Cullen, Deborah v. IN Univ Bd Trustees ( 2003 )


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  •                               In the
    United States Court of Appeals
    For the Seventh Circuit
    ____________
    No. 02-3043
    DEBORAH CULLEN,
    Plaintiff-Appellant,
    v.
    INDIANA UNIVERSITY BOARD
    OF TRUSTEES,
    Defendant-Appellee.
    ____________
    Appeal from the United States District Court
    for the Southern District of Indiana, Indianapolis Division.
    No. 00 C 1107—Richard L. Young, Judge.
    ____________
    ARGUED APRIL 10, 2003—DECIDED JULY 29, 2003
    ____________
    Before BAUER, RIPPLE and EVANS, Circuit Judges.
    RIPPLE, Circuit Judge. On July 6, 2000, Deborah Cullen,
    Ed.D., filed a complaint against the Indiana University
    Board of Trustees (the “University”), alleging violations of
    the Equal Pay Act and of Title VII, based on sex discrimina-
    tion and retaliation. The University filed a motion for
    summary judgment, which the district court granted on
    July 2, 2002. Dr. Cullen filed this appeal on July 29, 2002.
    She appeals all of the district court’s determinations except
    for its grant of summary judgment in favor of the Univer-
    sity on the retaliation claim. For the reasons set forth in the
    2                                              No. 02-3043
    following opinion, we affirm the judgment of the district
    court.
    I
    BACKGROUND
    A. Facts
    Deborah Cullen began her employment at Indiana Univer-
    sity’s Indianapolis campus in May 1990. She was appointed
    Director of the Respiratory Therapy Program, with the rank
    of associate professor. She also was credited with three
    years toward tenure. Her salary was $45,000. Dr. Cullen’s
    male predecessor had been paid $36,742. The Respiratory
    Therapy Program operates as a department of the School of
    Allied Health Sciences (“SOAHS”), which has eighteen
    programs, including Physical Therapy.
    Dr. Cullen holds a Bachelor of Science degree in Respira-
    tory Therapy, a Master of Arts in Education and a Doctor of
    Education degree. She had fifteen years’ teaching experience
    prior to arriving at the University, including serving as
    Director of Grossmont College’s two-year Respiratory
    Therapy Program from 1984-1990. In 1994, Dr. Cullen was
    granted tenure at Indiana University; she was promoted to
    full professor in April 1995. Dr. Cullen has chaired numer-
    ous committees, authored articles and secured grants for the
    Respiratory Therapy Program, including $150,000 of annual
    funding from Clarian Health Providers. In 1997, acting
    SOAHS Dean Mark Sothmann increased her salary from
    approximately $58,000 to $62,000, so that she would be paid
    more than a male associate professor whom she supervised.
    From 1991 through 1998, Dr. Cullen’s annual salary in-
    creases averaged 4.37%; the average of SOAHS faculty
    increases was 3.25% per year.
    No. 02-3043                                               3
    In July 1998, Sandy Quillen, Ph.D. was hired by Dean
    Sothmann as Program Director for Physical Therapy and as
    a tenured associate professor at a salary of $90,000. His
    predecessor, a woman, had been paid $85,696. Dr. Quillen
    holds five degrees: a Bachelor of Science degree in Health
    and Physical Education, a Bachelor of Science degree in
    Physical Therapy, a Master of Education in Developmental
    and Adaptative Physical Education, a Master of Public
    Affairs in Health Services Management, and a Ph.D. in
    Sports Medicine. Before he was hired by the University, Dr.
    Quillen was Chair of the Department of Physical Therapy at
    the College of Mount St. Joseph in Cincinnati, Ohio. In that
    post, he was paid a comparable salary in the “high 80’s.”
    R.68, Ex.2 at 125-26.
    At the time of Dr. Quillen’s hiring, Dean Sothmann
    conducted a national search, but received few applications
    for the Physical Therapy Program Director position. The
    Physical Therapy Program was on probationary accredita-
    tion status and in danger of losing its accreditation. This
    situation presented a major problem for the University be-
    cause students must graduate from an accredited program
    in order to be permitted to sit for the physical therapy
    licensing exam. Upon assuming his responsibilities, there-
    fore, Dr. Quillen was required to extricate the program from
    probation and to create a graduate program in order to
    maintain accreditation. Dr. Quillen has launched success-
    fully a graduate program, which now offers the only
    doctoral program in the SOAHS.
    The Physical Therapy Program accounts for a significant
    amount of tuition in the SOAHS; for example, in 1998-99, it
    generated 29.3% of the SOAHS’ tuition revenue. In fact, the
    SOAHS could not survive without a financially viable
    Physical Therapy Program. In 1998-99, Physical Therapy
    generated $567,771 to Respiratory Therapy’s $87,517. Phys-
    4                                                 No. 02-3043
    ical Therapy also has twice as many students and faculty as
    Respiratory Therapy (e.g., in 1999, 116 students as opposed
    to 57 students and 6 faculty as opposed to 3 faculty).
    Between 1995 and 2000, Physical Therapy awarded two and
    a half times as many bachelor’s degrees as Respiratory
    Therapy.
    During 1998-99, Dr. Cullen was paid $63,240; Dr. Quillen
    was paid $90,000. In 1999-00, the comparison was $67,114 to
    $93,150; in 2000-01, $68,121 to $94,547; and in 2001-02,
    $70,505 to $97,856. This disparity is in accord with the
    average differential between directors in these positions at
    other Midwestern schools. That disparity was $18,000 in
    1999, more than $20,000 in 2000, and approximately $30,000
    in 2001. Both Dr. Cullen and Dr. Quillen are compensated
    within the range of salaries paid for their respective disci-
    plines.
    In the early 1990s, a University professor of economics,
    Paul Carlin, conducted a pay equity study. The study found
    a statistically significant gap between the salaries of male
    and female faculty members, and Carlin could not rule out
    discrimination as a cause. In 1997-98, Patrick Rooney,
    Special Assistant to the Chancellor, and Paul Carlin con-
    ducted a second study, which was controlled for a number
    of factors. The results found a “statistically-significant” gap
    between the salaries of male and female faculty members.
    R.71, Ex.D at 25. Dr. Cullen was identified as an “outlier,”
    which the study defined as more than one standard devia-
