Airgas USA, LLC v. NLRB , 916 F.3d 555 ( 2019 )


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  •                         RECOMMENDED FOR FULL-TEXT PUBLICATION
    Pursuant to Sixth Circuit I.O.P. 32.1(b)
    File Name: 19a0024p.06
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    AIRGAS USA, LLC,                                     ┐
    Petitioner/Cross-Respondent,   │
    │
    >      Nos. 18-1686/1771
    v.                                             │
    │
    │
    NATIONAL LABOR RELATIONS BOARD,                      │
    Respondent/Cross-Petitioner.     │
    ┘
    On Petition for Review and Cross-Application for Enforcement
    of an Order of the National Labor Relations Board;
    No. 09-CA-158662.
    Argued: January 17, 2019
    Decided and Filed: February 21, 2019
    Before: GIBBONS, ROGERS, and STRANCH, Circuit Judges.
    _________________
    COUNSEL
    ARGUED: Michael C. Murphy, AIRGAS, INC., Radnor, Pennsylvania, for Petitioner/Cross-
    Respondent. Heather S. Beard, NATIONAL LABOR RELATIONS BOARD, Washington,
    D.C., for Respondent/Cross-Petitioner. ON BRIEF: Michael C. Murphy, AIRGAS, INC.,
    Radnor, Pennsylvania, for Petitioner/Cross-Respondent. Heather S. Beard, Linda Dreeben,
    NATIONAL LABOR RELATIONS BOARD, Washington, D.C., for Respondent/Cross-
    Petitioner.
    _________________
    OPINION
    _________________
    JANE B. STRANCH, Circuit Judge. This case presents cross petitions—one for review
    and one for enforcement—regarding an order of the National Labor Relations Board (NLRB or
    Nos. 18-1686/1771                 Airgas USA, LLC v. NLRB                                 Page 2
    the Board). At issue is the level of discipline warranted for a safety violation. Steven Wayne
    Rottinghouse, Jr., a truck driver employed by Petitioner Airgas USA, was issued a written
    warning for failing to properly secure his cargo. An administrative law judge (ALJ) found that
    the company used written discipline to retaliate against Rottinghouse for previously filing
    charges against it, and a divided panel of the NLRB affirmed. Because the Board’s conclusions
    were supported by substantial evidence, we GRANT the General Counsel’s application for
    enforcement of the Board’s decision and DENY Airgas’s petition for review.
    I. BACKGROUND
    In 2015, Rottinghouse was working as a truck driver at Airgas’s Cincinnati plant.
    Airgas’s driver trainer described him as “a very good driver” who “knows the truck [and] knows
    the job.” Prior to 2015, Rottinghouse maintained good safety and driving records, with no
    documented violations of Airgas or Department of Transportation (DOT) rules.
    His record suffered in the spring and summer of 2015—a period that Rottinghouse
    alleges was marked by a series of unlawful labor practices by Airgas and, in particular, by Clyde
    Froslear, the operations manager at the Cincinnati plant. In a meeting in April 2015, Froslear
    purportedly changed disciplinary policies to eliminate verbal warnings; Rottinghouse filed a
    charge with the NLRB alleging the change was made in retaliation for an earlier charge he had
    filed. Then, in late June, Airgas suspended Rottinghouse for three days for completing DOT
    paperwork after clocking out.      Froslear described the violation as severe, dishonest, and
    potentially a terminable offense. Rottinghouse, alleging the suspension was further retaliation,
    filed a charge on July 7. That same month, Froslear provided an affidavit regarding the first
    charge, and both charges remained pending in early August.
    On August 3, Rottinghouse pulled into the yard of the Airgas plant with a load of gas
    cylinders in his truck. The load consisted of at least one 12-pack of cylinders and four cylinders
    attached to the truck frame with two straps. The 12-pack, referred to as a “cradle” or a “bank,” is
    described as a cage bolted together to keep the cylinders in place. Rottinghouse was responsible
    for securing the four cylinders that were not in a cradle. Airgas’s driver training manual instructs
    that “cylinders must be strapped, chained or secured to the vehicle so that they do not move or
    Nos. 18-1686/1771                   Airgas USA, LLC v. NLRB                               Page 3
    rattle.” Cylinders should also be “nested,” meaning placed in a secure, staggered formation with
    each cylinder supporting its neighbors. The cylinders in Rottinghouse’s truck, though secured
    with two straps, were not nested properly and leaned slightly against the truck railing.
    Froslear was standing in the yard when Rottinghouse pulled in. According to the written
    warning issued to Rottinghouse later that week, Froslear “heard rattling and saw [Rottinghouse]
    pulling into the yard. When he went to investigate the noise, he saw that [Rottinghouse] had a
    pallet on [his] truck that was not properly strapped, which was causing the noise.” Froslear went
    into his office to retrieve his phone and safety glasses and returned to the truck. He took a
    picture of the leaning cylinders and, without physically inspecting the load, went back inside.
