Denius, Ronald C. v. Dunlap Wayne , 330 F.3d 919 ( 2003 )


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  •                            In the
    United States Court of Appeals
    For the Seventh Circuit
    ____________
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    RONALD C. DENIUS,
    Plaintiff-Appellee/Cross-Appellant,
    v.
    WAYNE DUNLAP and PETER THOMAS,
    Defendants-Appellants/Cross-Appellees,
    and
    GARY SADLER,
    Defendant-Cross-Appellee.
    ____________
    Appeals from the United States District Court
    for the Central District of Illinois.
    No. 97-2088—Harold A. Baker, Judge.
    ____________
    ARGUED FEBRUARY 19, 2003—DECIDED MAY 30, 2003
    ____________
    Before FLAUM, Chief Judge, and COFFEY and KANNE,
    Circuit Judges.
    FLAUM, Chief Judge. Ronald Denius claims that officials
    of Illinois’s Lincoln Challenge Program (“LCP”) violated his
    constitutional rights by requiring him to authorize the re-
    lease of a broad range of personal information as a condi-
    2                Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    tion of continued employment. Initially, the district court
    granted summary judgment for the defendants on grounds
    of qualified immunity, but on appeal we reversed in part
    and remanded for further proceedings. Denius v. Dunlap,
    
    209 F.3d 944
     (7th Cir. 2000) (“Denius I”). On remand, after
    a jury rendered a verdict for the defendants, the district
    court granted Denius’s motion for judgment as a matter of
    law (“JMOL”), a ruling from which defendants now appeal.
    Denius cross-appeals, seeking additional damages and at-
    torneys’ fees. We affirm the judgment in all respects.
    I. BACKGROUND
    We assume familiarity with our earlier opinion and will
    repeat only those facts that are necessary for resolving the
    issues presently before us. The LCP is an eighteen-month
    program that uses military training methods to teach “life
    skills” and GED courses to teenage high school dropouts.
    Denius, a retired Air Force technical sergeant, began teach-
    ing at the LCP in March 1994. When his contract was due
    to expire in July 1996, defendant Wayne Dunlap, then
    Director of the LCP, offered him the opportunity for re-
    newal provided that he sign an Authorization for Release of
    Personal Information (“First Authorization”), which re-
    quired the disclosure of a broad range of personal informa-
    tion:
    For the period of one year from the execution of this
    form, I . . . do hereby authorize a review of and full dis-
    closure of all records concerning myself to any duly
    authorized agent of the Lincoln’s Challenge Program,
    whether said records are of a public, private or confi-
    dential nature.
    The intent of this authorization is to give my consent
    for full and complete disclosure of records of educa-
    tional institutions; financial or credit institutions, in-
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                    3
    cluding records of loans, the records of commercial or
    retail credit agencies (including credit reports and/or
    ratings); and other financial statements and records
    wherever filed; records maintained by the National
    Personnel Records Center, the U.S. Veteran’s Adminis-
    tration, and County, State or Federal Law Enforcement
    agencies; employment and pre-employment records, in-
    cluding background reports, efficiency ratings, com-
    plaints or grievances filed by or against me and the
    records and recollections of attorneys at law, or of other
    counsel, whether representing me or another person in
    any case, either criminal or civil, in which I presently
    have, or have had an interest.
    Denius refused to sign the First Authorization, and Dunlap
    in turn refused to renew his teaching contract.
    As a result Denius sued Dunlap under 
    42 U.S.C. § 1983
    ,
    claiming violations of his constitutional rights under the
    First, Sixth, and Fourteenth Amendments. The district
    court granted summary judgment for Dunlap on the ground
    that Denius did not have a clearly established constitu-
    tional right to refuse to sign the First Authorization and
    therefore Dunlap was protected by qualified immunity,
    but on appeal we reversed this ruling in part. We concluded
    that Denius did have a clearly established right in main-
    taining the confidentiality of his medical information,
    Denius I, 
    209 F.3d at 956-57
    , and noted that the record as
    it then stood did “not reveal whether the Authorization ex-
    tends to medical records or communications as Denius
    alleges,” 
    id. at 956, n.8
    . We therefore remanded the case for
    “this factual determination to be resolved by the district
    court.” 