    tion below her predicted salary for 1996-97. Her predicted
    salary was $71,313.60. One standard deviation below this
    figure is $61,774.29. Dr. Cullen actually earned $58,128. Paul
    Carlin testified that he could not rule out gender discrimina-
    tion as the cause of Dr. Cullen’s lower salary. It is notable
    that approximately 60% of the outliers identified by the
    study were male.
    No. 02-3043                                                 5
    The University submits that, although the study is a
    helpful tool, it fails to account accurately for the market at
    the time of hire and for an individual’s productivity. The
    study was not designed to ascertain the appropriate salaries
    of professors, but was to be used as a first step in the
    compensation analysis. It contemplated that committees in
    each department would undertake a further assessment that
    took into account individual factors. The University also
    notes that, for purposes of academic research, a figure of
    less than two standard deviations is not considered statisti-
    cally significant; however, it identified individuals of
    greater than one standard deviation as outliers in order to
    ensure a thorough analysis. Dr. Cullen’s salary fell between
    one and two standard deviations.
    The SOAHS ad hoc review committee “strongly recom-
    mend[ed]” that Dr. Cullen’s pay be increased to rectify
    salary inequity, but concluded that her history of small
    incremental salary increases was not significantly less than
    the averages for SOAHS and Respiratory Therapy faculty.
    R.71, Ex.11. Dean Sothmann informed Dr. Cullen that
    he would recommend a raise to her “predicted salary of
    $64,901.” R.71, Ex.10. This “predicted salary” is one stan-
    dard deviation below the mean figure. Dean Sothmann also
    informed the Chancellor’s office that Dr. Cullen’s salary
    ought to be adjusted to the predicted level. Dr. Cullen’s
    salary was then adjusted from $63,240 to $64,901.
    B. District Court Proceedings
    Before the district court, Dr. Cullen alleged that the
    University discriminated against her in violation of the
    Equal Pay Act and on the basis of her sex in violation of
    Title VII of the Civil Rights Act of 1964. Dr. Cullen claimed
    that the University employed a similarly situated male, Dr.
    6                                                 No. 02-3043
    Quillen, to perform the same job as her own and paid him
    a higher salary. Moreover, she argued that the University’s
    actions constituted indirect evidence of an intent to pay her
    less than male employees because of her gender. The
    University moved for summary judgment on both claims.
    The district court granted summary judgment for the
    University on the Equal Pay Act claim because it deter-
    mined that Dr. Cullen failed to establish a prima facie case.
    See R.86 at 20. The court concluded that Dr. Quillen had
    “substantially more additional responsibilities than Dr.
    Cullen which justifi[ed] his higher salary.” Id.
    Alternatively, the court concluded that, assuming a prima
    facie case, Dr. Cullen’s evidence did not present a material
    dispute to contradict the University’s affirmative defense
    that the pay differential was based on factors other than sex.
    See id. at 23. The court noted the significance of disparate
    educational backgrounds and job responsibilities as reasons
    for its conclusion that the University had carried its burden
    of persuasion on the affirmative defense. See id. at 21-22. The
    court also concluded that the University’s Pay Equity Study
    was not prima facie evidence of wage-based discrimination
    because it was not designed to prove or calculate discrimi-
    nation alone but to identify cases that merited further
    inquiry. See id. at 22-23.
    With respect to the Title VII claim, the court concluded
    that Dr. Cullen failed to establish a prima facie case because
    she did not identify an adverse employment action (her
    salary was increased) or present evidence of a similarly
    situated male that was treated more favorably. See id. at 24-
    25. The court also found it significant that there was no
    evidence of intent to discriminate. See id. at 25.
    No. 02-3043                                                    7
    II
    DISCUSSION
    A. Equal Pay Act
    Dr. Cullen submits that the district court erred in granting
    summary judgment in favor of the University on her Equal
    Pay Act (“EPA”) claim; we review a district court’s grant of
    summary judgment de novo. See Boyce v. Moore, 
    314 F.3d 884
    , 888 (7th Cir. 2002).
    1. Prima Facie Case
    To establish a prima facie case of wage discrimination
    under the EPA, Dr. Cullen must show: “(1) higher wages
    were paid to a male employee, (2) for equal work requiring
    substantially similar skill, effort and responsibilities, and (3)
    the work was performed under similar working condi-
    tions.” Stopka v. Alliance of Am. Insurers, 
    141 F.3d 681
    , 685
    (7th Cir. 1998). In determining whether two jobs are equal,
    the crucial inquiry is “whether the jobs to be compared have
    a ‘common core’ of tasks, i.e., whether a significant portion
    of the two jobs is identical.” Fallon v. Illinois, 
    882 F.2d 1206
    ,
    1209 (7th Cir. 1989) (citations and quotation marks omitted).
    Once the plaintiff establishes a common core, the court must
    ask whether any additional tasks make the jobs “substan-
    tially different.” 
    Id.
     (citation and quotation marks omitted).
    Significantly, the EPA does not require proof of discrimina-
    tory intent. See Stopka, 
    141 F.3d at 685
    .
    It is undisputed that in this case the first element is
    established. In 1998-99, Dr. Cullen was paid $63,240 and Dr.
    Quillen, a male, was paid $90,000. See R.71, Ex.27. The
    disparity continued through the 2001-02 academic year
    when Dr. Cullen earned $70,505 and Dr. Quillen earned
    8                                                    No. 02-3043
    $97,856. See R.71, Ex.43. Nevertheless, Dr. Cullen must
    establish that the jobs were equal. Although the “common
    core” of the positions held by Dr. Cullen and Dr. Quillen
    suggests equality, Dr. Quillen’s job entailed significant
    additional responsibilities, making it substantially different.
    The EPA specifies three separate elements that are to be
    considered in comparing job duties: skill, effort and respon-
    sibility. See 
    29 U.S.C. § 206
    (d)(1). Each of these elements
    must be met individually to establish a prima facie case. See
    1
    
