United States v. Clements , 142 F. App'x 223 ( 2005 )


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  •                 NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
    File Name: 05a0538n.06
    Filed: June 22, 2005
    No. 04-5414
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    UNITED STATES OF AMERICA,                  )
    )
    Plaintiff-Appellee,            )               ON APPEAL FROM THE
    )               UNITED STATES DISTRICT
    v.                                    )               COURT FOR THE WESTERN
    )               DISTRICT OF TENNESSEE
    CHRISTOPHER CLEMENTS                       )
    )
    Defendant-Appellant.           )
    BEFORE: DAUGHTREY and CLAY, Circuit Judges, and GRAHAM,1 District
    Judge.
    GRAHAM,     District    Judge.            Defendant-Appellant          Christopher
    Clements was indicted on January 16, 2003, in the Western District
    of   Tennessee     for     one     count       of    conspiracy      to     manufacture
    methamphetamine      and     one     count          of     attempt   to     manufacture
    methamphetamine in violation of 
    21 U.S.C. § 846
    , and one count of
    aiding    and   abetting    the     possession            of   equipment,    chemicals,
    products and materials used to manufacture methamphetamine in
    violation of 
    21 U.S.C. § 843
    (a)(6) and 
    18 U.S.C. § 2
    .                         Defendant
    was arrested on January 29, 2003.                        Defendant was arraigned on
    February 5, 2003, and an order of detention pending trial was
    entered.   On November 18, 2003, defendant entered a plea of guilty
    to the conspiracy charge, Count 1 of the indictment.
    During the preparation of the presentence report, defendant
    objected to the probation officer’s determination of the quantity
    1
    The Honorable James L. Graham, United States District Judge for the
    Southern District of Ohio, sitting by designation.
    of drugs used as relevant conduct to establish the defendant’s
    offense level. In a sentencing memorandum filed on March 17, 2004,
    the defendant withdrew his objection to the amount of drugs
    utilized to calculate his base offense level.                At the sentencing
    hearing held on March 18, 2004, defense counsel reaffirmed that the
    objection to the calculation of the quantity of drugs being used to
    determine the base offense level was being withdrawn.                 Accepting
    the probation officer’s findings in the presentence report, the
    district court determined that the defendant’s relevant conduct in
    the conspiracy was at least five hundred grams but not more than
    1.5 kilograms of methamphetamine, yielding a base offense level 32.
    Defendant    made   objections      to   the   probation       officer’s
    conclusions that two levels should be added for obstruction of
    justice under § 3C1.1 of the United States Sentencing Guidelines
    (“U.S.S.G.”), and that defendant was not entitled to a reduction
    for acceptance of responsibility pursuant to U.S.S.G. § 3E1.1. The
    court    granted    defendant’s   objection      to    the    enhancement   for
    obstruction of justice.
    The probation officer’s conclusion that defendant was not
    entitled to a reduction for acceptance of responsibility was based
    on information that on February 24, 2003, subsequent to his
    indictment and arrest for the offense in this case, defendant was
    involved    in    the   transmission   of    a   recipe      for   manufacturing
    narcotics.       A recipe for the manufacture of LSD was found in the
    apartment of Scott Pecukonis. The letter containing the recipe was
    found with an envelope which indicated that it had been mailed by
    the defendant from the West Tennessee Detention Facility, Mason,
    Tennessee, on February 24, 2003. Defendant’s wife, Tonya Clements,
    2
    confirmed that defendant had sent the letter.                    The probation
