Bolton v. Berghuis , 164 F. App'x 543 ( 2006 )

NOT RECOMMENDED FOR PUBLICATION
File Name: 06a0041n.06
Filed: January 13, 2006
No. 05-1358
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
DONALD PAUL BOLTON, )
) ON APPEAL FROM THE UNITED
Petitioner-Appellant, ) STATES DISTRICT COURT FOR THE
) WESTERN DISTRICT OF MICHIGAN
v. )
)
MARY BERGHUIS, )
)
Respondent-Appellee. )
BEFORE: CLAY and COOK, Circuit Judges; and OLIVER, District Judge.*
OLIVER, District Judge: Petitioner-Appellant Donald Bolton (“Appellant” or “Bolton”)
appeals the district court’s dismissal of his petition for writ of habeas corpus. Bolton was convicted
in 1993, for assault with intent to murder a police officer, and sentenced to life imprisonment. The
district court dismissed the petition as untimely and refused to equitably toll the limitations period.
For the reasons stated below, the judgment of the district court is affirmed.
I. FACTS AND PROCEDURAL HISTORY
A. State Conviction and Post Conviction Proceedings
A Michigan state court jury convicted Bolton of assault with intent to murder a police officer
*
The Honorable Solomon Oliver, Jr., United States District Judge for the Northern
District of Ohio, sitting by designation.
in 1993, along with six other crimes. Bolton was sentenced to life imprisonment. The Michigan
Court of Appeals affirmed the conviction on July 25, 1995. People v. Bolton, No. 165706 (Mich
Ct. App. July 25, 1995). The Michigan Supreme Court denied leave to appeal on May 31, 1996.
Bolton did not seek a writ of certiorari from the United States Supreme Court.
Over two and one-half years later, in January 1999, Bolton filed a post-conviction motion
in the Michigan trial court, asserting ineffective assistance of his trial counsel. The basis for the
claim was that Bolton’s trial counsel was a volunteer member of the Kalamazoo County Sheriff’s
Mounted Division, and thus was under a conflict of interest in defending Bolton, who had been
charged with assaulting a police officer. The post-conviction motion also alleged that Bolton’s trial
attorney failed to preserve evidence and voluntarily submitted unfavorable evidence which enhanced
Bolton’s sentence. The trial court denied Bolton’s post-conviction motion on April 17, 2001. The
Michigan Court of Appeals refused to grant leave for Bolton to appeal this decision on August 16,
2001, and the Michigan Supreme Court likewise denied Bolton’s request on March 4, 2002. People
v. Bolton, 640 N.W.2d 875 (Mich. 2002).
B. Federal Habeas Petition
Bolton filed the instant habeas petition in the Western District of Michigan on April 3, 2002,
less than thirty days after the conclusion of his state post-conviction proceedings. The district court
restated the claims outlined in the habeas petition as follows:
The trial court’s decision was contrary to clearly established federal law
and/or an unreasonable application of federal law when the court concluded
that the Petitioner was required to show an actual rather than a potential
conflict of interest. The failure of the appellate courts to review also
violated federal habeas standards.
Even if actual conflict is the proper standard, the trial judge misapplied
clearly established federal law and/or made an unreasonable interpretation
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of that law by concluding that an actual conflict was not shown. The
appellate courts also violated federal habeas standards when they refused
discretionary review.
Even if there was no conflict of interest, it was a contrary application of
clearly established federal law or an unreasonable application of that law
to have denied relief because the record showed that the Petitioner had
received constitutionally ineffective lawyering.
Respondent-Appellee Mary Berghuis (“Appellee” or “Berghuis”) moved to dismiss the petition as
untimely. In response, Bolton contended he had been unable to discover the factual predicate for
the claim until shortly before he filed his motion for state post-conviction relief, and argued that the
statute of limitations should be equitably tolled to permit a ruling on the merits of his petition. On
April 7, 2003, the district court judge adopted the magistrate judge’s report and recommendation that
the motion to dismiss be denied without prejudice, pending a hearing on when Bolton had actually
discovered the factual predicate for his ineffective assistance of counsel claim
After a hearing, Appellee filed a second motion to dismiss the petition as untimely. In March
2005, the district judge adopted the magistrate judge’s report and recommendation that the motion
to dismiss be granted. The district court held that a diligent investigation of the facts underlying
Bolton’s ineffective assistance of counsel claims should have been completed no later than July
1995. Since the motion for state post-conviction relief was not filed until more than three years
later, the district court found that the subsequent habeas petition was filed well beyond the one-year
Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) statute of limitations. With
respect to equitable tolling, the district court reviewed the five factors governing the doctrine, and
concluded equitable tolling was not applicable. Finally, the court found that inasmuch as the basis
for Bolton’s actual innocence claim was polygraph evidence, such evidence was inadmissible in
criminal trials in Michigan, and thus did not constitute admissible evidence of actual innocence.