    Id.
    Following our decision in the interlocutory appeal, Denius
    was allowed to return to work at the LCP. Attached to his
    new contract, however, was another Authorization for
    Release of Personal Information (“Second Authorization”).
    4               Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    The Second Authorization was similar to the First, but it
    omitted certain categories of information, such as financial
    records and attorneys’ records, that Denius I found were
    constitutionally protected from compelled disclosure:
    For the term of the attached contract, I . . . do hereby
    authorize a review of and full disclosure of all records
    concerning myself to any duly authorized agent of the
    Lincoln’s Challenge Program, whether the said records
    are of a public, private or confidential nature.
    The intent of this authorization is to give my consent
    for full and complete disclosure of records maintained
    by the National Personnel Records Center, the U.S.
    Veteran’s Administration, and County, State or Federal
    Law Enforcement Agencies; and employment and pre-
    employment records, including information concerning
    resignation or termination from employment, back-
    ground reports, efficiency ratings, and complaints or
    grievances filed by or against me.
    Defendant Gary Sadler, who had succeeded Dunlap as
    Director, required LCP employees to sign the Second
    Authorization in order to remain employed with the
    program.
    In June 2000 defendant Peter Thomas succeeded Sadler
    as LCP Director. When Denius complained to Thomas that
    he found the Second Authorization objectionable, Thomas
    replied that Denius did not have to sign it and that the en-
    tire form was being revised and would be sent to all em-
    ployees when completed. Thomas then removed the Second
    Authorization from Denius’s contract, and in August 2000
    Denius returned to his teaching position. Since then, true
    to Thomas’s word, neither the First nor the Second Authori-
    zation has been used by the LCP. Instead, the LCP began
    using a new release form (“Third Authorization”), which
    provided for a much more limited disclosure than the
    earlier two:
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                   5
    I . . . do hereby authorize the Illinois State Police to
    release information relative to the existence or nonexis-
    tence of any criminal record which it might have con-
    cerning me to any Department of the State of Illinois
    solely to determine my suitability for employment or
    continued employment with the State of Illinois. I fur-
    ther authorize any agency which maintains records
    relating to me to provide same on request to the Illinois
    State Police for the purpose of this investigation.
    LCP employees who had already signed the First or Second
    Authorization were never informed, however, that they
    could make retractions. The signed release forms remained
    in their personnel files.
    Back before the district court, Denius amended his
    complaint to add Sadler and Thomas as defendants, the lat-
    ter for purposes of equitable relief only. The district court
    dismissed Sadler from the case, ruling that his request that
    Denius sign the Second Authorization did not deter the
    exercise of any constitutional right. The remaining claims
    proceeded to trial, at the start of which Denius asked the
    court to take judicial notice that the National Personnel
    Records Center (“NPRC”) and/or the Veteran’s Administra-
    tion (“VA”) maintained medical records on retired military
    personnel. Denius based his request on information he said
    was taken from the official website of the National Archives
    and Records Administration. Initially, the court granted
    Denius’s motion and took judicial notice that “military per-
    sonnel health and medical records of veterans discharged
    from military service are stored at the [NPRC] or the
    Veteran’s Administration.” Later, however, the court with-
    drew this ruling after Denius testified that on April 30,
    2001 (the day before trial), he went in person to the NPRC
    and obtained his medical records by providing his service
    dates and numbers. Because of this testimony, the court
    found that judicial notice was unnecessary.
    6                Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    At the close of evidence, both parties moved for JMOL. In
    support of his motion, Denius argued that “the undisputed
    evidence shows that the National Personnel Records
    Center, in fact, had [his] medical records” and that “judicial
    notice could and should be taken of the fact that medical
    records are kept at the National Personnel Records Center
    from the Veteran’s Administration.” Defendants, on the
    other hand, claimed that they were entitled to JMOL be-
    cause, among other things, Denius failed to prove that his
    medical records were at the NPRC from 1996 to 1997—what
    would have been the effective period of the First Authoriza-
    tion had Denius signed it.
