Jackson, Marshall v. Miller, Charles B. ( 2001 )


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  • In the
    United States Court of Appeals
    For the Seventh Circuit
    No. 98-3736
    Marshall Jackson,
    Petitioner-Appellant,
    v.
    Charles B. Miller, Superintendent,
    Respondent-Appellee.
    Appeal from the United States District Court
    for the Northern District of Indiana, South Bend Division.
    No. 98 C 56--Allen Sharp, Judge.
    Argued November 9, 2000--Decided August 8, 2001
    Before Flaum, Chief Judge, and Bauer and
    Kanne, Circuit Judges./*
    Kanne, Circuit Judge. On June 4, 1980,
    a jury found Marshall Jackson guilty of
    robbery, attempted murder, and of being a
    habitual offender under Indiana’s
    recidivist statute. See Ind. Code sec. 35-
    50-2-8 (1998). At sentencing, the judge
    enhanced Jackson’s forty-year sentence by
    thirty years because of Jackson’s status
    as a habitual offender. Jackson contends
    that the resulting seventy-year sentence
    was improper because one of the two
    convictions that the jury relied upon to
    make the habitual offender determination
    was obtained in violation of his Sixth
    Amendment right to counsel. He advanced
    this claim, among others, in a petition
    for a writ of habeas corpus in the
    district court, see 28 U.S.C. sec. 2254,
    and the district court denied the
    petition. We granted Jackson’s request
    for a certificate of appealability and
    certified the following issue for appeal:
    "Was the Petitioner denied counsel in
    violation of the Sixth Amendment?"/1 We
    now affirm.
    I.   History
    On March 3, 1975, Jackson and his
    brother, Louis Jackson, pleaded guilty to
    theft in a Lake County Superior Court.
    Several weeks later, Jackson and his
    brother, represented by counsel, appeared
    in court for sentencing on March 27,
    1975. After listening to statements by
    Jackson, Louis, and their attorney, the
    judge stated: "The Court . . . now
    sentences both defendants to not less
    than one (1) nor more than ten (10) years
    and orders them committed to the
    Department of Corrections for assignment
    to a proper institution. . . . Execution
    of sentence is withheld until April 25,
    1975." Tr. of Marshall Jackson Sentencing
    H’rg at 3. Jackson appeared in court on
    May 30, 1975 for execution of his
    sentence./2 Although the record does
    not include a transcript of that
    proceeding, the court’s minute entry
    indicates that Jackson appeared without
    counsel "for the reason that the attorney
    previously representing him is no longer
    in the practice of law." Minute Order at
    12. Because the record does not contain a
    transcript of the May 30 appearance, it
    is unclear whether or to what extent the
    court addressed the fact that Jackson did
    not have an attorney present. The court’s
    written order on that date simply states:
    "The Court after reviewing the pre-
    sentence investigation now sentences the
    defendant, Marshall Jackson, to not less
    than one nor more than ten years.
    Sentence suspended. The Defendant is
    placed on probation for a period of two
    years." 
    Id. Approximately five
    years later, on June
    4, 1980, a jury found Jackson guilty of
    attempted murder, armed robbery, and of
    being a habitual offender under Indiana’s
    recidivist statute. The jury’s
    determination that Jackson was a habitual
    offender--based partially on the above-
    described 1975 theft conviction--
    increased Jackson’s forty-year sentence
    by an additional thirty years for a total
    sentence of seventy years. On direct
    appeal, the Indiana Supreme Court
    affirmed Jackson’s conviction as well as
    his sentence. See Jackson v. State, 
    426 N.E.2d 685
    (Ind. 1981).
    Several years later, on May 10, 1988,
    Jackson, pro se, filed a petition in
    state court for post-conviction relief
    from the 1975 theft conviction. He
    alleged, inter alia, that he was denied
    the right to counsel at sentencing
    because counsel was not present at the
    May 30, 1975 appearance. The trial court
    found that Jackson had waived his Sixth
    Amendment claim by failing to incorporate
    his original and first amended petitions
    into his subsequent amended petitions
    and, as such, did not address the merits
    of the issue.
    On appeal, the Indiana Court of Appeals
    found that the trial court erred in
    refusing to consider the claims raised in
    Jackson’s original and subsequent amended
    petitions. See Jackson v. State, 
    676 N.E.2d 745
    , 748-50 (Ind. Ct. App. 1997).
    The Indiana Court of Appeals rejected
    Jackson’s claim on the merits, however,
    finding that the absence of counsel at
    the May 30, 1975 proceeding was not a
    violation of Jackson’s right to counsel,
    and even if it was, that Jackson was not
    prejudiced. See 
    id. at 751-52.
    To support
    this conclusion, the Indiana Court of
    Appeals relied on two Indiana cases,
    Guajardo v. State, 
    544 N.E.2d 174
    , 177
    (Ind. Ct. App. 1989) (holding that
    reversal was not required where defendant
    had already served out his sentence
    because the error had been mooted and the
    denial of counsel at sentencing did not
    affect the validity of the underlying
    conviction), and Ford v. State, 
    386 N.E.2d 709
    , 714 (Ind. Ct. App. 1979)
    (holding that even if counsel’s inability
    to address the court on defendant’s
    behalf at sentencing was a violation of
    defendant’s right to counsel, it did not
    prejudice the defendant because his
    sentence was mandated by statute). See
    
