Victoria Cunningham v. Dep't of Children's Servs. ( 2021 )


Menu:
  •                        NOT RECOMMENDED FOR PUBLICATION
    File Name: 21a0029n.06
    Case No. 20-5216
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    FILED
    Jan 13, 2021
    VICTORIA CUNNINGHAM, Individually and )                                    DEBORAH S. HUNT, Clerk
    as Next Friend for A.C. (a minor child), )
    )
    Plaintiff-Appellant,             )                 ON APPEAL FROM THE UNITED
    )                 STATES DISTRICT COURT FOR
    v.                                       )                 THE MIDDLE DISTRICT OF
    )                 TENNESSEE
    DEPARTMENT OF CHILDREN’S SERVICES, )
    et al.,                                  )
    )
    Defendants-Appellees.            )
    BEFORE: ROGERS, DONALD, and BUSH, Circuit Judges.
    BERNICE BOUIE DONALD, Circuit Judge. Victoria Cunningham raises various
    constitutional claims related to a Tennessee county juvenile court judge’s issuance of an ex parte
    order requiring her to seek professional psychological services and imposing limits on her
    interactions with her child. She filed suit under 
    42 U.S.C. § 1983
     against the judge, prosecutor,
    and family service worker involved in the preparation and service of the order. The district court
    granted Defendants’ motions to dismiss Cunningham’s claims. For the reasons below, we
    AFFIRM the district court’s decision.
    I.
    Plaintiff-Appellant Victoria Cunningham (“Cunningham”) is the mother of A.C., one of
    her two minor children. On June 7, 2019, the Tennessee Department of Children’s Services
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    (“DCS”) received a report that A.C.’s father had sexually abused her. A.C. was living in
    Rutherford County when the alleged sexual abuse took place. On the same day, Cunningham
    temporarily separated from her husband in Rutherford County and took her children to the home
    of her mother, Connie Reguli (“Reguli”), in Williamson County.
    On June 8, 2019, a police detective contacted Cunningham and stated that he wanted to
    meet with her regarding A.C. Reguli later spoke with the detective, and “the understanding was
    that DCS would be following up.” (R. 38 at PageID 214). Upon receiving the referral of alleged
    sexual abuse, DCS Investigator Tameika Gray (“Gray”) contacted Cunningham and discussed the
    allegations with her. Gray informed Cunningham that DCS would need to conduct a face-to-face
    interview with the minor A.C. Cunningham, however, stipulated that she would not allow that
    interview to occur without Reguli’s being present. Gray then contacted Reguli, and after a brief
    conversation, Reguli agreed to bring A.C. to see Gray the following day.
    On June 11, 2019, Reguli brought the two children to meet Gray at the Rutherford County
    DCS office. Reguli declined Gray’s request to meet with A.C. privately, and informed Gray that
    “an appointment had previously been set for June 13, 2019 for A.C. to meet with psychologist Dr.
    Janie Berryman and that it was the desire of [Cunningham] that A.C. meet with the psychologist
    prior to any other forensic interviews.” (R. 38 at PageID 215).
    Gray subsequently submitted a verified application to the Rutherford County Juvenile
    Court a verified application, which asserted that the report of harm to A.C. involved “allegations
    of sexual abuse [by the child’s father] John Cunningham.” (R. 38-6 at PageID 261-65). On June
    12, 2019, the juvenile court—through Defendant-Appellee Matthew Wright (“Wright”), a DCS
    attorney, and Defendant-Appellee Donna Davenport (“Davenport”), a state court judge—issued
    an ex parte order. The order stated that DCS had received a report of harm concerning A.C. and
    -2-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    had “been unable to complete its investigation due to the actions of the Mother, Victoria
    Cunningham, and Maternal Grandmother, Ms. Connie Reguli.” (R. 38-4 at PageID 255).
    The ex parte order required, inter alia, that Cunningham and Reguli allow DCS to enter
