United States v. Ramiah Jefferson ( 2023 )

RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 23a0061p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
┐
EVAN ALEXANDER JOHNSON,
│
Petitioner-Appellant, │
> No. 20-2239
v. │
│
UNITED STATES OF AMERICA, │
Respondent-Appellee. │
│
┘
┐
UNITED STATES OF AMERICA, │
Plaintiff-Appellee, │
> No. 21-1617
v. │
│
RAMIAH JEFFERSON, │
Defendant-Appellant. │
│
┘
Appeal from the United States District Court for the Eastern District of Michigan at Detroit.
Nos. 2:14-cr-20119; 2:19-cv-11270 (Johnson)—Nancy G. Edmunds, District Judge.
Argued: March 9, 2023
Decided and Filed: April 4, 2023
Before: BATCHELDER, GRIFFIN, and READLER, Circuit Judges.
_________________
COUNSEL
ARGUED: Cosmo Pappas, UNIVERSITY OF MICHIGAN LAW SCHOOL, Ann Arbor,
Michigan, for Appellant Johnson. Harold Gurewitz, GUREWITZ & RABEN, PLC, Detroit,
Michigan, for Appellant Jefferson. Andrew Goetz, UNITED STATES ATTORNEY’S OFFICE,
Detroit, Michigan, for Appellee. ON BRIEF: Cosmo Pappas, Melissa M. Salinas,
UNIVERSITY OF MICHIGAN, Ann Arbor, Michigan, for Appellant Johnson. Harold
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 2
Gurewitz, GUREWITZ & RABEN, PLC, Detroit, Michigan, for Appellant Jefferson. Andrew
Goetz, UNITED STATES ATTORNEY’S OFFICE, Detroit, Michigan, for Appellee.
_________________
OPINION
_________________
ALICE M. BATCHELDER, Circuit Judge. In this consolidated appeal, two gangsters
convicted under the Racketeer Influenced and Corrupt Organizations Act of 1970 (RICO),
18 U.S.C. §§ 1961-68, challenge their convictions and sentences, raising an unprecedented legal
theory—that district courts must apply the “categorical approach” to determine whether a state-
law-based crime qualifies as a predicate for “racketeering activity” under § 1961(1)(A).
Specifically, they contend that because Michigan’s robbery statute is categorically broader than
generic robbery, the jury’s special verdict that found robbery as a predicate racketeering activity
did not establish generic robbery, so it cannot satisfy § 1961(1)(A), and therefore their § 1962(d)
convictions and § 1963(a) enhanced sentences are invalid. We hold that the categorial approach
does not apply to § 1961(1)(A) and affirm.
I.
A federal jury in Detroit, Michigan, convicted Evan Johnson and Ramiah Jefferson of
RICO conspiracy, 18 U.S.C. § 1962(d), and possession of a firearm in furtherance of a crime of
violence, § 924(c). In a special verdict, the jury found that each had intended that another RICO
conspirator would commit the racketeering act of robbery, which increased the maximum
sentence from 20 years in prison to life, § 1963(a). The district court sentenced both to below-
guidelines 360-month sentences; 300 months for the RICO conspiracy and 60 months for the
firearm. Neither argued at trial or sentencing that the “categorical approach” applied to
§ 1961(1)(A).
The defendants had individual counsel, and both moved the district court for acquittal or
new trial based on claims of insufficient evidence, improper jury instructions, and the invalidity
of the RICO statute. Neither argued that the categorical approach applied to § 1961(1)(A).
In denying the motions, the court summarized the voluminous trial evidence that supported the
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 3
convictions. See United States v. Jefferson, No. 14-20119, 2016 WL 337021, at *2 (E.D. Mich.
Jan. 28, 2016) (“While the specific role of each Defendant is explored more fully [in the
opinion], the Government presented a plethora of evidence linking the [gang] to a vast and
violent array of criminal conduct including murder, robbery, drug distribution, and weapons
possession.”).
In their consolidated direct appeal, the defendants still had individual counsel and each
raised five issues, but neither claimed that the categorical approach applied to § 1961(1)(A).
Johnson claimed that the court violated Federal Rule of Evidence 403 by allowing the
prosecution to use his nickname of “Unkle Murda” at trial, and that the evidence was insufficient
for his § 924(c) conviction. Jefferson claimed that the court should have suppressed evidence
taken from his cell phone, and that § 924(c)(3)(B) was unconstitutionally vague (“the § 924(c)
claim”). Both claimed that RICO’s sentence enhancement violated Apprendi v. New Jersey, 530
U.S. 466 (2000), that the language of the special verdict form constructively amended the
indictment (“the constructive-amendment claim”), and that the court erred in its Guidelines
calculations.
We considered each of these claims, rejected them, and affirmed. United States v.
Johnson, 726 F. App’x 393 (6th Cir. 2018). The constructive-amendment claim and § 924(c)
claim warrant brief mention. The defendants’ basis for the constructive-amendment claim was
that the indictment charged them with conspiring to commit robberies in violation of Michigan
Compiled Laws (M.C.L.) §§ 750.529 (armed robbery), 750.529a (carjacking), and 750.530
(robbery), among certain others, whereas the special verdict form asked only: “Did defendant
[Johnson/Jefferson] agree and intend that at least one other conspirator would commit a
racketeering act of robbery.” Johnson, 726 F. App’x at 409. In rejecting this constructive-
amendment claim, we said: “Those are not two distinct offenses—a robbery in violation of
Michigan law is a racketeering act of robbery.” Id. And we then “dispensed with quickly” the
§ 924(c) claim, which we reviewed for plain error, explaining that published Sixth Circuit
precedent “squarely held that 18 U.S.C. § 924(c)(3)(B) is not unconstitutionally vague.” Id. at
407. But a little over a year later, the Supreme Court would hold in United States v. Davis, 588
U.S. --, 139 S. Ct. 2319, 2336 (2019), that § 924(c)(3)(B) is unconstitutionally vague.
