Cinti School Dist v. Bd of Educ ( 2005 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 05a0850n.06
Filed: October 17, 2005
No. 04-4258
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
CINCINNATI SCHOOL DISTRICT, et. al., )
) ON APPEAL FROM THE
Plaintiffs-Appellants, ) UNITED STATES DISTRICT
) COURT FOR THE SOUTHERN
v. ) DISTRICT OF OHIO
)
BOARD OF EDUCATION OF THE STATE OF ) OPINION
OHIO, et. al., )
)
Defendants-Appellees. )
BEFORE: COLE, ROGERS, and McKEAGUE, Circuit Judges.
DAVID W. McKEAGUE, Circuit Judge. Residents of Madeira, Ohio petitioned the Board
of Education of the State of Ohio (“State Board”) to transfer their properties from the Cincinnati
School District (“CSD”) to the Madeira School District. CSD opposed such a transfer on the
grounds that it would exacerbate racial isolation in its district. During the pendency of the
procedure set forth under Ohio law for determining whether a transfer petition should be granted,
Plaintiffs filed suit in federal court seeking an injunction prohibiting the transfer of the properties
at issue out of the CSD. The district court granted Defendants’ motion for judgment on the
pleadings on three independent bases–Eleventh Amendment immunity, lack of ripeness, and
abstention. Plaintiffs filed a timely notice of appeal. For the reasons set forth below, we affirm the
judgment of the district court with one modification.
No. 04-4258
Cincinnati School District v. Bd. of Education of the State of Ohio
I. BACKGROUND
On March 21, 2000, the owners of four properties located on Windridge Drive in Madeira,
Ohio filed a request with the State Board to have their properties transferred from the CSD to the
Madeira School District. Ohio law specifically provides for a comprehensive analysis and
administrative process to evaluate and review such a proposed repositioning of school district
boundaries. See Ohio Rev. Code § 3311.24; Ohio Admin. Code § 3301:89-02. The State Board
begins by soliciting information from the potentially affected school districts. A referee holds an
administrative hearing during which the district which would lose territory under the proposed
transfer may oppose the transfer by presenting witnesses, cross-examining the witnesses of the
petitioners, and by offering evidence in support of its position. The referee then weighs all the
evidence and is required to consider ten specific factors before issuing a report and recommendation
to the State Board. The parties may submit formal objections to the report and recommendation
before the State Board decides to approve, disapprove or modify the referee’s recommendation. The
decision can then be appealed to the state court system. Ohio Rev. Code § 119.12. The school
district subject to gain additional property may ultimately refuse to accept any additional territory
regardless of the decision reached by the State Board or the courts. Garfield Heights City School
Dist. v. State Bd. of Educ., 646 N.E.2d 163, paragraph one of the syllabus (Ohio 1995).
After the Madeira residents on Windridge Drive requested the transfer, the State Board
sought information regarding the proposed transfer from both affected school districts as required
by law. The Madeira School District promptly provided information in response to the State
Board’s query, but the CSD did not respond until years later. Instead of challenging the proposed
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No. 04-4258
Cincinnati School District v. Bd. of Education of the State of Ohio
transfer in the state administrative proceeding, the CSD, its superintendent, and its board members
filed a complaint in federal court alleging that the proposed transfer would violate the Equal
Protection Clause and 42 U.S.C. § 1983 by causing an increase in racial isolation within the CSD.
The complaint also asserts a claim for illegal gerrymandering and discriminatory practices and seeks
declaratory judgment and an injunction preventing the State Board from transferring the properties
at issue out of the CSD. The named defendants are the State Board, the State Superintendent of
Public Instruction (“State Superintendent”), and several (but not all) individual members of the State
Board.
Defendants filed a motion for judgment on the pleadings which was granted by the district
court. The district court concluded that Plaintiffs’ claims were barred by the Eleventh Amendment
and dismissed the complaint with prejudice. The district court went on to opine that even if the
claims had not been barred by the Eleventh Amendment, dismissal was proper on the basis that the
claims were not ripe and on the basis that the facts required the federal court to abstain from
exercising jurisdiction pursuant to Younger v. Harris, 401 U.S. 37 (1971). Plaintiffs filed a timely
notice of appeal.
After this appeal was briefed, the state administrative proceeding to decide the transfer
petition was conducted. The court granted the Board’s motion to supplement the record with
documents resulting from the state proceeding. After the initial hearing the referee issued an R&R
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No. 04-4258
Cincinnati School District v. Bd. of Education of the State of Ohio
recommending denying the application for transfer, and the Board adopted that recommendation.1
The property owners who filed the petition for transfer appealed the Board’s decision.
II. ANALYSIS
A. Standard of Review
Whether the district court properly dismissed a suit based on the pleadings is a question of
law subject to de novo review. Roberson v. Tennessee, 399 F.3d 792, 794 (6th Cir. 2005); Smith v.