    the home or place where A.C. was located for the purposes of an examination and/or to complete
    its investigation; allow DCS to conduct a face-to-face interview with A.C. outside of their presence
    and outside of the presence of other third parties; and allow A.C. to be forensically interviewed by
    representatives of the Child Advocacy Center (“CAC”). The order also allowed DCS to take
    temporary custody of A.C. if necessary to complete the investigation. On June 12, 2019, Gray
    went to Reguli’s home. Thinking Gray was there to inspect the home, Reguli invited Gray into
    the home and introduced her to Cunningham. Gray stated that she was not there for a home visit;
    instead, she served Reguli with the ex parte order.
    On June 14, 2019, Cunningham filed an action under 
    42 U.S.C. § 1983
     in the district court,
    asserting claims against Davenport, Gray, and Wright (collectively “Defendants”) for violations
    of the Fourth, Ninth, and Fourteenth Amendments. Proceedings in the juvenile court continued,
    and after holding a hearing on August 30, 2019, the juvenile court issued a final order on
    September 3, 2019, ruling, inter alia, that DCS was authorized to speak with A.C., view the home
    in which A.C. resided, and conduct a CAC interview of the child.1
    Cunningham then filed an Amended Complaint in the district court in which she alleges
    that “the deceptive, and false preparation, execution, and service of the Ex Parte Order” violated:
    (1) her right to parent her child; (2) her substantive and procedural due process rights; and
    (3) A.C.’s right to be free from unreasonable search and seizure. (R. 38 at PageID 225-26).
    1
    On motion of DCS, the juvenile court issued a slightly amended final order on September 27, 2019 (R. 56-
    2 at PageID 422), which is currently on appeal.
    -3-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    Cunningham also claims that Gray, Wright, and Davenport acted in concert and could not have
    accomplished these alleged violations without the overt acts of one another.
    On January 23, 2020, the district court dismissed all of Cunningham’s claims, concluding
    that the Rooker-Feldman doctrine barred all claims against Davenport, Gray, and Wright that were
    based on the ex parte order. The district court alternatively held that even if Rooker-Feldman did
    not preclude the district court’s subject matter jurisdiction, Davenport, Gray, and Wright were each
    entitled to immunity for any claims in which the ex parte order was the source of the alleged
    constitutional violations—judicial immunity for Davenport, prosecutorial immunity for Wright,
    and social worker immunity for Gray. The district court also dismissed Cunningham’s remaining
    claims against Gray and Wright—that they made false statements in the verified application for
    the ex parte order—concluding that Gray and Wright were entitled to absolute immunity for that
    conduct. To the extent that Cunningham based her claims on Gray’s and Wright’s execution of
    the ex parte order and not the petition for it, and assuming the Amended Complaint adequately
    alleged such a claim, the district court concluded that Gray and Wright enjoyed qualified
    immunity. Finally, in an abundance of caution, the district court dismissed—in a footnote—any
    claim that Cunningham might have brought for conspiracy under 
    42 U.S.C. § 1985.2
    This appeal followed.
    2
    Although the district court was uncertain as to whether Cunningham actually attempted to assert a
    conspiracy claim against Defendants, it noted as follows:
    The Amended Complaint is not a model of clarity, and thus, the Court has struggled to identify the
    conduct underlying each of the claims. Plaintiff cites 
    42 U.S.C. § 1985
     in the introduction to her
    Amended Complaint, but the factual allegations regarding any alleged conspiracy appear to focus
    on the issuance of the Ex Parte Order. As such, the conspiracy claim would be barred by Rooker
    Feldman. To the extent Plaintiff sought to allege the defendants engaged in a conspiracy
    independent of the Ex Parte Order, that conduct is not described in the factual allegations, and
