Abuelyaman v. Illinois State University , 667 F.3d 800 ( 2011 )


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  •                             In the
    United States Court of Appeals
    For the Seventh Circuit
    No. 10-2926
    E LTAYEB A BUELYAMAN,
    Plaintiff-Appellant,
    v.
    ILLINOIS S TATE U NIVERSITY,
    Defendant-Appellee.
    Appeal from the United States District Court
    for the Central District of Illinois.
    No. 07-CV-01151— Michael M. Mihm, Judge.
    A RGUED S EPTEMBER 29, 2011—D ECIDED D ECEMBER 13, 2011
    Before R IPPLE, M ANION, and S YKES, Circuit Judges.
    M ANION, Circuit Judge. Eltayeb Abuelyaman, an Arab
    Muslim, served as an associate professor at Illinois State
    University’s School of Information Technology from 2001
    to 2006. Abuelyaman ’s perform an ce record
    was consistently sub-par, and he frequently sparred
    with policy decisions made by his supervisor. In
    March 2006, Abuelyaman was informed that his
    contract would not be renewed for the 2007-2008
    school year. Abuelyaman filed suit, alleging that Illinois
    2                                                No. 10-2926
    State refused to renew his contract based on his
    race, national origin, and religion, and in retaliation for
    several claimed instances of complaining about discrimina-
    tion, all in violation of Title VII. The district court granted
    Illinois State summary judgment on Abuelyaman’s dis-
    crimination claim and one of his retaliation theories, and
    then during trial granted Illinois State judgment as a
    matter of law on another one of his retaliation theories.
    After a jury found for Illinois State on Abuelyaman’s one
    remaining retaliation theory, he appealed. Because
    we agree with the district court at every turn, we affirm.
    I. Background
    We begin in the murky world of academic ranking
    and tenure systems. Illinois State has a three-tiered profes-
    sor ranking system which, listed from the lowest rank to
    highest, is composed of assistant professors, associate
    professors, and full professors. Not surprisingly, Illinois
    State imposes increased performance standards as a
    professor ascends in rank. For example, an assistant
    professor, who is typically new to the academic arena, is
    not expected to have achieved the “regionally and nation-
    ally recognized accomplishments” (such as grant awards
    and published works) of a more experienced associate
    professor. Assistant professors are usually promoted to
    associate professors only after their fourth year of service,
    and even then such a promotion is ordinarily contingent on
    a recommendation for tenure.
    In addition to its ranking system, Illinois State faculty
    members are classified as tenured, probationary tenure-
    No. 10-2926                                                3
    track, or nontenure-track. A tenure-track professor must
    serve a six-year probationary period during which
    the professor is granted a series of one-year contracts.
    Employment beyond one year is not guaranteed;
    a professor’s contract renewal is contingent on a recom-
    mendation from the school in which the professor teaches.
    Eventually, a professor’s school must decide whether to
    grant a professor tenure; this decision must be made at
    least one year before that professor’s probationary period
    expires. To be considered for tenure, a faculty member
    must hold the rank of either associate professor or full
    professor. Moreover, tenure is “not automatic”; the profes-
    sor must maintain a level of “high quality professional
    performance” and demonstrate a compatibility with
    Illinois State’s long-term goals.
    Such competitive standards for both ranking and tenure
    call for a rigorous evaluation process. Accordingly, Illinois
    State maintains a comprehensive policy that requires
    individual schools and departments to evaluate professors
    in the three categories of teaching, scholarly productivity,
    and service. Individual schools and departments are given
    wide latitude, however, to adapt Illinois State’s policy “to
    their own unique situations.” Schools set up committees to
    complete periodic faculty evaluations as well as to make
    recommendations on merit-based raises, tenure, promo-
    tion, and reappointment.
    During Abuelyaman’s employment with the Illinois State
    School of Information Technology (“IT School”), the IT
    School’s Faculty Status Committee (“Status Committee”)
    conducted an annual review of each of the IT School’s
    professors and distributed evaluations every January. The
    4                                             No. 10-2926
    Status Committee was composed of the IT School director
    and three peer-elected professors who were elected to two-
    year terms. The Status Committee scored professors in the
    three categories mentioned above according to the follow-
    ing weighted formula: teaching comprised 50% of a profes-
    sor’s overall performance score; scholarly productivity
    comprised 40%; and service comprised the remaining 10%.