    officer   also   relied   on   information     that   on    March   19,    2003,
    defendant was involved in a scheme to smuggle marijuana into the
    detention facility.       The probation officer received a summary of
    phone calls pertaining to the scheme, and defendant’s wife admitted
    that defendant had asked her to smuggle marijuana to him.
    At   the    sentencing    hearing,     defense   counsel     stated    that
    defendant did not dispute the above information.            He also conceded
    that the defendant’s actions indicated that defendant had not
    accepted responsibility at that point, and that his actions were
    contrary to a finding of acceptance of responsibility.                However,
    counsel noted that an entire year had passed since these incidents,
    during which the defendant had not engaged in any similar conduct.
    Counsel   further    argued    that   the   defendant      had   admitted    his
    responsibility for the offense of conviction when he pleaded
    guilty, and that he had done everything he could to cooperate with
    the government.     The government argued that defendant’s behavior
    was inconsistent with acceptance of responsibility, and further
    noted that defendant’s lack of involvement in any further drug
    activity could be explained by the fact that after these incidents,
    defendant was transferred to a more secure federal facility.
    The district court agreed with the government’s position and
    concluded that defendant was not entitled to a reduction for
    acceptance of responsibility in light of his involvement with drug
    activity on two occasions following his arrest.                  Defendant was
    sentenced to a term of imprisonment of one hundred and thirty-five
    months.   Defendant now pursues the instant appeal.
    3
    Acceptance of Responsibility
    In his first assignment of error, defendant argues that the
    district court erred in not granting him a three-level reduction
    for acceptance of responsibility under U.S.S.G. § 3E1.1.         We first
    note that during the pendency of this appeal, the United States
    Supreme Court rendered a decision in United States v. Booker, 543
    U.S.       , 
    125 S.Ct. 738
     (2005), holding that the Sentencing
    Guidelines are no longer mandatory.        However, under 
    18 U.S.C. § 3553
    (a)(4)(A), the sentencing range calculated under the Sentencing
    Guidelines is still a factor which must be considered by the
    district court in imposing sentence.            Therefore, whether the
    district    court   correctly   declined   to   grant   a   reduction   for
    acceptance of responsibility under the Guidelines is a matter we
    must address as part of this court’s review of the sentence for
    reasonableness as required under Booker.
    The determination of the sentencing judge on the issue of
    acceptance of responsibility “is entitled to great deference on
    review.”     U.S.S.G. § 3E1.1, app. note 5.         While the district
    court’s factual findings for purposes of sentencing under the
    Guidelines are reviewed for clear error, a deferential standard of
    review is applied to the district court’s application of the
    guidelines to the facts.    United States v. Webb, 
    335 F.3d 534
    , 536-
    38 (6th Cir. 2003)(noting that the de novo review standard for the
    application of the acceptance of responsibility adjustment to
    uncontested facts used in United States v. Jeter, 
    191 F.3d 637
    , 638
    (6th Cir. 1999) was no longer valid in light of Buford v. United
    States, 
    532 U.S. 59
     (2001)).
    Section 3E1.1(a) of the Guidelines provides that a defendant’s
    4
    offense level should be decreased by two levels if he “clearly
    demonstrates    acceptance       of    responsibility      for   his   offense.”
    U.S.S.G. § 3E1.1(a).       The defendant has the burden of proving by a
    preponderance of the evidence that he merits a reduction for
