Demetrius Foster v. Hugh Wolfenbarger , 687 F.3d 702 ( 2012 )

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 12a0224p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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DEMETRIUS FOSTER,
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Petitioner-Appellant,
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No. 10-2023
v.
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Respondent-Appellee. -
HUGH WOLFENBARGER, Warden,
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Appeal from the United States District Court
for the Eastern District of Michigan at Detroit.
No. 04-73794—Denise Page Hood, District Judge.
Argued: March 1, 2011
Decided and Filed: July 20, 2012
Before: COLE and STRANCH, Circuit Judges; CARR, District Judge.*
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COUNSEL
ARGUED: Phillip D. Comorski, Detroit, Michigan, for Appellant. Laura Graves
Moody, OFFICE OF THE MICHIGAN ATTORNEY GENERAL, Lansing, Michigan,
for Appellee. ON BRIEF: Chari Grove, STATE APPELLATE DEFENDER OFFICE,
Detroit, Michigan, for Appellant. Laura A. Cook, OFFICE OF THE MICHIGAN
ATTORNEY GENERAL, Lansing, Michigan, for Appellee.
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OPINION
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COLE, Circuit Judge. Demetrius Foster was convicted of second-degree murder
in connection with the shooting death of Bobby Morris. After trial, the Michigan trial
court conducted a Ginther hearing and concluded that Foster’s trial counsel was
*
The Honorable James G. Carr, Senior United States District Judge for the Northern District of
Ohio, sitting by designation.
1
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ineffective for failing to raise an alibi defense, stemming primarily from the testimony
of a witness who said that Foster was with him at the time of the killing. The Michigan
Court of Appeals, however, concluded that the failure to raise the alibi defense was an
exercise of sound trial strategy by Foster’s trial counsel. On habeas review, the district
court held that Foster’s trial attorney was deficient for failing to raise the alibi defense,
but that the deficiency did not prejudice Foster. We AFFIRM the district court with
respect to the deficient performance finding, REVERSE with respect to the prejudice
determination, and GRANT a conditional writ of habeas corpus giving the State of
Michigan 180 days to retry Foster or, failing that, to release him.
I. BACKGROUND
Around 11 p.m. on the evening of November 16, 1998, Foster went to the home
of Monique Brassell in Detroit, Michigan. People v. Foster, No. 226311, 2003 WL
1558238, at *1 (Mich. Ct. App. Mar. 25, 2003) (unpublished). Brassell testified that she
had never met Foster prior to that evening. Id. At approximately 1 a.m. on November
17, Brassell and Foster decided to have sex in an upstairs room. An hour later, Bobby
Morris arrived at the Brassell home, accompanied by three friends, Deborah Hollins,
Javan Carter, and Jerry Wallace. Id. Morris was the former long-term boyfriend of
Brassell and father of Brassell’s children. Morris began banging on the outside door,
and pushed past Brassell when she opened it. Morris assaulted Brassell, and, after
leaving the Brassell home, smashed the back window of Foster’s late-model Ford
Bronco truck with a sledgehammer. Id. Brassell later testified that Foster was angry
over the damaged window. Brassell also testified that Foster overheard her telling police
officers where Morris lived. Id.After leaving the Brassell home, Hollins began driving Morris, Carter, and
Wallace home. As Hollins drove down Flanders Street to Morris’s home at
approximately 2:45 a.m., she observed an individual walking alongside the car on the
sidewalk, wearing a green jacket. Id. When Hollins stopped the car in front of Morris’s
home, the man approached the car on the driver’s side. The man had a gun, and Hollins
No. 10-2023 Foster v. Wolfenbarger Page 3
identified him at trial as Foster.1 Id. The assailant fired multiple shots at Morris as he
tried to flee the car. Hollins, Carter, and Wallace fled the scene. Police officers later
found Morris, unconscious, with at least one gunshot wound. Morris was pronounced
dead upon arrival at the hospital. Id.Foster was charged with first-degree murder. Foster’s primary defense at trial
was mistaken identification by Hollins. Prior to trial, Arthur Daniels sent a letter to
Foster’s trial counsel, claiming that Foster was at his home from 2:15 to 6 a.m. on the
day of the shooting. Foster’s trial counsel eventually spoke to Daniels over the
telephone for roughly fifteen to twenty minutes. Daniels was not called as a witness
during trial. After initially deadlocking, the jury eventually returned a guilty verdict on
the lesser included charge of second-degree murder.