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 4
Johnson filed a timely pro se 28 U.S.C. § 2255 motion, claiming ineffective assistance of
counsel (IAC) by his trial and appellate counsel for their failing to raise four arguments, the
foremost being that Michigan’s robbery statutes are not qualifying RICO predicates under
§§ 1961 and 1963(a) because Michigan statutory robbery is broader than the generic definition of
robbery (e.g., Michigan statutory robbery does not require the victim’s presence whereas generic
robbery does).1 That is, Johnson’s IAC claim rested on his belief that district courts must apply
the categorical approach from Taylor v. United States, 495 U.S. 575 (1990), to determine
whether state-law-based crimes qualify as predicates in §§ 1961 and 1963(a). Johnson reiterated
this same theory in his several amended pro se § 2255 motions, one of which also formally
moved to vacate the § 924(c) conviction based on Davis, 139 S. Ct. at 2336.
The government agreed that Davis required the court to vacate the § 924(c) conviction
but countered Johnson’s categorical-approach-based IAC claim, asserting that a state-law crime,
such as robbery, need only satisfy the “broad definition” of “racketeering activity” set out in
§ 1961(1)(A) (i.e., “any act or threat involving . . . robbery . . . , which is chargeable under State
law”), so “Johnson’s attorney . . . did not perform deficiently, or prejudice Johnson in any way,
[by] declining to challenge his convictions or sentence on these grounds.” The government
argued that § 1961(1)(A)’s plain language (i.e., the breadth of the words “any” and “involving,”
which are “expansive”) and the RICO statute’s policy statement (i.e., RICO must be liberally
construed to effectuate its remedial purposes of combatting organized crime) mean that a state
criminal statute qualifies under § 1961(1)(A) as long as it proscribes “an offense generally
known or characterized as involving [the crime].” See United States v. Adams, 722 F.3d 788,
804 (6th Cir. 2013) (relying on United States v. Licavoli, 725 F.2d 1040, 1045 (6th Cir. 1984));
see also Scheidler v. Nat’l Org. for Women, Inc., 537 U.S. 393, 409 (2003) (explaining that “the
conduct must be capable of being generically classified as extortionate”).
1
Johnson’s other three IAC claims were: (1) that Michigan’s carjacking statute, which the court used to
increase his offense level in his Guidelines calculations, suffers the same failing; (2) that a misdemeanor conviction
for marijuana possession was improperly counted in his criminal history; and (3) that the indictment did not specify
whether it was charging him under § 924(c)(3)(A) or § 924(c)(3)(B) for the firearm-possession count. Johnson also
cited the Supreme Court’s impending Davis opinion, which had been argued but not decided, as “an intervening
change in [the] law . . . requiring vacatur of the § 924(c) conviction” because it was unconstitutionally vague.
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 5
The district court granted Johnson’s motion on the § 924(c) claim, vacated that
conviction, and explained that it could “grant relief in one of four forms: (1) discharge [him],
(2) resentence [him], (3) grant [him] a new trial, or (4) correct [his] sentence.” United States v.
Johnson, No. 14-20119, 2020 WL 6198375, at *2-3 (E.D. Mich. Oct. 22, 2020) (citing Ajan v.
United States, 731 F.3d 629, 633 (6th Cir. 2013)). The court refused Johnson’s request for a de
novo resentencing and instead chose to “correct” his sentence by vacating the 60 months for the
§ 924(c) conviction, but leaving in place the 300-month sentence on the RICO conspiracy
conviction. Id.
The court denied Johnson’s IAC claims. On the claim that “counsel was ineffective
because [he] failed to challenge whether armed robbery under Michigan State law qualifies as a
RICO predicate act,” the court answered that, “as the Sixth Circuit previously found in
connection with [Johnson]’s direct appeal, a robbery in violation of Michigan law is a
racketeering act of robbery.” Id. (quotation marks and citation omitted). Likewise, on the claim
that “[c]ounsel was ineffective in failing to challenge whether carjacking under Michigan law
qualifies as a RICO predicate act of robbery,” the court answered that Johnson “provides no
authority for the proposition that carjacking under Michigan law does not qualify as a RICO
predicate act of robbery.” Id. The court denied Johnson a certificate of appealability (COA).
But on Johnson’s pro se motion here, we appointed him counsel and granted a COA “as
to whether [his] trial and appellate counsel were ineffective for failing to argue that Michigan
armed-robbery and carjacking offenses did not qualify as racketeering activities to support [his]
RICO-conspiracy conviction and enhanced sentence.” In our order, we relied on Scheidler and
its citation to Taylor, the case in which the Supreme Court adopted the categorical approach.
But, after pointing out that Scheidler did not use the categorical approach (“Scheidler considered
the facts [of the offensive conduct] rather than the state statutory definition of extortion.”), we
expressed uncertainty, saying: “it is unclear whether the categorical approach applies to
determine whether a state-law offense qualifies as racketeering activity.”
Meanwhile, Johnson’s co-conspirator, Jefferson, acting through counsel, had petitioned
the Supreme Court for certiorari on the § 924(c) issue, which the Court granted, thereby vacating
the judgment and remanding for reconsideration in light of Davis. Jefferson v. United States,
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 6
139 S. Ct. 2772 (2019). We remanded to the district court for de novo resentencing. In his
sentencing memo, Jefferson raised Johnson’s categorical-approach theory, arguing that the
“Michigan armed-robbery and carjacking offenses alleged in [the] indictment do not qualify as
racketeering activity within the meaning of the RICO statute.” Jefferson also objected to the
inclusion of certain relevant conduct in the Presentence Report (PSR), claiming that it was not
foreseeable, and objected to the inclusion of a certain criminal history point.