    Froslear did not speak to Rottinghouse about fixing the cylinder placement or tightening the
    straps even though, according to the facts credited by the ALJ, the two men walked past each
    other twice. Rottinghouse checked the back of the truck to see what Froslear had photographed,
    readjusted the cylinders and straps, and left the yard to complete his route. Froslear, who was
    inside looking out a window while talking to another employee, saw Rottinghouse fix the load.
    The next day, August 4, Froslear emailed Mark MacBride, Airgas’s driver trainer. He
    attached a copy of the photo he had taken and asked, “What do you think about this? Look good
    to you?” MacBride responded, “No with the cylinders being off set we would be hit for insecure
    load just by how it looks. Where is this truck[?]” When Froslear gave the name of the plant,
    MacBride wrote, “Not good, did the driver catch it before leaving[?]” Froslear wrote, “I saw it
    when he pulled in[to] the yard.” MacBride asked again, “Did it get fixed before leaving[?]” and
    Froslear wrote, “This is the way it was when he pulled in after his run.” MacBride responded,
    “Unacceptable,” and Froslear asked, “Where would I find the strongest language about load
    securement that drivers are trained to?” MacBride referred him to the training manual.
    On August 6, at a meeting with Rottinghouse, another plant manager, and the union
    steward, Froslear handed Rottinghouse the written warning letter and explained that he had heard
    rattling himself. Rottinghouse responded that the noise was coming from the 12-cylinder bank,
    not from the four strapped cylinders. Rottinghouse filed a grievance that day, writing that the
    “written warning [was] excessive” because the cylinders “were leaning a little but [did] not
    rattle.”
    Nos. 18-1686/1771                 Airgas USA, LLC v. NLRB                                 Page 4
    That grievance gave rise to two meetings.        At the first, on September 2, Froslear
    explained that Article 22 of the Collective Bargaining Agreement provided for written warnings.
    Rottinghouse disagreed, saying the warning should have been verbal. Froslear read Article 22
    and reiterated that “[t]he discipline stays.” At the second meeting, on September 23, Froslear
    again denied the request to reduce the discipline to a verbal warning, this time explaining that it
    was “not [Rottinghouse’s] first DOT violation” and that the incident was “sever[e].”
    Rottinghouse filed a charge with the Board.        The ALJ concluded that the General
    Counsel had made a prima facie showing of discriminatory animus based on several lines of
    evidence, including “Froslear’s inconsistent and unbelievable testimony” about the events of
    August 3, along with his “complete lack of concern for safety” and his “out to get you attitude
    towards Rottinghouse” as displayed in his emails to MacBride; the proximity in time between
    filing a charge in July 2015 and the discipline one month later; and disparate treatment in issuing
    a written warning to Rottinghouse after other employees received verbal warnings for
    comparably serious violations. The ALJ discredited as pretextual Airgas’s nondiscriminatory
    reasons for disciplining Rottinghouse, deeming the reasons “shifting and inconsistent,” and
    concluded that Airgas had violated § 8(a)(4) and (a)(1) of the National Labor Relations Act
    (NLRA or the Act), 29 U.S.C. § 158(a)(4), (a)(1). A divided panel of the Board agreed and
    adopted the ALJ’s order.
    Airgas petitions for review, and the General Counsel cross-applies for enforcement of the
    Board’s order.
    II. ANALYSIS
    A. Standard of Review
    “Pursuant to 29 U.S.C. § 160(e), this court reviews the factual determinations made by
    the NLRB under the substantial evidence standard.” NLRB v. Local 334, Laborers Int’l Union of
    N. Am., 
    481 F.3d 875
    , 878–79 (6th Cir. 2007). Under that deferential standard, we must “uphold
    the NLRB’s factual determinations if they are supported by such relevant evidence as a
    reasonable mind might accept as adequate to support a conclusion,” 
    id. at 879
    (citation and
    internal quotation marks omitted), even if “we may have reached a different conclusion had the
    Nos. 18-1686/1771                       Airgas USA, LLC v. NLRB                                           Page 5
    matter been before us de novo,” Frenchtown Acquisition Co. v. NLRB, 
    683 F.3d 298
    , 304 (6th
    Cir. 2012). When credibility is at issue, our review is even more deferential: “We will overturn
    [credibility] determinations only if they overstep the bounds of reason” or “are inherently
    unreasonable or self-contradictory.” Caterpillar Logistics, Inc. v. NLRB, 
    835 F.3d 536
    , 542 (6th
    Cir. 2016) (citations omitted).
    B. The Wright Line Framework
    Section 8(a)(4) of the NLRA provides that it is an unfair labor practice for an employer
    “to discharge or otherwise discriminate against an employee because he has filed charges” under
    the Act. 29 U.S.C. § 158(a)(4).1 This anti-retaliation provision is central to the purposes of the