    id. The court
    observed:
    Although Jackson was not represented by
    counsel on May 30, 1975, he appeared for
    sentencing on March 27, 1975. Jackson’s
    attorney was present and spoke on his
    behalf at the sentencing hearing of March
    27, 1975. The transcript of the March
    sentencing indicated that the trial court
    sentenced Jackson to not less than one
    year nor more than ten years and ordered
    him committed to the Department of
    Correction for proper assignment.
    Although the execution of the sentence
    was withheld, the trial court ultimately
    suspended the entire sentence and placed
    him on probation for two years. Jackson
    acknowledged at his guilty plea and
    initial sentence hearing that he would
    receive a one to ten year sentence. Even
    if Jackson’s right to counsel was
    violated, Jackson has failed to show how
    he was prejudiced. At the time of
    Jackson’s sentencing, [the statute he was
    convicted of violating] required the
    sentence that Jackson received. The fact
    that the trial court ordered all of
    Jackson’s sentence to be suspended is
    diametrically opposed to his contention
    that he was prejudiced. Additionally,
    given that any error in sentencing would
    not affect the validity of the
    conviction, resentencing would serve no
    apparent purpose and Jackson offers none.
    
    Id. On March
    26, 1997, the Supreme Court
    of Indiana denied transfer. Jackson next
    filed a petition for state post-
    conviction relief from his 1980 robbery
    and attempted murder convictions, raising
    several grounds for relief including
    ineffective assistance of counsel at
    trial and ineffective assistance of
    counsel on appeal. The court denied
    relief on all but one of Jackson’s
    claims,/3 and Jackson initiated an
    appeal. Jackson failed to perfect the
    appeal, however, and voluntarily
    terminated it on June 9, 1998.
    On March 30, 1998, Jackson, again pro
    se, filed a petition for a writ of habeas
    corpus in the United States District
    Court for the Northern District of
    Indiana challenging the use of his
    allegedly constitutionally infirm 1975
    theft conviction to enhance his current
    sentence. The district court denied
    Jackson’s petition. Jackson then filed an
    application for a certificate of
    appealability, and the district court de
    nied his application. On December 6,
    1999, we granted Jackson’s request for a
    certificate of appealability on the
    following issue: "Was Petitioner denied
    counsel in violation of the Sixth
    Amendment to the Constitution at his May
    30, 1975 sentencing hearing?"
    II.   Analysis
    A. Availability of Federal Post-
    Conviction Relief
    Jackson claims that his 1975 theft
    conviction was obtained in violation of
    his Sixth Amendment right to counsel;
    therefore, he claims that the use of that
    conviction to enhance his current
    sentence is unconstitutional. Because
    Jackson seeks to challenge his current
    sentence by attacking a fully expired
    conviction used to enhance that sentence,
    our first task is to determine whether
    federal post-conviction relief is
    available to a prisoner in Jackson’s
    situation. To that end, we asked the
    parties to consider the applicability of
    our decision in Smith v. Farley, 
    25 F.3d 1363
    (7th Cir. 1994), in which we held
    that federal review of a fully expired
    conviction that has been incorporated
    into a new enhanced sentence is limited
    to situations in which the petitioner had
    no access to collateral review because
    state procedures were "wholly absent, or
    . . . constitutionally deficient." 
    Id. at 1370.
    Smith is no longer controlling on
    this issue, however, in light of two
    intervening Supreme Court decisions that
    address the availability of federal-post-
    conviction relief to petitioners who
    assert that an unconstitutional prior
    conviction was used to enhance their
    current sentence. See Daniels v. United
    States, 
    121 S. Ct. 1578
    (2001) and
    Lackawanna County Dist. Att’y v. Coss,
    
