United States v. Buckley, Mark V. ( 2001 )


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  • In the
    United States Court of Appeals
    For the Seventh Circuit
    No. 00-3845
    United States of America,
    Plaintiff-Appellee,
    v.
    Mark V. Buckley,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Northern District of Illinois, Eastern Division.
    No. 97 CR 615--Elaine E. Bucklo, Judge.
    Submitted April 25, 2001--Decided May 24, 2001
    Before Bauer, Posner, and Diane P. Wood,
    Circuit Judges.
    Posner, Circuit Judge. Holding that
    obstruction of justice at the sentencing
    hearing precluded a sentencing discount
    for acceptance of responsibility, we
    vacated the defendant’s sentence and
    remanded for resentencing. 
    192 F.3d 708
    (7th Cir. 1999). On remand the district
    judge duly resentenced Buckley without an
    acceptance of responsibility discount.
    This second appeal complains about the
    judge’s refusal to depart downward on the
    basis of the defendant’s claimed
    "extraordinary efforts at post-sentence
    rehabilitation." The specific complaint
    is that the judge thought herself
    precluded from considering such a
    downward departure by our opinion.
    The scope of a remand is determined, of
    course, by the order of remand, e.g.,
    Moore v. Anderson, 
    222 F.3d 280
    , 283 (7th
    Cir. 2000); United States v. Parker, 
    101 F.3d 527
    , 528 (7th Cir. 1996); United
    States v. Ben Zvi, 
    242 F.3d 89
    , 95 (2d
    Cir. 2001), and our remand was for the
    limited purpose of enabling the district
    judge to resentence the defendant without
    an acceptance of responsibility discount.
    Our ruling that the defendant was not
    entitled to the discount was the law of
    the case and bound the district judge
    unless extraordinary circumstances
    warranted reconsideration. United States
    v. Aramony, 
    166 F.3d 655
    , 662 (4th Cir.
    1999); United States v. Moored, 
    38 F.3d 1419
    , 1421 (6th Cir. 1994); see generally
    Christianson v. Colt Industries Operating
    Corp., 
    486 U.S. 800
    , 817 (1988); United
    States v. Polland, 
    56 F.3d 776
    , 779 (7th
    Cir. 1995). (Were this not the rule,
    piecemeal appeals would be encouraged.)
    Nor would she be entitled, again in the
    absence of extraordinary circumstances,
    to revisit other aspects of the sentence,
    grounds for departure, etc.; for they
    would be outside the scope of the remand.
    
    Id. at 777-78;
    Pearson v. Edgar, 
    153 F.3d 397
    , 405 (7th Cir. 1998); United States
    v. Hass, 
    199 F.3d 749
    , 752 (5th Cir.
    1999). But the qualification "in the
    absence of extraordinary circumstances"
    is vital. The order of remand did not
    preclude the judge’s consideration of
    extraordinary unforeseen events occurring
    after the original sentencing, events not
    before us when we remanded the case, to
    the extent they bore on the sentence.
    North Carolina v. Pearce, 
    395 U.S. 711
    (1969); United States v. Jackson, 
    181 F.3d 740
    , 746-47 (6th Cir. 1999); United
    States v. Apple, 
    962 F.2d 335
    , 337 (4th
    Cir. 1992); Puente v. United States, 
    676 F.2d 141
    , 145 (5th Cir. 1982).
    The district judge may not have
    understood this clearly--may have
    thought, as the defendant argues, that
    our order of remand prevented her from
    doing anything but lancing the acceptance
    of responsibility discount--but in any
    event she expressed dubiety about the
    defendant’s claim of "post-sentence
    rehabilitation," and rightly so. Although
    some courts had entertained such claims
    as a ground for a downward departure
    before the Sentencing Commission nixed
    it, e.g., United States v. Maldonado, 
    242 F.3d 1
    , 5 (1st Cir. 2001); United States
    v. Cook, 
    238 F.3d 786
    , 791 (6th Cir.
    2001); United States v. Green, 
    152 F.3d 1202
    , 1207 (9th Cir. 1998); contra,
    United States v. Sims, 
    174 F.3d 911
    , 912
    (8th Cir. 1999), and the Commission’s new
    guideline, U.S.S.G. sec. 5K2.19, is not
    applicable to our defendant (it took
    effect on November 1, 2000, six weeks
    after he was resentenced), see U.S.S.G.
    sec. 1B1.11(a); United States v.
    Minneman, 
    143 F.3d 274
    , 281 (7th Cir.
    1998), we cannot imagine how a
    defendant’s decision to be on his best
    behavior for a period of time after
    sentencing (20 months in this case), when
    he is hoping for a reversal that will
    require that he be resentenced, could be
    a persuasive ground for a sentencing
    discount. Anyway, the claim of post-
    sentencing rehabilitation here is based
    on modest religious activities that do
    not begin to justify the extraordinary
    relief requested.
    Affirmed.