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The district court did grant a certificate of appealability for all grounds asserted, noting that
“the procedural ruling, though resting on a solid legal basis, is objectively debatable because of the
evolving law on the issues of equitable tolling and ‘actual innocence.’”
II. STANDARD OF REVIEW
A district court’s decision to deny habeas corpus relief is reviewed de novo. E.g., Allen v.
Yukins, 366 F.3d 396, 399 (6th Cir. 2004). Likewise, a district court’s decision not to apply
equitable tolling is reviewed de novo. E.g., King v. Bell, 378 F.3d 550, 553 (6th Cir. 2004).
A district court’s factual findings are reversible only for clear error. Amadeo v. Zant, 486
U.S. 214, 223 (1988).
III. LAW AND ANALYSIS
A. AEDPA Statute of Limitations
Bolton contends the district court erred when it found his petition for habeas relief was
untimely filed. Under 28 U.S.C. § 2244(d)(1), a prisoner may file a motion in federal court to vacate
a state court conviction or sentence, but such a motion is subject to a one-year statute of limitation,
which runs from the latest of:
(A) the date on which the judgment of conviction became final by the
conclusion of direct review or the expiration of the time for seeking such
review;
(B) the date on which the impediment to filing an application created by
State action in violation of the Constitution or laws of the United States is
removed, if the applicant was prevented from filing by such State action;
(C) the date on which the constitutional right asserted was initially
recognized by the Supreme Court, if the right has been newly recognized
by the Supreme Court and made retroactively applicable to cases on
collateral review; or
(D) the date on which the factual predicate of the claim or claims presented
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could have been discovered through the exercise of due diligence.
28 U.S.C. § 2241(d)(1). Additionally, the statute indicates that “[t]he time during which a properly
filed application for State post-conviction or other collateral review with respect to the pertinent
judgment or claim is pending shall not be counted toward any period of limitation under this
subsection.” 28 U.S.C. § 2241(d)(2).
Bolton’s conviction became final in 1996, when he did not timely seek a writ of certiorari
in the United States Supreme Court to appeal the Michigan Supreme Court’s decision denying him
leave to appeal his conviction. Bolton did not file his federal habeas petition until 2002, nearly six
years after his conviction became final. Thus, the petition was filed more than one year after the
conviction became final, and is untimely under 28 U.S.C. § 2241(d)(1)(A).
Bolton argues that even if his petition was untimely under § 2241(d)(1)(A), the petition was
timely under § 2241(d)(1)(D). Under this section, Bolton contends the one-year statute of
limitations started in January 1999, the time he maintains he learned of the factual predicate for his
claim and filed his state post-conviction motion. According to his calculation, the limitations period
was stayed pending the state post-conviction proceedings, and his federal habeas filing less than
thirty days from the end of the state proceedings was timely. Appellant contends that he “did not
learn enough information to link the trial attorney’s membership in the police organization to a
conflict of interest” until 1999. Bolton does admit he first learned his trial lawyer was a volunteer
sheriff in 1995. However, he argues that he did not pursue information about the conflict during his
direct appeal, because such an issue could not be raised on direct appeal, and would be moot if the
direct appeal were successful. Moreover, Bolton asserts that the fact his trial counsel was a
volunteer sheriff was not evidence of a conflict of interest per se, and more investigation was
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necessary before he truly knew the factual predicate for the claim.
