United States v. Punschke , 247 F. App'x 789 ( 2007 )

NOT RECOMMENDED FOR PUBLICATION
File Name: 07a0678n.06
Filed: September 18, 2007
No. 06-1943
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. On Appeal from the United
States District Court for the
ADAM SETH PUNSCHKE, Western District of Michigan
at Grand Rapids
Defendant-Appellant.
/
Before: MARTIN, GUY, and CLAY, Circuit Judges.
RALPH B. GUY, JR., Circuit Judge. Defendant Adam Punschke appeals from
the 78-month sentence imposed following his plea of guilty to one count of possession with
intent to distribute cocaine. See 21 U.S.C. §§ 841(a) and (b)(1)(C). Defendant argues that
the district court erred in determining the quantity of drugs attributable to him for purposes
of determining the base offense level, improperly counted two prior convictions in his
criminal history, and should have departed downward on the grounds that the criminal history
score significantly overrepresented the seriousness of his prior offenses. After review of the
record and the arguments presented on appeal, we affirm.
I.
Defendant was initially charged with possession with intent to distribute more than
No. 06-1943 2
500 grams of cocaine on October 27, 2005. A three-count superceding indictment was then
filed charging defendant and codefendants James Morkert and Jordan McIntosh with
conspiracy to distribute and possess with intent to distribute more than 500 grams of cocaine
between the fall of 2004 and October 27, 2005. Ultimately, defendant pleaded guilty to a
subsequently filed one-count information charging him, only, with possession with intent to
distribute a detectable amount of cocaine on October 27, 2005.
The written plea agreement stipulated that the relevant conduct to be attributed to
defendant for purposes of computing the guideline range shall be at least 500 grams but no
more than 2 kilograms of cocaine. There was no agreement that this stipulation would be
binding, however, and in the same paragraph of the plea agreement the parties stipulated to
the following factual basis for the plea:
On October 27, 2005, Adam Punschke possessed approximately 625
grams of cocaine that he delivered to James Morkert. Adam Punschke was
expecting payment of approximately $13,000 for 500 grams of cocaine. On
previous occasions, beginning as early as 2003, Adam Punschke had delivered
cocaine to James Morkert. There were three deliveries of approximately 500
grams between the spring of 2005 and October 2005. Previous deliveries of
cocaine by Adam Punschke to James Morkert equaled about and [sic]
additional half-kilogram.
The district court rejected the stipulation regarding quantity—which would have resulted in
a base offense level of 26—and found instead that defendant should be held accountable for
at least 2 kilograms but less than 3.5 kilograms of cocaine—which corresponded to a base
offense level of 28. Defendant appeals from that determination. The district court also
rejected an enhancement for possession of a firearm during relevant conduct and granted a
two-level reduction for acceptance of responsibility. This resulted in a total adjusted offense
No. 06-1943 3
level of 26.
Defendant, age 23 at the time of sentencing, was assessed three criminal history points
associated with three prior criminal convictions. No points were assessed for a 2005
conviction for delivery/manufacture of marijuana because it was treated as relevant conduct.1
Defendant concedes that one prior drug conviction—a 2003 conviction for possession of
marijuana—was properly counted, but contends that two other convictions should not have
been counted. With only one criminal history point, defendant would have fallen within
criminal history category I, the guideline range would have been lower, and he would have
argued for sentencing under the safety valve provisions of 18 U.S.C. § 3553(f). Having
found defendant had an offense level of 26 and a criminal history category II, the applicable
sentencing guideline range was 70 to 87 months’ imprisonment. Rejecting defendant’s
request for a downward departure to criminal history category I, the district court recognized
the guidelines as advisory and sentenced defendant in light of the relevant sentencing factors
to a 78-month term of imprisonment and three years of supervised release. This appeal
followed.
II.
Sentences imposed post-Booker are reviewed for procedural and substantive
reasonableness. United States v. Booker, 543 U.S. 220, 261 (2005); United States v.
1
Defendant was charged with two counts of delivery/manufacture of marijuana and felony firearm,
pleaded guilty, and was sentenced to an 18-month term of probation. Defendant successfully completed
probation on October 11, 2005, two weeks before his arrest for possession with intent to distribute cocaine
in this case. Also not counted were pending charges for driving with a suspended license after defendant’s
arrest in this case.