    29 C.F.R. § 1620.14
    . Moreover, the jobs must be performed
    under similar working conditions. See 
    29 U.S.C. § 206
    (d)(1);
    Stopka, 
    141 F.3d at 685
    .
    First, we consider whether the positions required the same
    level of skill. “Skill includes consideration of such factors as
    experience, training, education, and ability.” 
    29 C.F.R. § 1620.15
    (a). Although Dr. Cullen and Dr. Quillen have
    different educational credentials, the comparison at this
    juncture is between positions, not individuals. See 
    id.
    (“Possession of a skill not needed to meet the requirements
    of the job cannot be considered in making a determination
    regarding equality of skill.”); 4 Joseph G. Cook & John L.
    Sobieski, Jr., Civil Rights Actions ¶ 20.15[B], at 20-123-24
    (2003) (noting that the issue is comparison of jobs, individ-
    ual qualifications are irrelevant at this point in the
    2
    analysis). Although different educational levels required by
    1
    The regulations are cast in very general terms in order to
    ensure general applicability throughout the economy. Conse-
    quently, in their application, a single factual consideration is
    often relevant to more than one of the criteria established by the
    regulations.
    2
    The actual differences between educational pedigree are rele-
    vant in the affirmative defense of proving a pay differential based
    (continued...)
    No. 02-3043                                                     9
    different positions can be significant, there is no suggestion
    that Physical Therapy Program Directors are required to
    hold more degrees than Respiratory Therapy Program
    Directors. However, the positions did require different
    levels of ability, for the Physical Therapy Program Director
    was required to create a new graduate program, which the
    Respiratory Therapy Program Director position did not
    require. See Horner v. Mary Inst., 
    613 F.2d 706
    , 714 (8th Cir.
    1980) (finding different skill requirements between positions
    of elementary school teachers when one teacher was
    required to develop and implement a physical education
    curriculum and the other was to teach courses selected by
    someone else). Accordingly, the positions do not require
    equal levels of skill.
    The second inquiry is whether the two positions require
    equal amounts of effort. Dr. Quillen was appointed when
    the Physical Therapy Program was on probation, and he
    was given the task of saving the program and creating a
    graduate course of study. See R.68, Ex.2 at 124-26. Dr.
    Cullen nevertheless submits that, although Physical Ther-
    apy has a strong tuition base, she had to exert more effort to
    secure outside funding to supplement her department’s
    resources, an effort, she claims, that Dr. Quillen does not
    match. See R.71, Ex.B at 49-53; R.71, Ex.42 at 8. Although
    this consideration may decrease somewhat the significance
    in the disparity between the effort required by the two
    positions, we think the district court correctly concluded
    that the effort required to create Master’s and Doctoral
    courses of study in a program on probation to be greater
    than that required to secure grants for the Respiratory
    2
    (...continued)
    on “any factor other than sex.” See Covington v. Southern Illinois
    Univ., 
    816 F.2d 317
    , 323 n.9 (7th Cir. 1987).
    10                                              No. 02-3043
    Therapy Department. See R.75, Ex.24 at ¶¶ 12-13 (stating
    that Physical Therapy requires a graduate program to
    maintain accreditation, and failure to do so would preclude
    graduates from sitting for the licensure exam); R.68, Ex.2 at
    124-26 & 137; R.68, Ex.20 at ¶ 12 (indicating that SOAHS
    would not be able to operate without a viable Physical
    Therapy Program); 
    29 C.F.R. § 1620.16
    (a) (“Job factors which
    cause mental fatigue and stress . . . are to be considered in
    determining the effort required by the job.”). The jobs do
    not require equal effort; Dr. Cullen cannot establish her
    prima facie case of equal positions.
    Third, we must determine whether the two positions
    impose the same level of responsibility. The Respiratory
    Therapy Program at the University required Dr. Quillen to
    create and launch a graduate program. Dr. Cullen is not
    responsible for such a program. See R.68, Ex.2 at 124-26. Dr.
    Cullen argues that the creation of the graduate program was
    not an additional duty, for she was also required to meet
    accreditation requirements. However, this argument places
    too much emphasis on the job description or title of “estab-
    lishing program accreditation,” see R.71, Ex.B at 45, instead
    of considering “the duties actually performed by each
    employee.” Dey v. Colt Constr. & Dev. Co., 
    28 F.3d 1446
    , 1461
    (7th Cir. 1994).
    Dr. Quillen supervises more students and faculty mem-
    bers. As of September 1999, Dr. Quillen was responsible for
    116 students to Dr. Cullen’s 57, and Dr. Quillen supervised
    six faculty members and two secretaries to Dr. Cullen’s
    three faculty members and one secretary. See R.71, Ex.25 at
    5. Dr. Cullen contends that the record contains no evidence
    that Dr. Quillen exercises any supervision over students or
    that the additional faculty members create a greater bur-den
    in terms of responsibility. Supervisory responsibilities
    “must be real, significant, regular, and recurring.” Mack A.
    No. 02-3043                                                     11
    Player, Employment Discrimination Law § 4.11(b)(3), at 147-48
    (1988). Nevertheless, it is reasonable to conclude that Dr.
    Quillen’s management of a department twice the size of Dr.