    The court denied both parties’ motions and submitted the
    case to the jury with the instruction that Denius had the
    burden of proving each of the following six facts:
    (1) the First Authorization extended to medical re-
    cords;
    (2) Dunlap required Denius to sign the Authorization
    in order to continue teaching at the LCP;
    (3) Denius refused to sign;
    (4) Dunlap told Denius that his position at the LCP
    was terminated because he refused to sign;
    (5) Denius suffered damages; and
    (6) the termination for refusal to sign the Authoriza-
    tion was a proximate cause of Denius’s damages.
    During closing argument the defendants conceded that
    Denius had proved elements (2) through (4); the jury, how-
    ever, apparently found that Denius had not proved at least
    one of the remaining three and thus rendered a verdict
    against him. The jury also returned a special verdict find-
    ing that the LCP was “likely in the future to require
    [Denius] to sign Authorizations for Release of Personal
    Information similar to [the First and Second Authoriza-
    tions] as a condition of employment.”
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                   7
    Following the verdict Denius renewed his motion for
    JMOL, and this time the court granted the motion, holding
    that no reasonable jury could have found that the First
    Authorization did not extend to medical records:
    [Denius] presented evidence that he was ordered to sign
    a form that specifically authorized the release of rec-
    ords maintained by the NPRC. He then presented evi-
    dence that the NPRC in fact had his medical records
    from his service in the Air Force. The defendant[s] of-
    fered no evidence to dispute this testimony. Thus, the
    form Denius was required to sign would have autho-
    rized the release of all records from the very agency
    that maintained his medical records. There is nothing
    in the Seventh Circuit’s decision [in Denius I] that re-
    quired the plaintiff also to show that . . . the NPRC ac-
    tually housed his records at the precise moment he was
    asked to sign the form. . . . The uncontradicted evidence
    presented by the plaintiff established that the form the
    defendant required him to sign extended to medical rec-
    ords. No reasonable jury could have found otherwise.
    The court also held that no reasonable factfinder could have
    concluded that Denius did not suffer damages as a result of
    the defendants’ refusal to renew his contract. As an alterna-
    tive to JMOL, the court granted Denius’s request for a new
    trial, finding that the verdict was against the manifest
    weight of the evidence and was “a great injustice” because
    it “possibly” resulted from defense counsel’s remarks during
    closing argument that Denius was seeking a verdict against
    Dunlap personally.
    A second trial was held to determine damages. At the
    close of evidence, the defendants moved for JMOL on the
    issue of emotional damages, contending that there was in-
    sufficient evidence to justify sending the issue to the jury.
    The court agreed and granted the motion. The jury then
    awarded Denius $129,395—the exact amount of his lost
    wages from August 1996 to August 2000. Denius moved for
    8                 Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    a new trial, claiming that he should have received addi-
    tional damages for emotional distress, but the court denied
    relief. Later, the court granted Denius an injunction bar-
    ring Thomas and his successors from conditioning Denius’s
    continued employment on his authorizing the release of fi-
    nancial, medical, or attorney-client records. The court relied
    on the jury’s special verdict to support the grant of injunc-
    tive relief. Further, the court stated that it “had the chance
    to consider the evidence and observe the trial, and it be-
    lieve[d] that the defendants are capable of using a similar
    form in the future.” In particular the court pointed to de-
    fense counsel’s closing argument, which the court thought
    “castigate[d]” Denius and “malign[ed] [his] integrity.” The
    court refused to grant declaratory relief, finding it would
    serve no additional purpose.
    Defendants appeal the denial of their motion for JMOL,
    the grant of Denius’s motion for JMOL, and the grant of his
    motion for injunctive relief.1 Denius cross-appeals, seeking
    review of the court’s denial of his motion for a new trial on
    damages, the denial of declaratory relief, and the court’s
    calculation of attorneys’ fees.2
    II. DISCUSSION
    A. Grant of Denius’s Motion for JMOL
    The defendants claim that the district court erred in
    granting JMOL for Denius because a reasonable jury could
    have concluded that he did not establish that the First
    Authorization extended to medical records (the first of the
    1
    Defendants also appealed the district court’s award of attorneys’
    fees, but they have abandoned that issue because they failed to
    address it in their opening brief.
    2
    Denius has withdrawn his cross-appeal from the district court’s
    order dismissing Sadler from the case.
