Island Creek Kentucky Mining v. Cathy Gamblin ( 2023 )

NOT RECOMMENDED FOR PUBLICATION
File Name: 23a0151n.06
No. 22-3138
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
ISLAND CREEK KENTUCKY MINING, ) Mar 31, 2023
) DEBORAH S. HUNT, Clerk
Petitioner, )
) ON PETITION FOR REVIEW OF
v. ) AN ORDER OF THE BENEFITS
) REVIEW BOARD, UNITED
CATHY GAMBLIN, et al., ) STATES DEPARTMENT OF
) LABOR
Respondents. )
OPINION
Before: SILER, NALBANDIAN, and READLER, Circuit Judges.
SILER, Circuit Judge. For at least 28 years, Darold Gamblin (“Gamblin”) worked in coal
mines, including as a safety inspector for Island Creek Kentucky Mining (“Island Creek” or
“Petitioner”). In 2012, nine years after he retired from his career in the mining industry, Gamblin
filed for disability benefits under the Black Lung Benefits Act (“the Act”). 30 U.S.C. §§ 901–45.
The Act presumes that any miner who is totally disabled by a lung impairment and who, like
Gamblin, worked for more than 15 years in an underground coal mine, has pneumoconiosis—or,
as it is more commonly known, black lung disease. The Act also presumes that pneumoconiosis
caused the miner’s lung impairment. The Administrative Law Judge (“ALJ”) found that Island
Creek did not overcome the presumption in favor of granting Gamblin disability benefits, and the
Benefits Review Board affirmed. Because the ALJ’s findings are supported by substantial
evidence and the proceedings were conducted in accordance with the proper standards of review,
we DENY Island Creek’s petition for review.
No. 22-3138, Island Creek Ky. Mining v. Gamblin, et al.
I.
Gamblin was employed in the coal mining industry for at least 28 years. He retired in 2003
and filed for benefits under the Act in 2012, after he was diagnosed with lung cancer. He died in
2014. His wife, Cathy Gamblin, then filed for survivor’s benefits under the same Act. In 2014,
she was awarded survivor’s benefits, and, in response, Island Creek requested a hearing in front of
an ALJ.1 The parties stipulated that Gamblin was a miner who worked underground for 27 years
and that he smoked between a half pack and two packs of cigarettes daily for 61 years. During his
career, Gamblin’s work required regular exposure to coal dust. He developed a consistent cough
and had difficulty breathing. The parties vigorously dispute the extent of respiratory damage
caused by Gamblin’s exposure to coal dust. Island Creek argues that Gamblin’s smoking habit
and lung cancer, not coal dust exposure, caused what was presumed to be pneumoconiosis.
The federal regulatory scheme under the Act provides compensation to miners disabled by
pneumoconiosis, “a chronic dust disease of the lung and its sequelae, including respiratory and
pulmonary impairments, arising out of coal mine employment.” 30 U.S.C. § 902(b). The ALJ
concluded that, because Gamblin worked for at least fifteen years as an underground coal miner
and was totally disabled by his lung impairment, he was presumed to be disabled due to
pneumoconiosis. See 30 U.S.C. § 921(c)(4); 20 C.F.R. § 718.305(b)(1), (c)(1).
After reviewing medical evidence and the reports of seven medical doctors, the ALJ
concluded that Island Creek did not rebut the statutory presumption of pneumoconiosis and
1
Prior to Gamblin’s death, he was also awarded benefits, and Island Creek requested a hearing
before an ALJ. The two claims were consolidated, and in 2018, an ALJ awarded benefits for both the
minor’s and the survivor’s claims. But the ALJ decision granting benefits was vacated pursuant to Lucia
v. SEC, 585 U.S. __, 138 S. Ct. 2044 (2018), because the ALJ was improperly appointed. On remand to a
different ALJ, the parties agreed to proceed with the record as it already existed. Thus, the second ALJ did
not hold an additional hearing and ruled based on the prior testimony.
No. 22-3138, Island Creek Ky. Mining v. Gamblin, et al.
awarded survivor’s benefits. The Benefits Review Board affirmed, and Island Creek then filed a
petition for review in this court.
II.
We review the Board’s legal conclusions de novo. Island Creek Coal Co. v. Wilkerson,
910 F.3d 254, 257 (6th Cir. 2018) (citing Greene v. King James Coal Mining, Inc., 575 F.3d 628,
633 (6th Cir. 2009)). We analyze whether the Board properly applied the deferential “substantial
evidence” test to the ALJ’s findings. Island Creek Coal Co. v. Bryan, 937 F.3d 738, 754–55 (6th
Cir. 2019) (citing Wilkerson, 910 F.3d at 257; 33 U.S.C. § 921(b)(3)).
III.
To be eligible for benefits under the Act, the miner must establish four facts:
(1) that he had pneumoconiosis;
(2) that his pneumoconiosis arose “out of coal mine employment”;
(3) that he was “totally disabled”; and
(4) that his “pneumoconiosis contribute[d] to the total disability.”
