Bolen, Chance Douglas ( 2015 )

PD-1464-15
COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 12/14/2015 12:38:40 PM
Accepted 12/15/2015 3:56:54 PM
ABEL ACOSTA
CLERK
PD-1464-15
IN THE
COURT OF CRIMINAL APPEALS
OF TEXAS
CHANCE DOUGLAS BOLEN,
PETITIONER
v.
THE STATE OF TEXAS
**********
Petition in Cause No. 6663, from the
121st District Court of Terry County, Texas,
Hon. Kelly G. Moore presiding
and Cause No. 07-15-00071-CR in the Court of Appeals
for the Seventh Supreme Judicial District of Texas
**********
PETITION FOR DISCRETIONARY REVIEW
David Crook, Crook & Jordan
Attorneys-at-Law
PO Box 94590
(806) 744-2082
(806) 744-2083 Fax
dcrook@nts-online.net
Attorney for the Petitioner,
CHANCE DOUGLAS BOLEN
December 15, 2015
IDENTITY OF JUDGE, PARTIES, AND COUNSEL
(RULE 68.4(a), TEX. R. APP. PROC.)
A complete list of all parties to the trial court’s judgment or order appealed from, and the
names and addresses of all trial and appellate counsel includes:
CHANCE DOUGLAS BOLEN, Petitioner
TDCJ #01984357
Clements Unit
9601 Spur 591
Amarillo, TX 79107
THE STATE OF TEXAS, Respondent
FOR THE PETITIONER: FOR THE STATE OF TEXAS:
DAVID CROOK, Crook & Jordan JO’SHAE FERGUSON-WORLEY
PO Box 94590 ATTORNEY FOR THE
Lubbock, Texas 79493 STATE OF TEXAS
(806)744-2082 Terry County District Attorney
(806) 744-2083 (fax) Terry County
State Bar No. 05109530 500 W. Main, Rm. 208E
Attorney for the Petitioner Brownfield, TX 79316
(806) 637-4984
TRIAL COURT JUDGE: (806) 637-4947 (fax)
Hon. Kelly G. Moore Hon. LISA McMINN
Terry County Courthouse State Prosecuting Attorney
500 W. Main, Rm. 302W PO Box 12405
121st District Court, Terry County Austin, TX 78711
Brownfield, TX 79316 (512) 463-1660
(806) 637-7742 (512) 463-5724 (fax)
(806) 637-8011 (fax)
2
TABLE OF CONTENTS
(RULE 68.4(a), TEX. R. APP. PROC.)
PAGE
PARTIES ………………………………………………………...…………………………….2
TABLE OF CONTENTS ……………………………………………………………………....3
INDEX OF AUTHORITIES …………………………………………………………………...4
STATEMENT REGARDING ORAL ARGUMENT ………………………………………….7
STATEMENT OF THE CASE ………………………………………………………………...7
STATEMENT OF PROCEDURAL HISTORY ………………………………………..….......8
PETITIONER’S GROUNDS FOR REVIEW ………………………………………………8
NUMBER ONE: THE COURT OF APPEALS ERRED IN HOLDING THAT PETITIONER
FAILED TO PRESERVE ERROR AS PER HIS OBJECTION TO THE CHARGE IN THE
TRIAL COURT, AND THEREFORE APPLIED AN INCORRECT STANDARD OF REVIEW
IN ASSESSING HARM………………………………..........................................................................8
NUMBER TWO: ARGUING IN THE ALTERNATIVE, THE COURT OF APPEALS ERRED IN
HOLDING THAT PETITIONER DID NOT SUFFER EGREGIOUS HARM AS A RESULT OF
THE ERRONEOUS JURY CHARGE SUBMITTED………………….
REASONS FOR REVIEW ……………………………………………………..……………8
AS TO GROUNDS NUMBER ONE: THE DECISION OF THE COURT OF APPEALS
CONFLICTS WITH THE APPLICABLE DECISIONS OF THE COURT OF CRIMINAL
APPEALS.
AS TO GROUNDS NUMBER TWO: THE DECISION OF THE COURT OF APPEALS
CONFLICTS WITH THE APPLICABLE DECISIONS OF THE COURT OF CRIMINAL
APPEALS.
ARGUMENT………………………………………………………………………………….9
CONCLUSION AND PRAYER …………………………………………………...……….22
CERTIFICATE OF COMPLIANCE………………………………………………………...22
CERTIFICATE OF SERVICE ………………………………………………………………22
APPENDIX …………………………………………………………………………………..24
3
INDEX OF AUTHORITIES
(RULE 68.4(b), TEX. R. APP. PROC.)