    Although this scoring system was the same for every
    professor regardless of rank or tenure status, the Status
    Committee took into account the different performance
    standards associated with a professor’s rank when assign-
    ing that professor a score.
    Abuelyaman, a Muslim of Sudanese, Yemeni, and Saudi
    Arabian descent, was hired by the IT School in Fall 2001 as
    a probationary, tenure-track associate professor. He was
    the only nontenured associate professor in the IT School.
    Abuelyaman received consistently low marks on his
    annual performance reviews. His first evaluation in
    January 2002 noted that, out of all his colleagues,
    he received the worst mark in service, tied for worst
    in teaching, and was ranked 11th of 15 in scholarly produc-
    tivity. In November 2002 Abuelyaman’s department chair
    expressed concern in a letter over “the quality and thor-
    oughness of some of [Abuelyaman’s] work.” Despite this
    warning, Abuelyaman’s next three evaluations were
    similarly poor. The Status Committee’s January 2005
    evaluation noted that Abuelyaman’s student evaluations
    were “weak,” his publication record left the Status Com-
    mittee with “unanswered questions,” and he needed to
    become more involved in service. Though his performance
    was “satisfactory” overall, the Status Committee told him
    No. 10-2926                                                    5
    that it was not enough to ensure tenure or promotion.
    Abuelyaman improved slightly in the next year; his
    January 2006 evaluation ranked him as “Meritorious” in
    the areas of both teaching and scholarly productivity and
    “Effective” in service.1 Again, however, the Status Commit-
    tee was left unimpressed by Abuelyaman’s overall perfor-
    mance. It characterized Abuelyaman’s scholarly productiv-
    ity as ”below the average for [IT School] faculty.” And
    although his teaching was “slightly above average,”
    Abuelyaman was nevertheless admonished to “work
    on im proving [his] teaching activities still
    further, . . . including the currency of [his] materials.”
    Finally, the Status Committee characterized his service as
    “low compared to other [IT School] faculty,” and encour-
    aged him “as [it] did last year, . . . to get more actively
    involved in this area.”
    Despite receiving these consistently low evaluations,
    Abuelyaman argues that he, along with others, was
    the victim of discrimination within the IT School.
    The relevant instances of alleged discriminatory conduct
    involve IT School director Dr. Terry Dennis, who
    was appointed to that position in Fall 2004. At the time Dr.
    1
    Despite these misleading labels, Abuelyaman’s January 2006
    evaluation was still sub-par. Indeed, the ranking classifications
    from which the Status Committee had to choose in assessing a
    professor’s teaching, scholarly productivity, and service were,
    in ascending order, “Acceptable,” “Effective,” “Meritorious,”
    “Excellent,” or “Outstanding.” Thus, Abuelyaman’s marks were
    the functional equivalent of two average scores and one below-
    average score.
    6                                               No. 10-2926
    Dennis was appointed, the IT School had the worst teach-
    ing evaluations in the entire College of Applied Science
    and Technology. To remedy this shortcoming, soon after he
    was appointed IT School director Dr. Dennis changed the
    faculty evaluation process by instructing the Status Com-
    mittee to accord greater weight to student evaluations.
    When Dr. Dennis announced this change in a faculty
    meeting, Abuelyaman immediately complained that
    foreign-born professors would be greatly disadvan-
    taged because students were biased against them. Several
    other professors, including Drs. Eta, Zeta, and Delta,2
    voiced their agreement with Abuelyaman. Abuelyaman
    complained to Dr. Dennis at least two more times, once in
    a Spring 2005 faculty meeting and once in a private conver-
    sation. Ultimately, these complaints fell on deaf ears and
    student evaluations were accorded more weight by the
    Status Committee when it conducted annual evaluations.
    Additionally, Abuelyaman participated in the investiga-
    tion of two complaints filed with the Diversity Office. One
    complaint was filed by Dr. Zeta on January 17, 2006, after
    Dr. Dennis had informed Dr. Zeta approximately two
    months earlier that the Status Committee had voted not to
    reappoint him for the next school year. In his complaint,
    Dr. Zeta alleged that the Status Committee had discrimi-
    nated against him in part because he twice supported
    2
    In an unopposed motion dated September 26, 2011, Illinois
    State requested that all documents that had been placed under
    seal by the district court remain under seal on appeal. We
    granted that motion. The parties subsequently redacted their
    briefs, using pseudonyms for certain faculty members.