    NLRA because, without some protection for employees attempting to access the Act’s
    protections, the Board cannot “assure an effective administration of the Act.” In re Briggs Mfg.
    Co., 
    75 N.L.R.B. 569
    , 571 (1947).
    The language of § 8(a)(4) encompasses disproportionate or otherwise retaliatory
    discipline. We have explained that “[d]isciplinary action falling short of discharge may violate
    section 8(a)(3) and (1) of the Act,” NLRB v. Consol. Biscuit Co., 301 F. App’x 411, 423 (6th Cir.
    2008), and that “intensified surveillance and written reports of minor on-the-job activities of
    employees” may violate § 8(a)(1) of the Act, NLRB v. Fry Foods, Inc., 
    609 F.2d 267
    , 270 (6th
    Cir. 1979) (per curiam). This logic applies equally to subsection (a)(4), whose broad language
    prohibiting “discharg[ing] or otherwise discriminat[ing]” easily includes the allegedly
    unwarranted discipline at issue here. Airgas does not argue otherwise.
    We analyze claims of discrimination in violation of the NLRA under the burden-shifting
    framework articulated in Wright Line, 
    251 N.L.R.B. 1083
    (1980), and adopted by the Supreme
    1The   ALJ concluded that Airgas violated both § 8(a)(4) and (a)(1) of the Act. Section 8(a)(1) provides that
    an employer may not “interfere with, restrain, or coerce employees” exercising their rights to concerted action under
    the NLRA. 29 U.S.C. § 158(a)(1). Under Board precedent, “any violation of Section 8(a)(3) [or] (4) of the Act is
    also a derivative violation of Section 8(a)(1) of the Act.” Chinese Daily News, 
    346 N.L.R.B. 906
    , 933 (2006); see
    also Metro. Edison Co. v. NLRB, 
    460 U.S. 693
    , 698 n.4 (1983) (discussing § 8(a)(3)). Because the Board did not
    discuss any violation of § 8(a)(1) apart from the conduct considered under the rubric of § 8(a)(4), we analyze only
    the § 8(a)(4) charge.
    Nos. 18-1686/1771                       Airgas USA, LLC v. NLRB                                         Page 6
    Court in NLRB v. Transportation Management Corp., 
    462 U.S. 393
    (1983).2 See FiveCAP, Inc.
    v. NLRB, 
    294 F.3d 768
    , 777 (6th Cir. 2002). The Wright Line test applies in cases alleging a
    violation of § 8(a)(4). See NLRB v. Overseas Motor, Inc., 
    721 F.2d 570
    , 571 (6th Cir. 1983); see
    also Taylor & Gaskin, Inc., 
    277 N.L.R.B. 563
    , 563 (1985).
    To establish a prima facie case of discrimination under Wright Line, “the General
    Counsel must demonstrate that (1) the employee was engaged in protected activity; (2) that the
    employer knew of the employee’s protected activity; and (3) that the employer acted as it did on
    the basis of anti-union animus.” 
    FiveCAP, 294 F.3d at 777
    ; see also Conley v. NLRB, 
    520 F.3d 629
    , 642 (6th Cir. 2008) (per curiam). Airgas does not dispute the Board’s conclusion that the
    first two factors are satisfied. Rottinghouse filed two charges in the months leading up to the
    August written warning, and Froslear provided an affidavit regarding the first charge in July.
    The remaining element, anti-union animus, may be “inferred from circumstantial as well
    as direct evidence.” W.F. Bolin Co. v. NLRB, 
    70 F.3d 863
    , 871 (6th Cir. 1995). Purely
    circumstantial factors that can support a finding of animus include:
    the company’s expressed hostility towards unionization combined with
    knowledge of the employees’ union activities; inconsistencies between the
    proffered reason for [discipline] and other actions of the employer; disparate
    treatment of certain employees compared to other employees with similar work
    records or offenses; a company’s deviation from past practices in implementing
    the [discipline]; and proximity in time between the employees’ union activities
    and their [discipline].
    Id.; see also 
    FiveCAP, 294 F.3d at 778
    .
    If the General Counsel establishes a prima facie case under Wright Line’s initial three-
    prong test, “the burden shifts to the employer to prove by a preponderance of the evidence that
    the employee would have been [disciplined] for permissible reasons even if he had not been
    involved in activity protected by the [NLRA].” Overseas 
    Motor, 721 F.2d at 571
    . If “the
    2The    Supreme Court later overruled a footnote in Transportation Management interpreting a provision of
    the Administrative Procedure Act (APA). See Dir. v. Greenwich Collieries, 
    512 U.S. 267
    , 277–78 (1994). In so
    doing, the Court left intact the holding of Transportation Management, explaining that the Wright Line test was
    consistent with the APA “because the NLRB first required the employee to persuade it that antiunion sentiment
    contributed to the employer’s decision. Only then did the NLRB place the burden of persuasion on the employer as
    to its affirmative defense.” 
    Id. at 278;
    see also Arrow Elec. Co. v. NLRB, 
    155 F.3d 762
    , 766 & n.5 (6th Cir. 1998).
    Nos. 18-1686/1771                 Airgas USA, LLC v. NLRB                                  Page 7