PAGE
Constitutional Provisions
U.S. CONST. Amend. VI…………………………………………………………………….11
TEX. CONST. Art. V, § 13……………………………………………………………….11,12
State Statutes
TEX. CRIM. PROC. Art. 36.29(a)……………………………………………………………11
TEX. CRIM. PROC. Art. 38.37…………………………………………………….10,13,14,21
TEX. CRIM. PROC. Art. 36.19…………………………………………………………..12,18
TEX. PEN. CODE § 21.02…………………………………………………………..9,11,12,13
TEX. PEN. CODE § 21.02(b)(1)…………………………………………………………10,13
TEX. PEN. CODE § 21.02(b)(2)…………………………………………………………….10
TEX. PEN. CODE § 21.02(c)(6)…………………………………………………………..9,10
TEX. PEN. CODE § 43.25(a)(1)……………………………………………………………...9
TEX. PEN. CODE § 43.25(a)(2)…………………………………………………9,10,13,14,15
TEX. PEN. CODE § 43.25(b)………………………………………………………………9,10
TEX. R. EVID. 105(a)………………………………………………………………………..10
TEX. R. EVID. 404(b)…………………………………………………………………….10,21
Case Law, State
Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985)………………………18,20,21
Arline v. State, 721 S.W.2d 348, 351 (Tex. Crim. App. 1986)……………………………18,19
Casey v. State, 349 S.W.3d 825 829-830 (Tex. App.—El Paso 2012, pet. ref’d)…………….12
Davis v. State, 557 S.W.2d 303, 304 (Tex. Crim. App. 1977)………………………………...21
4
Dixon v. State, 928 S.W.2d 564 (Tex. Crim. App. 1996)…………………………………17,19
Ex parte Little, 887 S.W.2d 62, 66 (Tex. Crim. App. 1994)………………………………17,19
Francis v. State, 36 S.W.3d 121, 123 (Tex. Crim. App. 2000)……………………………….11
Fulmer v. State, 401 S.W.3d 305 (Tex. App.—San Antonio 2013, pet. ref’d.)………………12
Garcia v. State, 640 S.W.2d 939, 941 (Tex. Crim. App. 1982)……………………………….21
Harrod v. State, 203 S.W.3d 622 (Tex. App.—Dallas 2006)…………………………………12
Holmes v. State, 223 S.W.3d 728, 731 (Tex. App.—Houston (14th Dist.) 2007, aff’d 248
S.W.3d 194…………………………………………………………………………………18,19
Kennedy v. State, 385 S.W.3d 729, 731 (Tex. App.—Amarillo 2013 pet. ref’d)……………..12
Lankston v. State, 827 S.W.2d 907 (Tex. Crim. App. 1992)………………………………17,19
Martin v. State, 335 S.W.3d 867 (Tex. App.—Austin 2011, pet. ref’d)………………………12
Medina v. State, 7 S.W.3d 633, 640 (Tex. Crim. App. 1999)………………………………20,21
Middleton v. State, 125 S.W.3d 450, 453 (Tex. Crim. App. 2003)……………………………15
Ngo v. State, 175 S.W.3d 738, 743 (Tex. Crim. App. 2005)……………………………15,18,20
Nunez v. State, 215 S.W.3d 537 (Tex. App.—Waco 2007, pet. ref’d)…………………………21
Patrick v. State, 906 S.W.2d 481, 493 (Tex. Crim. App. 1995 (en banc)…………………..20,21
Rivera v. State, 233 S.W.3d 403, 405 (Tex. App.—Waco 2008, pet. ref’d)………………..15,18
Smith v. State, 930 S.W.2d 227 (Tex. App.—Beaumont 1996, pet. ref’d)…………………17,19
Young v. State, 826 S.W.2d 141, 150 (Tex. Crim. App. 1991)……………………………..17,19
Yzaguirre v. State, 394 S.W.3d 526, 530 (Tex. Crim. App. 2013)………………………….20,21
Zillender v. State, 557 S.W.2d 515 (Tex. Crim. App. 1977)………………………………..17,19
5
PD-1464-15
IN THE
COURT OF CRIMINAL APPEALS
OF TEXAS
CHANCE DOUGLAS BOLEN,
PETITIONER
v.
THE STATE OF TEXAS
**********
Petition in Cause No. 6663, from the
121st District Court of Terry County, Texas,
Hon. Kelly G. Moore presiding
and Cause No. 07-15-00071-CR in the Court of Appeals
for the Seventh Supreme Judicial District of Texas
**********
PETITION FOR DISCRETIONARY REVIEW
David Crook, Crook & Jordan
Attorneys-at-Law
PO Box 94590
(806) 744-2082
(806) 744-2083 Fax
dcrook@nts-online.net
Attorney for the Petitioner,
CHANCE DOUGLAS BOLEN
TO THE HONORABLE COURT OF CRIMINAL APPEALS:
COMES NOW CHANCE DOUGLAS BOLEN, Petitioner, by and through his attorney
of record, DAVID CROOK, and petitions the Court of Criminal Appeals of Texas to exercise its
discretionary jurisdiction to review the judgment of the Court of Appeals for the Seventh District
of Texas, Amarillo, Texas. In support of this Petition, he would show this Honorable Court as
6
follows.
STATEMENT REGARDING ORAL ARGUMENT
(RULE 68.4(c), TEX. R. APP. PROC.)
The grounds for review set forth in this petition concern the failure of the court of appeals
to follow binding precedent; oral argument would be helpful to the Court in distinguishing the
factual background of the case as shown in the record inasmuch as the facts of the case play an
important role in defining the implications of Petitioner’s argument.
STATEMENT OF THE CASE
(RULE 68.4(d), TEX. R. APP. PROC.)
On April 25, 2014, Petitioner was charged in a single-count indictment. He was charged
under Penal Code § 21.02(b)(1), (2) and (6), with reference to Penal Code § 43.25(a)(2) and (b)
with Continuous Sexual Abuse of a Young Child, by intentionally or knowingly inducing said
child “to engage in sexual conduct to wit: masturbation.” The alleged victim was XXXXXX
XXXXXXX, a child, and the offense period alleged was “from on or about 03/05/2008 through
03/04/2012.” The copy of the indictment in the Clerk’s Record shows an interlineation changing
“03/04/2013” to March 4th, 2012, by striking out the year 2013 and writing in 2012 (Clerk’s
Record [“CR”] p. 5).
A non-evidentiary pretrial hearing was held in the case on January 1, 2015 (RR v. 2).
Petitioner’s jury trial on guilt-innocence commenced on February 9, 2015 in the 121st District
Court, Hon. Kelly G. Moore presiding. He was convicted on February 11, 2015 (RR v. 5, p.
30). Sentencing proceedings took before the jury. On February 11, 2015, the jury sentenced
Petitioner to life imprisonment in the Texas Department of Criminal Justice, Institutional
Division (RR v. 6, pp. 46-47).
Petitioner perfected appeal on February 23, 2015 (CR p. 93).
In this Petition, the name of the alleged victim appears initially [supra] as “XXXXXX
7
XXXXXXX,” and appears thereafter in every instance as “XXXXXX.” The name of the (other)
child witness in the case [not the alleged victim] appears initially as “XXXXX
XXXXXXXXXXXXX” and thereafter in every instance as “XXXXX.”
STATEMENT OF PROCEDURAL HISTORY
(RULE 68.4(e), TEX. R. APP. PROC.)
The Seventh Court of Appeals rendered its decision affirming petitioner’s conviction in
COA Case No. 07-15-00071-CR on October 14, 2015. No motion for rehearing was filed by
Petitioner. Petitioner’s counsel moved for one extension, which was granted. This petition was
then filed with the clerk of the Court of Criminal Appeals within the time allowed by order of
this Court on Petitioner’s Motion for Extension.