    No. 10-2926                                                 7
    Abuelyaman’s complaints during faculty meetings that
    foreign-born professors were not fairly evaluated by
    students. Abuelyaman backed Dr. Zeta, and even voiced
    his concerns to Illinois State president Dr. Bowman that Dr.
    Zeta was the victim of discrimination.3 Abuelyaman also
    participated in an interview on February 21, 2006, as part
    of the Diversity Office’s investigation into Dr. Zeta’s
    complaint. During that interview, Abuelyaman confirmed
    Dr. Zeta’s support for Abuelyaman’s complaints about
    student evaluations, elaborated on why he believed those
    evaluations were unfair to foreign-born professors,
    and described an overarching “culture of unfairness” that
    plagued the IT School. The Diversity Office
    also interviewed Dr. Dennis (who, as IT School director,
    was a member of the Status Committee that had voted not
    to reappoint Dr. Zeta) and two other IT School professors.
    Ultimately, the Diversity Office found that Dr. Zeta was
    terminated based on a failure to improve his teaching
    performance and not because of his race or national origin.
    3
    Abuelyaman initially contended that he complained to two
    individuals about his belief that Dr. Zeta was discriminated
    against: Dr. Bowman and Dean Lamberson. But Abuelyaman
    was apparently fuzzy on certain details, including the precise
    name of the dean to whom he complained. As the district court
    observed, there was no “Dean Lamberson” at Illinois State, and
    even two weeks before trial Abuelyaman could not name the
    dean to whom he had allegedly complained. As a result,
    Abuelyaman omits any mention of Dean Lamberson from his
    brief; thus, we will disregard him in this opinion.
    8                                                 No. 10-2926
    The other complaint was filed by Dr. Delta in Fall
    2005 and cited undue influence by Dr. Dennis in an
    IT School search committee’s (“Search Committee”) efforts
    to locate a new telecommunications professor for the IT
    School. Dr. Delta complained that after the Search Commit-
    tee had chosen a professor to recommend for appointment,
    Dr. Dennis asserted his authority as director of the IT
    School and pushed Search Committee members to recom-
    mend a different candidate. Abuelyaman, who was a
    member of the Search Committee, not only participated in
    the Diversity Office’s subsequent investigation, but also
    complained to Dr. Dennis in person about the latter’s
    improper influence over relatively junior Search Commit-
    tee members.
    Things came to a head on March 20, 2006. That
    day, Abuelyaman told Dr. Dennis that he had participated
    in the Diversity Office’s investigation of Dr. Delta’s
    complaint concerning Dr. Dennis’s involvement with the
    Search Committee.4 Although Abuelyaman emphasized
    that he had not been the one to file the complaint itself, Dr.
    Dennis apparently became visibly angry. Within ten
    minutes of this conversation, Dr. Dennis informed
    Abuelyaman that the Status Committee had voted not to
    reappoint him to his position as an associate professor past
    May 2007. Abuelyaman also received a letter dated March
    4
    In his brief, Dr. Dennis admits that “[s]omeone from the
    [Diversity] Office talked to [him] about a complaint concerning
    his participation in the Search Committee, ‘likely’ before March
    16”; however, he did not know who had filed the complaint
    or who had participated in the subsequent investigation.
    No. 10-2926                                                 9
    16, 2006, that memorialized his non-reappointment.
    Abuelyaman finished the 2006 school year and
    even returned the following fall, but he quit after two
    weeks and accepted a position at Prince Sultan University
    in Saudi Arabia.
    In September 2006, Abuelyaman filed a complaint with
    the Equal Employment Opportunity Commission, alleging
    that he had not been reappointed because Illinois State had
    discriminated against him on the basis of his race, religion,
    and national origin. After receiving a right-to-sue letter,
    Abuelyaman filed suit in the U.S. District Court for the
    Central District of Illinois. Abuelyaman alleged that Illinois
    State had violated Title VII of the Civil Rights Act of 1964,
    
    42 U.S.C. § 2000
     et seq., by discriminating against him and
    by retaliating against him because: (1) he had complained
    that using student evaluations to assess professors was
    unfair to foreign-born faculty members; (2) he had com-
    plained to Dr. Bowman that Dr. Zeta was the victim of
    discrimination; and (3) he had participated in Dr. Delta’s
    complaint investigation. Illinois State filed a motion for
    summary judgment, and the district court granted that
    motion on Abuelyaman’s discrimination claim and one of
    his retaliation theories, namely, his complaint to Dr.