    acceptance of responsibility.           United States v. Hughes, 
    369 F.3d 941
    , 945 (6th Cir. 2004); United States v. Benjamin, 
    138 F.3d 1069
    ,
    1075 (6th Cir. 1998).           Factors which the court may consider in
    determining whether a defendant is entitled to a reduction under
    that section include: whether the defendant truthfully admitted the
    conduct comprising the offenses of conviction, and truthfully
    admitted, or did not falsely deny any additional relevant conduct
    for which the defendant is accountable; the voluntary termination
    or    withdrawal   of     the    defendant       from    criminal    conduct   or
    associations; and the timeliness of the defendant’s conduct in
    manifesting the acceptance of responsibility.                U.S.S.G. § 3E1.1,
    app. note 1(a), (b), and (h).
    The entry of a guilty plea combined with truthfully admitting
    the   conduct   comprising       the   offense    of    conviction   constitutes
    significant     evidence    of     acceptance      of    responsibility    under
    U.S.S.G. § 3E1.1, app. note 3.               However, a defendant is not
    entitled to this reduction as a matter of right, and the fact that
    the defendant entered a guilty plea may be outweighed “by conduct
    of the defendant that is inconsistent with such acceptance of
    responsibility.”        Id.; Webb, 
    335 F.3d at 538
    ; United States v.
    Tilford, 
    224 F.3d 865
    , 867 (6th Cir. 2000).
    Under § 3E1.1(b), a defendant whose offense level is level
    sixteen or greater prior to the adjustment for acceptance of
    responsibility may qualify for an additional one-level decrease if
    5
    he has timely notified authorities of his intention to enter a plea
    of guilty, thereby permitting the government to avoid preparing for
    trial     and   permitting   the   court      to   allocate   its   resources
    efficiently.      U.S.S.G. § 3E1.1(b).        In order to qualify for the
    additional reduction under § 3E1.1(b), the defendant must also
    qualify for a decrease under § 3E1.1(a).            U.S.S.G. § 3E1.1, app.
    note 6.
    The district court declined to grant defendant a reduction for
    acceptance of responsibility on the ground that defendant’s drug
    activities after his indictment and arrest but prior to his guilty
    plea     were   inconsistent   with       a   finding   of    acceptance   of
    responsibility.     Defendant argues that his plea of guilty in this
    case entitles him to the reduction.            He contends that since the
    incidents involving the LSD recipe and the attempt to smuggle
    marijuana occurred prior to the entry of his guilty plea, they
    cannot be considered in determining whether he is entitled to the
    reduction.
    Defendant relies on United States v. Jeter, 
    191 F.3d at 640
    ,
    where we noted that, although district courts have discretion in
    determining the time period for acceptance of responsibility, that
    discretion is not unbridled.       In Jeter, we held that the district
    court could not use Jeter’s preindictment state crimes as a basis
    for denying him a reduction for acceptance of responsibility,
    stating that “the defendant must be on notice that the federal
    government has an interest in his or her affairs before § 3E1.1
    comes into play.”     Id. at 639-40.
    Defendant also cites United States v. Tilford, in which this
    court concluded that, despite the fact that Tilford was alerted to
    6
    the IRS agents’ interest in his affairs in 1993 when he was
    informed of the IRS investigation, the relevant time period for
    measuring Tilford’s acceptance of responsibility began with the
    entry of Tilford’s guilty plea in 1998.   Tilford, 
    224 F.3d at 868
    .
    Tilford pleaded guilty on the same day he was indicted.
    However, in United States v. Harper, 
    246 F.3d 520
    , 527 (6th
    Cir. 2001), overruled on other grounds, United States v. Leachman,
    