Appellee argues that Bolton knew the factual predicate for his ineffective assistance of
counsel claim in July 1995, and that there was no reason for the forty-one month delay in filing for
state post-conviction relief. The magistrate judge (and the district court) agreed, noting that:
Counsel has failed, however, to identify what additional facts were
necessary to properly evaluate Petitioner’s claim. Moreover, counsel has
failed to identify any investigatory efforts that he undertook subsequent to
July 1995. The Court is not suggesting that counsel did not undertake any
such investigatory efforts, but it is relevant that counsel has failed to
identify the nature of any such efforts or articulate their relevance to
Petitioner’s habeas claims.
The court went on to note the facts on the record indicating that Appellant and his family had
learned of the potential conflict of interest in July 1995, and made the following factual finding:
in the absence of any evidence suggesting otherwise, the Court can envision
no circumstance in which a diligent investigation of the facts underlying
Petitioner’s claims would have taken until January 1999 (as Petitioner
asserts) or even January 30, 1998 (the latest date by which the limitations
period could have started and still rendered timely Bolton’s petition).
The district court’s finding of fact is not clearly erroneous. There is no dispute that Appellant
learned the underlying facts to support his ineffective assistance of counsel claim in July 1995, but
made no filing in any court until July 1999, well after the one-year statute of limitations had expired.
Therefore, Bolton’s petition for a writ of habeas corpus is time-barred under the one-year AEDPA
statute of limitations in 28 U.S.C. § 2241(d).
B. Equitable Tolling
Bolton argues that even if his petition is time-barred under the AEDPA, the court should
apply the doctrine of equitable tolling and hear his habeas claims on their merits. Appellant makes
several overlapping arguments for equitable tolling, which essentially fall into three categories: (1)
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mandatory equitable tolling, pursuant to Griffin v. Rogers, 399 F.3d 626 (6th Cir. 2005) and Palmer
v. Carlton, 276 F.3d 777 (6th Cir. 2002); (2) general principles of equitable tolling; and (3) equitable
tolling due to a claim of actual innocence, pursuant to Souter v. Jones, 395 F.3d 577 (6th Cir. 2005).
For the reasons stated below, none of these arguments justify the application of equitable tolling in
this case.
1. Mandatory Equitable Tolling
Appellant cites two recent Sixth Circuit cases, Griffin and Palmer, to support equitable
tolling in his case. The court finds these cases inapplicable to the current case. Griffin and Palmer
established a doctrine of “mandatory equitable tolling” under specific, narrow circumstances. They
addressed a problem arising out of the Supreme Court’s holding, in Duncan v. Walker, 533 U.S. 167
(2001), that the AEDPA statute of limitations was not tolled during the pendency of federal habeas
proceedings.1 The Duncan holding, combined with the AEDPA’s requirement that all habeas claims
be exhausted by being presented to the state courts prior to filing for federal habeas relief, presented
a problem for state prisoners with mixed petitions seeking federal habeas relief on some claims that
had been exhausted in state court and some that had not been exhausted. In such circumstances, the
federal court would dismiss the petition for containing unexhausted claims. By that time, however,
the statute of limitations on the previously-exhausted claims may well have expired. On the other
hand, if he filed the unexhausted claims in state court first, the statute of limitations would be tolled
for those claims only, and he would likely be precluded by the statute of limitations from pursuing
1
In a concurring opinion in Duncan, Justice Stevens identified this problem and
proposed the stay-and-abeyance procedure which was adopted by the Second
Circuit in Zarvela v. Artuz, 254 F.3d 374 (2d.Cir. 2001) and later by this court in
Palmer.
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the previously-exhausted claims in federal court. Griffin and Palmer addressed this unique situation,
and adopted:
a stay-and-abeyance procedure, which effects a mandatory form of
equitable tolling for the narrow group of cases in which a mixed petition
is dismissed near or after the expiration of the AEDPA limitations period.
Our Court has determined that if such a petitioner files any unexhausted
claims in state court within 30 days of dismissal and re-files in federal
court within 30 days of exhaustion, the re-filed petition will automatically
be considered timely. If this mandatory equitable tolling does not apply,
this Court may still equitably toll the limitations period based on the
traditional equitable factors as outlined by this court in Andrews v. Orr, 851
F.2d 146 (6th Cir. 1998).
Griffin, 399 F.3d at 631. In both Griffin and Palmer, however, the original date of filing in federal
court for the stay-and-abeyance procedure was timely and within the one-year AEDPA statute of
limitations. By their very terms, the Palmer/Griffin line of cases apply to a habeas petitioner who:
(1) has a mixed case of some exhausted and some unexhausted claims; (2) files a timely petition in
federal court; and (3) thereafter pursues his unexhausted claims in state court within 30 days and
refiles in federal court within 30 days after exhaustion.