Wilkerson, 910 F.3d at 257 (citing 20 C.F.R. § 725.202(d)(2)). For a miner who was employed in
underground coal mining for at least 15 years, and “has evidence of a totally disabling respiratory
or pulmonary impairment, it is presumed that pneumoconiosis caused the miner’s total disability.”
Island Creek Coal Co. v. Young, 947 F.3d 399, 403 (6th Cir. 2020); 20 C.F.R. § 718.305(b)(1),
(c)(1). Once a miner proves that he is presumptively entitled to benefits, the mine operator may
provide evidence to rebut that presumption. See 20 C.F.R. § 718.305(d); 30 U.S.C. § 921(c)(4).
A mine operator has two paths to rebut this presumption. Bryan, 937 F.3d at 757. “Under
the first path, the operator must show that the miner did not have pneumoconiosis. This path
requires the operator to prove that the miner had neither clinical pneumoconiosis (diseases that the
medical community recognizes as pneumoconiosis) nor legal pneumoconiosis (a broader category
of lung impairments that are significantly related to, or substantively aggravated by, coal dust).”
No. 22-3138, Island Creek Ky. Mining v. Gamblin, et al.
Bryan, 937 F.3d at 757–58 (citations omitted); see 20 C.F.R. § 718.305(d)(1); Young, 947 F.3d at
404–05 (noting that “significantly related to” and “in part” are interchangeable standards for
assessing whether a miner has legal pneumoconiosis). “Under the second path, the operator must
show that ‘no part of the miner’s respiratory or pulmonary total disability was caused by’
pneumoconiosis.” Bryan, 937 F.3d at 758 (quoting 20 C.F.R. § 718.305(d)(1)(ii)).
IV.
This appeal concerns whether Island Creek successfully rebutted the presumption that
Gamblin was totally disabled due to pneumoconiosis. The parties agree that Gamblin is entitled
to the rebuttable presumption that he was totally disabled due to pneumoconiosis. He worked
underground as a coal miner for 27 years, and both pulmonary-function studies and medical-
opinion evidence supported the ALJ’s finding that he was totally disabled prior to his death. But
Island Creek believes remand is required for the ALJ to reconsider whether it successfully rebutted
the presumption.
Island Creek lays out three main arguments for why this case should be remanded to the
ALJ for reconsideration. First, it argues the ALJ failed to explain why the presumption of clinical
pneumoconiosis was unrebutted. Second, it asserts that remand is required because the ALJ failed
to explain why he credited the opinions of some medical experts regarding legal pneumoconiosis
over others, and the ALJ’s reasons for discrediting some opinions were invalid. Third, it argues
that remand is required because the ALJ failed to explain why he did not weigh medical evidence
that cuts in favor of Island Creek’s position over other evidence that cuts against it. As we explain
below, it is unnecessary to reach Island Creek’s first argument. As to its second argument, to the
extent that Island Creek asks the court to reweigh evidence, we generally leave credibility
determinations to the ALJ’s expertise, so long as the ALJ acted reasonably. Young, 947 F.3d at
408 (citing Big Branch Res., Inc. v. Ogle, 737 F.3d 1063, 1072 (6th Cir. 2013)). In this case, the
No. 22-3138, Island Creek Ky. Mining v. Gamblin, et al.
ALJ acted reasonably. The ALJ’s findings were based on substantial evidence, and he applied the
correct legal standards. We address the three issues presented in turn.
1. Clinical Pneumoconiosis.
Island Creek first argues that the ALJ did not sufficiently explain why Island Creek failed
to rebut the presumption that Gamblin had clinical pneumoconiosis. The Board did not address
this argument because it affirmed the ALJ’s findings on legal pneumoconiosis. See Bryan, 937
F.3d at 757–58 (under the first path to rebutting the presumption, the mine operator needs to prove
the miner does not have clinical or legal pneumoconiosis). Because, as explained below, we agree
with the Board that the ALJ’s credibility findings are supported by substantial evidence with
respect to legal pneumoconiosis, we decline to address its clinical pneumoconiosis argument.
2. Legal Pneumoconiosis.
Island Creek next argues that the ALJ improperly credited the scientific validity of
Gamblin’s expert’s opinions. The ALJ credited Drs. Sood, Chavda, and Houser, who all concluded
that Gamblin’s respiratory issues were caused by a combination of his lengthy history as a smoker
and coal miner. This argument is meritless for two reasons. First, the ALJ explained in detail why
he relied on some medical opinions in lieu of others. Ogle, 737 F.3d at 1072 (explaining that we
tend not to reassess the weight given to medical experts especially when, as here, the ALJ’s
findings are reasonable). And second, any error would have been harmless because Island Creek
had no affirmative evidence of its own that could rebut the presumption.