    therefore, such a claim is dismissed as inadequately pled. Fed. R. Civ. P. 8(a).
    (R. 73 at PageID 560 n.4) (citation omitted). Cunningham does not challenge the district court’s ruling on this issue,
    so we do not discuss it further.
    -4-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    II.
    On appeal from a grant of a Rule 12(b)(6) motion to dismiss, we review the district court’s
    decision de novo, construing the complaint in the light most favorable to the plaintiff. See Theile
    v. Michigan, 
    891 F.3d 240
    , 243 (6th Cir. 2018); Logsdon v. Hains, 
    492 F.3d 334
    , 340 (6th Cir.
    2007). For a plaintiff’s claim to survive a motion to dismiss, the plaintiff must present a facially
    plausible complaint that asserts more than bare legal conclusions. See Ashcroft v. Iqbal, 
    556 U.S. 662
    , 677–78 (2009); Bell Atl. Corp. v. Twombly, 
    550 U.S. 544
    , 555–56 (2007). When reviewing
    a plaintiff’s claim, we accept as true all factual allegations, but not “legal conclusions or
    unwarranted factual inferences.” Mixon v. Ohio, 
    193 F.3d 389
    , 400 (6th Cir. 1999) (citing Morgan
    v. Church’s Fried Chicken, 
    829 F.2d 10
    , 12 (6th Cir. 1987)).
    III.
    We begin by addressing the district court’s jurisdiction. Under the Rooker-Feldman
    doctrine, district courts may not consider “cases brought by state-court losers complaining of
    injuries caused by state-court judgments rendered before the district court proceedings commenced
    and inviting district court review and rejection of those judgments.” Exxon Mobil Corp. v. Saudi
    Basic Indus. Corp., 
    544 U.S. 280
    , 284 (2005). The doctrine is derived from 
    28 U.S.C. § 1257
    ,
    which “vests sole jurisdiction” to “conduct[] appellate review of final state-court judgments” in
    the Supreme Court. Berry v. Schmitt, 
    688 F.3d 290
    , 298 (6th Cir. 2012).
    “We determine whether Rooker-Feldman bars a claim by looking to the ‘source of the
    injury the plaintiff alleges in the federal complaint.’ If the source of the plaintiff’s injury is the
    state-court judgment itself, then Rooker-Feldman applies.” VanderKodde v. Mary Jane M. Elliott,
    P.C., 
    951 F.3d 397
    , 402 (6th Cir. 2020) (quoting McCormick v. Braverman, 
    451 F.3d 382
    , 393
    -5-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    (6th Cir. 2006)). To determine the source of a plaintiff’s injury, a court must look to the requested
    relief. 
    Id.
    We faced a similar situation in Reguli v. Guffee, 371 F. App’x 590, 595-96 (6th Cir. 2010),
    where the plaintiff, like Cunningham, alleged two categories of injuries—those stemming from an
    ex parte order itself and those stemming from the defendants’ conduct in the preparation and
    issuance of the order. In Reguli, we concluded that Rooker-Feldman barred consideration of the
    first category of injuries, because they were based on “allegations [that were] a direct result of the
    judicial order and fail[ed] to assert an ‘independent claim’ that would bring the case outside the
    ambit of Rooker-Feldman.” Id. at 596.
    As in Reguli, Rooker-Feldman barred the district court’s consideration of Cunningham’s
    claims to the extent that the ex parte order was the main source of her injury. In other words,
    Rooker-Feldman prevented the district court from reviewing or otherwise addressing any aspect
    of the contents of the ex parte order. That would include Cunningham’s claim that Davenport
    violated the Constitution by acting outside of the juvenile court’s jurisdiction. See id. at 597
    (“Even if issued without jurisdiction the [ex parte] order was still issued by a state court, and
    Rooker-Feldman bars a federal court from reviewing the constitutionality of that order.”)
    But Cunningham, like the plaintiff in Reguli, also makes several allegations against
    Defendants based on their conduct leading up to the issuance of the ex parte order and executing
    that order. Rooker-Feldman does not deprive us of jurisdiction to address those claims. See