PETITIONER’S GROUNDS FOR REVIEW
NUMBER ONE: THE COURT OF APPEALS ERRED IN HOLDING THAT
PETITIONER FAILED TO PRESERVE ERROR AS PER HIS OBJECTION TO THE
CHARGE IN THE TRIAL COURT, AND THEREFORE APPLIED AN INCORRECT
STANDARD OF REVIEW IN ASSESSING HARM.
NUMBER TWO: ARGUING IN THE ALTERNATIVE, THE COURT OF APPEALS
ERRED IN HOLDING THAT PETITIONER DID NOT SUFFER EGREGIOUS HARM
AS A RESULT OF THE ERRONEOUS JURY CHARGE SUBMITTED.
REASONS FOR REVIEW
AS TO GROUNDS NUMBER ONE: THE DECISION OF THE COURT OF
APPEALS CONFLICTS WITH THE APPLICABLE DECISIONS OF THE COURT
OF CRIMINAL APPEALS.
AS TO GROUNDS NUMBER TWO: THE DECISION OF THE COURT OF
APPEALS CONFLICTS WITH THE APPLICABLE DECISIONS OF THE COURT
OF CRIMINAL APPEALS.
8
ARGUMENT
GROUNDS NUMBER ONE: THE COURT OF APPEALS ERRED IN HOLDING THAT
PETITIONER FAILED TO PRESERVE ERROR AS PER HIS OBJECTION TO THE
CHARGE IN THE TRIAL COURT, AND THEREFORE APPLIED AN INCORRECT
STANDARD OF REVIEW IN ASSESSING HARM.
The Statute
Petitioner was indicted pursuant to Penal Code § 21.02, “CONTINUOUS SEXUAL
ABUSE OF YOUNG CHILD OR CHILDREN.” The indictment charged an offense under
21.02(b)(1), (2) and (c)(6), with the last subsection referring to Penal Code § 43.25(a)(2) and (b),
alleging that Petitioner induced the child to masturbate.
Penal Code § 21.02 forbids the commission of two or more “acts of sexual abuse” during a
period that is 30 days in duration or more. The phrase “acts of sexual abuse” is given varied
meanings. One of these defined acts or set of acts is given in Penal Code § 21.02(c)(6). This
subsection by its terms incorporates the definition of “sexual performance by a child” given in
Penal Code § 43.25. Penal Code § 43.25(a)(1) defines “Sexual performance” to include “Sexual
conduct.” Penal Code § 43.25(a)(1) in turn defines “Sexual conduct” to include “sexual contact;
actual or simulated sexual intercourse, deviate [sic] sexual intercourse, sexual bestiality,
masturbation, sado-masochistic abuse, or lewd exhibition of the genitals, the anus, or any portion
of the female breast below the top of the areola.” The indictment charged Petitioner with the
commission of only one of the possibilities proffered by 43.25(a)(2). It claimed that he did there
and then “induce XXXXXX to engage in sexual conduct to-wit: masturbation.”
The Evidentiary Record
XXXXXX testified to being induced to masturbate in Petitioner’s presence, as per the
specific allegations in the indictment. She also testified to being on the receiving end of varied
types of sexual abuse from Petitioner. She gave evidence about an early incident that involved
9
Petitioner fondling her person somewhere “very close” to her lower body (RR v. 4, pp. 36-38).
She testified about Petitioner very often grabbing her breasts and touching her vagina, and to the
fact that Petitioner “fingered” her. She described digital penetration (RR v. 4, pp. 48-49).
Besides being induced to masturbate for Petitioner, she saw him masturbate and ejaculate
“many” times (RR v. 4, p. 50). He also “did anal” with her. She performed oral sex upon
Petitioner (RR v. 4, pp. 63-64). More than once, she had full-scale [vaginal] sex with him (RR v.
4, pp. 69-72). Petitioner did not request, and did not receive, any contemporaneous limiting
instructions to the jury pursuant to T.R.E. 105(a) as they heard XXXXXX’s testimony of
his supposed commission of the various acts listed, just supra. [See TEX. R. EVID. 105(a).]
Nothing of the sort happened until the Court issued its written jury charge. It contained two
limiting instructions. One was founded upon TEX. R. EVID. 404(b). The other was based on
TEX. CRIM. PROC. Article 38.37 of the Code. Neither of the instructions had ever been given
during the testimonial phase of the guilt-innocence portion of the trial. One could excuse the
jury for thinking all this testimony regarding the long Saturnalia and its general miscellany of
sexual acts went directly to guilt on the case as specifically indicted.
Petitioner’s Objections to the Charge
At the beginning of the trial, Petitioner made a challenge to the constitutionality of the
statute he was being prosecuted under, Penal Code § 21.02(b)(1), (2) and (c)(6) [with reference
in this particular case to Penal Code § 43.25(a)(2) and (b)]. He asserted a defect in Penal Code §
21.02 with regard to its purported failure to require a constitutionally unanimous jury verdict as
to specific incidents. He objected to the statute’s failure to pass constitutional muster in this
particular and asked for “a running objection to the entire trial.” The Trial Court overruled the
objection (RR v. 3, pp. 193-194).
10
During the conference re the guilt-innocence charge, Petitioner objected to paragraph 5, the
Court’s unanimity instruction, on constitutional grounds, saying, “As to paragraph five you’re
instructed that Members of the Jury are not required to agree unanimously on which specific acts
of sexual abuse were committed by the defendant.” Having noted that language, he continued
the objection to paragraph 5 as follows: “While it [the statute] may require that all 12 jurors
believe something happened…it does not require the 12 of them to agree on what or at least on
specific dates, specific times…It basically just sets up a scenario to where someone can come in
and say, somebody committed a crime against me...” The Court overruled the objection (RR v. 4,
pp. 235-236).