    employer’s proffered justification for the decision is determined to be pretextual, the Board is not
    obligated to consider whether the employer would have taken the same decision regardless of the
    employee’s union activity.” Ctr. Constr. Co. v. NLRB, 
    482 F.3d 425
    , 435–36 (6th Cir. 2007).
    1. Evidence of Animus in the Prima Facie Case
    Whether Airgas’s decision to issue Rottinghouse a written warning was motivated by
    anti-union animus is a factual inquiry, and “[t]he Board’s inference of improper motivation must
    be upheld if it is reasonable in light of the proven facts.” Birch Run Welding & Fabricating, Inc.
    v. NLRB, 
    761 F.2d 1175
    , 1179 (6th Cir. 1985). We examine the several strands of evidence that
    the Board relied upon in affirming the ALJ’s finding of anti-union animus.
    a. Managerial Attitude and Inconsistency
    First, we consider the Board’s conclusion that Froslear took an “out to get you attitude”
    toward Rottinghouse, including its determinations that “Froslear was not credible regarding his
    real reasons for issuing Rottinghouse the warning letter,” that “Froslear’s actions contradicted his
    purported concern for safety,” and that his emails to MacBride were “evasive[]” and “show[ed]
    suspect behavior.” These interrelated conclusions turn on Froslear’s perceived attitude and
    credibility. Because the ALJ observed and evaluated Froslear during the hearing, we review
    with a particularly light hand. See Caterpillar 
    Logistics, 835 F.3d at 542
    .
    We begin with the foundational conclusion that Froslear’s testimony before the ALJ was
    not credible. Froslear testified that when Rottinghouse drove into the yard, he “witnessed
    cylinders falling”—but when asked if the cylinders actually fell, he responded that they “tilted”
    10 or 15 degrees.     The written warning he issued to Rottinghouse just after the incident
    mentioned neither falling nor tilting, instead stating only that Froslear “heard rattling.” The ALJ
    credited Froslear’s written version, deeming his testimony equivocal, hesitant, and inconsistent,
    and concluded that Froslear’s testimony about the falling cylinders was “fabricated . . . in order
    to bolster his reasons for issuing the warning letter.” The ALJ similarly discredited Froslear’s
    testimony that he never saw Rottinghouse near the truck, instead accepting Rottinghouse’s
    statement that the men saw one another twice. Faced with two contradictory factual statements,
    the ALJ could logically conclude that it was not “mere coincidence that [Froslear] happened to
    Nos. 18-1686/1771                 Airgas USA, LLC v. NLRB                                Page 8
    be looking out the window when Rottinghouse was re-securing his cylinders,” and credit
    Rottinghouse’s testimony that the two men knew each other’s locations.           Considering the
    inconsistencies among Froslear’s oral and written accounts and between his version of events
    and Rottinghouse’s, the conclusion, adopted by the Board, that Froslear was not credible falls
    well within “the bounds of reason.” 
    Id. The credibility-based
    determination that Froslear saw Rottinghouse also supports the
    Board’s conclusion that “Froslear’s actions contradicted his purported concern for safety—the
    reason he gave for issuing Rottinghouse the warning letter.” Under the facts accepted by the
    ALJ and the Board, Froslear had two opportunities to instruct Rottinghouse to fix the problem,
    but he said nothing. In contrast, Airgas’s driver trainer testified that, if he saw a load secured
    like Rottinghouse’s, he would “go find [the] driver that was doing it. And get him out there and
    tell him, you’re driving around with loose cylinders, let’s get up and fix your truck.” Though
    managers and trainers may have different concerns, Froslear himself drew no such distinction
    here. To the contrary, he testified that, if he had seen Rottinghouse—as the ALJ concluded he
    had—he “would have said fix it before you leave.”
    Froslear also testified that his intervention was unnecessary because, after he returned
    inside the plant, he watched through a window as Rottinghouse rearranged the cylinders and
    tightened the straps. This justification has two flaws. First, Froslear agreed that physical
    inspections of loads are necessary to ensure security. Watching from a distance, Froslear could
    not determine whether the newly strapped down cylinders moved when jostled. Second, by
    neglecting to speak to Rottinghouse, Froslear left open the possibility that Rottinghouse would
    not fix the safety problem. Rottinghouse could have returned to his truck and driven away from
    the plant without checking the load, and Froslear—already back inside—would have been unable
    to stop him. In light of these unexplained discrepancies, it was within the Board’s prerogative to
    discredit Froslear’s testimony that he was centrally concerned with the safety problem the
    cylinders posed. “[I]nconsistencies between the proffered reason for [the discipline] and other
    actions of the employer” are circumstantial evidence that can support a finding of animus.
    