    Kovacic v. Cuyahoga Cnty. Dep’t of Child. & Fam. Servs., 
    606 F.3d 301
    , 310 (6th Cir. 2010)
    (drawing similar distinction and noting that Rooker-Feldman did not apply to the plaintiffs’ claims
    that “focus[ed] on the conduct of Family Services and of the social workers that led up to the
    -6-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    juvenile court’s decision[.]”) (emphasis in original). However, for the reasons explained below,
    Cunningham’s claims are still subject to dismissal, because each Defendant is immune from suit.
    IV.
    First, to the extent that Cunningham challenges Davenport’s actions as leading up to the
    issuance of the ex parte order and not the issuance itself, we affirm the district court’s finding that
    Davenport is entitled to judicial immunity. Cunningham argues against the application of judicial
    immunity because, according to her, the Rutherford County juvenile court—and, by extension,
    Davenport—lacked jurisdiction to issue the ex parte order. Cunningham’s argument focuses on
    the fact that she and A.C. resided in Williamson County during the proceedings, thus making
    Rutherford County an improper venue. However, we agree with the district court’s conclusion
    that Tennessee law provided Davenport with jurisdiction over proceedings involving “delinquent,
    unruly or dependent and neglected” children, and that, to the extent that venue might have been
    improper in Rutherford County, there were no indications that Davenport acted in the “complete
    absence of all jurisdiction.” (R. 73 at PageID 562-63).
    It is a well-settled principle in our system of jurisprudence that judges are generally
    absolutely immune from civil actions for money damages. Bright v. Gallia County, 
    753 F.3d 639
    ,
    648 (6th Cir. 2014). Absolute judicial immunity can be overcome only in two instances: (1) non-
    judicial actions, i.e., actions not taken in the judge’s judicial capacity; and (2) actions taken in the
    complete absence of jurisdiction. 
    Id. at 649
    . Cunningham does not argue that Davenport acted
    outside of her judicial capacity. Thus, we look only to the second exception to determine whether
    judicial immunity applies.
    The term “jurisdiction” is to be broadly construed to effectuate the purposes of judicial
    immunity. 
    Id.
     A judge will not be deprived of judicial immunity because the action she took was
    -7-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    in error, was done maliciously, or was in excess of her authority; rather, she will be subject to
    liability only when she has acted in the clear absence of all jurisdiction.” Savoie v. Martin, 
    673 F.3d 488
    , 492 (6th Cir. 2012) (citing Stump v. Sparkman, 
    435 U.S. 349
    , 356-57 (1978)). Only in
    the absence of subject matter jurisdiction are judicial actors devoid of the shield of
    immunity. Leech v. DeWeese, 
    689 F.3d 538
    , 542 (6th Cir. 2012).
    As we recently stated in Norfleet v. Renner, 
    924 F.3d 317
    , 319 (6th Cir. 2019):
    The line between the category of actions that protects [the judge] (acting in excess
    of jurisdiction) and the category that does not (acting in the complete absence of
    jurisdiction) is not self-revealing. Two illustrations come to mind. If a judge with
    general criminal jurisdiction ruled that an act amounted to a crime when it did not,
    he would merely act in excess of jurisdiction and thus be immune from a § 1983
    lawsuit challenging his decision. But if a probate judge assumed authority over a
    criminal case, the judge would act in the clear absence of jurisdiction because he
    “is invested only with authority over wills and the settlement of estates of deceased
    persons.”
    (internal citations omitted) (quoting Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 352 (1871)).
    Here, the verified petition stated that there was reason to believe that A.C. was dependent
    and neglected based on allegations that her father had sexually abused her. These allegations
    undoubtedly triggered the subject matter jurisdiction conferred upon Tennessee juvenile courts by
    