    309 F.3d 377
    , 385 (6th Cir. 2002), we concluded that the district
    court properly evaluated the defendants’ conduct for purposes of
    the acceptance of responsibility adjustment as of the date of the
    indictment.   In Harper, the defendant wrote an obstructive letter
    after he was indicted, but three-and-a-half months prior to signing
    a plea agreement.    This court noted that the district court could
    consider the defendant’s behavior following his indictment in
    federal court in determining acceptance of responsibility “because
    the defendant is certainly ‘on notice that the federal government
    has an interest in his ... affairs’ at the time of indictment.”
    
    Id. at 526-27
     (quoting Jeter, 
    191 F.3d at 639-40
    ).   We stated that
    the defendant knew of the government’s interest in his criminal
    activity, at the latest, when he was first indicted, and held that
    “the district court did not err by considering all post-indictment
    behavior when assessing whether to grant a downward adjustment
    under § 3E1.1.”     Id. at 527.   Subsequently, in United States v.
    Webb, this court upheld the district court’s denial of a reduction
    for acceptance of responsibility where the defendant continued to
    engage in drug trafficking after the execution of search warrants
    but prior to the defendant’s arrest.    Webb, 
    335 F.3d at 538
    .
    Defendant relies on United States v. Hakley, No. 01-2423
    7
    (unreported), 
    2004 WL 1367481
     (6th Cir. June 15, 2004).       In Hakley
    a panel of this court held that the district court should only have
    considered the defendant’s post-plea conduct.    However, in Hakley,
    the other criminal activity in question occurred prior to the
    defendant’s being charged by way of information.        Thus, we do not
    believe that Hakley can be read as placing an absolute ban on the
    consideration of conduct which occurs prior to the entry of a
    guilty plea.   Even if Hakley is so construed, it is an unreported
    decision, and to the extent that it conflicts with the previously
    published opinions in Harper and Webb, we are bound to follow
    Harper and Webb.   See 6th Cir. R. 206(c).
    The district court did not err in considering the defendant’s
    post-indictment conduct in deciding whether the defendant was
    entitled to a reduction for acceptance of responsibility.            The
    district court reasonably concluded that defendant’s admitted
    continuing drug activities, which indicated the defendant’s failure
    to voluntarily terminate or withdraw from criminal conduct or
    associations, was inconsistent with a finding of acceptance of
    responsibility. U.S.S.G. § 3E1.1, app. notes 1(b) and 3.             The
    district court’s denial of the reduction was reasonable. Since the
    court   properly   denied    the   reduction    for     acceptance    of
    responsibility under § 3E1.1(a), defendant was not entitled to a
    further one-level reduction under § 3E1.1(b).         Defendant’s first
    assignment of error is DENIED.
    Quantity of Controlled Substance
    In his second assignment of error, defendant, citing Blakely
    v. Washington, 542 U.S.     , 
    124 S.Ct. 2531
     (2004), argues that his
    8
    rights under the Sixth Amendment of the United States Constitution
    were violated when the district court sentenced him based on a
    quantity of drugs which was not found by a jury to have been proved
    beyond a reasonable doubt and not admitted by him.       Defendant does
    not attack the factual accuracy of the district court’s drug
    quantity findings.    Rather, defendant contends that the sentencing
    procedures employed by the district court violated Blakely and
    Booker.
    In Blakely, the Supreme Court held that the determinate
    sentencing system in effect in the state of Washington was invalid
    on Sixth Amendment grounds.       During the pendency of this appeal,
    the United States Supreme Court issued a decision in United States
    v. Booker, in which the Supreme Court extended the reasoning in
    Blakely to the federal Guidelines.      The Court in Booker held: “Any
    fact (other than a prior conviction) which is necessary to support
    a   sentence   exceeding   the    maximum   authorized   by   the   facts
    established by a plea of guilty or a jury verdict must be admitted
    by the defendant or proved to a jury beyond a reasonable doubt.”
    Booker, 125 S.Ct. at 756.        The holding in Booker applies to all
    cases pending on direct appeal at the time of the decision.          Id.,
    125 S.Ct. at 769.
    Defendant did not make an argument under Blakely or Booker
    before the district court, as neither of those cases had been
    decided at the time of the defendant’s sentencing.            Typically,
    where a defendant fails to assert an argument before the district
    court, that argument is deemed to be forfeited and is reviewed on
    appeal for plain error.    United States v. Milan, 
    398 F.3d 445
    , 450-
    51 (6th Cir. 2005).   However, in this case, the government argues
    9
    that the defendant’s withdrawal of his objection to the probation
    officer’s   conclusions    concerning     the   amount   of   drugs   to   be
    considered as relevant conduct operated as an admission of that
    drug quantity.     The government’s position is that defendant’s
    withdrawal of his objections to drug quantity constituted a waiver
    by the defendant of any objection to that quantity, foreclosing any
    claim of error under Booker.
    Waiver is distinguishable from forfeiture.          Forfeiture is the
    failure to make a timely objection or assertion of a right, whereas
    waiver is the intentional relinquishment or abandonment of a known
    right.   United States v. Olano, 
    507 U.S. 725
    , 733 (1993).            Plain
    error review does not apply to cases of waiver, but may be invoked
    in the court’s discretion to review rights that were forfeited
    below.   
    Id. at 733-34
    .
    In United States v. Stafford, 
    258 F.3d 465
    , 476 (6th Cir.
    2001), we held that the defendant’s failure to challenge the drug
    quantity findings made by the probation officer operated as an
    admission to the drug types and quantities contained in the report,
    and provided the requisite factual basis to sustain the defendant’s
    enhanced sentence.    See also United States v. Roper, 
    266 F.3d 526
    ,
    531-32 (6th Cir. 2001)(defendant’s withdrawal of objection and
    stipulation   to   drug   quantity   in   presentence    report   provided
    requisite factual basis for enhanced sentence); United States v.
    Pruitt, 
    156 F.3d 638
    , 648 (6th Cir. 1998)(defendant’s statement that
    he had no objections to the presentence report constitutes an
    express admission of the amount and type of drugs attributed to the
    defendant in the report).
    Although the above decisions stand for the proposition that
    10
    the failure to object to the probation officer’s calculations of
    drug quantity constitutes an admission of that quantity, they do
    not specifically address whether that failure to object constitutes
    a waiver precluding plain error review of the district court’s
    quantity determinations on appeal.    In United States v. Treadway,
    