No. 06-1943 4
Williams, 432 F.3d 621, 623 (6th Cir. 2005). “A sentencing judge must appreciate the
advisory nature of the guidelines, must calculate the guidelines’ recommendation correctly
and must consider the [18 U.S.C.] § 3553(a) factors in exercising her independent judgment
about what sentence to impose[.]” United States v. Cruz, 461 F.3d 752, 754 (6th Cir. 2006)
(citing United States v. McBride, 434 F.3d 470, 476 (6th Cir. 2006)). This appeal concerns
one component of procedural reasonableness—whether the district court correctly calculated
the applicable sentencing guideline range. The district court’s interpretation of the guidelines
is reviewed de novo, while findings of fact made during sentencing are reviewed for clear
error. United States v. Canestraro, 282 F.3d 427, 431 (6th Cir. 2002).
A. Base Offense Level
In this case, the base offense level depends on the quantity of drugs attributed to the
defendant as relevant conduct. U NITED S TATES S ENTENCING G UIDELINES M ANUAL (USSG)
§ 2D1.1(a)(3), § 2D1.1 cmt. n.12, and § 1B1.3(a)(2) (2006). When the amount is uncertain,
the sentencing judge must approximate the quantity of drugs for which the defendant is more
likely than not responsible. United States v. Jennings, 83 F.3d 145, 149 (6th Cir. 1996).
Defendant contends on appeal that the district judge clearly erred by holding him accountable
for at least 2 kilograms but less than 3.5 kilograms of cocaine (or the equivalent of at least
400 kilograms but less than 700 kilograms of marijuana).
The presentence report (PSR) recommended that 3.06 kilograms of cocaine and 7.99
kilograms of marijuana, or the equivalent of 619.99 kilograms of marijuana, be attributed to
him as relevant conduct. Defendant objected prior to sentencing and relied on the stipulation
No. 06-1943 5
in the plea agreement that relevant conduct involved less than 2 kilograms of cocaine.
The district judge found instead that the factual basis of defendant’s plea, the
information received from Morkert and McIntosh to which defendant had not objected, and
the quantities involved in the prior conviction that was not included in defendant’s criminal
history more than exceeded the equivalent of 2 kilograms of cocaine. The record supports
this determination.
Briefly, an investigation into cocaine trafficking led to the detention of McIntosh on
October 12, 2005, and the discovery of 55.36 grams of cocaine. Another 177 grams of
cocaine and $5,570 in cash was then found in McIntosh’s residence. McIntosh arranged a
controlled purchase of half a kilogram of cocaine from Morkert, his supplier, who got the
cocaine from defendant. Morkert was arrested while delivering the cocaine to McIntosh on
October 27, 2005. Morkert informed police that he had been purchasing cocaine from
defendant for a year and a half. According to Morkert, he met defendant while attending
classes at Western Michigan University, started by buying “eight ball” quantities of cocaine,
bought 4.5 ounces on seven or eight occasions, and then purchased half a kilogram quantities
on four or five occasions. Another 4.5 ounces of cocaine was found in Morkert’s apartment,
which Morkert said he was holding for defendant. Morkert also said defendant supplied him
with marijuana and admitted that he sold three to five pounds of marijuana to McIntosh
during the previous year. In addition, McIntosh said he bought an ounce of cocaine directly
from defendant at least five times when Morkert was out of town.
Finally, in calculating quantities associated with the prior drug conviction that was not
No. 06-1943 6
counted in defendant’s criminal history, the PSR not only counted the approximately 115
grams of marijuana found during a traffic stop in 2004, but also converted cash found in
defendant’s residence into an equivalent quantity of marijuana. The cash, $8,507, was
converted to the equivalent of 2.41 kilograms of marijuana based on information from
Morkert that he purchased quarter-pound quantities of marijuana for $400.
By failing to object to the calculation as to quantity in the PSR, the defendant
admitted the accuracy of those findings. United States v. Stafford, 258 F.3d 465, 475-76 (6th
Cir. 2001). As defense counsel conceded in the sentencing memorandum, Morkert and
McIntosh, if credible, could establish that defendant distributed more than 2 kilograms of
cocaine. In fact, we need not consider whether Morkert and McIntosh are credible, or
whether there was sufficient evidence to support the conversion of the $8,507 in cash to
marijuana, because the district judge’s finding is supported by defendant’s admission in the
plea agreement to the distribution of more than 2 kilograms of cocaine. Accordingly, we find
that the district judge did not clearly err in determining that defendant would be held
accountable for the equivalent of more than 2 kilograms but less than 3.5 kilograms of
cocaine.2
In addition, defendant asserts for the first time on appeal that his sentence violates the
Sixth Amendment. With respect to this claim, defendant cannot demonstrate plain error.