    Tenn. Code Ann. § 37-1-103
    , which provides, in relevant part:
    (a) The juvenile court has exclusive original jurisdiction of the following
    proceedings, which are governed by this part:
    (1) Proceedings in which a child is alleged to be delinquent, unruly
    or dependent and neglected . . . .
    While it is true that 
    Tenn. Code Ann. § 37-1-103
    (a)(1) does not explicitly grant juvenile
    courts jurisdiction over matters involving out-of-county children, the statute also does not
    explicitly prohibit such jurisdiction, and the latter is our primary concern in determining whether
    the “complete absence of any jurisdiction” exception to judicial immunity applies. See Mills v.
    -8-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    Killebrew, 
    765 F.2d 69
    , 71 (6th Cir. 1985) (“A judicial officer acts in the clear absence of
    jurisdiction only if he knows that he lacks jurisdiction, or acts despite a clearly valid statute or
    case law expressly depriving him of jurisdiction.”) (emphasis added)). Cunningham has not
    provided the Court with any Tennessee statute or case law that would have expressly deprived
    Davenport of jurisdiction to issue an ex parte order regarding this matter. To the extent that
    Davenport may have committed error by finding venue to be proper, it was merely procedural
    error, which is protected by judicial immunity. See Stern v. Mascio, 
    262 F.3d 600
    , 607 (6th Cir.
    2001) (“Even grave procedural errors or acts taken when no statute purports to confer on the court
    the authority purportedly exercised will not deprive a judge of judicial immunity.”); see also
    Ireland v. Tunis, 
    113 F.3d 1435
    , 1441 (6th Cir. 1997). At most, Davenport acted in excess of
    jurisdiction rather than in the clear absence of jurisdiction.3 Accordingly, Davenport was entitled
    to absolute judicial immunity.
    V.
    Next, we affirm the district court’s determination that prosecutorial immunity protects
    Wright from Cunningham’s claims stemming from the ex parte order. The Supreme Court has
    extended absolute immunity to prosecutors from a suit for damages under Section 1983 when the
    activity involved is “intimately associated with the judicial phase of the criminal process.” Imbler
    v. Pachtman, 
    424 U.S. 409
    , 430 (1976). As this Court has summarized:
    3
    Although we will leave it to the Tennessee Supreme Court to determine whether the jurisdictional limitation
    advocated by Cunningham actually exists, we note that a definitive ruling on that issue would not change our
    determination of the application of judicial immunity in this particular case. 
    Tenn. Code Ann. § 37-1-103
    (d)(1)-(2)
    provides that “[a] juvenile court in any county of this state shall have temporary jurisdiction to issue temporary orders
    pursuant to this section upon a petition on behalf of a child present or residing in that county . . . only in a neglect,
    dependency or abuse proceeding[].” (emphasis added). Here, although Cunningham and A.C. had relocated to
    Williamson County by the time Davenport issued the ex parte order, the facts—as alleged—indicate that they did so
    only temporarily (R. 38 at PageID 214), meaning that they had not relinquished their residence in Rutherford County,
    where the underlying abuse was alleged to have occurred. Thus, even if venue would have otherwise been improper
    in Rutherford County, Davenport had the authority to assert temporary jurisdiction over the matter.
    -9-
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    [A]s the doctrine has emerged, absolute prosecutorial immunity protects only those
    acts falling within a prosecutor’s role as advocate for the state and intimately
    associated with the judicial process, and not for administrative or investigative acts
    antecedent or extraneous to the judicial process. Investigative acts undertaken in
    direct preparation of judicial proceedings, including the professional evaluation of
    evidence, warrant absolute immunity, whereas other acts, such as the preliminary
    gathering of evidence that may ripen into a prosecution, are too attenuated to the
    judicial process to afford absolute protection.
    Ireland, 
    113 F.3d at
    1445 (citing Buckley v. Fitzsimmons, 
    509 U.S. 259
    , 273 (1993)).
    Cunningham argues that prosecutorial immunity does not apply for three reasons, none of
    which has merit.     First, Cunningham argues that Wright “provided false and misleading
    information to the [juvenile] court to obtain ex parte authority over [Cunningham].” (Appellant
    Br. at 26). However, aside from this conclusory assertion, Cunningham fails to set forth any
    specific allegations to support this claim. Suffice it to say, however, Cunningham’s overall
    allegations suggest that whatever Wright did, he did so in the course of representing the state of
    Tennessee during juvenile court proceedings and as an advocate for the state.
    Second, Cunningham argues that our recent decision in Rieves v. Town of Smyrna,
    