Appellant argues that if he had the benefit of the Palmer decision earlier, he would have filed
his unexhausted claims in federal court in a timely fashion, obtained a stay, and proceeded to state
court to exhaust the claims. However, assuming Palmer was the law in 1997, it would not have
helped Appellant. First, Palmer applies only to mixed petitions, and Appellant’s petition prior to
the state post-conviction motion was not mixed; it contained only unexhausted claims. Even if the
court read Palmer to apply to unmixed petitions, Appellant’s petition was still not timely filed in the
first case. Bolton’s petition would have had to have been filed in state or federal court by August 31,
1997, to be timely. However, Appellant filed nothing regarding this claim in any court until 1999.
While he contends that if Palmer had been the law at the time, he would have filed in 1997, there
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is nothing to suggest this is true. His stated reason for failure to file in 1997, which has already been
rejected by the court, was that he had not learned of the factual predicate for his claim at that time.
There is nothing in Palmer to suggest that claims should be filed prior to one year before the date
by which the factual predicate for the claim could have been discovered by the exercise of due
diligence. Mandatory equitable tolling, as contemplated by Palmer and Griffin, is strictly limited
to protect a narrow class of habeas petitioners “whose timely filed habeas petitions remain pending
in district court past the limitations period, only to be dismissed after the court belatedly realizes that
one or more claims have not been exhausted.” Duncan, 533 U.S. at 184. Bolton is not within that
class, and mandatory equitable tolling does not apply in Bolton’s case.
2. Traditional Equitable Tolling: Five Factors
While Appellant conflates the Palmer/Griffin mandatory equitable tolling discussed above
with the traditional five-factor equitable tolling analysis used by the Sixth Circuit, the court
evaluates the traditional equitable tolling analysis separately. The factors a court should examine
in determining whether equitable tolling applies to waive the AEDPA statute of limitations are:
(1) lack of actual notice of filing requirement; (2) lack of constructive
knowledge of filing requirement; (3) diligence in pursuing one's rights; (4)
absence of prejudice to the defendant; and (5) a plaintiff's reasonableness in
remaining ignorant of the notice requirement.
E.g., Andrews v. Orr, 851 F.2d 146, 151 (6th Cir. 1998). Appellant’s argument regarding knowledge
of the filing requirement in elements (1), (2), and (5) is based entirely on the Palmer/Griffin line of
cases discussed above. For the reasons discussed above, these factors do not weigh in favor of
equitable tolling. Regardless of Palmer, Bolton knew or should have known that he had one year
from the date his conviction became final to pursue habeas relief. Indeed, he does not contend that
he did not know of the AEDPA’s filing requirements. Yet, knowing of the underlying facts
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supporting his ineffective assistance of counsel claim, he did nothing to pursue his claim. Inasmuch
as his only argument for lack of notice is based on Palmer, elements (1), (2), and (5) counsel against
equitable tolling.
In addition, Appellant’s argument regarding his diligence in pursuing his rights is also
flawed, as discussed above. The district court held as a factual matter that Appellant had not been
diligent from 1995 to 1999 in pursuing his rights. Additionally, Appellee cites Jurado v. Burt, 337
F.3d 638 (6th Cir. 2003), in which the Sixth Circuit performed a diligence analysis in a similar
context. In Jurado, a petitioner took nineteen months to file his federal habeas claim, and urged the
court to apply equitable tolling to excuse the delay. The court evaluated the diligence of counsel
in pursuing petitioner’s rights, holding that “AEDPA does not convey a right to an extended delay
while a habeas petitioner gathers every possible scrap of evidence that might support his claim. See
Flanagan v. Johnson, 154 F.3d 196, 199 (5th Cir. 1998). Neither does the doctrine of equitable
tolling grant such a right.” Jurado, 337 F.3d at 644. The court finds Jurado persuasive. The district
court held an evidentiary hearing to determine when Bolton learned the underlying factual predicate
for his habeas claim, and correctly concluded that “these facts were either (a) known to counsel in
July 1995, or (b) through the exercise of due diligence could have been ascertained soon thereafter.