    Bowman that Dr. Zeta was the victim of discrimination.
    In opposing summary judgment, Abuelyaman also at-
    tempted to present a fourth scenario to support
    his retaliation claim; specifically, he argued that the Status
    Committee did not renew his contract because he had
    participated in the Diversity Office’s investigation of Dr.
    Zeta’s complaint against the Status Committee. The district
    court summarily rejected this new retaliation theory
    10                                               No. 10-2926
    because Abuelyaman did not disclose this theory during
    discovery and because there was no evidence that the
    Status Committee in fact knew that Abuelyaman had
    participated in that investigation.
    As the case proceeded to trial, Illinois State filed two
    motions in limine seeking to preclude Abuelyaman
    from introducing certain pieces of evidence at trial.
    The court granted the motions in part, barring, among
    other things, several IT School professors’ salary
    and performance data, the Diversity Office’s investigation
    report on Dr. Zeta’s discrimination complaint, and several
    documents relating to Dr. Delta’s complaint about Dr.
    Dennis’s involvement with the Search Committee. The
    court noted, however, that Abuelyaman would be allowed
    to question Dr. Dennis and Status Committee members
    about whether they knew of his participation in the
    Diversity Office’s investigation into Dr. Delta’s complaint
    at the time they made their decision not to reappoint
    Abuelyaman. Finally, two weeks before trial the court held
    a telephone conference to assess again whether
    Abuelyaman had any evidence that the Status Committee
    knew of Abuelyaman’s complaint to Dr. Bowman concern-
    ing alleged discrimination against Dr. Zeta. Finding
    that Abuelyaman did not have any such evidence, the
    district court precluded any evidence concerning Dr. Zeta’s
    discrimination claim or Abuelyaman’s participation in the
    resulting Diversity Office investigation.
    At this point, the case was ready for trial on the two
    surviving retaliation theories: (1) Abuelyaman’s argument
    that Illinois State had retaliated against him for his partici-
    No. 10-2926                                                11
    pation in Dr. Delta’s complaint investigation; and (2)
    Abuelyaman’s argument that Illinois State had retaliated
    against him for complaining that giving student evalua-
    tions greater weight prejudiced foreign-born faculty
    members. After Abuelyaman had presented all of his
    evidence at trial, Illinois State moved for a judgment as a
    matter of law on both theories. The district court granted
    the motion on Abuelyaman’s theory that he was retaliated
    against because he had participated in Dr. Delta’s com-
    plaint investigation because Abuelyaman had failed to
    establish that he had engaged in a statutorily protected
    activity. But the court denied the motion on Abuelyaman’s
    student-evaluation theory, which was then considered by
    the jury. The jury returned a verdict in favor of Illinois
    State. Abuelyaman appeals.
    II. Notice of Appeal
    We briefly discuss Illinois State’s significant contention
    that the district court erred in granting Abuelyaman an
    extension of time to file a notice of appeal. On the eve
    of oral argument, Illinois State filed supplemental briefing
    in which it insisted that the district court erred in granting
    Abuelyaman’s motion to extend the time to file a notice of
    appeal. Specifically, Illinois State argued that
    Abuelyaman’s explanation for his late filing did not satisfy
    Federal Rule of Appellate Procedure 4(a)(5)(A)’s “excus-
    able neglect” standard as construed by this court in
    Prizevoits v. Indiana Bell Telephone Co., 
    76 F.3d 132
    , 133-34
    (7th Cir. 1996). We review a district court’s decision to
    grant a motion to extend time to file a notice of appeal for
    12                                                 No. 10-2926
    abuse of discretion. United States v. Brown, 
    133 F.3d 993
    , 996
    (7th Cir. 1998).
    Federal Rule of Appellate Procedure 4(a) requires a party
    to file a notice of appeal “within 30 days after the judgment
    or order appealed from is entered.” Fed. R. App. P.
    4(a)(1)(A). A party may move for an extension of time to
    file a notice of appeal provided (1) such a motion is made
    within 30 days after the original deadline has passed, and
    (2) if filed within 30 days after the prescribed time the
    moving party demonstrates “excusable neglect or good
    cause” for failing to file the notice on time. Fed. R. App. P.