    Cullen’s is indicative of greater responsibility. See Howard v.
    Lear Corp. Eeds & Interiors, 
    234 F.3d 1002
    , 1005 (7th Cir. 2000)
    (“The additional skill, effort, and headache involved in
    managing three to six times the number of workers in a
    more complex employment environment rendered the []
    positions . . . substantially different . . . .”); Orahood v. Board
    of Tr. of Univ. of Arkansas, 
    645 F.2d 651
    , 655 (8th Cir. 1981)
    (affirming a finding of unequal positions because male
    employee supervised a much larger department with more
    employees).
    The most significant factor in this responsibility compari-
    son is the differential in tuition revenue generated by each
    program. Each school at the University must operate with
    budgets based on the tuition resources generated within
    the school. See R.75, Ex.27 at 31 & 56. Significantly, Physical
    Therapy generates nearly 30% of SOAHS’ tuition revenue,
    and the school would not be able to operate without a
    viable Physical Therapy Program. See R.68, Ex.2 at 137;
    R.68, Ex.20 at ¶ 12. In 1998-99, the Physical Therapy Pro-
    gram produced more than six times the tuition generated by
    Respiratory Therapy. See R.71, Ex.25 at 5. In Stanley v.
    University of Southern California, 
    13 F.3d 1313
     (9th Cir. 1994),
    the Ninth Circuit concluded that the additional pressure to
    win placed on the USC men’s basketball coach created a
    different job under the EPA because the men’s program
    generated ninety times more revenue than the women’s
    program. See 
    id. at 1322-23
    . The court found that “the
    relative amount of revenue generated should be considered
    in determining whether responsibilities and working
    conditions are substantially equal.” 
    Id.
     In this case, the
    SOAHS’ dependence upon the revenue generated by the
    12                                                 No. 02-3043
    Physical Therapy Program creates additional pressure and
    responsibility on the Director of the Physical Therapy
    Program, Dr. Quillen. Consequently, the positions do not
    have equal levels of responsibility; therefore, Dr. Cullen
    3
    cannot establish a prima facie case.
    2. Pay Equity Study
    Dr. Cullen contends that the district court erred by failing
    to consider the Pay Equity Study as evidence to prove her
    prima facie case under the EPA. She argues that, because
    she has identified a specific male comparator, Dr. Quillen,
    this court should adopt the Second Circuit’s rationale in
    Lavin-McEleney v. Marist College, 
    239 F.3d 476
    , 481 (2d Cir.
    2001), and permit her to rely on statistical evidence to
    support her prima facie case. In Lavin-McEleney, the Second
    3
    The district court did not reach the issue of similar working
    conditions, but the University contends that Dr. Cullen cannot
    meet this requirement because Dr. Quillen was hired to extricate
    the Physical Therapy Program from probation, which is a dis-
    similar working condition. In Corning Glass Works v. Brennan, 
    417 U.S. 188
     (1974), the Supreme Court concluded that “working
    conditions” refers to physical surroundings and hazards encoun-
    tered on the job. See 
    id. at 202
    ; 
    29 C.F.R. § 1620.18
     (“The term
    ‘similar working conditions’ encompasses two subfactors: ‘sur-
    roundings’ and ‘hazards.’ ‘Surroundings’ measure the elements,
    such as toxic chemicals or fumes, regularly encountered by a
    worker, their intensity and their frequency. ‘Hazards’ take into
    account the physical hazards regularly encountered, their
    frequency and the severity of injury they can cause.”). In this
    case, the parties have introduced no evidence that Dr. Cullen and
    Dr. Quillen are exposed to different physical surroundings or
    hazards in performing their duties, therefore they cannot be said
    to work under dissimilar conditions.
    No. 02-3043                                                         13
    Circuit held that “statistical evidence of a gender-based
    salary disparity among comparable professors properly
    contributed to plaintiff’s case in conjunction with her
    4
    identification of a specific male comparator.” 
    Id.
     The court
    specifically declined to decide whether statistical evidence
    alone would be sufficient to establish a prima facie case
    under the Equal Pay Act. See 
    id. at 482
    . As we have dis-
    cussed above, in Dr. Cullen’s case, Dr. Quillen is not a
    comparable male. Therefore, if she is to prevail, she must
    rely on statistics alone to support her prima facie case. We
    have noted that, in the Title VII context, statistical evidence
    4
    The University contends that, even if the court should consider
    statistics alone, the Pay Equity Study is not admissible under
    Federal Rule of Evidence 702 and Daubert v. Merrell Dow Pharma-
    ceuticals, Inc., 
    509 U.S. 579
     (1993), in part, because certain critical
    factors such as productivity are difficult to quantify. However,
    this argument is not in accord with the Supreme Court’s discus-
    sion of regression analyses in Bazemore v. Friday, 
    478 U.S. 385
    (1986). In Justice Brennan’s concurring opinion in Bazemore,
    which was joined by all other members of the Court, he stated:
    While the omission of variables from a regression analysis
    may render the analysis less probative than it otherwise
    might be, it can hardly be said, absent some other infirmity,
    that an analysis which accounts for major factors “must be
    considered unacceptable as evidence of discrimination.”
    Normally, failure to include variables will affect the analysis’
    probativeness, not its admissibility.
    