Jury Unanimity and Penal Code § 21.02
Any defendant has the 6th Amendment right to a unanimous jury verdict, and has the
equivalent right under Article V, § 13, of the Texas Constitution. Art. 36.29(a), C.C.P., also
pertains to this issue. Francis v. State, 36 S.W.3d 121, 123 (Tex. Crim. App. 2000), is a leading
case. Francis and cases following it can broadly be said to hold that where a jury is offered a list
of misdeeds in the application paragraph to consider, the issue as to whether the charge violates
the right to a unanimous jury depends on whether the proffered list consists of mere “manner and
means” choices or on the other hand whether the items in the list are stand-alone criminal
offenses. The situation in Francis can be distinguished from that of a typical misdemeanor
assault case, where the application paragraph might offer the jury the choice of several different
“manner and means” of the commission of, say, Class A assault, for example. That is, different
members of the jury would be given the choice in the application paragraph of different ways of
committing the same offense, and some diversity of opinion in that regard would not offend the
constitutional requirement of jury unanimity. A jury must unanimously agree on each element of
11
the charged crime in order to convict, but need not agree on all of the underlying facts that make
up a particular element. Harrod v. State, 203 S.W.3d 622 (Tex. App.—Dallas 2006). Another
way of putting it would be to say that for conviction of a felony, each juror must agree that the
defendant committed each element of the crime, but need not agree on the underlying “brute
facts” that make up the manner and means by which the defendant committed the crime. The
Due Process Clause of the federal constitution is functionally similar to the “due course” [of
law] provision in the State Constitution. Both limit a state’s power to define crimes in a way that
would permit juries to convict while disagreeing about means. Despite its obvious unanimity
issues, Penal Code § 21.02 [thus far at any rate] supposedly passes muster under these criteria.
See Fulmer v. State, 401 S.W.3d 305 (Tex. App.—San Antonio 2013, pet. ref’d). The El Paso
Court agreed as to both constitutions in Casey v. State, 349 S.W.3d 825 829-830 (Tex. App.—El
Paso 2012, pet. ref’d). The Austin Court of Appeals agreed in Martin v. State, 335 S.W.3d 867
(Tex. App.—Austin 2011, pet. ref’d). The Amarillo Court agreed in Kennedy v. State, 385
S.W.3d 729, 731 (Tex. App.—Amarillo 2013 pet. ref’d). Thus, Penal Code § 21.02 has
withstood constitutional attacks to date on the bases of Due Process, and the federal and state
requirements relating to jury unanimity.
Petitioner is not making a constitutional attack upon the statute in the style of the cases
listed just supra, but rather argues that there was error in the charge, which he preserved,
therefore requiring an analysis under Art. 36.19 rather than under the Sixth Amendment or
Article V, § 13 of the Texas Constitution, except indirectly perhaps.
The Charge as Given
The Trial Court’s jury charge as submitted contained several portions that tended to obscure
or needlessly complicate the jury’s understanding of what acts it was supposed to be considering
12
the issue of Petitioner’s guilt for, including paragraph “5” of the charge. The application
paragraph drew upon these portions in defining the offense for the jury’s consideration.
The indictment accused Petitioner of inducing XXXXXX to masturbate [an act of “sexual
abuse” as referenced under 21.02(b)(1)]. The State provided testimony of a wide variety of
forbidden sexual activities. These alleged acts were admittedly admissible under TEX. CRIM.
PROC. Article 38.37. They were not, however, part of the jury’s consideration for the specific
issue of Petitioner’s guilt. These extra forbidden acts were outside of the State’s pleadings in
this case, included various activities proscribed under TEX. PEN. CODE § 43.25(a)(2). They
included “sexual contact,” intercourse, what a jury would probably understand to be “deviate
sexual intercourse,” and “lewd exhibition of the genitals” and also the female breast. Thus, to
recap the statutory scheme, Appellant was accused under § 21.02 of [“continuous”] “sexual
abuse,” a phrase that referred to and incorporated the definition of “sexual performance”
[referring to § 43.25]. “Sexual performance” in § 43.25(a)(1) was defined as including “Sexual
conduct” [see § 43.25(a)(2)], which itself had about six or so distinct definitions.
The portion of the charge under the heading “2” contained instructional and definitional
material for the jury. The first full paragraph under that heading began by defining the phrase
“Act of sexual abuse” to include “any act” violating § 43.25 of the Penal Code. That portion of
the charge referred to the proscription in 43.25 as to inducing a young child to engage in “sexual
conduct” or a “sexual performance [“2”]:
“Act of sexual abuse” means any act that is a violation of Section 43.25 of
the Texas Penal Code. Under Section 43.25 of the Texas Penal Code, a person
commits an offense if that person, knowing the character and content thereof,
induces a child younger than 18 years of age to engage in sexual conduct or a sexual
performance [emphasis added].
The next full paragraph under the heading “2” defined “Sexual conduct” very broadly to
included, inter alia, “sexual contact,” actual…intercourse, “deviate sexual intercourse,”
13
masturbation, and/or “lewd exhibition of the genitals, the anus, or…the breast.” The definitional
material here is taken from § 43.25(a)(2):
“Sexual conduct” means sexual contact, actual or simulated, sexual intercourse, deviate
sexual intercourse, sexual bestiality, masturbation, sado-masochistic abuse, or lewd exhibition
of the genitals, the anus, or any portion of the female breast below the top of the areola [emphasis
added.]
Everything in the foregoing paragraph was harmful and not needed there except the
reference to masturbation, that being the charged offense. The instruction should have
been limited to the formally charged conduct and should not have included the uncharged
conduct. The error was incorporated by reference into paragraph 5, the unanimity
instruction (see infra). The various uncharged forms of “Sexual conduct” listed above were in
effect extraneous offenses, admissible under Article 38.37, C.C.P. but not directly at issue on
guilt-innocence, given the indictment’s limitation to inducing to masturbation. The presence of
this material in the charge goes to the harm created by the loose language of the unanimity
instruction given in paragraph 5.
The last instructional paragraph of the charge, on the bottom of page 2 of the charge, under
the heading paragraph 5, was the Court’s unanimity instruction. It reads as follows:
You are instructed that members of the jury are not required to agree unanimously on
which specific acts of sexual abuse, if any, were committed by the defendant or the exact
date when those acts were committed, if any. The jury must agree unanimously that the
defendant, during a period that was 30 or more days in duration, committed two or more acts
of sexual abuse, as that term has been previously defined [emphasis added].
There followed the application paragraph [paragraph 6]:
Now if you find…that the defendant, CHANCE BOLEN, did then and there,
during a period that was 30 or more days in duration, to-wit: from on or about
03/05/2008 through 03/04/2012 when the defendant was 17 years of age or older,
commit two or more acts of sexual abuse against a child younger than 14 years of
age, namely intentionally or knowingly induce XXXXXX to engage in
sexual conduct to-wit: masturbation, then you will find the defendant guilty… [emphasis
added].