    4(a)(5). We are concerned here only with the district court’s
    holding that Abuelyaman’s attorney demonstrated the
    requisite excusable neglect to allow for an extension of
    time.
    Illinois State is correct to point out that “excusable
    neglect” is far from a toothless standard. Indeed, “[a]n
    unaccountable lapse is not excusable neglect. . . . The term
    ‘excusable neglect’ . . . refers to the missing of a deadline as
    a result of such things as misrepresentations by judicial
    officers, lost mail, and plausible misinterpretations of
    ambiguous rules.” Prizevoits, 
    76 F.3d at
    133-34 (citing
    Lorenzen v. Employees Retirement Plan, 
    896 F.2d 228
    , 232-34
    (7th Cir. 1990); Redfield v. Cont’l Cas. Corp., 
    818 F.2d 596
    , 602
    (7th Cir. 1987)). But the “excusable neglect” standard is not
    a merciless one, either. At bottom, “[t]he test as to what
    constitutes excusable neglect is an ‘equitable one, taking
    account of all relevant circumstances surrounding the
    party’s omission.’ ” Brown, 
    133 F.3d at 996
     (quoting Pioneer
    Inv. Servs. Co. v. Brunswick Assocs., Inc., 
    507 U.S. 380
    ,
    No. 10-2926                                               13
    395 (1993)). Thus, “the standard is a balancing test, mean-
    ing that a delay might be excused even where the reasons
    for the delay are not particularly compelling.” Id. at 997.
    Analysis of the circumstances surrounding a motion for an
    extension of time to file an appeal involves the consider-
    ation of several factors, the most important of which are
    the degree to which the appellee is prejudiced and the
    good faith of the appellant. Id. at 996 (citing Pioneer, 
    507 U.S. at 398
    ).
    In this case, Abuelyaman’s attorney purported to file and
    serve the notice of appeal electronically one day before the
    filing deadline. Unfortunately, something went awry and
    none of the documents was properly filed. Counsel averred
    that not only had she attempted to file and serve the notice
    electronically, but also that she had provided the clerk’s
    office with her credit card information to process the filing
    fee payment and that she mailed a copy of the notice
    of appeal to her co-counsel. Six days after the filing dead-
    line, counsel realized that the documents had not been
    filed and promptly filed a motion to extend the time for
    filing the notice of appeal. Given these facts, the district
    court did not abuse its discretion in finding that counsel
    acted in good faith when she attempted to file the notice of
    appeal. True, counsel’s suspicions should have been
    aroused when she failed to receive a standard electronic
    confirmation; however, it seems quite clear that counsel
    believed that she had fully complied with the filing
    requirements, especially when she concomitantly at-
    tempted to pay the filing fee. Moreover, Illinois State can
    hardly claim prejudice when the motion to extend time
    was filed only six days after the deadline and when it did
    14                                               No. 10-2926
    not even bother to respond to that motion. Under these
    circumstances, there was no abuse of discretion and this
    case is properly before us.
    III. Title VII Claims
    We turn then to the substance of Abuelyaman’s appeal.
    On appeal, Abuelyaman argues that the district court erred
    in granting Illinois State summary judgment on
    his discrimination claim and one of his theories of retalia-
    tion. He also challenges the court’s grant of judgment as a
    matter of law on his second retaliation theory.
    We review the district court’s granting of summary
    judgment de novo. Int’l Union v. ZF Boge Elastmetall
    LLC, 
    649 F.3d 641
    , 646 (7th Cir. 2011). In considering
    the district court’s granting of summary judgment,
    we construe all facts and draw all inferences in favor of the
    nonmoving party, 
    id.,
     and will affirm if “the movant shows
    that there is no genuine dispute as to any material fact and
    the movant is entitled to judgment as a matter of law.” Fed.
    R. Civ. P. 56(a). Likewise, we review de novo the district
    court’s granting of Illinois State’s Rule 50 motion for
    judgment as a matter of law at trial on Abuelyaman’s
    theory that he was retaliated against because he had
    participated in Dr. Delta’s complaint investigation. Waters
    v. City of Chicago, 
    580 F.3d 575
    , 580 (7th Cir. 2009) (citation
    omitted). “We will uphold a trial court’s grant of judgment
    as a matter of law only if, after viewing all the evidence,
    no reasonable jury could have found for [Abuelyaman] on
    each essential element of [his] claim.” Harper v. Albert, 
    400 F.3d 1052
    , 1061 (7th Cir. 2005) (citation omitted).