    FiveCAP, 294 F.3d at 778
    (quoting W.F. 
    Bolin, 70 F.3d at 871
    ).
    Nos. 18-1686/1771                  Airgas USA, LLC v. NLRB                                 Page 9
    Another indicium of inconsistency (and so of anti-union animus) is Airgas’s “failure to
    conduct a meaningful investigation.” Bantek West, Inc., 
    344 N.L.R.B. 886
    , 895 (2005) (quoting
    K & M Elecs., Inc., 
    283 N.L.R.B. 279
    , 291 n.45 (1987)); see also Valmont Indus., Inc. v. NLRB,
    
    244 F.3d 454
    , 466 (5th Cir. 2001) (“[A]bsence of a meaningful investigation into allegedly
    impermissible conduct before imposing discipline is an accepted form of circumstantial evidence
    of antiunion animus.”). Froslear expressed concern about two problems: the fact that the
    cylinders were leaning, and the rattling noise. Physical investigation was necessary to confirm
    the source of the rattling noise. Froslear himself testified that a loose cylinder in a cradle can
    rattle without posing a safety problem, and it is undisputed that there was a cradle in
    Rottinghouse’s truck. But when Froslear viewed the bed of Rottinghouse’s truck, he did not
    check the cradle for loose cylinders that could have caused the noise.           Without sufficient
    investigation to rule out a viable alternative, Froslear had no basis to conclude in Rottinghouse’s
    warning letter that “a pallet on your truck . . . was not properly strapped, which was causing the
    [rattling] noise.”
    The Board and ALJ found additional evidence of Froslear’s retaliatory motive in his
    email exchange with MacBride. MacBride twice asked whether the driver had fixed the problem
    before leaving the yard. Although Froslear knew that Rottinghouse had, he twice failed to
    answer MacBride’s question directly and then requested “the strongest language about load
    securement that drivers are trained to.” The Board determined that Froslear’s “evasiveness”
    provided “context to the ‘strongest language’ request,” and the email exchange, when considered
    alongside other record evidence, was “strong evidence of the Respondent[’s] animus.” Froslear
    gave a different explanation for his responses, testifying that “MacBride [did not] realize that this
    load [was] not going out for the first time, that it returned off the road” in this condition. But
    “[s]imply showing that the evidence supports an alternative story is not enough. [Airgas] must
    show that the Board’s story is unreasonable.” NLRB v. Galicks, Inc., 
    671 F.3d 602
    , 608 (6th Cir.
    2012). It was not unreasonable for the Board to conclude that this exchange was more consistent
    with a focus on catching Rottinghouse than on improving safety.
    Evaluating the credibility and motivation of an individual witness fits squarely within the
    expertise of the ALJ. In this case, a central question is whether Froslear was motivated by a
    Nos. 18-1686/1771                 Airgas USA, LLC v. NLRB                               Page 10
    desire to improve safety at the plant or by anti-union animus. Substantial evidence supports the
    Board’s conclusions that Froslear’s description of the events of August 3 was not credible and
    that he was not truly concerned with fixing a safety problem. Those conclusions support the
    Board’s finding that Froslear was motivated by anti-union animus.
    b. Temporal Proximity
    The Board also considered the timing of the events. “[P]roximity in time between the
    employees’ union activities and their [discipline]” is circumstantial evidence that can contribute
    to a finding of anti-union animus. 
    FiveCAP, 294 F.3d at 778
    (quoting W.F. 
    Bolin, 70 F.3d at 871
    ). Rottinghouse received his written warning on August 6, just under a month after he filed a
    charge with the Board. Comparable time intervals support a finding of animus. See, e.g., NLRB
    v. E.I. DuPont de Nemours, 
    750 F.2d 524
    , 529 (6th Cir. 1984) (three weeks); JMC Transp., Inc.
    v. NLRB, 
    776 F.2d 612
    , 615–16, 620 (6th Cir. 1985) (approximately one month).
    Airgas contends that the interval should begin with the date Airgas first became aware of
    Rottinghouse’s filing of charges, no later than April 2015.         The argument that temporal
    proximity must be calculated in relation to the first known instance of protected conduct is not
    supported by precedent. To the contrary, in E.I. DuPont de Nemours, we found it suspicious that
    a union supporter was discharged “[a] mere three weeks after the close of the representation
    