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                         9
    six propositions that he was required to prove).3 In support
    of this argument, the defendants point out that Denius
    “presented no evidence that the NPRC maintained his med-
    ical records between July 1996 and August 1997, the period
    during which the Authorization was effective,” nor did he
    “adduce any evidence that the NPRC routinely maintained
    medical records of military personnel. Denius offered no
    evidence about the nature of the NPRC—what it is, how it
    operates, who runs it. He called no witness with any per-
    sonal knowledge about the operations of the NPRC to tes-
    tify that it routinely maintained medical records of military
    personnel.”4 The defendants also contend that the jury
    “may simply have disbelieved Denius when he testified that
    he obtained his medical records from the NPRC [in 2001].
    The jury was free to do so.”
    In response Denius maintains that his testimony “at a
    minimum . . . demonstrated that [the] NPRC maintains
    medical records and created a rebuttable presumption
    [that] the NPRC had custody of his medical records in 1996,
    or might reasonably obtain custody during the life of the
    [First Authorization], which presumption [defendants]
    failed to rebut.” And, Denius argues, because his testimony
    was uncontradicted and unimpeached, the jury was re-
    quired to take it as true. Denius also offers a number of al-
    ternative bases on which he says we can affirm the district
    court’s judgment.
    We find one of these alternative bases persuasive—that
    the district court abused its discretion in withdrawing its
    judicial notice of the information from NPRC’s official web-
    3
    This is the only ground on which the defendants challenge the
    court’s grant of JMOL to Denius.
    4
    Denius tried to call Ronald Hindman, Director of the NPRC, to
    establish this point, but the district court barred Hindman from
    testifying because Denius did not identify him during pretrial dis-
    covery.
    10                Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    site, see Waid v. Merrill Area Pub. Sch., 
    130 F.3d 1268
    ,
    1272 (7th Cir. 1997)—and therefore see no need to address
    the parties’ remaining arguments. Federal Rule of Evidence
    201 provides that, when requested by a party, a court
    “shall” take judicial notice of a fact that is “not subject to
    reasonable dispute in that it is . . . capable of accurate and
    ready determination by resort to sources whose accuracy
    cannot reasonably be questioned.” Fed. R. Evid. 201(b), (d).
    We cannot agree with the court’s determination that judi-
    cial notice was unnecessary given Denius’s own testimony
    regarding his records. The information on the website was
    not duplicative of the testimony; rather, it would have pro-
    vided essential corroboration. Further, the fact that the
    NPRC maintains medical records of military personnel is
    appropriate for judicial notice because it is not subject to
    reasonable dispute. As the agency’s website explains,
    The National Personnel Records Center, Military Per-
    sonnel Records (NPRC-MPR) is the repository of mil-
    lions of military personnel, health, and medical records
    of discharged and deceased veterans of all services dur-
    ing the 20th century. NPRC (MPR) also stores medical
    treatment records of retirees from all services, as well
    as records for dependent and other persons treated at
    naval medical facilities. Information from the records is
    made available upon written request (with signature
    and date) to the extent allowed by law.
    http://www.archives.gov/facilities/mo/st_louis/military
    _personnel_records.html; see Laborers’ Pension Fund v.
    Blackmore Sewer Constr., Inc., 
    298 F.3d 600
    , 607 (7th Cir.
    2002) (taking judicial notice of information from official
    website of the FDIC); see also United States v. Chapel, 
    41 F.3d 1338
    , 1342 (9th Cir. 1994) (district court properly took
    judicial notice of FDIC-insurance status; the FDIC, “the
    insuring agency itself, is a source whose accuracy cannot be
    reasonably questioned”) (quotations omitted). Moreover, a
    Westlaw search of the Federal Register uncovered numer-
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                   11
    ous Notices disclosing the same information. E.g., 
    67 Fed. Reg. 69765
    , 69765 (Nov. 19, 2002) (“[T]he National Person-
    nel Records Center (NPRC) of the National Archives and
    Records Administration (NARA) administers military per-
    sonnel and medical records of veterans after discharge,
    retirement, and death.”); 
    67 Fed. Reg. 55277
    , 55278 (Aug.