    121 S. Ct. 1567
    (2001). We therefore
    direct our attention to those decisions.
    In Daniels and Lackawanna, the Supreme
    Court confirmed that, in general, habeas
    relief is not available to petitioners
    who challenge a fully expired conviction
    used to enhance a subsequent sentence in
    a petition brought under 28 U.S.C. sec.
    2254 or sec. 2255. See Daniels, 121 S.
    Ct. at 1583; 
    Lackawanna, 121 S. Ct. at 1570
    . The Supreme Court held that "’if .
    . . a prior conviction used to enhance a
    federal sentence is no longer open to
    direct or collateral attack in its own
    right because the defendant failed to
    pursue those remedies while they were
    available (or because the defendant did
    so unsuccessfully), then that defendant .
    . . may not collaterally attack his prior
    conviction’" through a motion under sec.
    2254. Lackawanna, 121 S. Ct at 1573
    (quoting 
    Daniels, 121 S. Ct. at 1583
    ).
    Recognizing the "special status of
    Gideon claims," however, the Supreme
    Court carved out an exception to the
    general rule for cases in which the
    challenged conviction was allegedly
    obtained in violation of the Sixth
    Amendment right to counsel. Lackawanna,
    
    id. at 1574.
    The Supreme Court held that,
    if a petitioner satisfies the other
    procedural prerequisites for relief, he
    may challenge "an enhanced sentence on
    the basis that the prior conviction used
    to enhance the sentence was obtained
    where there was a failure to appoint
    counsel in violation of the Sixth
    Amendment, as set forth in Gideon v.
    Wainwright, 
    372 U.S. 335
    , 
    83 S. Ct. 792
    ,
    
    9 L. Ed. 2d 799
    (1963)." 
    Id. at 1574;
    cf.
    
    Daniels, 121 S. Ct. at 1583
    . In
    recognizing this exception to the general
    rule, the Court acknowledged that "the
    ’failure to appoint counsel for an
    indigent [is] a unique constitutional
    defect . . . ris[ing] to the level of a
    jurisdictional defect,’ which therefore
    warrants special treatment among alleged
    constitutional violations." Lackawanna,
    