On appeal, Foster requested a remand to the trial court, pursuant to People v.
Ginther, 212 N.W.2d 922 (Mich. 1973), for consideration of whether his trial counsel
was ineffective for failing to call Daniels as a witness. The Michigan Court of Appeals
granted the request for a Ginther hearing. At the hearing, the trial court took the
testimony of Daniels and Foster’s trial counsel. The court concluded that Foster’s
counsel was deficient for failing to raise an alibi defense, that this deficiency prejudiced
Foster, and that Foster should have a new trial. The Michigan Court of Appeals vacated
the new trial order on procedural grounds, and ruled that the decision not to call Daniels
was a function of sound trial strategy on the part of Foster’s counsel, and thus Foster’s
counsel was not ineffective. Foster, 2003 WL 1558238, at * 6-7. The Michigan
Supreme Court denied leave to appeal. People v. Foster, 688 N.W.2d 83 (Mich. 2004)
(table decision). Foster unsuccessfully sought post-conviction relief under Michigan
law. See People v. Foster, No. 264647 (Mich. Ct. App. Mar. 23, 2006) (unpublished);
People v. Foster, 720 N.W.2d 281 (Mich. 2006) (table decision).
Foster filed his amended petition for habeas corpus in federal court on
September 21, 2006, raising a number of claims including ineffective assistance of trial
1
Neither Carter nor Wallace was able to identify Foster.
No. 10-2023 Foster v. Wolfenbarger Page 4
counsel for the failure to mount an alibi defense. On March 3, 2009, a magistrate judge
issued a Report and Recommendation, recommending denial of the petition on all
counts. The district court modified the magistrate judge’s Report, holding that Foster’s
trial counsel was deficient in failing to mount an alibi defense, but that this deficiency
did not prejudice Foster in light of the “substantial” evidence of his guilt. Therefore, the
district court denied the petition, but issued a Certificate of Appealability on the
ineffective assistance of counsel question. This appeal followed.
II. ANALYSIS
A. Standard of Review
“In a habeas proceeding, we review de novo the district court's legal conclusions,
including its ultimate decision to grant or deny the writ, and we review for clear error its
factual findings.” Satterlee v. Wolfenbarger, 453 F.3d 362, 365 (6th Cir. 2006).
A factual finding by the district court “is clearly erroneous when although there is
evidence to support it, the reviewing court on the entire evidence is left with the definite
and firm conviction that a mistake has been committed.” Id. at 366 (quoting Norris v.
Schotten, 146 F.3d 314, 323 (6th Cir. 1998)) (internal quotation marks omitted).
However, as Foster’s conviction became final after April 24, 1996, his petition
is governed by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”):
Under AEDPA, a federal court may grant a writ of habeas corpus with
respect to a “claim that was adjudicated on the merits in state court
proceedings” if the state court's decision “was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States.” A habeas
petition may also be granted if the state court's decision “was based on
an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.”
Murphy v. Ohio, 551 F.3d 485, 493 (6th Cir. 2009) (quoting 28 U.S.C. § 2254(d)(1)-(2)).