At the sentencing hearing, Jefferson’s counsel expressly referred to and relied on our
order granting Johnson the COA on the question of whether the Michigan crimes qualified as
racketeering activity within the meaning of RICO. The government answered that (1) no court
of appeals has ever applied the categorical approach to § 1961(1)(A); (2) the definition of
“racketeering activities” in § 1961(1)(A) is much different from (much broader than) the statutes
that require the categorical approach, such as in Taylor; (3) when a court applies § 1961(1)(A), it
considers the defendant’s conduct in committing the instant offense, not a prior conviction;
(4) the Fourth Circuit rejected the same challenge to 18 U.S.C. § 1959, an analogous statute, see
United States v. Keene, 955 F.3d 391 (4th Cir. 2020); and (5) such an approach would effectively
read RICO out of existence. After a brief rebuttal by Jefferson’s counsel, the court agreed with
the government and concluded succinctly:
I think that this categorical approach has not been adopted by, certainly not by
any Court of Appeals. And I agree with the government, as well, that the
interpretation being argued by the defendant would kind of turn the RICO statute
on its head and really undercut a lot of what RICO is trying to do.
The court continued the hearing, ruled on the objections, calculated the advisory guidelines
range, considered the § 3553 factors, and sentenced Jefferson to 300 months in prison. In
appealing that sentence, Jefferson presses three claims, but they are variations on the same issue:
Did the district court err by refusing to use the categorical approach to decide whether Michigan
robbery, armed robbery, and carjacking qualify as racketeering activity in § 1961(1)(A)?
Johnson relies on that issue as the basis for his IAC claims, which he levels at both his
trial and appellate counsel. Johnson also appeals the district court’s decision to unilaterally
correct his sentence rather than conduct a full de novo resentencing as he requested. The
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 7
government moved to consolidate the appeals and we granted the motion over Jefferson’s
objection.
II.
The defendants argue that district courts must use the categorical approach to decide
whether a state-law-based predicate crime qualifies as “racketeering activity” under RICO
§ 1961(1)(A). No court has ever said that. The only appellate court to confront that contention
rejected it out of hand. See United States v. Brown, 973 F.3d 667, 709 (7th Cir. 2020) (“This
argument is not consistent with the text of the statute.”).2 Nor, after a thorough review, are we
persuaded. “A matter requiring statutory interpretation is a question of law requiring de novo
review, and the starting point for interpretation is the language of the statute itself.” United
States v. Vreeland, 684 F.3d 653, 662 (6th Cir. 2012) (quotation marks and citations omitted).
In the specific construct of this case, the defendants’ claim is that § 1961(1)(A) required
the district court to use the categorical approach to determine whether Michigan robbery, M.C.L.
§ 750.530, qualifies as a predicate under “racketeering activity.” The indictment also listed
armed robbery, § 750.529 (robbery with a dangerous weapon), and carjacking, § 750.529a
(robbery of a vehicle). But there is no meaningful distinction among these three offenses for
purposes of any of the categorical-approach arguments, analyses, and conclusions central to this
opinion. Therefore, a reference hereafter to robbery, § 750.530, necessarily includes and applies
equally to armed robbery, § 750.529, and carjacking, § 750.529a.3
2
The Seventh Circuit decided this issue in a single, four-sentence paragraph buried in a 50-page opinion:
The defendants also argue that the ‘categorical approach’ in Mathis v. United States, 579 U.S. 500(2016), ought to apply in a RICO prosecution. This would require us to discern a ‘generic’
definition of RICO’s predicate offenses and then to limit the government to generic murder,
rendering life imprisonment unavailable under Illinois law. This argument is not consistent with
the text of the statute. Section 1963 contemplates a statutory enhancement when qualifying
circumstances exist.
Brown, 973 F.3d at 709 (internal citation modified, other citation omitted).
3
The indictment also listed four other statutory offenses as predicate racketeering acts of robbery: M.C.L.
§§ 750.89 (armed assault with intent to rob and steal), 750.157a (conspiracy to commit a crime), 750.92 (attempt to
commit a crime), and 767.39 (accessory). The defendants do not raise any argument concerning any of these
offenses, and none has any effect on the analysis or outcome of this opinion.
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 8
Under the categorical approach, the court would compare the elements of M.C.L.
§ 750.530 against the elements of generic robbery; after which § 750.530 would qualify as a
predicate only if the court determined that any and every conviction under § 750.530 would also
be a conviction as generic robbery, i.e., that § 750.530 is within the bounds of generic robbery.
Otherwise, § 750.530 would not be a predicate crime, and the prosecution failed to state a
robbery predicate, failed to establish racketeering activity, and failed prove a RICO conspiracy.
But to be clear on the facts (and the construct), neither Johnson nor Jefferson was charged
with or convicted of robbery in violation of M.C.L. § 750.530. The federal grand jury indicted
Johnson and Jefferson on several federal crimes,4 the preeminent charge being Count 1, RICO
conspiracy, which criminalizes the act of conspiring with an enterprise that affects interstate
commerce so as to engage in “a pattern of racketeering activity.” 18 U.S.C. § 1962(d)
(incorporating §§ (a), (b), & (c)). The only element at issue here is “racketeering activity,”
which “means any act or threat involving murder, kidnapping, gambling, arson, robbery, bribery,
extortion, dealing in obscene matter, or dealing in a controlled substance . . . , which is
chargeable under State law and punishable by imprisonment for more than one year.”
§ 1961(1)(A). The indictment’s RICO conspiracy count (Count 1) specified predicate
racketeering activities of murder, robbery, and arson under Michigan law, but in its special
verdicts, the jury found only robbery: that the defendants did “agree and intend that at least one
other conspirator would commit a racketeering act of robbery.” The special verdict contained no
reference to Michigan law, much less a Michigan statute.
And when instructing the jury, the court made no overt reference to any Michigan statute.