    121 S. Ct. 1574
    (quoting Custis v. United
    States, 
    511 U.S. 485
    , 496, 
    114 S. Ct. 1732
    , 
    128 L. Ed. 2d 517
    (1994)).
    Therefore, because Jackson alleges that
    his 1975 theft conviction was obtained in
    violation of his right to counsel, we
    will review his petition to determine if
    habeas relief is appropriate.
    B.  Standard of Review
    Our review of Jackson’s petition for
    habeas corpus is governed by the
    Antiterrorism and Effective Death Penalty
    Act of 1996 ("AEDPA"), 28 U.S.C. sec.
    2254, because Jackson filed his petition
    for habeas relief after the effective
    date of that Act. AEDPA provides that
    habeas relief may be granted if a state
    court’s adjudication of a matter
    "resulted in a decision that was contrary
    to, or involved an unreasonable
    application of, clearly established
    Federal law, as determined by the Supreme
    Court of the United States." 28 U.S.C.
    sec. 2254 (d)(1). A state court decision
    is "contrary to" Supreme Court precedent
    "if the state court arrives at a
    conclusion opposite to that reached by
    [the Supreme] Court on a question of law"
    or "if the state court confronts facts
    that are materially indistinguishable
    from a relevant Supreme Court precedent
    and arrives at a result opposite to [that
    reached by the Supreme Court]." Williams
    v. Taylor, 
    529 U.S. 362
    , 405, 
    120 S. Ct. 1495
    , 
    146 L. Ed. 2d 389
    (2000). An
    "unreasonable application" of Supreme
    Court precedent occurs when "the state
    court identifies the correct governing
    legal rule . . . but unreasonably applies
    it to the facts of the particular state
    prisoner’s case" or "if the state court
    either unreasonably extends a legal
    principle from [the Court’s] precedent to
    a new context where it should not apply
    or unreasonably refuses to extend that
    principle to a new context where it
    should apply." 
    Id. at 407.
    In reviewing a district court’s denial
    of a petition for habeas relief, we
    review the district court’s legal
    determinations de novo and its factual
    determinations for clear error. See Denny
    v. Gudmanson, 
    252 F.3d 896
    , 900 (7th Cir.
    2001). We review a state court decision
    de novo to determine whether it was
    "contrary to" Supreme Court precedent;
    however, we defer to reasonable state
    court decisions in determining whether
    the state court decision was an
    "unreasonable application" of federal
    law. See Ouska v. Cahill-Masching, 
    246 F.3d 1036
    , 1044 (7th Cir. 2001). "[S]tate
    court factual findings that are
    reasonably based on the record are
    accorded a presumption of correctness."
    Kurzawa v. Jordan, 
    146 F.3d 435
    , 439 (7th
    Cir. 1998) (quotation omitted); see also
    28 U.S.C. sec. 2254(e)(1).
    C.   Jackson’s Sixth Amendment Claim
    As we indicated above, it is clear from
    the record that Jackson was not
    represented by counsel at the May 30,
    1975 appearance at which his sentence was
    to be executed. What remains to be
    determined, then, is whether the
    conclusion of the Indiana Court of
    Appeals that the absence of counsel at
    that appearance did not violate the
    petitioner’s Sixth Amendment right to
    counsel was "contrary to" or an
    "unreasonable application" of Supreme
    Court precedent as required by 28 U.S.C.
    sec. 2254(d).
    The Sixth Amendment requires that
    criminal defendants must be provided with
    counsel unless the right is competently
    and intelligently waived. See Gideon v.
    Wainwright, 
    372 U.S. 335
    , 339-45, 83 S.
    Ct. 792, 9 L. Ed. 2d (1963). As the
    Supreme Court has repeatedly emphasized,
    "[t]he right to be heard would be, in
    many cases, of little avail if it did not
    comprehend the right to be heard by
    counsel." Powell v. Alabama, 
    287 U.S. 45
    ,
    68-69, 
    53 S. Ct. 55
    , 
    77 L. Ed. 158
    (1932). Criminal defendants have a right
    to counsel not only at trial but also at
    all critical stages of the prosecution.
    See Coleman v. Alabama, 
    399 U.S. 1
    , 9-10,
    
    90 S. Ct. 1999
    , 
    26 L. Ed. 2d 387
    (1970);
    see also United States v. Wade, 
    388 U.S. 218
    , 226, 
    87 S. Ct. 1926
    , 
    18 L. Ed. 2d 1149
    (1967) ("[I]n addition to counsel’s
    presence at trial, the accused is
    guaranteed that he need not stand alone
    against the State at any stage of the
    prosecution, formal or informal, in court
    or out, where counsel’s absence might
    derogate from the accused’s right to a
    fair trial.") (footnote omitted). The
    inquiry into whether a particular
    proceeding is a critical stage of the
    prosecution focuses on "whether potential
    substantial prejudice to the defendant’s
    rights inheres in the . . . confrontation
    and the ability of counsel to help avoid
    that prejudice." 
    Coleman, 399 U.S. at 9
    (quotation omitted). The Supreme Court
    has made it clear that sentencing is a
    critical stage at which the Sixth
    Amendment requires the assistance of
    counsel. See Gardner v. Florida, 
    430 U.S. 349
    , 358, 
    97 S. Ct. 1197
    , 
    51 L. Ed. 2d 393
    (1977); see also Townsend v. Burke,
    