14
Thus, paragraph 1 of the charge, in defining the offense for the jury, included the phrase “sexual
abuse,” and in paragraph 2 defined “sexual abuse” so as to incorporate the definition of “Sexual
conduct” from § 43.25(a)(2), a definition that included the [here, uncharged] offenses of regular
sexual intercourse and anal sexual intercourse. Paragraph 5, the unanimity instruction, referred
to “sexual abuse.” So did the application paragraph itself, though it purported to limit the jury’s
consideration to inducement to masturbation.
Question of Error in the Charge
When reviewing a jury instruction in a criminal case, the Court of Appeals first examines
the instruction for error [Ngo v. State, 175 S.W.3d 738, 743 (Tex. Crim. App. 2005]; if an error
occurred, the Court then decides whether the error caused harm. Middleton v. State, 125 S.W.3d
450, 453 (Tex. Crim. App. 2003), Rivera v. State, 233 S.W.3d 403, 405 (Tex. App.—Waco
2008, pet. ref’d).
Petitioner avers that paragraph 5 of the charge as given was erroneous in that it contained
the phrase “sexual abuse” where that phrase specifically referred back to the definition of
“Sexual conduct” given in the second paragraph under the numerical heading “2,” and also to the
first paragraph under the numerical heading “2.” The effect was to have the jury consider the
extensive testimony of the alleged victim regarding Petitioner’s supposed commission of anal
rape, complete regular sexual intercourse, exposure of genitals and breasts, etc., as acts directly
showing guilt in the instant case. The effect of the language in paragraph 5, when referring back
to other portions of the charge, was to fail to limit the jury’s consideration to legitimate “manner
and means” as to the charged offense, i.e., solely that of inducing the alleged victim to
masturbate. Instead, the jury considered Petitioner’s supposed commission of numerous
extraneous offenses, violating his right to be tried for the offense charged. The extraneous,
15
harmful, definitional material of paragraph 2 should not have been included in the charge, and
the phrase “sexual abuse” should not have been defined to include “sexual conduct” with its
multifaceted definition of unindicted offenses. The overly inclusive definition given in
paragraph 5 was also harmful. Petitioner submits that the following unanimity instruction should
have read as follows:
You are instructed that members of the jury are not required to agree unanimously
on which acts by CHANCE BOLEN of inducement to masturbation by XXXXXX,
if any, were committed by the defendant or the exact date when those acts
were committed, if any. The jury must agree unanimously that the defendant, during a
period that was 30 or more days in duration committed two or more acts of inducement to
masturbation.
Also, the phrase “sexual conduct” should not have been defined in that manner and then included
in the application paragraph. The error complained of thus extends to the application paragraph
of the charge, which facially purports to limit the jury’s consideration to acts tending to induce
the alleged victim to masturbate. The application paragraph language includes both the phrases
“sexual abuse” and “sexual conduct,” which by then the jury probably regarded as
interchangeable. The inclusion of both of these phrases by that point in the trial in effect gave
the jury carte blanche to convict Petitioner for his supposed commission of many other offenses,
including vaginal and anal sex.
The Issue of Preservation of Error
During the conference re the guilt-innocence charge, Petitioner objected to paragraph 5,
the Court’s unanimity instruction, on constitutional grounds, saying, “As to paragraph five
you’re instructed that Members of the Jury are not required to agree unanimously on which
specific acts of sexual abuse were committed by the defendant.” Having noted that language, he
continued the objection to paragraph 5 as follows: “While it [the statute] may require that all 12
jurors believe something happened…it does not require the 12 of them to agree on what or at
16
least on specific dates, specific times…It basically just sets up a scenario to where someone can
come in and say, somebody committed a crime against me... [emphasis added]” The Court
overruled the objection (RR v. 4, pp. 235-236). Thus, Petitioner made an objection sufficient to
preserve error, to wit, that the Court’s unanimity instruction in paragraph 5 did not sufficiently
protect his right to a unanimous jury verdict as to proper “manner and means.” The objection
sufficed for that purpose. “Generally, a sufficient objection need only be specific enough to
apprise the trial judge of the complaint.” Young v. State, 826 S.W.2d 141, 150 (Tex. Crim. App.
1991). The Young opinion said, “It is only when the nature of a defendant’s complaint is unclear
that we should consider his objection waived.” See also Ex parte Little, 887 S.W.2d 62, 66 (Tex.
Crim. App. 1994), and Smith v. State, 930 S.W.2d 227 (Tex. App.—Beaumont 1996, pet. ref’d).
See also Zillender v. State, 557 S.W.2d 515 (Tex. Crim. App. 1977), Lankston v. State, 827
S.W.2d 907 (Tex. Crim. App. 1992), and Dixon v. State, 928 S.W.2d 564 (Tex. Crim. App.
1996) for holdings stating that rather general objections preserved error where they informed the
trial court of the basis of the complaint. Here, Petitioner’s trial counsel informed the Trial Court
that he objected to the paragraph 5 of the charge on the grounds that it did not inform the jury as
to what acts they were required to agree occurred within the requisite period. This was
functionally an objection to the Court telling the jury in that paragraph that it had to determine
the occurrence or non-occurrence of acts of “sexual abuse” [previously over-broadly defined in
the charge] rather than limiting their consideration to the issue of whether Petitioner incited the
alleged victim to masturbate.
The Opinion of the Court of Appeals
Petitioner submitted a brief to the Amarillo Court of Appeals arguing that the charge had
been erroneous, that his objection regarding the charge was sufficient to preserve error.
17
When reviewing a jury instruction in a criminal case, the Court of Appeals first examines the
instruction for error. Ngo v. State, 175 S.W.3d 738, 743 (Tex. Crim. App. 2005)
If an error occurred, the Court then decides whether the error caused harm. Middleton v. State,
125 S.W.3d 450, 453 (Tex. Crim. App. 2003), Rivera v. State, 233 S.W.3d 403, 405 (Tex.
App.—Waco 2008, pet. ref’d). Under the applicable statute, Article 36.19 of the Code of
Criminal Procedure, reversal is required for preserved charge error if the error is “calculated to
injure the rights of the defendant.” This means only that there must be some harm to the accused
from the error. Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985). In other words,
the presence of any harm, regardless of degree, is enough to require reversal. Arline v. State, 721
S.W.2d 348, 351 (Tex. Crim. App. 1986). “’Some harm’ means any harm, regardless of degree.”