The court instructed the jury that the RICO conspiracy charge (Count 1) required evidence
sufficient to prove five elements: an enterprise, that affected interstate commerce, the
defendant’s association with that enterprise, his knowing participation in the conduct of the
4
The other counts in the indictment: Count 2, Murder in Aid of Racketeering Activity, §§ 1959(a)(1) & 2;
Count 3, Using and Carrying a Firearm During and in Relation to a Crime of Violence Causing Death, §§ 924 & 2;
Count 4, Assault with a Dangerous Weapon in Aid of Racketeering Activity, § 1959(a)(3); Count 5, Using and
Carrying a Firearm During and in Relation to a Crime of Violence, § 924(c); Count 6, Possession of a Firearm in
Furtherance of a Crime of Violence, §§ 924(c) & 2; and Forfeiture, § 1963(a). Only Counts 1 and 6 were tried to the
jury.
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 9
enterprise, and his agreement and intent that a conspirator would commit racketeering activities.5
Racketeering activities, the court explained, were certain criminal acts listed within Count 1 of
the indictment, all of which were “themselves violations of either Michigan or United States
law,” and each of which had to meet certain, specific elements. One of the listed acts was armed
robbery, for which the court instructed the jury on four requisite elements: (1) use of force,
violence, or threat thereof; (2) to take permanently the victim’s property, as in larceny; (3) in the
victim’s presence; and (4) using a dangerous weapon. There was no objection to this or any of
the court’s instructions; all parties approved.
It is therefore noteworthy that this robbery instruction was not based on any Michigan
statute; the court instructed the jury on the elements of generic armed robbery. “Generic robbery
is defined as the misappropriation of property under circumstances involving immediate danger
to the person,” with “immediate danger” generally meaning “by means of force or putting in
fear.” United States v. Camp, 903 F.3d 594, 601 (6th Cir. 2018) (quotation marks and citation
omitted); United States v. Yates, 866 F.3d 723, 734 (6th Cir. 2017). The instruction about the
special verdict form said: “[I]f you find [a defendant] guilty of the RICO conspiracy charge, you
must specify whether he agreed and intended that at least one other conspirator would commit a
racketeering act of robbery. In making this finding, please use the definition of robbery that I
gave you previously.” Again, there was no reference to any Michigan statute.
The defendants’ position, of course, is that their conduct as proven at trial, the content of
the court’s robbery instruction, and the jury’s verdict are all irrelevant to whether robbery is a
racketeering activity under § 1961(1)(A); only the text of the State’s robbery statute is relevant.
And because Michigan’s robbery statute, M.C.L. § 750.530, covers more than generic robbery,
it is not “robbery” under § 1961(1)(A). Taking this argument to its conclusion: § 750.530 covers
any and every act of robbery committed in Michigan and § 1961(1)(A) excludes any robbery
chargeable under § 750.530; therefore, § 1961(1)(A) would exclude any and every act of robbery
committed in Michigan. Cf. United States v. Brown, 957 F.3d 679, 686 (6th Cir. 2020) (“Keep in
5
The indictment alleged 73 overt acts, including several robberies, armed robberies, and carjackings. The
prosecution proved, and the jury presumably found, multiple acts of robbery. See Jefferson, 2016 WL 337021, at *2
(“[T]he Government presented a plethora of evidence linking the [gang] to a vast and violent array of criminal
conduct including murder, robbery, drug distribution, and weapons possession.”). This is not in dispute.
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 10
mind, too, that Congress adopted a yes-or-no categorical approach for the Act. Its generic
definition covers all convictions under a given state burglary statute or it covers none of them.”).
Under the defendants’ view, robbery can never be a racketeering activity in Michigan.
The defendants’ argument is as ambitious as it is novel, but stumbles right out of the gate.
Our “starting point for interpretation” of racketeering activity under § 1961(1)(A) “is the
language of the statute itself.” See Vreeland, 684 F.3d at 662. As relevant here, “racketeering
activity means any [1] act or threat [2] involving . . . robbery . . . , which is [3] chargeable under
State law [M.C.L. § 750.530] and punishable by imprisonment for more than one year.”
§ 1961(1)(A) (numbering added). On a plain reading, this encompasses more conduct than
defined by Michigan’s statute, not less. Taking the third part first, “chargeable under” § 750.530
can only be read to mean everything under that statute. The second part, “involving robbery,”
does nothing to limit the provision’s reach to something less than the State statute, and the first
part, “any act or threat,” necessarily expands it, most obviously to include a mere inchoate
“threat” to commit an act of robbery that would be chargeable under § 750.530. More
importantly, maybe most importantly, in this context, all three parts (“any act or threat,”
“involving robbery,” and “chargeable”) refer unequivocally to the defendant’s conduct, not the
State law or the elements of the State statute. And § 1961(1)(A) obviously does not require a
conviction under § 750.530 or, by its terms, even require evidence sufficient for a conviction; it
requires conduct that is chargeable under § 750.530. On whole, the plain language of
§ 1961(1)(A) provides no support for—and actually refutes—the defendants’ theory that their
conduct is irrelevant.
Along these lines, the defendants’ reliance on United States v. Nardello, 393 U.S. 286(1969), actually harms their argument more than it helps. Nardello concerned an earlier federal
racketeering statute, the Travel Act, 18 U.S.C. § 1952, in which Congress had similarly listed
predicate offenses by reference to State law. The Supreme Court recognized that individual
states often name and describe the same or similar offenses differently, but rejected both the
“assumption that, by defining [the offense] with reference to state law, Congress also
incorporated state labels for particular offenses,” and the “conclusion that peculiar versions of
state terminology are controlling.” Id. at 293-94. The Court held that § 1952’s reference to State
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 11
law crimes actually meant the generic definitions of those crimes. Id. at 295. The defendants
read Nardello as holding that § 1952 included as permissible predicates only the State laws that
were within the bounds of the generic offense and excluded all other State laws, which—the
defendants contend—foreshadowed the application of the categorical approach in the present
RICO context.