    campaign.” 750 F.2d at 529
    . We were not concerned that the supporter’s first protected
    activity—contacting the union about organizing the plant’s workforce—had occurred several
    months prior. 
    Id. at 526–27.
    Firing the worker soon after a critical protected event (the election)
    logically raised an inference of animus regardless of when the protected activity began. The
    same is true here, where the discipline occurred soon after another critical protected event: the
    filing of charges.
    Substantial evidence therefore supports the Board’s conclusion that the temporal
    proximity between the protected activity and the discipline was evidence of animus.
    Nos. 18-1686/1771                  Airgas USA, LLC v. NLRB                                Page 11
    c. Disparate Treatment
    Finally, the Board considered “evidence of disparate treatment” with regard to
    Rottinghouse’s written warning. “[D]isparate treatment of certain employees compared to other
    employees with similar work records or offenses” may support a finding of anti-union animus.
    
    FiveCAP, 294 F.3d at 778
    (quoting W.F. 
    Bolin, 70 F.3d at 871
    ).
    The record contains only one instance of discipline for failing to secure cylinders. In that
    case, Bill Huff received a “written counseling” when his truck contained “a loose cylinder on its
    side on the floor of the trailer, one pallet with unsecured cylinders [and] another pallet containing
    liquid containers only secured with one strap.” Froslear testified that the two offenses were
    comparable because “[u]nsecured is unsecured.” MacBride similarly testified that “moving
    cylinders are moving cylinders.” The union steward disagreed, testifying that “Huff’s incident
    [was] more serious” because the cylinders “could’ve fell off the back of the truck.” Because the
    ALJ’s conclusion that the safety problem was more immediate when a cylinder was entirely
    loose is supported by record evidence, Huff’s written warning is of limited use in the disparate
    treatment analysis.
    In support of the Board’s finding, the General Counsel points to evidence of two
    employees who received verbal warnings for serious violations of safety regulations unrelated to
    securing loads. First, John Jeffries received a verbal warning for causing a preventable backing
    accident. This disciplinary choice was unusual for Airgas; on two other occasions, employees
    were given written warnings for causing preventable accidents. Similarly unusual is the fact that
    this warning was not documented on Airgas’s standard discipline form used for verbal warnings.
    Given these unexplained irregularities and the ALJ’s decision to spend only a sentence on the
    Jeffries example in her disparate treatment analysis, we likewise place little weight on the
    incident.
    The General Counsel’s second example involves Edger Reed, who received verbal
    counseling for talking on the phone while driving. The disciplinary letter points out that “[t]his
    DOT violation could have made [Reed] subject to a $2,570 fine and Airgas subject to an $11,000
    fine.” Though Airgas asserts in passing that Reed’s incident was “minor,” in light of the
    Nos. 18-1686/1771                 Airgas USA, LLC v. NLRB                               Page 12
    magnitude of potential penalties that Airgas itself identified in Reed’s warning letter, the Board
    was not required to accept that evaluation.
    Airgas also argues that Reed’s example is inapposite because a hand-written note on
    Reed’s warning letter explains that it was “[r]educed to verbal,” presumably by operation of the
    grievance process after initially receiving a higher level of discipline such as a written warning.
    But the case Airgas cites is not on point. M & G Convoy, Inc., 
    287 N.L.R.B. 1140
    , 1144–45
    (1988), rejects the theory that prior warnings rescinded during the grievance process demonstrate
    animus in the subsequent discipline of the same employee. There, the ALJ commended the
    employer for being “flexible enough to realize in reaction to employee complaints that it might
    not succeed in a contractual grievance procedure. This is the action of a fair and reasonable
    employer, not one seeking to discriminate.” 
    Id. at 1144.
    In this case, the General Counsel
    advances a different argument entirely: that two employees filed grievances about warnings