    334 U.S. 736
    , 741, 
    68 S. Ct. 1252
    , 92 L.
    Ed. 1690 (1948) (finding a denial of due
    process where uncounseled defendant "was
    sentenced on the basis of assumptions
    concerning his criminal record which were
    materially untrue"). Although a defendant
    may waive his right to counsel, see
    
    Gideon, 372 U.S. at 340
    , waiver may not
    be presumed from a silent record. See
    Burgett v. Texas, 
    389 U.S. 109
    , 114-15,
    
    88 S. Ct. 258
    , 
    19 L. Ed. 2d 319
    (1967).
    Jackson first asks us to find that the
    Indiana Court of Appeals applied a rule
    that was contrary to Supreme Court
    precedent. He alleges that the facts of
    his case are materially indistinguishable
    from the facts in Mempa v. Rhay, 
    389 U.S. 128
    , 
    88 S. Ct. 254
    , 
    19 L. Ed. 2d
    . 336
    (1967), in which the Supreme Court found
    that the petitioners had been denied the
    right to counsel. 
    Id. at 137.
    In the
    consolidated cases in Mempa, the Supreme
    Court considered the question of whether
    petitioners, who appeared at a deferred
    sentencing hearing without
    representation, had been denied the right
    to counsel in violation of the Sixth
    Amendment. Petitioners’ deferred
    sentencing hearings were held pursuant to
    a Washington statute which allowed a
    judge to order probation and defer
    imposition of sentence. See 
    id. at 130.
    Both of the petitioners had pleaded
    guilty to an offense with the advice of
    counsel, been placed on probation, and
    later committed a crime which led the
    prosecuting attorney to move for the
    revocation of probation. See 
    id. at 130-
    33. At the subsequent hearings to revoke
    probation and impose sentence, neither
    petitioner was represented by counsel.
    See 
    id. at 131,
    132. The Supreme Court
    found that the Sixth Amendment required
    that petitioners have the assistance of
    counsel at such a hearing "whether it be
    labeled a revocation of probation or a
    deferred sentencing hearing." 
    Id. at 137.
    The Court’s holding was based on its
    determination that, at such a hearing,
    "certain legal rights may be lost if not
    exercised at this stage," 
    id. at 135,
    namely the right to appeal and the right
    to withdraw a guilty plea, see 
    id. at 136-37.
    Although Mempa and the case at hand both
    involve deferred appearances, we disagree
    with Jackson’s contention that the facts
    of his case are materially
    indistinguishable from the facts of
    Mempa. Jackson’s claim that the May 30,
    1975 appearance was equivalent to the
    deferred sentencing hearing in Mempa is
    not supported by the record. In Mempa,
    the petitioners’ sentences were not
    imposed at the initial hearing. Instead,
    petitioners were placed on probation,
    with sentence to be imposed later--only
    if the terms of probation were violated.
    Therefore, when the petitioners in Mempa
    appeared at the probation
    revocation/sentence imposition
    proceeding, it was, in effect, as if they
    were being sentenced for the first time.
    Jackson’s situation is materially
    different. Although the Supreme Court in
    Mempa rejected the State’s contention
    that the petitioners were actually
    sentenced at the first hearing and that
    the second hearing was a "mere
    formality," 
    id. at 135,
    we find that
    characterization appropriate in Jackson’s
    case. The transcript of Jackson’s March
    27, 1975 sentencing hearing reflects that
    sentence was actually imposed at that
    time. At that initial hearing, the Judge
    stated, "[t]he Court . . . now sentences
    both defendants to not less than one (1)
    nor more than ten (10) years." Tr. of
    Marshall Jackson Sentencing H’rg at 3
    (emphasis added). The judge also told
    Jackson and his brother, "I have imposed
    sentence for both of you as one (1) to
    ten (10) years. You won’t begin serving
    that time today but you will be back here
    on April 25,/4 do you understand that?"
    
