United States v. Porter , 127 F. App'x 825 ( 2005 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 05a0277n.06
Filed: April 13, 2005
No. 03-5935
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) On Appeal from the United States
) District Court for the Eastern
THOMAS LEO PORTER, ) District of Kentucky
)
Defendant-Appellant. )
Before: BOGGS, Chief Judge; and MARTIN and COOK, Circuit Judges.
PER CURIAM. Defendant Thomas Leo Porter appeals from the district court’s
resentencing following his successful appeal from his initial sentence for conspiracy to possess with
intent to distribute cocaine and aiding and abetting another in the possession with intent to distribute
cocaine. In light of recent decisions by this court, we vacate the sentence of the district court and
remand for resentencing consistent with the Supreme Court’s decision in United States v. Booker,
__ U.S. __, 125 S. Ct. 738 (2005).
I
Porter has already once successfully appealed to this court following his conviction on
counts of possession with intent to distribute cocaine, in violation of 21 U.S.C. §§841(a)(1) and 846,
and aiding and abetting another in the possession with intent to distribute cocaine, in violation of
No. 03-5935
United States v. Porter
21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2. The facts underlying defendant’s conviction have already
been ably described by this court. See United States v. Porter, No. 98-5846, 29 Fed. Appx. 232,
234-35 (6th Cir. Jan. 28, 2002) (“Porter I”). As they are largely irrelevant to our resolution of his
appeal, we describe only the procedural history related to defendant’s current challenge of his
sentence. During sentencing, the district court, independent of the jury, found that Porter possessed
more than five kilograms of cocaine, had been an organizer or leader of a criminal activity involving
five or more people, and had obstructed justice in trying to convince another witness to change her
testimony. Under the Guidelines, which were mandatory when Porter was sentenced, these findings
required the district court to sentence Porter within a range of 235 months to 293 months. The
district court sentenced Porter to the minimum sentence possible at the time, 235 months, and also
ordered five years of supervised release.
Porter appealed to this court, asserting a variety of sentencing and evidentiary errors. See id.
at 235-38. This court for the most part affirmed his sentence, but remanded to the district court so
that it could reconsider its ordered term of supervised release based on Apprendi v. New Jersey, 530
U.S. 466 (2000). See id. at 235-36. The district court had violated Apprendi by basing the duration
of Porter’s period of supervised release on a quantity of cocaine not determined by a jury. See id.
at 235. Because that amount was not determined by a jury, Porter could only be sentenced under
§ 841(b)(1)(C), which provides for a minimum of three years of supervised release.1 The district
court had erroneously sentenced Porter to the minimum period of supervised release required under
1
This court noted in Porter I that the district court’s original imposition of five years of
supervised release was permissible under § 841(b)(1)(C). Id. at 235 n.1.
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§ 841(b)(1)(A), which provides for a minimum of five years of supervised release. Though we
remanded on that issue, this court also upheld the district court’s sentencing enhancements as not
clearly erroneous. Id. at 235-36. After a hearing, the district court resentenced Porter according to
§ 841(b)(1)(C), as this court had ordered in Porter I. See id. at 235. It reduced his sentence to only
three years of supervised release, the minimum required by § 841(b)(1)(C). The district court
concluded that its mandate under the panel’s opinion was limited to addressing only the
Apprendi issue. Defendant has timely appealed.
II
Porter argues that the district court erred in failing to reconsider his sentencing enhancement
for his role as an organizer or leader of a criminal activity. See U.S. Sentencing Guidelines Manual
§ 3B1.1(a) (1997). Porter’s challenge implicates the mandate rule, under which “a district court is
bound to the scope of the remand issued by the court of appeals.” United States v. Campbell, 168
F.3d 263, 265 (6th Cir. 1999). Porter’s sentencing enhancements, including his enhancement as an
organizer or leader, were affirmed by this court in Porter I. As we have noted previously, however,
the mandate rule is not without exceptions. United States v. Moored, 38 F.3d 1419, 1421 (6th Cir.
1994). A district court possesses discretion to reconsider issues already decided in limited
circumstances, such as when “there is ‘substantially different evidence raised on subsequent trial;
a subsequent contrary view of the law by the controlling authority; or a clearly erroneous decision
which would work a manifest injustice.’” Id. at 1421 (quoting Petition of United States Steel Corp.,
479 F.2d 489, 494 (6th Cir. 1973)). Porter claims to fall into the exception, recognized in Moored,
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of a “subsequent contrary view of the law by the controlling authority.” Ibid. Specifically, he
maintains that our decision in United States v. Anthony, 280 F.3d 694 (6th Cir. 2002), altered the law
for organizer or leader sentencing enhancements under § 3B1.1(a). As such, he maintains, the
district court was free to reconsider its organizer or leader sentencing enhancement.
We do not believe that Anthony altered the law of § 3B1.1(a), at least as it was applied to
Porter. Sub-section 3B1.1(a) increases a defendant’s sentence “[i]f the defendant was an organizer
or leader of a criminal activity that involved five or more participants or was otherwise extensive.”
Ibid. (emphasis added). It therefore clearly contemplates that the guideline applies in two situations:
(1) when the defendant is the organizer or leader of a criminal activity involving five or more
participants, or (2) when the defendant is the organizer or leader of a criminal activity that was
“otherwise extensive.” Ibid.