“A state-court decision is contrary to clearly established federal law if the state court
applies a rule that contradicts the governing law set forth in [the Supreme Court's] cases
or if the state court confronts a set of facts that are materially indistinguishable from a
No. 10-2023 Foster v. Wolfenbarger Page 5
decision of [the Supreme] Court and nevertheless arrives at a result different from [that]
precedent.” Id. at 493-94 (quoting Williams v. Taylor, 529 U.S. 362, 405 (2000))
(alterations in original) (internal quotation marks omitted). An unreasonable application
of federal law is one where the state court either “correctly identifies the governing legal
rule but applies it unreasonably to the facts of a particular prisoner's case,” id. at
494 (quoting Williams, 529 U.S. at 407-08), or “either unreasonably extends or
unreasonably refuses to extend a legal principle from Supreme Court precedent to a new
context,” id. (quoting Seymour v. Walker, 224 F.3d 542, 549 (6th Cir. 2000)).
The only issue before us is whether Foster’s counsel was ineffective for failing
to raise an alibi defense during trial. For ineffective assistance of counsel claims, the
Supreme Court explained in Strickland v. Washington, “[t]he benchmark for judging any
claim of ineffectiveness must be whether counsel's conduct so undermined the proper
functioning of the adversarial process that the trial cannot be relied on as having
produced a just result.” 466 U.S. 668, 686 (1984); see also Matthews v. Parker,
651 F.3d 489, 507 (6th Cir. 2011) (quoting Strickland). The Matthews court stated:
[T]o prevail on an ineffective assistance of counsel claim, a petitioner
must demonstrate that counsel's representation fell below an objective
standard of reasonableness and that the [petitioner] was prejudiced by the
ineffective assistance of counsel. Representation is deficient, under the
Strickland test, when counsel made errors so serious that counsel was not
functioning as the counsel guaranteed the defendant by the Sixth
Amendment. Moreover, to satisfy the prejudice prong of Strickland, a
petitioner need not show that counsel's deficient conduct more likely than
not altered the outcome in the case, rather, only that there is a reasonable
probability that, but for counsel's unprofessional errors, the result of the
proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.
Id. at 507-08 (internal citations and quotation marks omitted). Thus, a petitioner seeking
a writ of habeas corpus based on ineffective assistance of trial counsel must show:
(1) that trial counsel’s performance was deficient to a constitutionally significant degree;
and (2) that the deficient performance had an impact on the outcome of the petitioner’s
trial. Strickland determinations are reviewed de novo, while any underlying factual
findings are reviewed for clear error. See Lovell v. Duffey, 629 F.3d 587, 596
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(6th Cir. 2011) (“Although at first blush [the ultimate] conclusion might seem purely
factual, it actually involves an application of Strickland to the facts of this case, which
we review de novo.”), vacated on other grounds by Cullen v. Pinholster, 131 S. Ct. 1388(2011).
B. Deficient Performance
Following a Ginther hearing, the trial court held that trial counsel was deficient
for failing to investigate and present an alibi defense. The Michigan Court of Appeals
reversed, holding that the decision not to put on an alibi defense was a strategic decision
on the part of Foster’s trial counsel. The Michigan Court of Appeals relied on testimony
from trial counsel during the Ginther hearing, where trial counsel stated that he decided
not to pursue the alibi defense based on his interview of Daniels. Trial counsel testified
that he found Daniels’s testimony to be “vague,” and was concerned that Daniels would
be a poor witness.
The district court agreed with the trial court and found that Foster’s trial counsel
was deficient in failing to raise an alibi defense. The district court concluded that
counsel’s ineffectiveness turned not on whether trial counsel’s conclusion regarding
Daniels was a reasonable strategic judgment, but rather on whether it was reasonable not
to further investigate possible support for an alibi defense in light of Daniels’s testimony.
Foster v. Wolfenbarger, No. 04-73794, 2010 WL 3341534, at *1 (E.D. Mich.
Aug. 24, 2010) (unpublished). “If trial counsel truly believed that the witness’s
testimony sounded ‘vague,’ he should have done more to investigate the alibi.” Id.Since it is undisputed that trial counsel did not perform any additional investigation
beyond briefly interviewing Daniels, the district court concluded that trial counsel was
deficient:
As counsel did not perform a thorough investigation into the alibi, his
decision not to present the alibi cannot be considered sound trial strategy.