    328 F.3d 878
    , 883 (6th Cir. 2003), we applied a plain error analysis
    to defendant’s drug quantity challenge on appeal even though
    defendant did not object at sentencing to the drug quantity
    specified in the PSI. Thus, there may be a hypothetical case where
    a defendant could argue for a plain error analysis of a Stafford
    admission, such as where the parties learn after sentencing that
    the quantity finding was based on clearly erroneous information, or
    where the defendant at sentencing was unaware of or mistaken as to
    material facts.
    However, such an issue is not before us here.    Regardless of
    whether a Stafford admission results in a waiver or a forfeiture of
    any objection to the accuracy of the probation officer’s drug
    quantity findings, that is not the nature of defendant’s claim in
    this appeal.   Rather, the defendant’s argument is that his Sixth
    Amendment rights as defined under Blakely and Booker were violated
    by the sentencing procedure employed by the district court.
    In Stafford and Roper, this court employed a plain error
    analysis in addressing an analogous argument that the sentences in
    those cases were invalid under Apprendi v. New Jersey, 
    530 U.S. 466
    (2000).   Stafford, 
    258 F.3d at 476-79
    ; Roper, 
    266 F.3d at 531
    .   In
    United States v. Stines, 
    313 F.3d 912
     (6th Cir. 2002), this court
    reviewed the defendants’ Apprendi claim for plain error even though
    one defendant withdrew his objection to the drug quantity in the
    11
    report and another   defendant stipulated to a base offense level.
    We commented, “The subsequent withdrawal by Stines and stipulation
    by Ford could lead one to believe that defendants waived their
    claims challenging the drug quantity determination.”    
    Id. at 917
    .
    However, noting the distinction between waiver and forfeiture, this
    court went on to state that it “would have been impossible for the
    defendants to have intentionally relinquished or abandoned their
    Apprendi based claims considering Apprendi was decided after they
    were sentenced.”   
    Id.
       We concluded that the withdrawal of Stine’s
    objection and Ford’s stipulation resulted in a forfeiture rather
    than a waiver of their right to challenge the drug quantity
    determination on appeal, requiring review of their Apprendi claim
    under the plain error analysis.     
    Id. at 917-18
    .
    As in Stines, the defendant here could not have intentionally
    relinquished or abandoned his Blakely and Booker claims, since
    those cases were decided after he was sentenced.      Therefore, we
    will address the defendant’s claim under Blakely and Booker using
    a plain error analysis.
    Under the plain error test, “before an appellate court can
    correct an error not raised at trial, there must be (1) ‘error,’
    (2) that is ‘plain,’ and (3) that ‘affect[s] substantial rights.’”
    Johnson v. United States, 
    520 U.S. 461
    , 466-67 (1997)(quoting
    Olano, 
    507 U.S. at 731
    ).    If these three criteria are met, then we
    may exercise our discretion to notice a forfeited error which
    seriously affects the fairness, integrity, or public reputation of
    judicial proceedings.     Milan, 
    398 F.3d at 451
    .
    First, we must consider whether there was error under current
    law. United States v. Rogers, 
    118 F.3d 466
    , 471-72 (6th Cir. 1997).
    12
    In Booker, the Supreme Court held that any fact (other than a prior
    conviction) which is necessary to support a sentence exceeding the
    maximum authorized by the facts established by the plea of guilty
    or a jury verdict must be admitted by the defendant or proved to a
    jury beyond a reasonable doubt.            Booker, 125 S.Ct. at 756.            Here,
    Count     1   of    the   indictment   alleged         a    conspiracy    involving   a
    “detectable amount of methamphetamine” and no particular quantity
    was specified in the plea agreement.              However, under Stafford, the
    defendant effectively admitted the quantity of drugs used to
    calculate his sentence by withdrawing his objection to the drug
    calculations in the presentence report.                    Defendant’s admission of
    drug quantity under Stafford constituted an admission of facts
    under Booker.         Therefore, the district court’s reliance on the
    amount of drugs attributed to the defendant in the presentence
    report did not violate the defendant’s Sixth Amendment rights. See
    Stafford, 
    258 F.3d at 476
     (rejecting defendant’s Apprendi argument,
    and noting that “Defendant’s factual admissions in this case
    obviate       any   possible   concerns        about       the   proper   standard    of
    proof.”).2
    However, the extent of defendant’s rights under Booker does
    not end there.            Defendant was sentenced under the pre-Booker
    2
    Judge Clay states in his concurring opinion that it is inconsistent to
    hold that plain error review of defendant’s Booker claim is available when
    defendant’s Stafford admission forecloses any argument that his Sixth Amendment
    rights were violated.      However, the starting point for determining the
    availability of plain error review is not whether the claim has merit. Stines
    indicates that where the defendant could not have intentionally relinquished or
    abandoned a constitutional claim first recognized after sentencing, a forfeiture,
    rather than a waiver, results, even if the plain error analysis ultimately
    reveals that the district court committed no error. See Stines, 313 F.3d at 917;
    United States v. Harris, No. 04-1589, 
    2005 WL 894581
     at *2 (6th Cir. Apr. 19,
    2005)(finding no Sixth Amendment error in light of Stafford admission after
    applying plain error analysis).
    13
    mandatory Sentencing Guidelines. Because 
    18 U.S.C. §3553
    (b)(1) has
    been excised and severed under Booker, the district court erred by
    treating the Guidelines as mandatory when it sentenced defendant.
    United States v. Barnett, 
    398 F.3d 516
    , 525 (6th Cir. 2005).           Thus,
    in this respect, the first branch of the plain error test is
    satisfied in this case.
    The second issue is whether the error was “plain.”         A “plain”
    error is one that is “clear” or “obvious.”     Olano, 
    507 U.S. at
    733-
    34.   Where the law at the time of trial was settled and clearly
    contrary to the law at the time of appeal, it is sufficient that an
    error be plain at the time of appellate consideration.            Johnson,
    