Counsel has advanced neither argument nor evidence suggesting otherwise.” Thus, Appellant knew
of the underlying factual predicate for his habeas claim in July 1995, and there is no right to an
extended delay to gather every possible additional detail to support the habeas claim. The third
factor also counsels against equitable tolling. For these reasons, the court declines to apply equitable
tolling.
3. Equitable Tolling for Actual Innocence
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The Sixth Circuit recently codified that equitable tolling will apply to claims of actual
innocence by otherwise time-barred habeas petitioners. Souter v. Jones, 395 F.3d 577 (6th Cir.
2005). Souter, relying on Schlup v. Delo, 513 U.S. 298 (1995), held:
where an otherwise time-barred habeas petitioner can demonstrate that it
is more likely than not that no reasonable juror would have found him
guilty beyond a reasonable doubt, the petitioner should be allowed to pass
through the gateway and argue the merits of his underlying constitutional
claims.
395 F.3d at 602. Actual innocence must be proven by “‘new reliable evidence -- whether it be
exculpatory scientific evidence, trustworthy eyewitness accounts, or critical physical evidence -- that
was not presented at trial.’” Id. at 590 (quoting Schlup, 513 U.S. at 324).
In the instant case, Appellant contends that polygraph test results support his innocence.
However, polygraph examinations are not admissible evidence in Michigan state courts, which have
held that they are not scientifically valid and thus not reliable. E.g., People v. Ray, 430 N.W.2d 626,
628 (Mich. 1988). While Appellant spends substantial pages of his brief arguing that New Mexico
and Georgia have recently changed course and admitted polygraph evidence, as of this date,
Michigan has not done so, and has shown no indication of doing so. It is not for this court to
speculate on what Michigan may do in the future, or when it may do so. Furthermore, the
admissibility of polygraph evidence is a state law issue, and thus not an issue of clearly established
federal law. No federal court has held that as a constitutional matter, polygraph evidence must be
admitted in any criminal trial, or that polygraph evidence is reliable. See United States v. Sheffer,
523 U.S. 303 (1998) (finding there is no consensus among jurisdictions that polygraph evidence is
reliable). Therefore, since any polygraph results would not be admissible or reliable evidence, the
actual innocence exception to the statute of limitations contemplated in Souter v. Jones is
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inapplicable here. Appellant has not shown admissible, reliable evidence of his actual innocence.
Consequently, the court affirms the district court’s denial of his claim for equitable tolling on this
ground.
Even if the court assumed that the polygraph results were reliable evidence2, the polygraph
test results do not support a claim of actual innocence. If believed, the polygraph evidence only
suggests that Appellant did not shoot or attempt to shoot Officer Briney, did not hold a gun to
Officer Briney’s head, and did not fire any shots while in the police cruiser. The evidence does not
contradict Officer Briney’s testimony that Appellant shouted “kill him, kill the fucking pig” to his
cousin-accomplice. Moreover, Appellant does not contest that he physically attacked Officer
Briney, that he obtained Officer Briney’s gun during the course of the incident, or that he fired his
own gun while fleeing the scene. In light of these uncontested facts, a reasonable jury could easily
find that Appellant intended to murder Officer Briney. Therefore, Appellant has not established a
claim of actual innocence.
IV. CONCLUSION
2
The Supreme Court, in Schlup v. Delo, 513 U.S. 298, 327-28 (1995) counseled:
In assessing the adequacy of petitioner's showing, therefore, the district
court is not bound by the rules of admissibility that would govern at trial.
Instead, the emphasis on "actual innocence" allows the reviewing tribunal
also to consider the probative force of relevant evidence that was either
excluded or unavailable at trial. Indeed, with respect to this aspect of the
Carrier standard, we believe that Judge Friendly's description of the inquiry
is appropriate: The habeas court must make its determination concerning the
petitioner's innocence "in light of all the evidence, including that alleged to
have been illegally admitted (but with due regard to any unreliability of it)
and evidence tenably claimed to have been wrongly excluded or to have
become available only after the trial.”
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Bolton’s petition for a writ of habeas corpus was untimely under the AEDPA, and Bolton
has failed to set forth a justification to support equitable tolling. The decision of the district court
dismissing Bolton’s petition is AFFIRMED.
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