    959 F.3d 678
     (6th Cir. 2020) supports her position that absolute immunity does not apply to
    Wright. In Rieves, we held that prosecutors did not enjoy absolute immunity for engaging in the
    practice of advising law enforcement officers. 
    Id. at 692
    . However, we did so on narrow grounds,
    explaining that immunity was lacking because the prosecutors’ conduct “occurred prior to the
    initiation of judicial proceedings and without probable cause.” 
    Id.
     Ultimately, we determined that
    the prosecutors in that case were not acting as legal advocates but, instead, were functioning as
    investigators aiding law enforcement officers rather than the judicial process. 
    Id. at 694
    . Here,
    Cunningham has made no allegations that Wright took any action in a manner that was outside of
    the judicial process. The only specific allegations Cunningham makes against Wright are that he
    assisted in the preparation of the verified application and then signed it. Cunningham has neither
    - 10 -
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    demonstrated nor even argued how Wright’s actions were outside of those typically associated
    with a family court attorney. Accordingly, Rieves is inapplicable and does not undermine Wright’s
    enjoyment of prosecutorial immunity.
    Third, Cunningham argues that the same jurisdictional limitations that she believed applied
    to Davenport’s jurisdiction to issue the ex parte order also applied to Wright. To that end,
    Cunningham argues that Wright knew or should have known that Tennessee Code Ann. §§ 37-5-
    512(b), 37-1-406(e), and 37-1-111 did not “g[i]ve him jurisdiction over [Cunningham] nor her
    child.” (Appellant Br. at 28). However, as explained above, the absence of an express grant of
    jurisdiction is not equivalent to a clear deprivation of jurisdiction, and even if Wright had prepared
    and signed the verified application in a court that lacked proper venue—an issue which, again, we
    do not opine—“the general nature of [Wright’s actions] is part of the normal duties of a
    prosecutor.” Pittman v. Cuyahoga Cnty. Dep’t of Child. & Fam. Servs., 
    640 F.3d 716
    , 725 (6th
    Cir. 2011) (quoting Cady v. Arenac Cnty., 
    574 F.3d 334
    , 340 (6th Cir. 2009)).
    For these reasons, Wright was entitled to absolute immunity for any injuries Cunningham
    may have suffered by way of the ex parte order itself or by Wright’s actions in the preparation and
    signing of the verified complaint.
    VI.
    Cunningham also argues that the district court erred in granting Gray absolute immunity.
    Social workers, like prosecutors and probation officers, enjoy absolute immunity when they
    engage in conduct “intimately associated with the judicial process.” 
    Id.
     This means that “[s]ocial
    workers are absolutely immune only when they are acting in their capacity as legal advocates.”
    Holloway v. Brush, 
    220 F.3d 767
    , 775 (6th Cir. 2000) (en banc). “A social worker acts as a legal
    advocate when initiating court proceedings, filing child-abuse complaints, and testifying under
    - 11 -
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    oath,” Barber v. Miller, 
    809 F.3d 840
    , 844 (6th Cir. 2015), but not when “perform[ing]
    administrative, investigative, or other functions; for example, when they give legal advice to the
    police, hold a press conference, or fabricate evidence.” Holloway, 
    220 F.3d at 774-75
    .
    Social workers enjoy broad immunity—ranging from immunity not only for negligent
    misrepresentations to the court, see Rippy ex rel. Rippy v. Hattaway, 
    270 F.3d 416
    , 422-23 (6th
    Cir. 2001), but to knowing and intentional misrepresentations as well. Barber, 809 F.3d at 844.
    Even though we have held that the investigative and administrative acts of social workers are not
    entitled to absolute immunity, we have defined those actions quite narrowly—holding, for
    example, that a plaintiff cannot recover against a social worker for her alleged failure to “properly
    investigate” the facts supporting a petition for removal. Pittman, 
    640 F.3d at 726
    . We have also
    granted a social worker immunity from claims that she could have facilitated the return of a
    removed child “had [she] performed an adequate investigation at any time” between issuance of
    an initial removal order and the ultimate juvenile dependency hearing. Rippy, 
    270 F.3d at 422
     (emphasis added).
    These principles control the claims against Gray. Most of Cunningham’s accusations
    against Gray are based on the same conduct that underpin Cunningham’s claims against Wright.
    The claims against Gray are based solely on her alleged representations in preparing the verified
    application for submission to the juvenile court. Cunningham argues that Gray “provided false
    and misleading information to the [juvenile] court to obtain ex parte authority over
    [Cunningham].” (Appellant Br. at 26). Cunningham’s specific accusations against Gray are
    scattered and admittedly challenging for the Court to read, but, as best the Court can decipher,
    Cunningham alleges that: (1) Gray falsely stated that Reguli refused to have A.C. participate in a
    forensic interview; (2) Gray falsely informed Reguli that “if the forensic interview [was] not done
    - 12 -
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    by   the   CAC     or   conform[ed]    to   the     CAC   model    that   it   would   hinder    law