    520 U.S. at 468
    .      In this case, the Sentencing Guidelines were
    mandatory when the defendant was sentenced, but Booker effectuated
    a “clear” and “obvious” change in law by making the Sentencing
    Guidelines advisory.     Thus, it was plain error for defendant to be
    sentenced under a mandatory Guidelines scheme that has now become
    advisory.     See Barnett, 
    398 F.3d at 525-26
    .
    The third prong is whether the error affects the defendant’s
    substantial    rights.     Generally,   for   an   error   to    affect   a
    defendant’s     substantial   rights,   the   error   must      have   been
    prejudicial, such as error that caused the defendant to receive a
    more severe sentence.      Olano, 
    507 U.S. at 734
    ; United States v.
    Swanberg, 
    370 F.3d 622
    , 629 (6th Cir. 2004).       However, in Barnett,
    a panel of this court held that a presumption of prejudice arises
    in cases where a defendant is sentenced under mandatory, rather
    than advisory, Guidelines, and where the district court could have
    imposed a lower sentence had it known that the Guidelines were
    merely advisory.      Barnett, 398 F.3d at 528 (prejudice presumed
    14
    because it would be exceedingly difficult for a defendant to show
    that his sentence would have be different under an advisory
    framework).
    The Barnett court noted that the presumption of prejudice
    could be rebutted in a rare case where “the trial record contains
    clear and specific evidence that the district court would not have,
    in any event, sentenced the defendant to a lower sentence under an
    advisory Guidelines regime.”         Id. at 529.        However, no such
    evidence exists in the instant case. Defendant was sentenced prior
    to the decisions in Blakely and Booker, and the district court did
    not indicate what sentence would be imposed if the Guidelines were
    regarded as advisory rather than mandatory. The case for remand is
    particularly strong where, as here, the district court sentenced
    defendant at the low end of the Guidelines range.                 See United
    States v. Hamm, 
    400 F.3d 336
    , 340 (6th Cir. 2005).
    Because    defendant    was    sentenced   under    the      Sentencing
    Guidelines as a mandatory, rather than advisory, sentencing scheme,
    defendant’s substantial rights have been affected, and the third
    prong of the plain error test has been satisfied.
    Finally, we must determine whether this case warrants the
    exercise   of   our   discretion.    Rogers,    
    118 F.3d at 473
    .    In
    accordance with Barnett, “[w]e conclude that an exercise of our
    discretion [to remedy plain error] is appropriate in the present
    case.”   Barnett, 
    398 F.3d at 530
    .       This is a case where the error
    may be regarded as seriously affecting the fairness, integrity, or
    public reputation of judicial proceedings. Milan, 
    398 F.3d at 451
    .
    As we noted in United States v. Oliver, 
    397 F.3d 369
    , 381 n. 3 (6th
    Cir. 2005), we ought not assume that a defendant’s sentence under
    15
    the new discretionary sentencing regime would be the same and
    therefore that a remand is superfluous.
    Conclusion
    For the foregoing reasons, we AFFIRM the district court’s
    denial of a reduction for acceptance of responsibility under the
    Guidelines. In addition, we VACATE defendant’s sentence and REMAND
    for resentencing consistent with this opinion and with the Supreme
    Court’s decision in Booker.
    16
    CLAY, J., concurring in the judgment only. I fully agree that
    Clements’ sentence must be remanded to the district court in light
    of our holding in United States v. Barnett, 
    398 F.3d 516
    , 525 (6th
    Cir. 2005).     I also agree that the district court did not err in
    denying a downward departure in Clements’ sentence for acceptance