    Id. at 400
     (Brennan, J., concurring) (citation omitted). See
    Rudebusch v. Hughes, 
    313 F.3d 506
    , 516 (9th Cir. 2002) (citing
    Bazemore for the proposition that the “propriety of controlling for
    particular variables in a regression analysis goes to weight rather
    than admissibility”); Smith v. Virginia Commonwealth Univ., 
    84 F.3d 672
    , 676-77 (4th Cir. 1996) (finding that disputes over ex-
    cluded variables in multiple regression analysis are questions of
    material fact precluding summary judgment).
    14                                                    No. 02-3043
    of discrimination may be very useful, but “it will likely not
    be sufficient in itself.” Adams v. Ameritech Servs., Inc., 231
    
    5 F.3d 414
    , 423 (7th Cir. 2000). We need not decide today
    whether Dr. Cullen could base her prima facie EPA case
    solely on statistical evidence because the Pay Equity Study
    could not establish discrimination alone on these facts.
    The study was designed as the initial step in a two-part
    process of evaluating faculty for raises, not as a single
    quantitative measure of appropriate salaries. In fact, in
    order to ensure thoroughness, the University characterized
    Dr. Cullen as an “outlier” even though generally accepted
    principles of statistical modeling suggest that a figure less
    than two standard deviations is considered an acceptable
    6
    deviation. See R.71, Ex.D at 28-29. Although the study
    5
    See also Rudebusch, 313 F.3d at 515-17 (concluding that a pay
    equity study finding 2.0 standard deviation among salaries was
    insufficient to establish discrimination in violation of Title VII in
    light of evidence that salaries fell below predicted levels across
    ethnic and gender lines); cf. Plemer v. Parsons-Gilbane, 
    713 F.2d 1127
    , 1135-36 (5th Cir. 1983) (stating “[i]t may well be question-
    able whether in an action grounded on a classic unequal pay for
    equal work claim, such statistics could ever suffice to make a
    prima facie case, if the proofs were otherwise insufficient for pur-
    poses of an individual Equal Pay Act or Title VII disparate
    treatment suit”).
    6
    See Adams v. Ameritech Servs., Inc., 
    231 F.3d 414
    , 424 (7th Cir.
    2000) (commenting that “[t]wo standard deviations is normally
    enough to show that it is extremely unlikely . . . that the disparity
    is due to chance, giving rise to a reasonable inference that the
    hiring was not race-neutral; the more standard deviations away,
    the less likely the factor in question played no role in the
    decisionmaking process”). But see Kadas v. MCI Systemhouse Corp.,
    