But the Nardello Court did not hold, or even suggest, that § 1952 included a criminal act
committed in some States, but excluded that same act when criminalized more broadly in other
States, or that the generic definition of a crime would invalidate a State offense—the Court
would not do that for another 20 years, when it adopted the categorical approach in Taylor, 495
U.S. at 600. The Nardello Court did not suggest anything resembling the categorial approach.
On the contrary, it held that “the inquiry is not the manner in which States classify their criminal
prohibitions but whether the particular State . . . prohibits the extortionate activity charged.”
Nardello, 393 U.S. at 295 (emphasis added). Under Nardello, a court considers the defendant’s
conduct and whether a State prohibits that conduct in the generic sense, regardless of the State
statute’s label or specifics.
The defendants fare no better with their reliance on Scheidler, 537 U.S. at 409-11, which
concerned a challenge to RICO predicate offenses based on State law extortion. Citing Nardello
and Taylor, the Court explained that “for a state offense to be an ‘act or threat involving
extortion, which is chargeable under State law,’ as [§ 1961(1)(A)] requires, the conduct must be
capable of being generically classified as extortionate,” and then defined generic extortion as
“obtaining something of value from another with his consent induced by the wrongful use of
force, fear, or threats.” Id. at 409 (editorial marks and citations omitted; emphasis added).
Relying on this generic definition of extortion—specifically its requirement that the defendant
must “obtain or seek to obtain property”—and making no reference whatsoever to any state
extortion statute, Scheidler said that “[b]ecause [the defendant] did not obtain or attempt to
obtain [the plaintiff’s] property, both the state extortion claims and the claim of attempting or
conspiring to commit state extortion were fatally flawed,” in that the defendant “did not commit
or attempt to commit extortion.” Id. at 410. Scheidler did not suggest anything resembling the
categorial approach. In Scheidler, the court considered the defendant’s conduct and whether it
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 12
violated the State’s prohibition on that conduct in the generic sense, regardless of the State
statute’s label or specifics. That is exactly what the district court did with the robbery predicate
in the present case.
But, backing up, the Supreme Court first adopted the categorical approach in 1990
(20 years after Nardello and 13 years before Scheidler) in a challenge to a federal statute’s
sentencing-enhancement provision that imposed a 15-year mandatory minimum sentence for
“three previous convictions by any court . . . for a violent felony.” 18 U.S.C. § 924(e)(1).
The provision in question was § 924(e)(2)(B)(ii), which said, in pertinent part, that “‘violent
felony’ means any crime punishable by imprisonment for a term exceeding one year . . . that . . .
is burglary.”
In Taylor, 495 U.S. at 580, the Court considered whether the Eighth Circuit was correct
that “Congress intended ‘burglary’ to mean whatever the State of the defendant’s prior
conviction defines as burglary, or whether [Congress] intended that some uniform definition of
burglary be applied to all cases in which the Government seeks a § 924(e) enhancement.” Id. at
580. After a lengthy discussion of the statute’s legislative history, id. at 581-90, the Court
rejected the Eighth Circuit’s view, finding it “implausible that Congress intended the meaning of
‘burglary’ for purposes of § 924(e) to depend on the definition adopted by the State of
conviction.” Id. at 590. The Court quoted the passage from Nardello that rejected the argument
“that peculiar versions of state terminology are controlling,” id. at 592 (quoting Nardello, 393
U.S. at 293-94), and labeled that passage “instructive” in its determination “that ‘burglary’ in
§ 924(e) must have some uniform definition independent of the labels employed by the various
States’ criminal codes,” id.
Next, the Taylor Court, referring again to Nardello, “concluded that the generic definition
of [burglary], rather than a narrow common-law definition, was intended by Congress.” Id. at
595 (quotation marks and citation omitted). This led to the “problem of applying this conclusion
to cases in which the state statute under which the defendant [had previously been] convicted . . .
define[d] burglary more broadly” than the generic definition. Id. at 599-600. The solution was,
as “[t]he Courts of Appeals uniformly ha[d] held,” to apply “a formal categorical approach,
looking only to the statutory definitions of the prior offenses, and not to the particular facts
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 13
underlying those convictions.” Id. at 600. This was a clear departure from Nardello, 393 U.S. at
295, which directed an inquiry into the defendant’s conduct or activity in light of the generic
definition of the named predicate crime. The most glaring difference between the two cases was
that the State offense in § 1952 (i.e., Nardello) was a contemporaneous issue being
adjudicated—effectively an element of § 1952—whereas the State offense in § 924(e)(2)(B)(ii)
(i.e., Taylor) was a “prior conviction.” The Taylor Court justified the categorical approach on
three grounds.
The first and foremost ground was § 924(e)’s plain language, which referred to only the
existence of a prior conviction, not to the defendant’s conduct underlying that prior conviction:
[1] Section 924(e)(1) refers to ‘a person who has three previous convictions’
for—not a person who has committed—three previous violent felonies or drug
offenses.
[2] Section 924(e)(2)(B)(i) defines ‘violent felony’ as any crime punishable by
imprisonment for more than a year that ‘has as an element’—not any crime that,
in a particular case, involves—the use or threat of force.
[3] . . . [T]he phrase ‘is burglary’ in § 924(e)(2)(B)(ii) most likely refers to the
elements of the statute of conviction, not to the facts of each defendant’s conduct.
Id. at 600-01 (paragraph breaks and numbering inserted; ellipses omitted). To summarize and
emphasize: (1) “convictions,” not has committed an act; (2) “has as an element,” not involves;
and (3) “is burglary,” not involving or chargeable as burglary. This language of § 924(e) is
different from—virtually opposite—the language of § 1961(1)(A) in the present case.