Trial counsel should have investigated further, including ascertaining
whether any other individual was present who could support the alibi.
Id.No. 10-2023 Foster v. Wolfenbarger Page 7
“The duty to investigate derives from counsel’s basic function, which is to make
the adversarial testing process work in the particular case.” Towns v. Smith, 395 F.3d
251, 258 (6th Cir. 2005) (quoting Kimmelman v. Morrison, 477 U.S. 365, 384 (1986))
(internal quotation marks omitted). “This duty includes the obligation to investigate all
witnesses who may have information concerning his or her client's guilt or innocence.”
Id. at 258. “A purportedly strategic decision is not objectively reasonable when the
attorney has failed to investigate his options and make a reasonable choice between
them.” Id. (internal quotation marks omitted). In fact, “strategic choices made after less
than complete investigation are reasonable precisely to the extent that reasonable
professional judgments support the limitations on investigation.” Wiggins v. Smith,
539 U.S. 510, 521 (2003) (quoting Strickland, 466 U.S. at 690-91).
Here, trial counsel’s only investigation with regard to the alibi defense was to
question Daniels, over the telephone, for approximately fifteen to twenty minutes. Even
crediting trial counsel’s conclusion that Daniels would make a poor witness, that does
not represent a full investigation of the alibi defense under the circumstances. While
Daniels might have been a poor witness, trial counsel did nothing to investigate the other
two individuals at the home with Daniels who might have information concerning
Foster’s alibi theory.2 Either of these two individuals, or all three of the witnesses
collectively, might have overcome any deficiencies in Daniels’s testimony and
demeanor. Trial counsel did nothing to explore these possibilities.
Moreover, the alibi defense was completely consistent with, and in fact
complimentary to, trial counsel’s theory of mistaken identification. The fact that one or
more individuals would place Foster in a different location at the time of the shooting
supports the premise that Hollins misidentified Foster. In fact, trial counsel admitted this
during the Ginther hearing. Thus, this is not a situation where defense counsel is
required to choose between two different avenues and pick the theory of the case that
2
Trial counsel could not recall whether anyone told him that there were two other people at the
home with Daniels during the hours in question. This does not affect the outcome of this appeal. Even
if Daniels did not volunteer the names of the other two individuals at the home, trial counsel should have
asked about potential corroborating witnesses. The fact that trial counsel did not ask such an obvious and
common-sense question demonstrates the lack of investigation by trial counsel.
No. 10-2023 Foster v. Wolfenbarger Page 8
counsel believed was stronger. Instead, trial counsel chose not to investigate an avenue
that potentially could have bolstered the defense that counsel was already pursuing.
Finally, we note that the trial court concluded that Foster’s counsel was deficient.
We give due deference to the conclusions of the trial judge on the effectiveness of
counsel, because “[t]he judge, having observed the earlier trial, should have an
advantageous perspective for determining the effectiveness of counsel's conduct and
whether any deficiencies were prejudicial.” Massaro v. United States, 538 U.S. 500, 506
(2003). The trial judge here heard the testimony of both Foster’s counsel and Daniels,
and based on that testimony found that Foster’s counsel should have pursued the alibi
theory. While the trial court’s ruling is not a dispositive basis for granting relief, it
provides support for the district court’s rationale and our own conclusion. See Leonard
v. Michigan, 256 F. Supp. 2d 723, 732 (W.D. Mich. 2003) (giving deference to the state
trial court’s findings on trial counsel’s deficiencies and deeming the state appellate court
“unreasonable” for not doing the same).
The requirement that trial counsel fully investigate a possible defense is clearly
established Supreme Court precedent under Strickland and its progeny. The evidence
also shows that trial counsel did not properly investigate Foster’s alibi defense. These
two facts make the Michigan Court of Appeals’s decision an “an unreasonable
application of . . . clearly established Federal law, as determined by the Supreme Court
of the United States” as required under 28 U.S.C. § 2254(d)(1).