    255 F.3d 359
    , 362 (7th Cir. 2001) (rejecting bright-line rule that
    (continued...)
    No. 02-3043                                                  15
    sought to account for market forces by considering average
    national salaries for a given position, see R.71, Ex.D at 26-28,
    the study could not consider the significance of detailed
    individual facts such as those surrounding the University’s
    need to pay a premium to attract Dr. Quillen to accept a
    position as the director of a distressed program. Because of
    such particularized factors, the University determined that
    the Pay Equity Study would serve as a rough starting point
    to be followed by committee review. The Pay Equity Study
    was instructive in identifying faculty members deserving
    further review, but it cannot support a prima facie case of
    discrimination under the EPA.
    As a second step in the reevaluation of faculty pay, the
    University directed each school to establish a review panel
    to consider the individual characteristics of all outliers. In
    the SOAHS, the ad hoc review panel consisted of four
    women and one man, and it “strongly recommend[ed] that
    an adjustment to [Dr. Cullen’s] base salary be made to
    rectify the salary inequity.” R.71, Ex.11. The committee also
    found that Dr. Cullen’s salary increments were not signifi-
    cantly less than the averages for the SOAHS or Respiratory
    Therapy Program faculty and concluded that her salary
    increments reflected the school’s history of small salary
    increases. See id.
    3. Affirmative Defense
    Assuming that Dr. Cullen had established a prima facie
    case, which she did not, the burden of persuasion shifts to
    the University to prove one of four statutory affirmative
    defenses. See 
    29 U.S.C. § 206
    (d)(1); Dey, 
    28 F.3d at
    1462
    6
    (...continued)
    would find statistical evidence of less than two standard devia-
    tions inadmissible).
    16                                                No. 02-3043
    (noting defendant bears burden of proof on affirmative
    defense). The University relies on the defense that there
    exists “a differential based on any other factor other than
    sex.” 
    29 U.S.C. § 206
    (d)(1)(iv).
    Education is a relevant consideration in determining
    whether disparate salaries exist for reasons other than sex.
    See Covington v. Southern Illinois Univ., 
    816 F.2d 317
    , 323 n.9
    (7th Cir. 1987). Dr. Cullen holds three degrees, and neither
    of her graduate degrees are in the field of Respiratory
    Therapy. See R.71, Ex.A at 13-20. Dr. Quillen holds five
    degrees, including a Ph.D. in Sports Medicine. See R.75,
    Ex.D. It is possible for an individual to earn a Ph.D. in
    Respiratory Therapy, but Dr. Cullen does not have such a
    degree. See R.71, Ex.A at 20. Dr. Quillen clearly holds more
    degrees with a focus in his respective discipline. This
    consideration supports the University’s position that this
    was a valid reason other than sex to pay Dr. Quillen more
    than Dr. Cullen.
    The University also focuses on market forces at the time
    of Dr. Quillen’s hiring. See Stanley, 
    13 F.3d at 1322
     (“An
    employer may consider the marketplace value of the skills
    of a particular individual when determining his or her
    salary.”); Ross v. University of Texas at San Antonio, 
    139 F.3d 521
    , 526 (5th Cir. 1998) (commenting that disparities were
    accounted for by market factors). At the time Dr. Quillen
    was hired, the Physical Therapy Program was on probation
    and any potential applicant for the position would be
    required to take over a foundering department, extricate it
    from probation by the accrediting body, and create a
    graduate program. See R.68, Ex.2 at 124-26. Faced with these
    responsibilities, the national applicant pool was small, and
    the University found it necessary to offer Dr. Quillen a
    significant salary to attract him to take the position.
    No. 02-3043                                                  17
    It is also notable that in 1999 Physical Therapy directors
    were paid $18,000 more than their peers in Respiratory
    Therapy, a disparity that increased to approximately $30,000
    in 2001. See R.75, Ex.I. Additionally, in establishing a
    starting salary it is also appropriate to consider the salary a
    newly hired employee was receiving elsewhere. See Dey, 
    28 F.3d at 1462
    . Dr. Quillen was compensated in the “high
    80’s” in his previous position. R.68, Ex.2 at 125-26.
    Moreover, as we have noted earlier, it is significant that
    Dr. Quillen is responsible for a department that generates
    six times as much revenue as Dr. Cullen’s and that is vital