City of Salem, 378 F.3d 566, 570 (6th Cir. 2004); Arrow v. Fed. Reserve Bank, 358 F.3d 392, 393
(6th Cir. 2004). The court must construe the complaint in a light most favorable to the plaintiff,
accept all the factual allegations as true, Smith, 378 F.3d at 568, and determine whether the plaintiff
undoubtedly can prove no set of facts in support of his claims which would entitle him to relief.
Roberson, 399 F.3d at 794; Arrow, 358 F.3d at 393. “When an allegation is capable of more than
one inference, it must be construed in the plaintiff’s favor.” Columbia Natural Res., Inc. v. Tatum,
58 F.3d 1101, 1109 (6th Cir. 1995), accord Saglioccolo v. Eagle Ins. Co., 112 F.3d 226, 228-29 (6th
Cir. 1997).
B. Ripeness
The district court correctly held that it did not have proper subject matter jurisdiction over
Plaintiffs’ claims because they were not ripe. The ripeness doctrine is typically thought of as an
1
Although the R&R does not explicitly say as much, it apparently recommended that the
transfer petition be denied because it was a thinly-veiled ploy to raise property values. At no time
during the pendency of the transfer petition was there a child residing in the affected territory who
attended public school. Furthermore, the referee found that none of the children would have
attended public school even if the transfer was granted.
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No. 04-4258
Cincinnati School District v. Bd. of Education of the State of Ohio
equitable doctrine, albeit one of a threshold nature. See Abbott Labs. v. Gardner, 387 U.S. 136, 148-
49 (1967). In some circumstances, however, as in this case, ripeness concerns keep a case from
qualifying as an Article III case or controversy. “The jurisdiction of federal courts is limited by
Article III of the United States Constitution to consideration of actual cases and controversies,
therefore federal courts are not permitted to render advisory opinions.” Adcock v. Firestone Tire
& Rubber Co., 822 F.2d 623, 627 (6th Cir. 1987) (citations omitted). The ripeness “doctrine exists
to ensure that courts decide only existing, substantial controversies, not hypothetical questions or
possibilities.” Deja Vu of Nashville, Inc. v. Metro. Gov’t of Nashville, 274 F.3d 377, 399 (6th Cir.
2001). In order to determine whether claims are ripe, the Court examines the following factors: (1)
whether the factual record is sufficiently developed to allow for fair adjudication; (2) the likelihood
that the harm alleged will ever come to pass; and (3) hardship to the parties if judicial review is
denied. Adult Video Ass'n v. United States, 71 F.3d 563, 568 (6th Cir. 1995). The district court
analyzed these three factors and concluded that Plaintiffs’ claims were not ripe.
On appeal Plaintiffs assert that because of the fact-intensive nature of their claims it was
improper for the district court to evaluate ripeness in the context of a motion for judgment on the
pleadings. This argument evidences a fundamental misunderstanding of the nature of the ripeness
doctrine. Federal courts do not have subject matter jurisdiction to hear claims which are not ripe.
Norton v. Ashcroft, 298 F.3d 547, 554 (6th Cir. 2002); Bigelow v. Michigan Dept. of Natural Res.,
970 F.2d 154, 157 (6th Cir. 1992). Plaintiffs have the burden to allege facts in their complaint
sufficient to establish that the court has subject matter jurisdiction. See Fed. R. Civ. P. 8(a)(1); Bd.
of Trustees of Painesville Tp. v. City of Painseville, 200 F.3d 396, 398 (6th Cir. 1999); Musson
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No. 04-4258
Cincinnati School District v. Bd. of Education of the State of Ohio
Theatrical, Inc. v. Federal Exp. Corp., 89 F.3d 1244, 1248 (6th Cir. 1996). This Court is required
to accept all factual allegations in the complaint as true when analyzing whether the claims are ripe
on a motion for judgment on the pleadings, but Plaintiffs are not entitled to additional time to
develop evidence regarding ripeness when subject matter jurisdiction was not adequately alleged
in the complaint. The district court appropriately examined whether the allegations in the complaint
were sufficient to meet the three prongs of the ripeness test.
The district court concluded that Plaintiffs’ allegations do not demonstrate that the factual
record is sufficiently developed to permit review. Specifically, the district court found that
Plaintiffs’ refusal to participate in the transfer process by not submitting the information requested
by the State Board prevented necessary facts from being available for review. Since that
determination, the CSD did comply with the request for information so that the state transfer
proceeding could go forth. However, the result of that proceeding was a determination by the State
Board to deny the transfer petition. Since there has not yet been a decision to allow the Windridge
Drive properties to be transferred out of the CSD, there is no factual record which demonstrates
whether such a decision was made for impermissibly discriminatory reasons. Accordingly, this
factor weighs in favor of finding that Plaintiffs’ claims are not ripe. Plaintiffs do not attack this
conclusion directly, but merely reiterate their contention that this factor cannot be analyzed without
benefit of discovery. This argument has already been discussed and rejected.