    Id. That sentence
    was imposed at the
    initial hearing is also evidenced by the
    fact that, at that time, the judge
    performed all of the functions required
    for sentencing: he acknowledged that he
    had reviewed the pre-sentence
    investigation report, ordered the
    defendants committed to the Department of
    Corrections, and gave the defendants
    credit for time served. Moreover, the
    judge referred to the purpose of the May
    30 appearance as "execution of sentence"
    and not as "sentencing," "deferred
    sentencing," or "imposition of sentence."
    Therefore, because sentence had already
    been imposed on Jackson when he appeared
    for the execution of his sentence, the
    facts of Jackson’s case are materially
    distinguishable from the facts in Mempa.
    Jackson next argues that the Indiana
    Court of Appeals erred by holding that,
    even if Jackson was denied the right to
    counsel, this error was harmless. He
    claims that harmless error analysis does
    not apply to violations of the right to
    counsel and that the Indiana Court of
    Appeals therefore applied a rule of law
    contrary to Supreme Court precedent.
    Although the Supreme Court has made it
    clear that "[a]ctual or constructive
    denial of the assistance of counsel alto
    gether is legally presumed to result in
    prejudice," see Strickland v. Washington,
    
    466 U.S. 668
    , 692, 
    104 S. Ct. 2052
    , 80 L.
    Ed. 2d 674 (1984), the court has also
    implied that a momentary lapse in
    representation during a critical stage
    may be subject to a harmless error
    analysis. See Satterwhite v. Texas, 
    486 U.S. 249
    , 256, 
    108 S. Ct. 1792
    , 100 L.
    Ed. 2d 284 (1988) (suggesting that Sixth
    Amendment violations that do not "pervade
    the entire proceeding" may be subject to
    harmless error analysis). We need not
    resolve this question, however, because
    we find that the Indiana Court of
    Appeals’ determination that Jackson’s
    right to counsel was not violated at the
    May 30 appearance is not contrary to
    established Supreme Court precedent.
    Although the Supreme Court has never
    directly confronted the issue of whether
    the execution of an already imposed
    sentence constitutes a critical stage
    such that counsel is required, see
    Coleman v. Alabama, 
    399 U.S. 1
    , 9, 90 S.
    Ct. 1999, 
    26 L. Ed. 2d 387
    (1970),
    Jackson may still obtain habeas relief if
    he is able to show that the state court’s
    application of Supreme Court precedent
    was unreasonable. See Williams v. Taylor,
    
    529 U.S. 362
    , 407-08, 
    120 S. Ct. 1495
    ,
    
    146 L. Ed. 2d 389
    (2000). In an attempt
    to do so, Jackson argues that the Indiana
    Court of Appeals’ refusal to find that
    the May 30, 1975 appearance was a
    critical stage where counsel was required
    was an unreasonable application of
    Supreme Court precedent. Jackson claims
    that, even if the only purpose of his
    appearance was to execute his sentence,
    the Supreme Court’s reasoning in Mempa
    mandates the extension of the right to
    counsel to such proceedings.
    The Supreme Court has directed that
    whether counsel is required at a
    particular proceeding is dependent on the
    ability of counsel to provide assistance
    to the defendant at that point. Thus, the
    central question in determining whether a
    proceeding is a critical stage is
    "whether potential substantial prejudice
    to defendant’s rights inheres in the . .
    . confrontation and the ability of
    counsel to help avoid that prejudice."
    
    Coleman, 399 U.S. at 9
    (quotation
    omitted). The Supreme Court’s finding in
    Mempa that the petitioners had certain
    rights at the second sentencing hearing--
    and therefore required counsel to ensure
    the proper exercise of those rights--was
    partially based on the fact that the
    Washington law in effect at the time
    allowed a guilty plea to be withdrawn at
    any point prior to sentencing./5 See
    