    enforcement”; (3) Gray falsely stated that the juvenile court had jurisdiction under Tennessee
    Code Ann. §§ 37-5-512(b) and 37-1-103; and (4) that Gray was not authorized by Tennessee law
    to conduct an investigation of A.C. (R. 38 at PageID 222-35).
    As an initial matter, Cunningham has not meaningfully contradicted any of the facts alleged
    by Gray in the verified application. Thus, it is not apparent that any potential falsehoods—whether
    negligent or intentional—formed the basis for the ex parte order. More importantly, Gray’s
    actions—as alleged by Cunningham—are entirely consistent with those in which we have in the
    past found social worker immunity. We have explained that the function of making
    recommendations to the juvenile court “including the underlying investigation, is . . . intimately
    related to the judicial phase of child custody proceedings and therefore protected by absolute
    immunity.” Pittman, 
    640 F.3d at 726
     (citation and internal quotation marks omitted) (emphasis in
    original). While it is obvious that Cunningham is dissatisfied with the process, she has made no
    assertions to suggest that Gray, in procuring the verified application, was acting in any role other
    than as a child protective service investigator pursuing an investigation that was part of a juvenile
    court proceeding. Accordingly, Gray was entitled to social worker immunity.
    VII.
    The district court also granted Wright and Gray qualified immunity to the extent that
    Cunningham alleged constitutional violations based on the execution of the ex parte order.
    Cunningham argues that it was error to do so, because, according to her, this Court “clearly
    established in 2018 that obtaining removal by ex parte process was a substantive due process
    violation.” (Appellant Br. at 32).
    - 13 -
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    The doctrine of qualified immunity protects government officials “from liability for civil
    damages insofar as their conduct does not violate clearly established statutory or constitutional
    rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 
    457 U.S. 800
    , 818
    (1982). “Qualified immunity balances two important interests—the need to hold public officials
    accountable when they exercise power irresponsibly and the need to shield officials from
    harassment, distraction, and liability when they perform their duties reasonably.” Pearson v.
    Callahan, 
    555 U.S. 223
    , 231 (2009). Qualified immunity is an affirmative defense; once a
    defendant raises the defense, the burden shifts to the plaintiff to demonstrate that: (1) the
    defendant’s acts violated a constitutional right; and (2) the right at issue was clearly established at
    the time of the defendant’s alleged misconduct. T.S. v. Doe, 
    742 F.3d 632
    , 635 (6th Cir. 2014).
    To defeat the qualified immunity defense, the plaintiff is required to plead facts demonstrating a
    violation of a constitutional right that is clearly established in a “particularized sense.” Johnson v.
    Moseley, 
    790 F.3d 649
    , 654 (6th Cir. 2015) (finding that the right to be free from malicious
    prosecution, though a clearly established constitutional right, is not sufficiently particularized in
    the context of a qualified immunity defense). That is, the right said to have been violated must be
    defined “in light of the specific context of the case, not as a broad general proposition.” 
    Id.
     (citing
    Brosseau v. Haugen, 
    543 U.S. 194
    , 198 (2004)).
    The Court can quickly determine that Wright is entitled to qualified immunity on this claim
    because Cunningham does not offer a single allegation as to any activity engaged in
    by Wright after he signed the verified application form. The Amended Complaint does not contain
    a plausible claim that Wright had any involvement—much less that he committed a constitutional
    violation—in the execution of the ex parte order. The Court can almost as quickly dispose of
    Cunningham’s claim against Gray; although, unlike with the claim against Wright, Cunningham
    - 14 -
    Case No. 20-5216, Cunningham v. Dep’t of Children’s Servs., et. al.
    does offer at least a threadbare allegation that Gray served the ex parte order. Assuming without
    deciding whether this amounts to a constitutional violation—a proposition that we are dubious
    of—we find no support in our cases to indicate that the mere service of an ex parte order—rather
    than actual removal of a minor child—amounts to a violation of clearly established law.
    Cunningham relies heavily on Brent v. Wayne Cnty. Dep’t of Human Servs., 
    901 F.3d 656
    ,
    685-86 (6th Cir. 2018), where we held “that a social worker, like a police officer, cannot execute
    a removal order that would not have been issued but for known falsities that the social worker
    provided to the court to secure the order[.]” Cunningham is correct in stating that in Brent we did
    deny qualified immunity to a social worker who orchestrated the removal of minor children from
    a home. However, the social worker in that case actually enlisted police officers to remove the
    children and recruited them to do so under false pretenses. 
    Id. at 668
    . The police officers then
    actually removed the children from the home, despite the fact that the order was facially defective.
    