Regarding the next factor, the district court concluded that it was impossible to quantify the
likelihood that the transfer Plaintiffs sought to enjoin would ever take place. The district court
observed that although the transfer proceeding had been commenced, there were several steps at
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Cincinnati School District v. Bd. of Education of the State of Ohio
which the transfer could be rejected.2 The State Board could refuse to approve the transfer. See
Ohio Rev. Code § 3311.24; Ohio Admin. Code § 3301:89-02. The common pleas court could
overturn a decision to approve the transfer. See Ohio Rev. Code § 119.12. A court decision
upholding the approval of the transfer could be overturned on appeal to the Ohio Court of Appeals,
the Ohio Supreme Court, and even the United States Supreme Court. See id., Ohio Sup. Ct. R. III,
U.S. Sup. Ct. R. 10. Finally, even if the transfer was approved at all those levels the Madeira School
District could refuse to accept the Windridge Drive properties. Ohio Rev. Code § 3311.24(A)(1);
Garfield Heights City School Dist. v. State Bd. of Educ., 646 N.E.2d 163, syllabus at paragraph one
(Ohio 1995).
The subsequent course of events has borne out the district court’s skepticism regarding the
likelihood of harm. The State Board denied the petition for transfer. The owners of the Windridge
Drive properties have appealed that decision to the state courts, but the fact that the transfer actually
has been denied at one stage in the proceeding supports the district court’s conclusion that the nature
of the proceeding made that result possible. In order to meet this prong of the ripeness analysis a
plaintiff must established a “credible fear” that the anticipated constitutional violation will come to
pass. See Norton, 298 F.3d at 554. The district court did not err when it concluded that no such
credible fear was alleged in the complaint.
2
The district court properly noted that it was permitted to take judicial notice of the statutory
framework governing the procedure for approving a transfer. See Val Decker Packing Co. v. Corn
Products Sales Co., 411 F.2d 850, 852 (6th Cir. 1969) .
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No. 04-4258
Cincinnati School District v. Bd. of Education of the State of Ohio
Finally, the district court held that neither party would be harmed if judicial review was
denied. Plaintiffs assert that they would be harmed because the state transfer procedure does not
provide them with an adequate forum to raise their constitutional claims. Plaintiffs have
misunderstood the hardship requirement of ripeness. To determine hardship, this court examines
only what difficulties befall Plaintiffs during the pendency of this proceeding. Hardship analysis
thus concerns harm occurring presently and until a court hears the claims at issue, not whether Ohio
agencies or courts will serve as an appropriate forum for those claims in the future. At oral
argument, Plaintiffs conceded that they are currently suffering no hardship whatsoever. This factor
indicates that their claims are not ripe.
The district court's proper holding that Plaintiffs' claims are not ripe is sufficient to affirm
its grant of Defendants' motion for judgment on the pleadings for lack of subject matter jurisdiction.
The district court, however, dismissed the case “with prejudice.” Plaintiffs argue on appeal that
even if dismissal was proper it should have been without prejudice. We agree. Because we affirm
the dismissal of this case due to a lack of jurisdiction, such dismissal will be without prejudice. See
Bauer v. RBX Indus., Inc., 368 F.3d 569, 581 (6th Cir. 2004) (vacating the district court's judgment
for lack of jurisdiction and noting that it “should have dismissed the [Labor Management Relations
Act] claim without prejudice”); Mitan v. Int'l Fid. Ins. Co., 23 Fed. App’x 292, 298 (6th Cir. 2001)
(noting that “[d]ismissals of actions that do not reach the merits of a claim, such as dismissals for
lack of jurisdiction, ordinarily are without prejudice.”). Regardless of whether the jurisdictional
ground for dismissal is ripeness or state sovereign immunity, the result as to prejudice is identical:
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No. 04-4258
Cincinnati School District v. Bd. of Education of the State of Ohio
dismissal will be without prejudice. We therefore find it unnecessary to determine whether the
district court properly dismissed this case pursuant to state sovereign immunity.
Furthermore, this court, after concluding that no jurisdiction exists, may not examine
Younger abstention. See Younger v. Harris, 401 U.S. 37, 38-42 (1971) (dismissing the cases of three
intervening plaintiffs for lack of equitable jurisdiction without reaching the issue of abstention, but
abstaining for the lone remaining plaintiff who had a live controversy). Jurisdiction must exist
before a court can abstain. See id. We therefore do not reach the abstention issue.
III. CONCLUSION
The district court did not err when it granted Defendants’ motion for judgment on the
pleadings because Plaintiffs claims are not ripe. However, the dismissal of Plaintiffs’ claims against
the board member defendants should have been without prejudice. Accordingly, the judgment of
the district court is AFFIRMED but modified to reflect dismissal of the claims against the
individual board member defendants without prejudice.
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