    28, 2002) (“In accordance with rules issued by the Depart-
    ment of Defense (DOD) and the Department of Transporta-
    tion (DOT), the NPRC . . . administers military service
    records of veterans after discharge, retirement, and death,
    and the medical records of these veterans, current members
    of the Armed Forces, and dependents of Armed Forces per-
    sonnel.”); 
    58 Fed. Reg. 10002
    , 10463 (Feb. 22, 1993) (“On
    separation/retirement the [health] records [of a U.S. mil-
    itary member] are forwarded to [the] National Person-
    nel Records Center (NPRC/MPR) or other designated de-
    pository . . . such as . . . to [the] appropriate Veterans
    Administration Regional Office, if VA claim has been
    filed.”).
    Judicial notice may be taken at any time, including on
    appeal. Fed. R. Evid. 201(f); United States v. Burch, 
    169 F.3d 666
    , 671 (10th Cir. 1999); Green v. Warden, U.S.
    Penitentiary, 
    699 F.3d 364
    , 369 (7th Cir. 1983). We exercise
    that authority here to note that the NPRC and the VA do in
    fact maintain medical records of retired United States
    military personnel. See also 
    44 U.S.C. § 1507
     (“The contents
    of the Federal Register shall be judicially noticed . . . .”);
    City of Charleston v. A Fisherman’s Best, Inc., 
    310 F.3d 155
    ,
    172 (4th Cir. 2002) (appeals court can take judicial notice of
    proposed rule published in Federal Register even if the
    proposed rule was not called to the attention of the trial
    court); Poindexter v. United States, 
    777 F.2d 231
    , 236 (5th
    Cir. 1985) (appeals court is required to take judicial notice
    of information contained in agency regulations). The defen-
    dants have simply caused additional judicial work by con-
    testing a factual issue that, according to information readily
    available in the public domain, cannot be reasonably
    12                Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    disputed. The district court was therefore right to grant
    JMOL for Denius.5
    B. Defendants’ Motion for JMOL
    The defendants also maintain that the case should never
    have gone to the jury in the first place because the district
    court should have granted their motion for JMOL at the
    close of evidence. They give two reasons in support of this
    argument. First, they assert that Denius failed to establish
    an essential element of his claim—that the constitutional
    violation in question caused his injuries. See Papapetrop-
    oulous v. Milwaukee Transp. Serv., Inc., 
    795 F.2d 591
    , 595
    (7th Cir. 1986). According to the defendants, in order to
    prove causation, Denius had to show that he did not sign
    the First Authorization specifically because he did not want
    to authorize the release of his medical records. Defendants
    then argue that Denius did not meet this burden because he
    provided no evidence that he was concerned with medical
    records in particular when he refused to sign; rather,
    Denius’s testimony was simply that he found the First
    Authorization objectionable because it was “an invasion of
    privacy” and “too personal.”
    Denius counters that the defendants are “turn[ing]
    causation on its head.” He believes that his state of mind is
    completely irrelevant to the causation inquiry, so he did not
    have to establish that the “medical records” aspect of the
    First Authorization had any bearing on his decision not to
    sign. Instead, according to Denius, all he had to prove was
    that the defendants’ conduct (conditioning employment on
    his signing the release form) caused his injury (loss of his
    job). We disagree with this formulation. If the evidence had
    shown that Denius’s refusal to sign was motivated solely
    5
    Because JMOL was proper, we need not address the district
    court’s alternative holding that Denius is entitled to a new trial.
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                   13
    by, say, personal animosity towards Dunlap, there would be
    no causal link between the constitutional violation and
    Denius’s dismissal. Or suppose the evidence showed that
    Denius’s only concern about the form was that it required
    disclosure of attorney-client communications (a claim on
    which defendants are entitled to qualified immunity, see
    Denius I, 
    209 F.3d at 955
    ). Again in this situation, Denius
    would not have proved that the defendants’ intrusion into
    the confidentiality of his medical records was the cause of
    his injury.