    to the operation of SOAHS. See R.68, Ex.2 at 137; R.68, Ex.20
    at ¶ 12; R.71, Ex.25 at 5. See also Player, Employment Discrimi-
    nation Law § 4.14(e)(2)(h), at 173-74 (“An employer may
    provide different wage rates for the sale or production of
    products based upon the relative economic benefit or
    profitability of the product.”). The University’s decision to
    compensate Dr. Quillen for the pressure imposed by this
    added responsibility constitutes another reason other than
    sex that explains his salary. Dr. Cullen has not provided
    sufficient evidence to place a material fact in dispute
    regarding the University’s affirmative defense that
    Dr. Cullen and Dr. Quillen were paid different salaries
    7
    “based on any other factor other than sex.” 
    29 U.S.C. § 206
    (d)(l)(iv).
    7
    Because Dr. Cullen cannot establish a prima facie case and
    because the University can establish an affirmative defense, we
    need not address Dr. Cullen’s contention that the University’s
    alleged violation of the EPA was willful.
    18                                                    No. 02-3043
    B. Title VII
    Having addressed Dr. Cullen’s arguments concerning
    the Equal Pay Act, we turn to her Title VII claim, for “even
    if the plaintiff’s Equal Pay Act and Title VII claims [are]
    identical, Title VII is an independent remedy, in that it
    may be pursued in conjunction with other remedies.”
    Schnellbaecher v. Baskin Clothing Co., 
    887 F.2d 124
    , 130 (7th
    Cir. 1989) (citing Alexander v. Gardner-Denver Co., 
    415 U.S. 36
    , 48-49 (1974)); see County of Washington v. Gunther, 
    452 U.S. 161
    , 178-80 (1981) (commenting that Title VII’s coverage
    of equal pay claims is broader than that of the EPA); Fallon
    v. Illinois, 
    882 F.2d 1206
    , 1218 (7th Cir. 1989) (holding that
    the EPA and Title VII are distinct remedies). Dr. Cullen
    seeks to establish her Title VII claim by relying on indirect
    8
    evidence of discrimination. Therefore, the burden-shifting
    paradigm of McDonnell Douglas Corp. v. Green, 
    411 U.S. 792
    ,
    802 (1973), governs our analysis. See Haywood v. Lucent
    Techs., Inc., 
    323 F.3d 524
    , 531 (7th Cir. 2003); Stone v. City of
    Indianapolis Pub. Util. Div., 
    281 F.3d 640
    , 644 (7th Cir. 2002).
    In this context, to establish a prima facie case of sex discrim-
    ination under Title VII, Dr. Cullen must show that 1) she
    was a member of a protected class, 2) she was meeting her
    employer’s legitimate expectations, 3) she suffered an
    adverse employment action, and 4) the employer treated a
    similarly situated man more favorably. See Johnson v. Zema
    Sys. Corp., 
    170 F.3d 734
    , 742-43 (7th Cir. 1999); Morrow v.
    Wal-Mart Stores, Inc., 
    152 F.3d 559
    , 561 (7th Cir. 1998). If Dr.
    Cullen establishes a prima facie case, the burden shifts to
    the University to provide legitimate reasons for the dispar-
    8
    Moreover, a Title VII plaintiff must prove the intent to discrimi-
    nate, specifically the “actual desire to pay women less than men
    because they are women.” Lloyd v. Phillips Bros., Inc., 
    25 F.3d 518
    ,
    525 (7th Cir. 1994) (emphasis in original).
    No. 02-3043                                                 19
    ity. See Johnson v. University of Wisconsin-Eau Claire, 
    70 F.3d 469
    , 478 (7th Cir. 1995). If the University provides legitimate
    reasons, then Dr. Cullen must establish that the proffered
    reasons are pretextual. See 
    id.
    Dr. Cullen cannot establish a prima facie case because she
    has not presented evidence of a similarly situated male that
    the University treated more favorably. Dr. Quillen is not a
    similarly situated male and, as discussed above, the Pay
    Equity Study is not sufficient to establish gender discrimina-
    tion. Nevertheless, even if we assume that Dr. Cullen can
    establish her prima facie case, Dr. Cullen has failed to
    introduce sufficient evidence to create a material dispute
    regarding pretext. The University has provided unrebutted,
    nondiscriminatory reasons for the pay disparity, including
    market forces at the time of Dr. Quillen’s hiring, different
    educational credentials, and differences in responsibility
    due to the larger amount of revenue generated by the
    Physical Therapy Department. Consequently, Dr. Cullen
    cannot prevail on her Title VII claim.
    Conclusion
    The judgment of the district court is affirmed.
    AFFIRMED
    A true Copy:
    Teste:
    _____________________________
    Clerk of the United States Court of
    Appeals for the Seventh Circuit
    USCA-02-C-0072—7-29-03
    