Holmes v. State, 223 S.W.3d 728, 731 (Tex. App.—Houston (14th Dist.) 2007, aff’d 248 S.W.3d
194.
The Court of Appeals in its holding concluded that Petitioner had failed to preserve error.
The Court of Appeals addressed the issue of whether the charge was erroneous or not by
“Assuming, without deciding, that the jury charge…was erroneous.” The Court noted that the
“appropriate degree of harm necessary for reversal depends on whether the error was preserved.”
(Opinion of the Court of Appeals, p. 4). The Court found that the error complained of was not
preserved, citing the charge conference from the record, and concluding that the objection made
at trial did not comport with the objection made at trial (Opinion of the Court of Appeals, pp. 4-
6). Since it regarded the error as not having been preserved, the Court of Appeals reviewed the
possible charge error under the more demanding Art. 36.19 standard of “egregious” harm as per
the leading case of Almanza v. State, supra, at 171, [Opinion of the Court of Appeals, pp. 6-7)].
Petitioner avers that the Court of Appeals erred in regarding the objection made in the Trial
18
Court as insufficient to preserve error. This miscalculation caused the Court of Appeals to apply
the wrong standard of review for harm, namely the supposed requirement that Petitioner must
make a showing of “egregious” harm rather than the lesser standard requiring only a showing of
“actual harm.” Petitioner’s objection that the unanimity instruction as given in paragraph 5 of
the charge did not require the jury to agree “on what” acts he committed should have been
sufficient to apprise the Trial Court of the over-breadth of its instructional language, the effects
of which spilled over into the application paragraph by way of the application paragraph itself
using the phrase “sexual abuse.” In so holding, the Court of Appeals went against previous
authority mandating the use of the applicable standard, as per Young, Little, Smith, Zillender,
Lankston, and Dixon, supra. Insofar as it finding that the error complained of was not preserved
led it to apply an incorrect standard of review, the Court of Appeals also violated the holding in
Arline and Holmes, supra.
GROUNDS NUMBER TWO: ARGUING IN THE ALTERNATIVE, THE COURT OF
APPEALS ERRED IN HOLDING THAT PETITIONER DID NOT SUFFER EGREGIOUS
HARM AS A RESULT OF THE ERRONEOUS JURY CHARGE SUBMITTED.
Incorporation by Reference
Petitioner incorporates by reference all of the discussion of the record, the charge, applicable
law, and the holding of the Court of Appeals into the discussion under his Grounds Number Two
as if set out at length.
The Assessment of Harm in the Opinion of the Court of Appeals
After deciding that Petitioner had not preserved error in the Trial Court as to his objection to
the charge, the Court of Appeals then proceeded to address the issue of whether the possible
error resulted in “egregious” harm to Petitioner. In reviewing the matter, it concentrated on the
application paragraph of charge, in keeping with a recent trend in Texas jurisprudence of looking
19
at the contents of the application paragraph in charge issues involving purported “egregious”
harm. The Court cited Yzaguirre v. State, 394 S.W.3d 526, 530 (Tex. Crim. App. 2013), for the
holding that the application paragraph is the “alpha and omega” of such an inquiry. The Court
also cited Medina v. State, 7 S.W.3d 633, 640 (Tex. Crim. App. 1999) and Patrick v. State, 906
S.W.2d 481, 493 (Tex. Crim. App. 1995 (en banc) for this proposition. The Court of Appeals
concluded that Petitioner did not suffer “egregious” harm since according to its holding, the
application paragraph of the charge was not erroneous. The Court therefore affirmed, citing two
unpublished opinions it regarded as being on point (Opinion of the Court of Appeals, pp. 6-7).
Petitioner Suffered Egregious Harm from the Charge as Submitted
It has been held, in considering harm in the context of so-called “egregious” charge errors
where error has not been preserved, that the question of whether a defendant was denied a fair
and impartial trial requires the reviewing court to consider: (1) the entire jury charge; (2) the
state of the evidence; (3) the arguments of counsel; and (4) any other relevant information in the
record. Ngo, supra, at 743, Almanza, supra, at 171.
Arguing in the alternative [assuming the error complained of was not preserved],
Petitioner avers that he suffered egregious harm from the charge as submitted. Petitioner
acknowledges that the application paragraph of the charge makes reference to inducing the
alleged victim “to engage in sexual conduct to-wit: masturbation.” Petitioner also acknowledges
that the charge contains a 38.37 instruction, and also a 404(b) instruction. However, the
unanimity instruction given by the Court [paragraph 5] made reference to “specific acts of sexual
abuse,” after having previously defined sexual abuse [under the two sub-paragraphs under the
heading “2’] to include several egregious offenses supposedly committed by Petitioner attested
to by the child victim, that were admitted in each instance without any contemporaneous limiting
20
instruction under 38.37 or 404(b). The effect of listing various forms of “Sexual conduct” [a
phrase also used in the application paragraph] was to lead the jury to believe that Petitioner
was guilty if it believed that he had committed any of those [uncharged] acts, which the victim
testified to in several instances, in each instance without any contemporaneous limiting
instruction at all. In effect, the instructions given under “2” linked up with the language of the
unanimity instruction, which along with the application paragraph gave the jury the option of
convicting on the basis of several theories not alleged in the charging instrument. A charge may
not expand on the allegations in the indictment. Garcia v. State, 640 S.W.2d 939, 941 (Tex.
Crim. App. 1982). For example, an application paragraph may address a new “manner and
means” theory not present in the indictment. Davis v. State, 557 S.W.2d 303, 304 (Tex. Crim.
App. 1977). In Nunez v. State, 215 S.W.3d 537 (Tex. App.—Waco 2007, pet. ref’d), it was held
that a jury charge that authorized a conviction on a theory different from that alleged in the
indictment was error. Petitioner’s argument for all this amounting to egregious error is that
given the earlier instructions, the unanimity instruction, and the application paragraph and the
charge as a whole, the jury very probably considered the various extraneous offenses that the
child XXXXXX testified to as substantive evidence of guilt.