    Mempa, 389 U.S. at 136
    . Although Jackson,
    at one point, had a similar right to
    withdraw his plea for "any fair and just
    reason," Ind. Code sec. 35-4.1-1-6
    (repealed 1981),/6 that right did not
    exist at his May 30 appearance because
    sentence had already been imposed. At
    that point, Jackson would have only been
    entitled to withdraw his plea if he could
    prove that "withdrawal [wa]s necessary to
    correct manifest injustice." 
    Id. In Mempa,
    the Supreme Court was also
    concerned about the possibility that the
    absence of counsel at the deferred
    sentencing hearing would cause
    petitioners to lose their right to appeal
    because Washington law provided that "an
    appeal in a case involving a plea of
    guilty followed by probation can only be
    taken after sentence is imposed following
    revocation of 
    probation." 389 U.S. at 135-36
    (citing State v. Farmer, 
    237 P.2d 734
    (Wash. 1951)). Jackson, on the other
    hand, could not have lost his right to
    appeal at the May 30, 1975 appearance
    "because a conviction based upon a guilty
    plea may not be challenged . . . by
    direct appeal" under Indiana law. See
    Weyls v. State, 
    362 N.E.2d 481
    , 482 (Ind.
    1977).
    Therefore, because we are not convinced
    that Jackson was in danger of losing any
    rights by appearing without counsel on
    May 30, we cannot say that it was
    unreasonable for the Indiana Court of
    Appeals to conclude that Jackson had not
    been denied the right to counsel. The
    Supreme Court has directed that "a
    federal habeas court may not issue the
    writ simply because that court concludes
    in its independent judgment that the
    relevant state-court decision applied
    clearly established federal law
    erroneously or incorrectly. Rather that
    application must also be unreasonable."
    
    Williams, 529 U.S. at 411
    . Even if the
    Indiana Court of Appeals was incorrect in
    finding that the May 30 appearance was
    not a critical stage of the prosecution
    requiring counsel, we can say that, under
    the relevant Supreme Court precedent, it
    was not unreasonable for the court to
    make that finding.
    III.   Conclusion
    For the reasons stated above, we find
    that the Indiana state court’s
    determination that Jackson was not denied
    the right to counsel in violation of the
    Sixth Amendment at the May 30, 1975
    appearance was not contrary to or an
    unreasonable application of clearly
    established Supreme Court precedent.
    Thus, we AFFIRM the decision of the
    district court.
    FOOTNOTES
    /* Judge Ripple was originally on the panel that
    heard this case. An event occurring after oral
    argument required Judge Ripple to recuse himself
    from all further deliberation and decision in
    this matter.
    /1 Jackson’s motion to expand the certificate of
    appealability is denied because the issues he
    seeks to raise were resolved on independent and
    adequate state grounds. Thus, federal law would
    have no effect on the outcome. See Jenkins v.
    Gramley, 
    8 F.3d 505
    , 507 (7th Cir. 1993).
    /2 Jackson’s brother did not appear on this date.
    /3 Although the court denied relief on all of the
    issues pertinent to the case at hand, the court
    did vacate a portion of the sentencing order
    which required that Jackson’s seventy-year sen-
    tence run consecutively to his sixty-year sen-
    tence on an unrelated murder charge.
    /4 The judge was referring to the May 30 hearing at
    issue in this case; it was originally scheduled
    for April 25.
    /5 At the time the petitioners in Mempa were sen-
    tenced, Washington law allowed the trial court to
    grant a motion to withdraw a guilty plea at its
    discretion, and "such discretion was to be exer-
    cised liberally in favor of life and liberty."
    State v. Armstead, 
    533 P.2d 147
    , 149 (Wash. Ct.
    App. 1975).
    /6 At the time, Indiana Code section 35-4.1-1-6
    provided:
    (b) After entry of a plea of guilty but before
    imposition of sentence, upon motion of the defen-
    dant, the court may allow the defendant to with-
    draw his plea of guilty for any fair and just
    reason unless the state has been substantially
    prejudiced by reliance on the defendant’s plea.
    (c) After judgment and sentence upon a plea of
    guilty, the convicted person may not as a matter
    of right withdraw the plea. However, . . . the
    court shall vacate the judgment and allow the
    withdrawal whenever the convicted person proves
    that withdrawal is necessary to correct manifest
    injustice.
    Ind. Code sec. 35-4.1-1-6 (repealed 1981).