    given to them, but only one received a reduction in the level of discipline assessed. The General
    Counsel argues that the difference in result can be attributed to anti-union animus.
    It was within the Board’s authority to consider the difference in treatment between
    Rottinghouse and Reed in attempting to discern anti-union animus. Viewing that evidence
    alongside the temporal proximity to protected activity and the conclusions regarding Froslear’s
    poor credibility and lack of demonstrated safety concern, a reasonable mind could conclude that
    Airgas chose to issue a written warning to Rottinghouse because of his charge-filing activity.
    See Local 
    334, 481 F.3d at 879
    . In other words, substantial evidence supports the Board’s
    decision that Airgas “acted as it did on the basis of anti-union animus.” 
    FiveCAP, 294 F.3d at 777
    .
    2. Airgas’s Nondiscriminatory Reason
    Under Wright Line, the burden then shifts to Airgas “to prove that it would have made the
    same employment decision regardless” of Rottinghouse’s protected activity. Ctr. Constr. 
    Co., 482 F.3d at 435
    . If the employer’s proffered justification is determined to be pretextual, the
    Board need not consider it. 
    Id. at 435–36.
    Airgas argues that written discipline was warranted
    Nos. 18-1686/1771                 Airgas USA, LLC v. NLRB                               Page 13
    because of the undisputed existence of a safety violation and because Rottinghouse had
    previously committed another DOT violation.
    For the reasons explained above, substantial evidence supported the conclusions that
    Froslear’s actions were not calculated to rectify a safety problem and that his testimony about the
    level of safety concern posed was not credible. The Board therefore properly concluded that the
    ALJ’s “animus analysis and her credibility findings clearly establish that the Respondent’s
    reasons for issuing a written warning as opposed to a verbal warning were pretextual.”
    The NLRB also considered whether Rottinghouse’s prior DOT violation could justify the
    issuance of a warning, ultimately concluding that the suggestion “was disingenuous, at best,
    because the record establishes that it did not.” The first time Froslear mentioned the prior
    violation was the September 23 grievance meeting. By then, Airgas had already had at least
    three opportunities to explain its actions. First, the prior violation could have been mentioned in
    the written warning itself, as with another warning letter in the record stating, “This is not the
    first issue [the employee has] had following DOT compliance as an Airgas driver.”
    Rottinghouse’s warning contained no such statement. Second, the prior violation could have
    been mentioned on August 6 when the letter was given to Rottinghouse. It was not. Third, the
    prior violation could have been mentioned when, at the grievance meeting on September 2, the
    union steward stated that the warning should have been verbal. Froslear instead read Article 22
    of the Collective Bargaining Agreement—in essence, responding that because Article 22 does
    not mention verbal warnings, a written warning was appropriate for any infraction. Given
    Airgas’s undisputed history of giving verbal warnings, the Board reasonably concluded that this
    justification was not supported. It was not until three weeks later that Froslear offered the
    justification that Airgas advances now. This “fail[ure] to provide a clear, consistent and credible
    explanation” for discipline supports a finding of pretext. NLRB v. Inter-Disciplinary Advantage,
    Inc., 312 F. App’x 737, 751 (6th Cir. 2008); see also Healthcare Emps. Union, Local 399 v.
    NLRB, 
    463 F.3d 909
    , 922 (9th Cir. 2006) (“Where the employer’s asserted justification is
    shifting and unreliable, its case is weakened, and the conclusion that the true reason was for
    union activity is correspondingly strengthened.” (quoting NLRB v. Nevis Indus., Inc., 
    647 F.2d 905
    , 910 (9th Cir. 1981))).
    Nos. 18-1686/1771               Airgas USA, LLC v. NLRB                             Page 14
    The Board’s finding of pretext was therefore supported by substantial evidence, and it
    was not obligated to consider the justification any further. See Ctr. Constr. 
    Co., 482 F.3d at 435
    –36.
    III. CONCLUSION
    For the foregoing reasons, we GRANT the General Counsel’s application for
    enforcement and DENY Airgas’s petition for review.
    