Thus, the holding of the Court of Appeals misapplied Yzaguirre, Medina, and Patrick,
supra, insofar as the application paragraph complained of in the instant case included the phrase
“sexual abuse,” which had previously been improperly defined by the Trial Court [in paragraphs
1 and 2 of the charge] to include criminal behavior with which Petitioner had not been charged in
the indictment. In so doing the Court of Appeals also ran afoul of Almanza and its line of cases,
holding that reviewing courts must reverse where a defendant can demonstrate that he suffered
“egregious” harm from error in the charge.
21
CONCLUSION AND PRAYER FOR RELIEF
WHEREFORE, PREMISES CONSIDERED, Petitioner CHANCE DOUGLAS BOLEN,
prays that the Court of Criminal Appeals grant his Petition for Discretionary Review, and that
after submission, this Court reverse the decision of the Court of Appeals and remand the Cause.
Respectfully submitted,
David Crook
Crook & Jordan
Attorney-at-law
PO Box 94590
Lubbock, Texas 79493
(806) 744-2082
(806) 744-2083 Fax
dcrook@nts-online.net
Attorney for the Petitioner,
CHANCE DOUGLAS BOLEN
/s/David Crook
DAVID CROOK
Texas State Bar No. 05109530
CERTIFICATE OF COMPLIANCE WITH T.R.A.P. 9.4(i)(2)(D)
This is to certify that the length of the foregoing Petition for Discretionary Review
conforms with the Texas Rule of Appellate Procedure 9.4, in that the brief, computer-generated,
is 4,342 words, which is no longer than 4,500 words, exclusive of the pages containing the
identity of the parties and counsel, any statement regarding oral argument, the table of contents,
the index of authorities, the statement of the case, the issues presented, the signature, and the
proof of service.
/s/David Crook _________________
David Crook
CERTIFICATE OF SERVICE
This is to certify that a true and accurate copy of the above and foregoing PETITION
22
FOR DISCRETIONARY REVIEW was served on the Hon. Jo’Shae Ferguson-Worley, attorney
for the State of Texas, by e-mailing to Ms. Ferguson-Worley’s E-Mail address of
jworley@terrycounty.org to the office of the County Attorney of Terry County, Appellate
Division. It was also e-mailed to Hon. Lisa McMinn, State Prosecuting Attorney, at
information@spa.texas.gov on December 14, 2015.
/s/David Crook
David Crook
23
APPENDIX
24
In The
Court of Appeals
Seventh District of Texas at Amarillo
No. 07-15-00071-CR
CHANCE DOUGLAS BOLEN, APPELLANT
V.
THE STATE OF TEXAS, APPELLEE
On Appeal from the 121st District Court
Terry County, Texas
Trial Court No. 6663, Honorable Kelly G. Moore, Presiding
October 14, 2015
OPINION
Before QUINN, C.J., and CAMPBELL and HANCOCK, JJ.
Appellant, Chance Douglas Bolen, appeals his conviction for the offense of
continuous sexual abuse of a young child,1 and sentence of life imprisonment in the
Institutional Division of the Texas Department of Criminal Justice. His sole appellate
issue contends that the trial court’s jury charge violated his right to a unanimous verdict
where the instructions referenced extraneous offenses that were not alleged in the
indictment. We will affirm the trial court’s judgment.
1
See TEX. PENAL CODE ANN. § 21.02(b) (West Supp. 2014).
Factual and Procedural Background2
On April 25, 2014, appellant was charged by indictment with the offense of
continuous sexual abuse of a young child. The indictment alleged that appellant
committed this offense by intentionally or knowingly inducing S.M. “to engage in sexual
conduct to wit: masturbation.”
Appellant was S.M.’s mother’s boyfriend. In 2008, when S.M. was around nine
or ten years old, appellant, S.M., and S.M.’s mother moved into a house together in
Brownfield. While living in Brownfield, appellant began making S.M. masturbate while
he watched as a condition to receive appellant’s permission to do various activities.
According to S.M., appellant made her masturbate on three or four occasions during
this period of time. After about a year and a half in Brownfield, the group moved to East
Texas. Appellant’s behavior continued while in East Texas. In 2012, appellant, S.M.,
and S.M.’s mother moved back to Brownfield. According to S.M., in total, appellant
demanded that she masturbate in front of him more than ten times while the group lived
in Brownfield. In addition, S.M. testified about a number of other inappropriate sexual
behaviors of appellant, including forcing S.M. to have vaginal and anal sex with him and
to expose herself while he took pictures of her.
At the close of evidence, the trial court held its charge conference on guilt-
innocence. Appellant objected to the jury unanimity instruction. However, appellant
acknowledges in his appellate brief that this objection was “on general constitutional
grounds.” The trial court overruled appellant’s objection. After deliberating, the jury
2
As appellant’s sole issue relates to the jury charge, only those facts relevant to that issue will be
addressed.
2
found appellant guilty of the offense of continuous sexual abuse of a young child. Upon
inquiry, the foreman of the jury confirmed that the verdict was unanimous. After hearing
punishment evidence, the jury returned a verdict sentencing appellant to life
imprisonment. The trial court entered judgment on the verdicts of the jury. It is from this
judgment that appellant appeals.
Appellant’s sole issue on appeal is that the trial court’s jury charge violated his
right to a unanimous jury where the instructions referenced extraneous offenses that
were not alleged in the indictment.
Standard of Review
When presented with a jury charge complaint, we review the charge under
Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985) (op. on reh'g) (en banc).
First, we determine whether error occurred; if error did not occur, our analysis ends.
Hailey v. State, 413 S.W.3d 457, 495 (Tex. App.—Fort Worth 2012, pet. ref’d). If we
find error, then we evaluate whether such error caused sufficient harm to compel
reversal. See Kirsch v. State, 357 S.W.3d 645, 649 (Tex. Crim. App. 2012); Ngo v.
State, 175 S.W.3d 738, 743 (Tex. Crim. App. 2005) (en banc). The degree of harm
necessary for reversal depends on whether the error was preserved. Villarreal v. State,
453 S.W.3d 429, 433 (Tex. Crim. App. 2015). Error that was properly preserved by a
timely objection will require reversal "as long as the error is not harmless." Almanza,
686 S.W.2d at 171. But, when error is not properly preserved, the error must have
resulted in egregious harm to justify reversal. Id. Under either harm standard, the
actual degree of harm must be assessed in light of the entire jury charge, the state of
3
the evidence, the arguments of counsel, and any other relevant information revealed by
the record as a whole. Id. To obtain reversal for jury-charge error, appellant must have
suffered actual harm and not merely theoretical harm. Sanchez v. State, 376 S.W.3d
767, 775 (Tex. Crim. App. 2012) (op. on reh’g).