    Nonetheless, even under defendant’s formulation, which
    is the correct one, Denius offered enough evidence on causa-
    tion to justify sending the case to the jury. Denius testified
    at trial that he did not sign the First Authorization because
    it was “an invasion of privacy,” “too personal,” “not neces-
    sary,” and “unconstitutional.” The defendants allege that
    this testimony was “too vague” to prove causation since
    “there are many aspects to the right of privacy, and they
    are not interchangeable.” But on a motion for JMOL, it was
    the defendants’ burden to show that no reasonable jury
    could have found for Denius when reviewing the evidence
    in a light most favorable to him. Bruso v. United Airlines,
    Inc., 
    239 F.3d 848
    , 857 (7th Cir. 2001). Defendants did not
    meet this burden. A reasonable jury could have easily in-
    ferred from Denius’s testimony that the “medical records”
    aspect of the release form was at least partly what moti-
    vated his decision not to sign. Moreover, Denius also tes-
    tified that he “was concerned with everything on the release
    with the exception of the . . . criminal background check and
    the education records” and that “as a retired military
    person, [he] knew that [his] records were at the National
    Personnel Records Center.” This testimony alone was suffi-
    cient to preclude granting JMOL.
    The defendants also claim that the district court should
    have granted Dunlap qualified immunity because a reason-
    able official in his position would not have known that the
    First Authorization extended to medical records. As an
    initial matter, we note that even if Dunlap is entitled to
    14               Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    qualified immunity, it would not provide a complete defense
    because Denius asked for injunctive and declaratory relief
    in addition to money damages. Canedy v. Boardman, 
    91 F.3d 30
    , 33 (7th Cir. 1996). And in any event, qualified im-
    munity does not apply. The defense does not protect “the
    plainly incompetent or those who knowingly violate the
    law.” Thompson v. Wagner, 
    319 F.3d 931
    , 935 (7th Cir.
    2003) (quoting Malley v. Briggs, 
    475 U.S. 335
    , 341 (1986))
    (quotations omitted). Dunlap asserts that a reasonable offi-
    cial in his position would not have known that the NPRC
    maintained medical records, nor would a reasonable official
    “necessarily have investigated every possible legal effect of
    the Authorization.” We disagree. First of all, Dunlap was
    the drafter of the Authorization, so we assume that he
    knew (or at least should have known) what all of its terms
    meant. Furthermore, we believe that a reasonable official
    in Dunlap’s position would, at a minimum, have made some
    effort to look into the form’s legal effect. With just minimal
    investigation, Dunlap could likely have discovered that vet-
    erans’ medical records are housed at the NPRC, but he
    chose not to conduct such a search. This was plainly unrea-
    sonable, so the district court was correct to deny Dunlap’s
    defense of qualified immunity.
    C. Injunctive Relief
    The defendants’ last argument on appeal is that the
    district court erred in granting Denius’s request for injunc-
    tive relief. We review the court’s decision for abuse of dis-
    cretion, analyzing conclusions of law de novo and factual
    determinations for clear error. Minnesota Mining & Mfg.
    Co. v. Pribyl, 
    259 F.3d 587
    , 597 (7th Cir. 2001).
    The defendants claim that the Eleventh Amendment bars
    injunctive relief because Denius did not prove the existence
    of an ongoing or threatened violation. See Vickery v. Jones,
    
    100 F.3d 1334
    , 1346 (7th Cir. 1996). The district court found
    otherwise, however, concluding that there was a “real
    danger” that the defendants would violate Denius’s consti-
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                  15
    tutional rights again in the future. The court gave two rea-
    sons for its finding. First, it believed that the defendants’
    conduct throughout the course of this litigation “consis-
    tently demonstrated a failure to appreciate the wrong com-
    mitted.” The court specifically pointed to defense counsel’s
    closing argument, which the court believed “malign[ed] the
    plaintiff’s integrity,” “castigated” him, and suggested that
    he should not recover “because his hands were unclean.”
    But whether or not this is true, we are uncertain how rele-
    vant defense counsel’s conduct during closing argument is
    to the question of how the defendants themselves are likely
    to act in the future. Statements made during closing argu-
    ment are, of course, not evidence. Rastafari v. Anderson,
    
    278 F.3d 673
    , 690 (7th Cir. 2002).
    Nonetheless, the district court’s other reason for granting
    injunctive relief was sound. The jury returned a special ver-
    dict finding that the defendants were “likely in the future
    to require [Denius] to sign Authorizations for Release of
    Personal Information similar to [the First and Second Au-
    thorizations] as a condition of employment.” The court
    rightly held that it was bound by this determination.