Anthony only articulated the legal standard for the second, “otherwise extensive” half of §
3B1.1(a). See 280 F.3d at 699-701 (analyzing the issue according to whether the combined effort
of the participants equals that of five criminally responsible participants). Our decision in Anthony
did not in any way alter the legal standard for the first set of situations, where the criminal activity
involved five or more participants. It is this circumstance, however, that served as the sole basis for
Porter’s sentencing enhancement. The district court exclusively considered whether there had been
five or more individuals involved with Porter’s drug distribution. When this court reviewed Porter’s
sentence, we also limited our inquiry to the question of whether there had been five or more
participants. We affirmed the district court’s conclusion that “the defendant played a leadership role
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in the charged criminal activity, and that the activity involved five or more participants.” Porter I,
29 Fed. Appx. at 236 (emphasis added).
On appeal, defendant emphasizes the standard offered in Anthony for determining who
counts as a participant in the criminal activity. See Anthony, 280 F.3d at 698 (“participants [are]
persons who were (i) aware of the criminal objective, and (ii) knowingly offered their assistance.”).
But this court in Anthony evinced no desire to alter the standard for who was a participant. See ibid.
In fact, we made clear that this standard was a straightforward application of prior case law. See
ibid. (noting that though the Guidelines offer no definition of who is a participant, courts have
“uniformly” treated the issue the same way). We therefore conclude that there has been no
“subsequent contrary view of the law” upon which the district court enhanced Porter’s sentence.
Moored, 38 F.3d at 1421. As such, we have no opportunity to question whether the district court
ought to have reconsidered his sentence on that basis.
III
Nevertheless, given the Supreme Court’s recent decision in United States v. Booker, __ U.S.
__, 125 S. Ct. 738 (2005), as applied by this court in United States v. Barnett, 398 F.3d 516 (6th Cir.
2005), we must vacate Porter’s sentence and remand the case to the district court for resentencing.
Because Porter did not raise any Sixth Amendment challenge to his sentence before the district
court, we only review his sentence for plain error. See United States v. Oliver, 397 F.3d 369, 377
(6th Cir. 2005). Under plain-error review, we follow the test articulated by the Supreme Court. See,
e.g., id. at 378. For us to vacate Porter’s sentence, “there must be (1) error, (2) that is plain, and (3)
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that affects substantial rights. If all three conditions are met, an appellate court may then exercise
its discretion to notice a forfeited error, but only if (4) the error seriously affects the fairness,
integrity, or public reputation of judicial proceedings.” Ibid. (quoting Johnson v. United States, 520
U.S. 461, 467 (1997)) (quotations and citations omitted).
In Barnett, this court engaged in a thorough analysis of whether a defendant’s sentence must
be remanded because of plain error. See 398 F.3d at 525-30. Applying Barnett’s reasoning, we
conclude that we must vacate Porter’s sentence and remand to the district court for resentencing in
light of Booker. The district court, though acting correctly at the time, erred by treating the
Sentencing Guidelines as mandatory. Id. at 525. Booker “effectuated a ‘clear’ and ‘obvious’ change
in law by making the Sentencing Guidelines advisory.” Id. at 526 (quoting United States v. Olano,
507 U.S. 725, 734 (1993)). The error of treating the Guidelines as mandatory is therefore plain,
regardless of whether the law indicated as much at the time. Ibid. (quoting Johnson, 520 U.S. at
468).
Barnett further instructs us to presume prejudice in this case. In that case, this court
emphasized that “the most prudent course . . . is to presume prejudice given the distinct possibility
that the district court would have imposed a lower sentence under the new post-Booker framework
and the onerous burden he would face in attempting to establish that the sentencing court would
have imposed such a sentence.” Id. at 529. During sentencing, the district court cast some doubt
on whether it would have imposed a lower sentence when it stated that “this sentence is well
deserved because this man is a career drug dealer and he’s ruined countless lives, directly or
indirectly, . . . and I think he deserves every month he’s going to serve.” However, when reviewed
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in light of the district court’s sentence at the bottom of the applicable guideline range, we believe
that discussion falls short of Barnett’s demand that “the trial record contains clear and specific
evidence that the district court would not have, in any event, sentenced the defendant to a lower
sentence under an advisory Guidelines regime.” Ibid. (emphasis added) (citing United States v.
Crosby, 397 F.3d 103, 117 (2d Cir. 2005)).
As to the fourth step, whether the error “seriously affects the fairness, integrity, or public
reputation of judicial proceedings,” Johnson, 520 U.S. at 467 (internal quotations and citations
omitted), our recent ruling in Barnett made clear that we will exercise our discretion to vacate
sentences premised on the mandatory Guidelines regime. See Barnett, 398 F.3d at 529-30 (stating
it is fundamentally unfair to apply a sentence determined under the previous system). We therefore
conclude that though the legal doctrine for determining whether Porter’s criminal activity merited
application of § 3B1.1(a) has not changed, Booker drastically changed the law under which Porter
was sentenced by rendering § 3B1.1(a)’s sentence enhancement only advisory on the district court.
Under our recent precedent in Barnett, the district court’s original sentence, which treated the
Sentencing Guidelines as mandatory, was plain error. We therefore VACATE Porter’s sentence and
REMAND for resentencing consistent with this opinion and the Supreme Court’s decision in
Booker.
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