The Taylor Court’s other two reasons were legislative history, which established that
Congress had, in its earlier iterations of the statute, consistently employed a categorical
approach, and a desire to avoid the “daunting” “practical difficult[y] and potential unfairness” of
forcing a district court to determine the actual conduct underlying the prior conviction in a
different court. Id. at 601. Again, these are different from (opposite) the history and effects of
§ 1961(1)(A).
In Descamps v. United States, 570 U.S. 254, 260 (2013), the Court rejected an attempt
under § 924(e) to apply the modified categorical approach to an indivisible state criminal statute.
The Court reiterated its “grounds for establishing [its] elements-centric, formal categorical
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approach” in Taylor. Id. at 267. The plain language and history of § 924(e)(1) revealed that
Congress intended the prior conviction “to function as an on-off switch, directing that a prior
crime would qualify as a predicate offense in all cases or in none,” with no place for a sentencing
court to consider the conduct underlying that conviction. Id. at 267-68. The Court also drew a
sharp distinction between a judge’s “merely identifying a prior conviction” and judicial
factfinding:
The Sixth Amendment contemplates that a jury—not a sentencing court—will
find such facts [underlying the conviction], unanimously and beyond a reasonable
doubt. And the only facts the court can be sure the jury so found are those
constituting elements of the offense—as distinct from [non-elements, which
constitute] amplifying but legally extraneous circumstances.
Id. at 269-70. And the Court reiterated “the same ‘daunting’ difficulties and inequities that
[would arise] . . . [i]n case after case, [if] sentencing courts . . . ha[d] to expend resources
examining (often aged) documents for evidence.” Id. See also Mathis v. United States, 579 U.S.
500, 510-13 (2016) (reiterating these reasons in another § 924(e) case). The language of
§ 1961(1)(A) does not parallel § 924(e) and there is no “prior conviction”; the evidence of the
§ 1961(1)(A) predicate crime is necessarily contemporaneously before the court; and, critical to
the Sixth Amendment, the facts are found by a jury. There is no judicial fact finding in
§ 1961(1)(A).
In Davis, 139 S. Ct. at 2323, the Court considered § 924(c)’s residual clause, which
required judges to decide whether a charged offense, “by its nature, involves a substantial risk
that physical force against the person or property of another may be used in the course of
committing the offense,” § 924(c)(3)(B). Conceding that the categorical approach would render
the clause unconstitutionally vague, the government argued that § 924(c) did not require the
categorical approach, but instead required a “case specific method that would look to the
defendant’s actual conduct in the predicate offense.” Id. at 2326-27 (quotation marks and
citations omitted). The Court immediately acknowledged a significant difference from the prior
categorical-approach cases, namely that “a § 924(c) prosecution focuses on the conduct with
which the defendant is currently charged.” Id. at 2327. But, the Court explained, while
Congress could have written § 924(c)’s residual clause “using a case-specific approach,” the
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question was whether it did, and the “answer [to] that question” was based on § 924(c)’s “text,
context, and history.” Id.
Relying on its prior analysis of virtually identical statutory language in other cases,6 the
Davis Court focused on two phrases, “an offense that is a felony” and “by its nature,” in
§ 924(c)(3)(B) (“For purposes of this subsection the term ‘crime of violence’ means an offense
that is a felony and . . . by its nature, involves a substantial risk that physical force against the
person or property of another may be used in the course of committing the offense.”).
Because this peculiar language “speaks of an offense that, ‘by its nature,’ involves a certain type
of risk[,] . . . that would be an exceedingly strange way of referring to the circumstances of a
specific offender’s conduct.” Id. at 2329. “[W]hen we speak of the nature of an offense, we’re
talking about what an offense normally—or . . . ‘ordinarily’—entails, not what happened to
occur on one occasion.” Id. (quotation marks and citations omitted). “This language requires us
to look to the elements and the nature of the offense of conviction, rather than to the particular
facts relating to petitioner’s crime.” Id. at 2328 (quoting Leocal v. Ashcroft, 543 U.S. 1, 7
(2004)). The Court also rejected arguments that the word “involves,” the present tense, and the
absence of the word “conviction” supported a case-specific approach, concluding that, when read
in context, the present tense favored a categorical approach, while the word “involves” did “not
favor either reading,” and the word “conviction” is not a “prerequisite for the categorical
approach.” Id. at 2335.
6
This case, United States v. Davis, 588 U.S. --, 139 S. Ct. 2319 (2019), was the third of three cases in
which the Court invalidated three virtually identical federal statutes on the ground that, due to the requisite
application of the categorical approach, each was unconstitutionally vague.
In the first, Johnson v. United States, 576 U.S. 591 (2015), the Court considered § 924(e)’s “residual
clause,” which required judges to use the categorical approach to decide whether a prior offense was a “violent
felony” by “pictur[ing] the kind of conduct that the crime involves in ‘the ordinary case,’ and [guessing] whether
that abstraction presents a serious potential risk of physical injury.” Id. at 596. “[T]he indeterminacy of [such a]
wide-ranging inquiry,” the Court held, “both denies fair notice to defendants and invites arbitrary enforcement by
judges.” Id. at 597.
In the second, Sessions v. Dimaya, 138 S. Ct. 1204 (2018), the Court considered 18 U.S.C. § 16’s “residual
clause,” which likewise required judges to use the categorical approach to decide whether a prior offense
“involve[d] a substantial risk of physical force” by “pictur[ing] the kind of conduct that the crime involves in ‘the
ordinary case,’ and [guessing] whether that abstraction presents some not-well-specified-yet-sufficiently-large
degree of risk.” Id. at 1216. The Court held this was “more unpredictability and arbitrariness than the Due Process
Clause tolerates.” Id.Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 16
Recall that § 1961(1)(A), the statute at issue here, defines “racketeering activity” as “any
act or threat involving [a listed crime], which is chargeable under State law and punishable by
imprisonment for more than one year.” Cleary this does not include “offense” or “by its nature,”
thus avoiding a direct hit from Davis. Nor would this be “an exceedingly strange way of
referring to the circumstances of a [defendant’s actual] conduct,” given the words “act or threat”
and “chargeable.” Finally, consider the different contexts in which the two statutes use
“involve”: in § 924(c)(3)(B) (i.e., Davis), “an offense that involves a substantial risk,” uses
“involve” to refer to the substance of the offense; whereas in § 1961(1)(A), an “act or threat
involving” a named crime uses “involve” to refer to the substance of the defendant’s conduct or
criminal act.