C. Prejudice
Having concluded that Foster's trial counsel's performance was deficient, we
must now consider whether this deficiency was prejudicial to Foster. At the Ginther
hearing, the trial court held that Foster was prejudiced upon finding that “there probably
could have been a different outcome.” Likening the alibi testimony to Barry Bonds’s (at
the time) recent historic home run performance, the court stated: “it would put this one
in the seats and possibly get the record.” The Michigan Court of Appeals did not reach
the question of prejudice, relying on its conclusion that there was no deficiency. We
have recently reiterated that, where the state court ruled on one prong of the Strickland
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test, but not the other, we apply a de novo standard of review to the prong that the state
court did not consider. See Rayner v. Mills, — F.3d —, No. 10-5242, 2012 WL
2855803, at *3-4, (6th Cir. July 12, 2012) (applying de novo standard of review stated
in Wiggins v. Smith, 539 U.S. 510, 534 (2003), and distinguishing Harrington v. Richter,
131 S. Ct. 770, 784 (2011)). When evaluating prejudice to the defendant, a reviewing
court must “[take] into account the totality of the circumstances, as well as the relative
strength of the case proffered by the prosecution . . . .” Campbell v. Coyle, 260 F.3d 531,
551 (6th Cir. 2001).
The district court characterized the evidence against Foster as “substantial.” This
conclusion is belied by the trial record. Hollins is the only witness who could identify
Foster at the scene of the crime. Hollins told the police that the assailant was 5’6” or
5’7” and weighed 180 pounds, while Foster is 6’0” and approximately 240 pounds. In
addition, while Hollins testified at trial that the assailant was wearing a green jacket of
the same type as the man she saw at Brassell’s home, she was successfully impeached
with her preliminary hearing testimony that the assailant was wearing a blue jacket. By
any standard this is a weak identification. Moreover, Hollins’s identification is the only
direct link of Foster to the crime—there was no forensic evidence recovered at the scene.
In that light, there is a reasonable probability that, had defense counsel further
investigated and called Daniels or the other people with him, the jury would have found
Foster not guilty.
Moreover, as with the deficiency inquiry, we must give consideration to the trial
judge’s conclusions made at the Ginther hearing. The trial court concluded that an alibi
witness would have buttressed the other arguments made by trial counsel, and could have
potentially tipped the jury to vote for acquittal.3 The trial judge also noted that the jury
initially deadlocked and reached their verdict only after further instructions from the trial
judge. In other words, the jury’s verdict rested on a narrow ground, and additional
3
The Warden argues that the trial court’s conclusion on prejudice is unreasonable because it holds
that failure to present alibi testimony is always ineffective assistance of counsel. Taken in isolation, that
is an incorrect statement of law. However, in reviewing the trial court transcript as a whole, it is apparent
that the trial court was emphasizing the potential power of alibi testimony to the jury, and the
corresponding impact of its absence, rather than stating a per se rule.
No. 10-2023 Foster v. Wolfenbarger Page 10
exculpatory evidence, such as the alibi defense, had a strong likelihood of tipping the
scales in the other direction.
Contrary to the district court's conclusion, the evidence of Foster's guilt was not
“substantial.” Instead, we find the relative weakness in the state's case and strength of
the potential alibi defense creates “a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have been different.”
Matthews, 651 F.3d at 508 (citation omitted). In light of these facts, we conclude that
Foster was prejudiced by the failure of his trial counsel to investigate and raise an alibi
defense. Because Foster has met both prongs of the Strickland test, we conclude that his
trial counsel provided ineffective assistance when he failed to investigate fully an alibi
defense at trial, and as such is entitled to a conditional writ of habeas corpus.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s determination that
Foster’s trial counsel was deficient in failing to raise an alibi defense, REVERSE the
district court’s conclusion that such deficiency did not prejudice Foster, and GRANT a
conditional writ of habeas corpus giving the State of Michigan 180 days to retry Foster
or, failing that, to release him from custody.