    Id.
    Here, the ex parte order permitted DCS to interview A.C. outside the presence of a third
    party, enter any place where A.C. was located in order to conduct the examination, forensically
    interview A.C. at the CAC, and take temporary custody of A.C. if necessary to complete the
    investigation. However, Gray did none of these things, nor did she engage in any activity that
    would have been tantamount to “removal” of A.C. Accordingly, Cunningham has not alleged
    that Gray has violated clearly established law in her service of the ex parte order.
    VIII.
    Because all Defendants were entitled to immunity on Cunningham’s claims not barred by
    Rooker-Feldman, the district court did not err in granting the defendants’ motions to dismiss.
    We therefore AFFIRM the judgment of the district court.
    - 15 -
    

Document Info

Docket Number: 20-5216

Filed Date: 1/13/2021

Precedential Status: Non-Precedential

Modified Date: 1/13/2021

Authorities (22)

Pittman v. Cuyahoga County Department of Children & Family ... , 640 F.3d 716 ( 2011 )

Linda McCormick v. Eric A. Braverman Citizens Insurance ... , 451 F.3d 382 ( 2006 )

george-g-mills-sr-john-f-kavalick-harvey-schirrmacer-and-gary , 765 F.2d 69 ( 1985 )

Stephen M. Stern and Christopher D. Becker v. John J. Mascio , 262 F.3d 600 ( 2001 )

tanya-mixon-denise-thomas-and-the-national-association-for-the , 193 F.3d 389 ( 1999 )

travis-rippy-by-next-friend-aaron-and-janet-rippy-aaron-rippy-and-janet , 270 F.3d 416 ( 2001 )

Cady v. Arenac County , 574 F.3d 334 ( 2009 )

Carolyn Morgan v. Church's Fried Chicken , 829 F.2d 10 ( 1987 )

Sammye R. Holloway v. Sally Brush Clermont County, Ohio , 220 F.3d 767 ( 2000 )

Kovacic v. Cuyahoga County Dep't of Children & Family ... , 606 F.3d 301 ( 2010 )

Logsdon v. Hains , 492 F.3d 334 ( 2007 )

Savoie v. Martin , 673 F.3d 488 ( 2012 )

Billie M. Ireland v. Gary L. Tunis, Richard Thompson, John ... , 113 F.3d 1435 ( 1997 )

Imbler v. Pachtman , 96 S. Ct. 984 ( 1976 )

Harlow v. Fitzgerald , 102 S. Ct. 2727 ( 1982 )

Stump v. Sparkman , 98 S. Ct. 1099 ( 1978 )

Buckley v. Fitzsimmons , 113 S. Ct. 2606 ( 1993 )

Brosseau v. Haugen , 125 S. Ct. 596 ( 2004 )

Exxon Mobil Corp. v. Saudi Basic Industries Corp. , 125 S. Ct. 1517 ( 2005 )

Bell Atlantic Corp. v. Twombly , 127 S. Ct. 1955 ( 2007 )

View All Authorities »