This is consistent with the Court’s assessment of Congress’s use of the word “involving”
in 18 U.S.C. § 924(e)(2)(A)(ii). Shular v. United States, 140 S. Ct. 779, 785 (2020). In Shular,
the Court opined that, if Congress meant to refer to generic offenses rather than case-specific
conduct, “it would have been far more natural” for it to follow the approach it took in drafting
the enumerated-offense clauses, in which it used the word “is,” not the word “involving.” Id.“There, the word ‘is’ indicates a congruence between ‘crime’ and the terms that follow, terms
that are also crimes,” as in § 924(e)(2)(B)(ii), “crime that ‘is burglary, arson, or extortion.’” Id.
But in § 924(e)(2)(A)(ii), “Congress did not adopt that formulation . . . , opting instead for
language suited to conduct.” Id. The same can be said for § 1961(1)(A). Congress could have
said: “any act or threat that is robbery,” but it did not. It said: “any act or threat involving
robbery.”
Finally, in Keene, 955 F.3d at 392, the Fourth Circuit considered a defendant’s claim that
the categorical approach applies to 18 U.S.C. § 1959 (“Violent crimes in aid of racketeering
activity” or “VICAR”), which is analogous to § 1961(1)(A). Keene rejected the claim, finding
that neither § 1959’s statutory language nor the categorical approach’s underlying policy
rationale could support it. Id. at 393. Specifically, (1) “the most natural reading of the statute
does not require any comparison whatsoever between the two offenses”; (2) the use of the
“present tense” requires that the “defendant’s presently charged conduct constitute” the crime;
(3) the “statute includes no language suggesting that all violations of a state law also must
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qualify as the enumerated federal offense”; and (4) the statute “contains none of the words or
phrases that have triggered use of the categorical approach in other federal statutes.” Id. at 397.
Also, (5) because the statute “refers only to presently charged conduct, courts are not required to
reconstruct the facts underlying previous convictions . . . [a]nd the jury, not the judge, will
determine whether the defendant committed the offenses charged in the indictment, eliminating
any Sixth Amendment concerns.” Id. at 398 (citations omitted). Therefore, § 1959 “requires
only that a defendant’s conduct, presently before the court, constitute . . . the charged state
crime.” Id. at 393.
This same rationale applies to § 1961(1)(A) and nothing in the Supreme Court caselaw
dictates otherwise. We hold that the categorical approach does not apply to a RICO prosecution
because it “is not consistent with the text of” § 1961(1)(A). See Brown, 973 F.3d at 709.
III.
Although the two defendants have taken different procedural paths and raise different
claims of error, both rely on their failed contention that the district court was required to use the
categorical approach in applying § 1961(1)(A). Consequently, those claims fail.
A.
Jefferson contends that the district court miscalculated his sentence by increasing the
statutory maximum due to the underlying armed robbery predicate, and the base offense level by
using the underlying carjacking as relevant conduct. Both theories rely on Jefferson’s premise
that the categorical approach removes Michigan armed robbery and carjacking from the field of
possible predicates, so they were not available for use in his sentencing determination.
Under the RICO penalty provision, the maximum penalty is 20 years in prison unless the
predicate racketeering activity has a penalty of life, which raises the RICO maximum to life.
§ 1963(a). Michigan armed robbery carries a maximum of life. M.C.L. § 750.529(2). Because
the prosecutor proved armed robbery to the jury, based on the jury instructions and the jury’s
special verdict, the court appropriately applied § 1963(a) to raise the maximum sentence.
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 18
The sentencing guideline for § 1962 offenses sets the base offense level at the greater of
19 or “the offense level applicable to the underlying racketeering activity.” U.S.S.G. § 2E1.1.
“Conduct is ‘underlying racketeering activity’ under § 2E1.1 if it is ‘relevant conduct’ as defined
in U.S.S.G. § 1B1.3(a)(1).” United States v. Campbell, 567 F. App’x 422, 425 (6th Cir. 2014)
(quoting United States v. Tocco, 306 F.3d 279, 286 (6th Cir. 2002)). “The Guidelines understand
‘relevant conduct’ to include all acts that were part of the same ‘common scheme or plan as the
offense of conviction,’ regardless of whether that act was the specific subject of the indictment.”
United States v. Skouteris, 51 F.4th 658, 672 (6th Cir. 2022). The relevant-conduct provision “is
primarily expansive in nature—it allows the court to adjust the base offense level to account for
certain uncharged conduct.” United States v. Osborn, 12 F.4th 634, 638 (6th Cir. 2021).
Here, the court agreed with the PSR’s determination that carjacking qualified as relevant
conduct, so the base offense level was 33 based on the guideline for carjacking, § 2B3.1, and the
applicable adjustments therein. There was no error in the district court’s sentencing.
B.
Johnson directs an IAC claim at his trial counsel, contending that counsel should have
argued his current contention that the categorical approach applied to § 1961(1)(A). To prevail,
Johnson must show that counsel’s performance was so deficient that it “fell below an objective
standard of reasonableness” and resulted in prejudice, such that there is a “reasonable probability
that, but for counsel’s unprofessional errors, the result of the proceeding would have been
different.” Strickland v. Washington, 466 U.S. 668, 688, 694 (1984). Given that the categorical-
approach premise was not a successful theory, Johnson can make neither showing.