2
The district judge did not count all of the quantities that could have been attributed to defendant.
The judge explained that “Paragraph 59 has him between two kilograms and three and a half kilograms.
That’s really more like it. If I take his testimony and I blend it with all the rest of this testimony, I could be
at five kilograms. But I’m saying it seems to me that the [PSR] found it was between two and three and a
half.”
No. 06-1943 7
First, although defendant pleaded guilty to the possession with intent to distribute an
unspecified quantity of cocaine, there can be no Apprendi error because defendant’s sentence
did not exceed the statutory maximum of 20 years authorized by 21 U.S.C. § 841(b)(1)(C).
Apprendi v. New Jersey, 530 U.S. 466 (2000); see also, United States v. Page, 232 F.3d 536,
543 (6th Cir. 2000). Second, Booker forecloses defendant’s argument that any increase in
his sentence based on judicial factfinding under a preponderance of the evidence standard
violates the Sixth Amendment. Booker did not eliminate judicial factfinding, but rather
rendered the sentencing guidelines advisory. United States v. Coffee, 434 F.3d 887, 898 (6th
Cir.), cert. denied, 126 S. Ct. 2313 (2006); United States v. Gates, 461 F.3d 703, 707-08 (6th
Cir.), cert. denied, 127 S. Ct. 602 (2006); see also Rita v. United States, 127 S. Ct. 2456,
2465-66 (2007) (“This Court’s Sixth Amendment cases do not automatically forbid a
sentencing court to take account of factual matters not determined by a jury and to increase
the sentence in consequence.”).
B. Criminal History Score
As noted earlier, the district court assessed three criminal history points for three prior
convictions. Conceding that one point was properly assessed for the prior conviction for
possession of marijuana, defendant argues that the sentencing judge erred by counting both
(1) the prior conviction for retail fraud committed while he was 17 years old, and (2) the
prior misdemeanor conviction for attempted assaulting, resisting, and obstructing a police
officer. Defendant also argues that even if one or both convictions were properly counted,
they represented such “petty” offenses that a downward departure was warranted because a
No. 06-1943 8
criminal history score of 2 or 3 substantially overrepresented his criminal history.
1. Retail Fraud
Points assessed for a conviction for offenses committed prior to age 18 vary. Three
points are added “[i]f the defendant was convicted as an adult and received a sentence of
imprisonment exceeding one year and one month.” USSG § 4A1.2(d)(1). In other cases,
(A) add 2 points under § 4A1.1(b) for each adult or juvenile sentence to
confinement of at least sixty days if the defendant was released from such
confinement within five years of his commencement of the instant offense;
(B) add 1 point under § 4A1.1(c) for each adult or juvenile sentence imposed
within five years of the defendant’s commencement of the instant offense not
covered in (A).
USSG § 4A1.2(d)(2). Defendant pleaded guilty to retail fraud and was sentenced to six
months probation on September 5, 2000. Defendant asserts on appeal that the conviction
should not have been counted because the sentence for retail fraud was imposed more than
five years before the commencement of the instant offense. However, the application notes
clarify that the term “commencement of the instant offense” includes any relevant conduct.
USSG § 4A1.2 cmt. n.7. Because there is no question that the defendant was engaged in
relevant conduct within five years of the sentence for retail fraud, it was not clearly erroneous
to assess one point for this conviction.3
3
Defendant states that the sentence of probation for retail fraud was unlawful because it did not
include any term of imprisonment. While the retail fraud statute does not include probation among the listed
penalties, Michigan law provides that probation is an available sentence except when excluded by statute.
See MICH . COM P . LAW S ANN . § 771.1 (except in certain prosecutions (i.e., murder, treason, criminal sexual
conduct, armed robbery or major controlled substance offenses) a criminal defendant may be placed on
probation if the court finds that he is not likely to engage again in offensive or criminal conduct and the
public good does not require that the defendant suffer the penalty imposed by law).
No. 06-1943 9
2. Attempted Assaulting, Resisting or Obstructing an Officer
The district court overruled defendant’s objection to the addition of one point for his
prior conviction under Michigan law for misdemeanor attempted assaulting, resisting, or
obstructing an officer. Defendant argues, as he did at sentencing, that the conviction should
have been excluded under USSG § 4A1.2(c)(1), which provides that certain offenses,
including “Resisting Arrest” and “offenses similar to [resisting arrest] by whatever name they
are known,” are not to be used to calculate a defendant’s criminal history unless the prior
offense was similar to the instant offense, the defendant was given probation of at least one
year, or the defendant was sentenced to a term of at least 30 days’ imprisonment. Since
defendant’s prior sentence was for 10 days or $280 fine, and because the offense was not
similar to the instant offense of possession with intent to distribute cocaine, the sentence may
be excluded from defendant’s criminal history if it was for resisting arrest or an offense
similar to resisting arrest.