Document Info

Docket Number: 02-3043

Judges: Per Curiam

Filed Date: 7/29/2003

Precedential Status: Precedential

Modified Date: 9/24/2015

Authorities (28)

Barbara Lavin-Mceleney, Plaintiff-Appellee-Cross-Appellant ... , 239 F.3d 476 ( 2001 )

ted-j-smith-iii-guy-j-degenaro-frank-belloni-george-w-rimler-allan , 84 F.3d 672 ( 1996 )

Anne Dey v. Colt Construction & Development Company , 28 F.3d 1446 ( 1994 )

Alfred L. Stone v. City of Indianapolis Public Utilities ... , 281 F.3d 640 ( 2002 )

Christine Plemer v. Parsons-Gilbane, Etc. , 713 F.2d 1127 ( 1983 )

James A. Ross v. University of Texas at San Antonio Board ... , 139 F.3d 521 ( 1998 )

Kim Adams v. Ameritech Services, Inc. And Indiana Bell ... , 231 F.3d 414 ( 2000 )

James MORROW and John Thalacker, Jr., Plaintiffs-Appellants,... , 152 F.3d 559 ( 1998 )

Jo Ann Stopka v. Alliance of American Insurers, Rodger S. ... , 141 F.3d 681 ( 1998 )

Richard M. Kadas v. MCI Systemhouse Corporation , 255 F.3d 359 ( 2001 )

Laurie Kay Howard v. Lear Corporation Eeds and Interiors, ... , 234 F.3d 1002 ( 2000 )

chester-boyce-v-lieutenant-moore-division-1-stanley-serwinsky-executive , 314 F.3d 884 ( 2002 )

Sandra K. LOYD, Plaintiff-Appellant, v. PHILLIPS BROTHERS, ... , 25 F.3d 518 ( 1994 )

79-fair-emplpraccas-bna-584-75-empl-prac-dec-p-45787-leon-johnson , 170 F.3d 734 ( 1999 )

Mary Alyce Orahood v. The Board of Trustees of the ... , 645 F.2d 651 ( 1981 )

Patricia Covington v. Southern Illinois University , 816 F.2d 317 ( 1987 )

Cherry Haywood v. Lucent Technologies, Incorporated , 323 F.3d 524 ( 2003 )

50-fair-emplpraccas-1846-51-empl-prac-dec-p-39378-jean , 887 F.2d 124 ( 1989 )

Lynda Fallon v. State of Illinois , 882 F.2d 1206 ( 1989 )

laurel-a-johnson-v-university-of-wisconsin-eau-claire-thomas-f-miller , 70 F.3d 469 ( 1995 )

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