    of responsibility.     I decline to join the majority opinion because
    I   believe     that   it   inappropriately        relies     on   pre-Booker
    jurisprudence to analyze Clements’ claim that he was sentenced in
    violation of the Sixth Amendment.            Furthermore, because Clements’
    sentence must be remanded in light of Barnett, the majority’s
    extended Sixth Amendment discussion amounts to wholly unnecessary
    dicta.     However, since the majority does address the issue, I am
    compelled to note my disagreement with its analysis.
    In United States v. Stafford, 
    258 F.3d 465
    , 476 (6th Cir.
    2001), this Court held, pre-Booker, that the failure to object to
    the type and/or quantity of drugs set forth in the presentence
    investigation report (“PSIR”) constitutes an admission of the type
    and/or quantity therein.        The majority in the instant case applies
    Stafford,     and   concludes    that   by    failing   to   object   Clements
    effectively admitted the amount of methamphetamine set forth in the
    PSIR.     This is undoubtedly a correct application of Stafford’s
    holding.     However, the majority also concludes that Defendant’s
    failure to object to the PSIR constituted a forfeiture, and not a
    waiver, of his right to raise a Booker-based Sixth Amendment
    17
    argument on appeal.          The conclusion that Clements’ failure to
    object was both an admission and a forfeiture is illogical.                      It
    does not make sense to state that Clements admitted the amount of
    drugs used to calculate his sentence, but then also state that he
    forfeited a Booker argument that we may review for plain error.
    Booker specifically holds that “any fact . . . which is necessary
    to support a sentence exceeding the maximum authorized by the facts
    established by a plea of guilty or a jury verdict must be admitted
    by the defendant . . .”            United States v. Booker, 
    125 S. Ct. 738
    ,
    756 (2005) (emphasis added).             Where the defendant has admitted the
    facts used to calculate his sentence, there is no Booker problem,
    thus there is nothing to review for plain error.                   This conclusion
    is consistent with Stafford, which, although purporting to apply
    plain error review, recognized that the district court did not
    “commit[] any sort of error, plain or otherwise.”                   Stafford, 
    258 F.3d at 471
    .         In my opinion, if the majority wishes to apply
    Stafford,     it    makes   much     more    sense   to   simply    conclude    that
    Clements’     admission      to    the     amount    of   drugs    under   Stafford
    forecloses any argument that his sentence violated the Sixth
    Amendment.         See United States v. Harris, No. 04-1589, 
    2005 WL 894581
       at   *2     (6th   Cir.    Apr.    19,   2005)   (citing    Stafford    and
    concluding that the defendant’s failure to object to the PSIR means
    that “there is no Sixth Amendment error in the present case”).
    Furthermore, in addition to disagreeing with the way in which
    18
    the majority applies Stafford, I am not at all convinced that
    Stafford and the other cases cited by the majority actually survive
    Booker.       Once   again,   because     Barnett   conclusively   resolves
    Clements’ sentencing claim, I believe it is entirely unnecessary to
    rely on pre-Booker precedent such as Stafford and its progeny.
    Because the majority’s conclusion that Clements’ failure to
    raise    a   Sixth   Amendment   argument    before   the   district   court
    constitutes a forfeiture that may be reviewed for plain error is
    illogical in light of the conclusion that Clements’ failure to
    object to the PSIR constituted an admission under Stafford, and is
    superfluous dicta, I respectfully decline to join the majority’s
    opinion.
    19
    