Document Info

Docket Number: 18-1771

Citation Numbers: 916 F.3d 555

Filed Date: 2/21/2019

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (17)

Valmont Industries, Inc., Petitioner-Cross-Respondent v. ... , 244 F.3d 454 ( 2001 )

W.F. Bolin Company v. National Labor Relations Board , 70 F.3d 863 ( 1995 )

National Labor Relations Board v. E.I. Dupont De Nemours , 750 F.2d 524 ( 1984 )

National Labor Relations Board v. Overseas Motor, Inc. , 721 F.2d 570 ( 1983 )

Arrow Electric Company, Inc., Petitioner/cross-Respondent v.... , 155 F.3d 762 ( 1998 )

National Labor Relations Board v. Fry Foods, Inc. , 609 F.2d 267 ( 1979 )

national-labor-relations-board-and-stationary-engineers-local-39 , 647 F.2d 905 ( 1981 )

healthcare-employees-union-local-399-affiliated-with-the-service , 463 F.3d 909 ( 2006 )

national-labor-relations-board-petitionercross-respondent-v-local-334 , 481 F.3d 875 ( 2007 )

center-construction-co-inc-dba-center-service-system-division-v , 482 F.3d 425 ( 2007 )

Fivecap, Inc., Petitioner/cross-Respondent v. National ... , 294 F.3d 768 ( 2002 )

Birch Run Welding & Fabricating, Inc. v. National Labor ... , 761 F.2d 1175 ( 1985 )

Conley v. National Labor Relations Board , 520 F.3d 629 ( 2008 )

Jmc Transport, Inc. v. National Labor Relations Board , 776 F.2d 612 ( 1985 )

Director, Office of Workers' Compensation Programs v. ... , 114 S. Ct. 2251 ( 1994 )

Metropolitan Edison Co. v. National Labor Relations Board , 103 S. Ct. 1467 ( 1983 )

National Labor Relations Board v. Transportation Management ... , 103 S. Ct. 2469 ( 1983 )

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