Although the judgment is not part of the record on appeal, there seems to be no
dispute that defendant’s conviction was for misdemeanor attempted violation of §
750.81d(1), which makes it unlawful for one to assault, batter, wound, resist, obstruct,
oppose or endanger a person who he knows or has reason to know is an officer performing
his duties. M ICH. C OMP. L AWS A NN. § 750.92(3) (Attempt). Although misdemeanor
resisting arrest would normally be excluded by USSG § 4A1.2(c)(1), in this case the PSR
concluded that the conviction should be counted because a review of the court documents
reflected that the conviction had the additional element of assault. The district judge counted
No. 06-1943 10
the conviction, indicating that the charging document included assault.
In determining the similarity of offenses under § 4A1.2(c), district courts should
consider “the similarity between the ‘essential characteristics’ of the activity underlying the
offense of prior conviction and those underlying the listed offenses.” United States v. Cole,
418 F.3d 592, 598 (6th Cir. 2005). While attempted assaulting, resisting, or obstructing an
officer would seem to encompass both assault and resisting arrest, we need not resolve this
issue because any error in counting this conviction would be harmless error. That is, whether
defendant is assessed two or three criminal history points, his criminal history category would
still be II. As a result, any error in counting this conviction would have no affect on the
defendant’s sentencing guideline range.
3. Downward Departure
A downward departure in criminal history category may be warranted under USSG
§ 4A1.3(b) “[i]f reliable information indicates that the defendant’s criminal history category
substantially over-represents the seriousness of the defendant’s criminal history or the
likelihood that the defendant will commit other crimes[.]” As defendant concedes, the
refusal to grant a downward departure under the guidelines is not reviewable on appeal
unless the record reflects that the district judge was not aware of or did not understand his
discretion to make such a departure. United States v. Puckett, 422 F.3d 340, 345 (6th Cir.
2005), cert. denied, 547 U.S. 1122 (2006). Although a defendant remains free to argue that
his sentence was unreasonable post-Booker, no such argument has been made in this case.
Id. at 344-45. Rather, defendant argues that the following comments suggest that the district
No. 06-1943 11
judge did not recognize his authority to depart downward:
THE COURT: I think so. I think so. Your argument is preserved, Mr.
Hills, but . . . the problem with these so-called guidelines, and they are so-
called, is that they make me arrive at something, and obviously there’s a, Well,
you can’t believe this person. Well, it’s not objected to. If it’s not objected to,
according to the guidelines I have to conclude that it can be used.
So your objection is noted, but it’s clearly overruled. I think if anything
the benefit of the doubt was given to [the defendant], plus all this money plus
the Lincoln Navigator. I mean, . . . this isn’t a close call.
Even cursory examination of the transcript makes evident that these comments were directed
to the question of what quantity of drugs would be attributed to the defendant from the facts
set out in the PSR. Indeed, when defense counsel specifically asked for a downward
departure, the district judge denied the motion with the following explanation:
THE COURT: Well, a criminal history level of I, I think that’s where
defense counsel wishes me to go in this matter, would be as though he had no
record whatever or as though what he had was of no significance. And here’s
a 22-year-old individual who has not only a series of driving offenses—some
of which, I might add, have occurred since the guilty plea [and were still
pending at the time of sentencing]—but we have certainly some criminal
behavior here that’s of some note.
This II does not overrepresent his record. If it were a III or IV, maybe
we could look at it a little differently. But no, no, I think this criminal history
level of II is appropriate under the circumstances. . . . [I]t might
underrepresent, but it certainly doesn’t overrepresent Mr. Punschke’s record
as he presently stands here. . . .
It was not necessary for the district judge to explicitly state that he knew he had the authority
to grant a departure. Puckett, 422 F.3d at 346; United States v. Byrd, 53 F.3d 144, 145 (6th
Cir. 1995). Here, the district judge recognized his authority to depart downward, and
concluded that a downward departure was not warranted in this case. Consequently, the
No. 06-1943 12
refusal to depart downward under § 4A1.3(b) is unreviewable on appeal.
AFFIRMED.