Document Info

Docket Number: 04-5414

Citation Numbers: 142 F. App'x 223

Filed Date: 6/22/2005

Precedential Status: Non-Precedential

Modified Date: 1/12/2023

Authorities (22)

United States v. John D. Rogers , 118 F.3d 466 ( 1997 )

United States v. William Benjamin (96-4040), Robert N. ... , 138 F.3d 1069 ( 1998 )

United States v. Eddie D. Jeter , 191 F.3d 637 ( 1999 )

United States v. David Harper (99-6485) and Juan Garcia (99-... , 246 F.3d 520 ( 2001 )

United States v. Larry Eugene Tilford,defendant-Appellant , 224 F.3d 865 ( 2000 )

United States v. David Lee Oliver , 397 F.3d 369 ( 2005 )

United States v. Marc Milton Leachman , 309 F.3d 377 ( 2002 )

United States v. Robert Douglas Treadway , 328 F.3d 878 ( 2003 )

United States v. Bobby Webb (01-5682) and Preston Webb (01-... , 335 F.3d 534 ( 2003 )

United States v. Kevin R. Hamm , 400 F.3d 336 ( 2005 )

United States v. Craig Alan Swanberg (02-1659) and Adam ... , 370 F.3d 622 ( 2004 )

United States v. Marshall Dwayne Hughes , 369 F.3d 941 ( 2004 )

United States v. James Sylvester Milan, Jr. (02-6245) and ... , 398 F.3d 445 ( 2005 )

united-states-v-tobias-marco-pruitt-95-5983-cory-d-evans-95-6393-john , 156 F.3d 638 ( 1998 )

United States v. Yervin K. Barnett , 398 F.3d 516 ( 2005 )

United States v. David Stafford , 258 F.3d 465 ( 2001 )

United States v. Lennox Linval Roper , 266 F.3d 526 ( 2001 )

United States v. Olano , 113 S. Ct. 1770 ( 1993 )

Johnson v. United States , 117 S. Ct. 1544 ( 1997 )

Apprendi v. New Jersey , 120 S. Ct. 2348 ( 2000 )

View All Authorities »