Moreover, we assess counsel’s performance based on “counsel’s perspective at the time,”
id. at 689, “considering all the circumstances,” id. at 688, rather than “in the harsh light of
hindsight,” Bell v. Cone, 535 U.S. 685, 702 (2002). At the time of Johnson’s trial and
sentencing—indeed, right up until now—no court has ever held that the categorical approach
applies to § 1961(1)(A), and we are aware of only one other opinion to even mention this theory,
namely Brown, 973 F.3d at 709, which rejected it and was not published until August 2020,
some five years after Johnson’s trial and sentencing. “[W]e have repeatedly held that counsel is
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 19
not ineffective for failing to predict developments in the law.” Bullard v. United States, 937 F.3d
654, 661 (6th Cir. 2019) (quotation marks and citations omitted). Here, there has been no
development to predict. Johnson’s trial counsel was not ineffective.
C.
Johnson directs an IAC claim at the counsel for his direct appeal, contending that counsel
should have argued that the categorical approach applied to § 1961(1)(A). As the Supreme Court
has explained, “[e]ffective appellate counsel should not raise every nonfrivolous argument on
appeal, but rather only those arguments most likely to succeed.” Davila v. Davis, 137 S. Ct.
2058, 2067 (2017). “Declining to raise a claim on appeal, therefore, is not deficient performance
unless that claim was plainly stronger than those actually presented to the appellate court.” Id.Given that this issue was never raised in the trial court, review would have been for plain
error. See United States v. Hughes, 562 F. App’x 393, 399 (6th Cir. 2014). That alone might be
enough to demonstrate that this issue was not “plainly stronger than” the issues actually raised.
Regardless, because this was not—and is not—a successful theory, it was not stronger than any
other issue.
We also review appellate IAC under the Strickland standard of deficient performance that
caused prejudice. As with his IAC claim against his trial counsel, Johnson can show neither.
D.
Finally, Johnson contends that, after granting his § 2255 motion on the § 924(c) claim,
the district court erred by unilaterally correcting his sentence rather than conducting a
resentencing hearing and proceeding de novo. “We review for an abuse of discretion the form of
relief that the district court granted under § 2255.” United States v. Flack, 941 F.3d 238, 240
(6th Cir. 2019).
“Section 2255 gives district [courts] wide berth in choosing the proper scope of post–
2255 proceedings,” and prescribes “relief in one of four forms as may appear appropriate when a
motion is found to be meritorious: discharge the prisoner, resentence the prisoner, grant a new
trial, or correct the sentence.” Ajan, 731 F.3d at 633 (quotation marks and citations omitted)
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 20
(citing 28 U.S.C. § 2255(b)). “[A] court may ‘correct’ a defendant’s sentence without holding a
resentencing hearing.” Flack, 941 F.3d at 240 (quotation marks and citations omitted).
“A district court ‘corrects’ a defendant’s sentence when its action is arithmetical,
technical, or mechanical.” Id. (citing Fed. R. Crim. P. 35(a)). “For example, the court corrects a
sentence when [it] . . . does no more than mechanically vacate unlawful convictions and
accompanying sentences.” Id. (quotation marks, editorial marks, and citations omitted). “In
contrast, a [] court resentences the defendant, for purposes of § 2255, when it revisits the
§ 3553(a) factors and determines anew what the sentence should be.” Id. Here, the court
vacated Johnson’s § 924(c) conviction and its accompanying 60-month additional sentence, but
left the 300-month sentence on the RICO conspiracy conviction, without recalculating any
guidelines, revisiting the § 3553 factors, or deciding anew what the sentence should be.
Johnson, 2020 WL 6198375, at *3.
Johnson contends that “[t]he [district] court’s decision to maintain his sentence on the
RICO conspiracy conviction explicitly rested on a reevaluation of the original sentence under the
§ 3553(a) factors,” namely, its “weighing” of the § 3553 factors. Johnson Apt. Br. at 34-35
(emphasis added); see also Johnson Reply Br. at 23-24. This mischaracterizes the record. The
court actually said, in answer to government’s point that the court “could vacate the original
judgment and resentence [Johnson] to an even lengthier term of imprisonment,” that it did “not
believe that approach [wa]s necessary”:
Instead, having considered the entire record in this matter as well as the
sentencing factors described in 18 U.S.C. § 3553(a), the [c]ourt, in the exercise of
its discretion, finds that the proper approach is to correct [Johnson]’s sentence by
vacating [his] § 924(c) conviction and leaving [his] 300-month sentence on count
one intact.
Johnson, 2020 WL 6198375, at *3. A reasonable—and arguably the most reasonable—reading
of that passage is: having previously considered the entire record in this matter as well as the
sentencing factors described in 18 U.S.C. § 3553(a) at Johnson’s prior sentencing.
The above passage does not constitute an explicit reevaluation of the sentence by
reweighing the factors. Regardless, even if the district court, in the sanctity of chambers,
privately reviewed the record and the § 3553 factors, it did not reveal any reweighing or
Nos. 20-2239/21-1617 Johnson v. United States / United States v. Jefferson Page 21
“determine anew what the sentence should be.” See Flack, 941 F.3d at 240. At most, it chose to
leave undisturbed the original (below guidelines) RICO conspiracy sentence.7
The district court did not abuse its discretion by choosing to correct Johnson’s sentence
rather than conduct a full de novo resentencing. And a district court’s explanation as to why it
found correction to be appropriate (or resentencing inappropriate) is not only permissible but
commendable.
IV.
For the forgoing reasons, we AFFIRM the judgments of the district court.
7
Johnson’s total offense level was 42, his criminal history category was III, and the resulting guidelines
range for the RICO conspiracy (Count 1) was 360 months to life.