentencing under § 5G1.3 should be followed “[i]n order to achieve a reasonable incremental
punishment for the instant offense and avoid unwarranted disparity . . . .” Id. at cmt. n.4(A). The
presence of these factors in the procedural reasonableness inquiry raises the question of what
remains for this Court to review under substantive reasonableness. This Court has in the past,
understandably, folded these inquiries together in reviewing consecutive versus concurrent
sentences. See, e.g., United States v. Berry, 565 F.3d 332, 342 (6th Cir. 2009) (“A challenge to a
court’s decision to impose a consecutive or a concurrent sentence is not easily classified as
‘substantive’ or ‘procedural.’ This is so because an evaluation of the substantive reasonableness
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No. 18-5136, United States v. Villa-Castaneda
of a decision to impose a consecutive sentence depends heavily upon an evaluation of the
procedural reasonableness.”).
While in most cases combining these inquiries likely will not make a difference, these
inquiries are distinct and should be analyzed separately. A district court’s sentence might pass
procedural reasonableness but fail substantive reasonableness where, for instance, the court
considers the proper factors but “gives an unreasonable amount of weight to any pertinent factor.”
Sexton, 512 F.3d at 332 (quoting Borho, 485 F.3d at 908).5 Such cases could rise to the level of
substantive unreasonableness, “tak[ing] into account the totality of the circumstances,” Cochrane,
702 F.3d at 345 (quoting Bolds, 511 F.3d at 581), and because of this, the inquiries should be kept
separate.
Defendant’s claims of substantive unreasonableness in this case are without merit.
Defendant’s argument is essentially that because the sentence imposed will actually amount to a
life sentence given his age, the district court’s decision was not substantively reasonable. This
argument comes close to being the sort of “mere allegation that the sentence imposed is greater
than necessary to achieve the goals of punishment outlined in § 3553(a) [which] is insufficient to
rebut the presumption of reasonableness.” United States v. Dexta, 470 F.3d 612, 616 (6th Cir.
2006).
The district court’s weighing of the factors was reasonable and proper. The district court
reasonably weighed factor (2)(A) of § 3553(a), noting, “[t]he seriousness of the offense really
cannot be overstated,” especially given the identity of Defendant’s target. (R. 92, Sentencing
5
This does not mean that this Court is free to second-guess every district court determination, and
of course “[v]ery different sentences can be reasonable, because different factors that go into sentencing
can be weighed differently.” United States v. Hairston, 502 F.3d 378, 386 (6th Cir. 2007) (quoting Borho,
485 F.3d 904 at 917 (Rogers, J., dissenting)). But neither does this mean that any weighing of the correct
factors is reasonable, and substantive reasonableness thus remains an important part of our inquiry.
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No. 18-5136, United States v. Villa-Castaneda
Hearing Transcript, Page ID# 722.) Likewise, the district court reasonably weighed factor (2)(B),
noting, “[t]he issue of deterrence does not favor a concurrent sentence.” (Id.)
Factor (2) of § 3553(a) and its sub-factors alone weigh so strongly in favor of a harsher
sentence that this Court could affirm the district court’s sentence as substantively reasonable based
on those determinations alone. But this Court need not do so. The district court also reasonably
emphasized Defendant’s lack of remorse for his actions. (Id., Page ID# 721, 724.) This fact goes
to the “characteristics of the defendant” under factor (1) as well as the need “to provide just
punishment for the offense” and “protect the public from further crimes of the defendant” under
factor (2). The district court properly gave this fact substantial weight in its analysis. Finally, the
district court reasonably noted, in accordance with factor (4) of § 3553(a), that without the
maximum penalties being applied for the two statutes under which Defendant was convicted, the
Guidelines would recommend a life sentence. (Id., Page ID# 722.) This factor adds to the already-
weighty case for consecutive sentences.
It is true that the undischarged sentence had approximately twelve years remaining, but the
district court reasonably found that this was not a sufficient reason to make Defendant’s sentences
either partially or wholly concurrent. (Id., Page ID# 723.) Nor was it unreasonable for the district
court to refuse to impose concurrent sentences based on Defendant’s family ties and
responsibilities.6
For the reasons stated above, this Court AFFIRMS the district court’s judgment and
sentence.
6
The district court, in its analysis, did not comment on the claim Defendant made in his sentencing
memorandum that the threats against Mr. Duncan were not as serious because Defendant lacked the means
to carry them out. The district court was not unreasonable in ignoring this very weak argument.
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