Island Creek’s argument is simple. It asserts that “[t]he [ALJ’s] decision is deficient as it
fails to explain why Dr. Sood’s, Dr. Houser’s, and Dr. Chavda’s diagnoses merit weight but Dr.
Selby’s and Dr. Tuteur’s contrary diagnoses do not.” Island Creek believes that the ALJ failed to
address its arguments against Dr. Sood’s methodology and Dr. Chavda’s and Dr. Houser’s failures
to consider all of the relevant evidence.
No. 22-3138, Island Creek Ky. Mining v. Gamblin, et al.
But regardless, even if Island Creek sufficiently discredited all of Gamblin’s experts, Island
Creek still could not have rebutted the presumption of pneumoconiosis without credible experts of
its own. On this point, Island Creek argues that the ALJ did not provide a valid reason for rejecting
Drs. Selby and Tuteur’s assessment that Gamblin was not suffering from legal pneumoconiosis
and improperly discounted their evidence. Drs. Selby and Tuteur opined that Gamblin had chronic
obstructive pulmonary disease (COPD) due to smoking and unrelated to coal mine dust exposure.
But the ALJ did account for Dr. Selby’s and Dr. Tuteur’s opinions. In his well-reasoned, 36-page
order, the ALJ provided extensive background on each of the medical experts, their findings, and
why he found the opinions of some more compelling than others. He found that Drs. Selby and
Tuteur “failed to adequately explain why Gamblin’s significant history of coal dust exposure was
not a contributing or aggravating factor to his respiratory disease . . . [and] are therefore given little
weight.” The ALJ backed up this finding with several reasons. For example, as noted by the ALJ,
Dr. Tuteur stated that both smoking and coal dust exposure may cause COPD but that “the clinical
picture, physical examination, PFTs, and x-rays do not allow for differentiation” between these
two potential etiologies. He also stated, “[Dr.] Tuteur’s reliance on only statistical probabilities
undermines his conclusion that Gamblin did not have legal pneumoconiosis, and his opinion that
Mr. Gamblin’s obstructive disease was due to smoking, because he had statistically less risk is
insufficient to establish rebuttal.” The ALJ made a similar finding regarding Dr. Selby. This is
an entirely reasonable parsing of the evidence and, as such, should not be disturbed.
Even without accounting for the ALJ’s parsing of Drs. Selby and Tuteur’s opinions, this
court has previously held, specifically in regard to the statistical analysis used by these two doctors,
“that an appellate court will not disturb an ALJ’s reasonable rejection of Dr. Tuteur’s statistical
methods for failing to apply them to the individual claimant.” Young, 947 F.3d at 408. The court
in Young continued, “[a]gainst this factual and legal backdrop, the ALJ’s criticisms of Dr. Tuteur’s
No. 22-3138, Island Creek Ky. Mining v. Gamblin, et al.
opinion were well within the ALJ’s discretion.” Id. at 409. We agree and, for the foregoing
reasons, hold that the ALJ’s decision was based on substantial evidence and in accordance with
the proper standards.2
3. Survivor’s Claim.
Finally, Island Creek contests whether the ALJ correctly determined that pneumoconiosis
caused Mr. Gamblin’s death. This is a relevant consideration in determining how a mine operator
can rebut the presumption of pneumoconiosis under § 718.305 in a claim filed by a survivor. See
id. § 718.305(d)(2)(ii) (the second path to rebut the presumption when dealing with a survivor’s
claim is that “no part of the miner’s death was caused by pneumoconiosis” instead of “no part of
the miner’s . . . disability was caused by pneumoconiosis” under (d)(1)(ii)). But the Board affirmed
the ALJ’s award of benefits in the survivor’s claim on an alternate basis under Section 422(l) of
the Act. See 30 U.S.C. § 932(l). Because Island Creek does not raise any arguments about this
alternative basis, we decline to consider this issue.
The petition for review is DENIED.
2
Island Creek makes passing statements about disability causation—the second path to rebut the
presumption that Gamblin was totally disabled due to pneumoconiosis. Recall that “[u]nder the second
path, the operator must show that ‘no part of the miner’s respiratory or pulmonary total disability was
caused by’ pneumoconiosis.” Bryan, 937 F.3d at 758 (quoting 20 C.F.R. § 718.305(d)(1)(ii)). The Board
affirmed the ALJ’s determination that Island Creek did not disprove that Gamblin’s total disability is
unrelated to legal pneumoconiosis because Island creek did not “raise[] . . . specific arguments on disability
causation apart from its assertion that the ALJ erred in finding it failed to disprove the existence of legal
pneumoconiosis[.]” In its briefing to this court, Island Creek argues that this argument hinges on a
reshuffling of credibility amongst the experts. Even if this argument was not waived, because we
determined that the ALJ’s findings with respect to Island Creek’s experts were supported by substantial
evidence, we would defer to the ALJ’s credibility determinations. Ogle, 737 F.3d at 1072.