Appellant contends that the trial court erred in its charge to the jury because it
contained a definition of “sexual conduct” that would allow the jury to convict appellant
for sexual conduct about which testimony was admitted but that was not contained
within the indictment. Assuming, without deciding, that the jury charge in this case was
erroneous,3 we conclude that it did not harm appellant to an extent that would justify
reversal.
The appropriate degree of harm necessary for reversal depends on whether the
error was preserved. See Villarreal, 453 S.W.3d at 433. The basic principle of error
preservation is that the complaining party must let the trial judge know what he wants
and why he thinks he is entitled to it in a manner clear enough for the judge to
understand and at a time when the trial court is in a position to do something about it.
Chase v. State, 448 S.W.3d 6, 11 (Tex. Crim. App. 2014); Bekendam v. State, 441
S.W.3d 295, 300 (Tex. Crim. App. 2014); see also TEX. R. APP. P. 33.1 (to preserve
error a timely objection must be made that states the grounds "with sufficient specificity
to make the trial court aware of the complaint, unless the specific grounds were
apparent from the context"). While the courts "are not hyper-technical in examination of
3
Appellant premises his contention that the trial court’s jury charge was in error on the fact that
the charge did not specifically limit the jury’s consideration of this extraneous offense evidence. However,
appellant acknowledges in his brief that he did not request a limiting instruction when the evidence was
offered or during the charge conference.
4
whether error was preserved," the point of error on appeal must comport with the
objection made at trial. Bekendam, 441 S.W.3d at 300.
At the charge conference, appellant’s objection was as follows:
As to paragraph five[,] you're instructed that Members of the Jury are not
required to agree unanimously on which specific acts of sexual abuse
were committed by the defendant.
Again, that goes back to the very heart of the objection I made prior to
trial, that the law itself, that my client is being tried on[,] specifically 21.02
of the Texas Penal Code. While it may require that all 12 jurors believe
something happened, it has to be unanimous, in my opinion, to withstand
constitution[al] scrutiny because it does not require the 12 of them to
agree on what or at least on specific dates, specific times and things of
that nature, it basically just sets up a scenario where someone can come
in and say, somebody committed a crime against me and it was this and
then that's all they have to say.
And we believe it's unconstitutional, probably an overbroad argument
more than anything.
Appellant’s objection to the jury charge was “that the law itself” “has to be
unanimous . . . to withstand constitution[al] scrutiny” because the jury is not required to
agree that the offenses occurred “on specific dates, specific times and things of that
nature . . . .” This is clearly an objection that the statute, on its face, violates
defendants’ due process rights because juries are not required to be unanimous about
which individual acts constitute the required two or more acts of sexual abuse.
However, on appeal, appellant expressly disclaims advancing a constitutional challenge
to the statute and, rather, contends that the jury charge did not limit the acts upon which
appellant could be convicted to those identified in the indictment, namely, inducing S.M.
to masturbate. While we are cautioned not to be hyper-technical in our examination of
5
whether error was preserved, we cannot conclude that appellant’s trial objection
comports with the argument he presents on appeal. See id. As such, appellant failed to
preserve the claim of error that he advances on appeal, so we must apply the
“egregious harm” standard. See Almanza, 686 S.W.2d at 171.
The entirety of the jury charge in this case reveals that appellant did not suffer
egregious harm. The application paragraph properly directed the jury only to the acts of
sexual abuse authorized by the indictment, namely, acts of inducing S.M. to masturbate,
and did not authorize conviction for other acts about which the jury heard testimony,
such as “anal rape, complete regular sexual intercourse, exposure of genitals and
breast, etc.” In determining whether the jury charge improperly expanded on the
allegations in the indictment, and in making a harm analysis, the proper focus is on the
language in the application paragraph. See Yzaguirre v. State, 394 S.W.3d 526, 530
(Tex. Crim. App. 2013). "Where the application paragraph correctly instructs the jury,
an error in the abstract instruction is not egregious." Medina v. State, 7 S.W.3d 633,
640 (Tex. Crim. App. 1999). Therefore, even if the instructions in the abstract portion of
the charge were erroneous, we cannot conclude appellant suffered egregious harm.
See Patrick v. State, 906 S.W.2d 481, 493 (Tex. Crim. App. 1995) (en banc).
Recently, arguments substantially the same as the one advanced by appellant
have been presented to the Eastland and Dallas Courts of Appeals. See Martinez v.
State, No. 11-13-00080-CR, 2015 Tex. App. LEXIS 2656, at *19-21 (Tex. App.—
Eastland Mar. 20, 2015, pet. ref’d) (mem. op., not designated for publication); Perez v.
State, No. 05-12-00377-CR, 2013 Tex. App. LEXIS 10771, at *18-21 (Tex. App.—Dallas
Aug. 26, 2013, pet. ref’d) (not designated for publication). In Martinez, appellant
6
contended that the jury charge did not limit the jury to convict appellant only for the acts
alleged in the indictment, and not for the extraneous offense regarding appellant
touching the child’s breast. Citing that the charge used substantially the same language
as the statute and that the charge made no specific reference to appellant touching the
child’s breast, the Eastland Court concluded that, even if the charge was erroneous, it
did not cause appellant egregious harm. See Martinez, 2015 Tex. App. LEXIS 2656, at
*20-21. In Perez, the appellant presented the same argument that appellant presents in
this case. However, the Court concluded that,
although the abstract portion of the charge included the full statutory
definitions of "sexual contact" and "aggravated sexual assault of a child,"
the application paragraph properly directed the jury only to the acts of
sexual abuse authorized by the indictment, and did not authorize
conviction for touching [the victim]'s breast or anal penetration. Therefore,
even if the instructions were erroneous, we cannot conclude appellant
suffered egregious harm.
Perez, 2013 Tex. App. LEXIS 10771, at *21 (citing Patrick, 906 S.W.2d at 493). We
agree with our sister courts’ analysis of this issue. We overrule appellant’s sole issue.
Conclusion
Having overruled appellant’s sole issue, we affirm the judgment of the trial court.
Mackey K. Hancock
Justice
Publish.
7