    Snider v. Consolidation Coal Co., 
    973 F.2d 555
    , 559 (7th
    Cir. 1992). True, as the defendants point out, the evidence
    supporting the jury’s finding was somewhat sparse. It was
    not wholly lacking, however. For instance Thomas testified
    on cross-examination that all of the signed First and
    Second Authorizations, other than Denius’s, remained in
    the LCP personnel files. Thomas further testified that,
    other than Denius, LCP employees were never told that
    they could retract their Authorizations, nor were they in-
    formed that the form had been revised to cover only crimi-
    nal records. Though this testimony did not speak to
    Denius’s situation directly, we conclude that it was enough
    evidence, under the highly deferential standard of review
    applicable to jury findings, Reynolds v. City of Chicago, 
    296 F.3d 524
    , 526-27 (7th Cir. 2002), from which a reasonable
    jury could infer the existence of a threatened constitu-
    tional violation.
    16                Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    The defendants also maintain that the district court
    abused its discretion by failing to properly weigh the tradi-
    tional criteria used to determine the propriety of equitable
    relief—namely (1) whether the plaintiff has succeeded on
    the merits, (2) whether the plaintiff will have an adequate
    remedy at law or will be irreparably harmed if the injunc-
    tion is not granted, (3) whether the threatened injury to the
    plaintiff outweighs the threatened harm the injunction may
    inflict on the defendant, and (4) whether the injunction will
    harm the public interest. Plummer v. Am. Inst. of Certified
    Pub. Accountants, 
    97 F.3d 220
    , 229 (7th Cir. 1996). We find
    no abuse of discretion. The district court properly weighed
    the four factors and found that they justified the grant of
    relief. Notably, the defendants conceded at oral argument
    that they will suffer no harm whatsoever from the issuance
    of the injunction.6
    D. Damages
    In his cross-appeal, Denius maintains that the district
    court erred by granting the defendants’ motion for JMOL on
    the issue of emotional damages. We review this issue de
    novo. Bruso, 
    239 F.3d at 857
    .
    The only direct evidence that Denius suffered any emo-
    tional distress was his own testimony that signing the First
    Authorization “would have negated everything I stood for,”
    that being out of work at age sixty “concerned” and “trou-
    bled” him, and that he was “embarrassed and humiliated”
    by the circumstances in which he was fired. But when the
    injured party’s own testimony is the only proof of emotional
    damages, he must explain the circumstances of his injury
    in reasonable detail; he cannot rely on mere conclusory
    statements. Biggs v. Village of Dupo, 
    892 F.2d 1298
    , 1304
    6
    Because we conclude that the injunction was proper, we need
    not address Denius’s alternative argument that he is at least enti-
    tled to declaratory relief.
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                    17
    (7th Cir. 1990). Thus, we have said that bare allegations by
    a plaintiff that the defendant’s conduct made him “de-
    pressed,” “humiliated,” or the like are not sufficient to es-
    tablish injury unless the facts underlying the case are so in-
    herently degrading that it would be reasonable to infer that
    a person would suffer emotional distress from the defen-
    dant’s action. Alston v. King, 
    231 F.3d 383
    , 388 (7th Cir.
    2000); United States v. Balistrieri, 
    981 F.2d 916
    , 931-32
    (7th Cir. 1992).
    Here, the circumstances surrounding Denius’s dismissal
    were not so inherently humiliating. Denius relies heavily on
    the fact that Dunlap called security personnel to escort him
    out of the building, but Denius admitted during trial that
    Dunlap was nonetheless courteous and gave him the time
    to put things away, straighten his desk, and collect his be-
    longings. Further, Denius presented no evidence that the
    security personnel touched or mistreated him in any way.
    There was, in short, no evidence to suggest any type of “in-
    herently degrading conduct that would portend emotional
    distress,” Alston, 
    231 F.3d at 388
    , and so Denius’s bare alle-
    gations that he was “embarrassed” and “humiliated” were
    insufficient to justify sending the issue to the jury. The
    court properly granted JMOL for the defendants. Cf. 
    id. at 389
     (district court erred in granting JMOL on issue of emo-
    tional damages, where plaintiff testified that his co-workers
    mocked and laughed at him after defendant terminated his
    job without a hearing).
    E. Attorneys’ Fees
    Denius also cross-appeals from the district court’s order
    awarding attorneys’ fees, claiming that the court erred in
    setting the hourly rate for associate counsel J. Brian Heller
    at $180 instead of $200. We review the court’s decision for
    abuse of discretion. Mathur v. Bd. of Tr. of S. Ill. Univ., 
    317 F.3d 738
    , 742 (7th Cir. 2003).
    18               Nos. 01-3422, 01-3575, 02-1398 & 02-1460
    When calculating attorneys’ fees, the reasonable hourly
    rate is to be derived from the market rate for the services
    rendered. Uphoff v. Elegant Bath, Ltd., 
    176 F.3d 399
    , 407
    (7th Cir. 1999). The attorney’s actual billing rate for compa-
    rable work is “presumptively appropriate” to use as the
    market rate. 
    Id.
     To this end Denius submitted an affidavit
    from Heller that claimed an hourly rate of $200 in the year
    2001. Denius also submitted an affidavit from civil rights
    attorney Patricia Benassi stating that $200 was more than
    a reasonable rate for an attorney of Heller’s experience and
    ability.
    The district court expressed “concern” about the suffi-
    ciency of these affidavits, however. The court noted that
    “there is nothing in the record to show that Mr. Heller . . .
    has earned that [$200] hourly rate in other civil rights liti-
    gation. The court needs more information before it can de-
    termine Mr. Heller’s market rate. . . . The court needs to
    know at what hourly rate Mr. Heller has been compensated
    in the past in other civil rights matters.” Denius then sub-
    mitted a supplemental affidavit from Heller, in which
    Heller stated that 80-90% of his civil rights practice was
    performed for and billed through the law firm of Benassi &
    Benassi, P.C., and that the most recent civil rights litiga-
    tion he undertook on his own occurred in January 2001
    and was billed at a rate of $180 per hour. Heller explained
    that “the standard rate used in that case is $180.00/hour
    rather than $200/hour since the litigation is not in federal
    court, and is not contingent in nature.” Denius also sub-
    mitted a supplemental affidavit from Patricia Benassi
    stating that, prior to 1995 and through 1999, Benassi &
    Benassi billed out Heller’s services at a rate of $150 per
    hour and that the “current” rate for Heller’s services was
    $200 per hour.
    Defendants argued that these supplemental affidavits
    failed to establish that Heller was entitled to a $200 rate,
    and the district court agreed, determining that $150 was
    the appropriate hourly fee for services rendered before 1999
    and $180 for those rendered thereafter. On appeal Denius
    Nos. 01-3422, 01-3575, 02-1398 & 02-1460                   19
    quarrels only with this latter determination. Specifically,
    he claims that the court should have used the $200 figure
    for services performed after 1999 because the record
    showed that 80-90% of Heller’s civil rights work was being
    billed at that rate through Benassi & Benassi. We disagree
    with Denius’s position. First, Patricia Benassi’s affidavit
    spoke only to the “current” rate at which her firm was bill-
    ing Heller’s services; it said nothing about his rate from
    2000 to mid-2001 (when the affidavit was filed). And sec-
    ond, the only evidence regarding Heller’s rate when billing
    under his own name (as he is doing here) was his own
    statement that he charged $180 per hour for the civil rights
    case he litigated in January 2001. The district court was
    therefore well within its discretion in setting this figure as
    Heller’s market rate.
    Finally, Denius argues that the district court should have
    awarded interest for the delay in payment of his attorneys’
    fees. He did not raise this issue below, however, so it is
    waived. Williams v. REP Corp., 
    302 F.3d 660
    , 666 (7th Cir.
    2002).
    III. CONCLUSION
    For the reasons stated above, the judgment of the district
    court is AFFIRMED.
    A true Copy:
    Teste:
    ________________________________
    Clerk of the United States Court of
    Appeals for the Seventh Circuit
    USCA-02-C-0072—5-30-03
    

Document Info

Docket Number: 01-3422

Citation Numbers: 330 F.3d 919

Judges: Per Curiam

Filed Date: 5/30/2003

Precedential Status: Precedential

Modified Date: 1/12/2023

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