    No. 10-2926                                                15
    Title VII prohibits discrimination in employment on the
    basis of race, national origin, and religion, among other
    categories. See 42 U.S.C. § 2000e-2(a); Kyles v. J.K. Guardian
    Sec. Servs., Inc., 
    222 F.3d 289
    , 303 (7th Cir. 2000). It also
    prohibits retaliation against those who oppose discrimina-
    tory conduct. 42 U.S.C. § 2000e-3(a); Fine v. Ryan Int’l
    Airlines, 
    305 F.3d 746
    , 751 (7th Cir. 2002). Both discrimina-
    tion and retaliation claims may be established using either
    the “direct” or “indirect” methods of proof. See Atanus v.
    Perry, 
    520 F.3d 662
    , 671, 677 (7th Cir. 2008). Here, the
    parties proceed under the direct method, and we will limit
    our analysis to that method.
    The direct method, as we have noted before, is mislead-
    ing because it “tends to imply that an employee only may
    proceed . . . with ‘direct evidence.’ ” 
    Id.
     at 671
    (citing Sylvester v. SOS Children’s Villages Illinois, Inc.,
    
    453 F.3d 900
    , 902-03 (7th Cir. 2006)). The standard
    is broader than that. Although the direct method of proof
    may certainly include direct evidence that comes in the
    form of “near-admissions by the employer that its deci-
    sions were based on a proscribed criterion,” such proof
    “also includes circumstantial evidence [that] suggests
    discrimination albeit through a longer chain of inferences.”
    Luks v. Baxter Healthcare Corp., 
    467 F.3d 1049
    , 1052 (7th Cir.
    2006) (citations omitted). Thus, “[t]he focus of the direct
    method is not whether the evidence offered is ‘direct’ or
    ‘circumstantial’ but rather whether the evidence ‘points
    directly’ to a discriminatory reason for an employer’s
    action.” Atanus, 
    520 F.3d at 671
     (quoting Burks v. Wis. Dep’t
    of Transp., 
    464 F.3d 744
    , 750 n.3 (7th Cir. 2006)).
    16                                               No. 10-2926
    A. Discrimination Claim
    We first address Abuelyaman’s contention that the
    district court erred in granting summary judgment on his
    discrimination claim. Lacking direct evidence, Abuelyaman
    attempted to prove his discrimination claim by weaving
    together a “convincing mosaic” of circumstantial evidence
    that would allow a reasonable fact finder to infer that his
    contract was not renewed because of his race, national
    origin, or religion. Troupe v. May Dep’t Stores Co., 
    20 F.3d 734
    , 737 (7th Cir. 1994). We have described three categories
    of circumstantial evidence that may be used to prove
    intentional discrimination: (1) “suspicious timing” of the
    adverse action against the plaintiff, “ambiguous state-
    ments” made by the employer, an employer’s conduct
    toward other employees in the same protected group as
    the plaintiff, and “other bits and pieces” of evidence “from
    which an inference of discriminatory intent might be
    drawn”; (2) evidence that employees who are outside the
    plaintiff’s protected group but who are otherwise “simi-
    larly situated” to the plaintiff “received systematically
    better treatment”; and (3) evidence that a qualified plaintiff
    was replaced by or was passed over for a position in favor
    of an individual who was not in the plaintiff’s protected
    group and that the employer’s stated reason for
    not choosing the plaintiff was merely pretextual.
    Rudin v. Lincoln Land Cmty. College, 
    420 F.3d 712
    , 720-
    21 (7th Cir. 2005) (citation omitted).
    Abuelyaman’s claim on appeal that he presented suffi-
    cient direct evidence of discrimination focuses on the first
    two categories listed above. Specifically, he argues that the
    No. 10-2926                                                      17
    district court erred in discounting at summary judgment,
    and refusing to admit at trial, comparative evidence of
    other IT School professors’ performance records and salary
    data, witness accounts alleging discriminatory treatment of
    other professors, and other evidence that could lead a
    rational fact finder to conclude that a discriminatory
    atmosphere existed in the IT School.5
    1. Similarly Situated
    In an attempt to create a convincing mosaic of circum-
    stantial evidence to support his discrimination claim,
    Abuelyaman first contends that similarly situated profes-
    5
    Abuelyaman also argues in a conclusory fashion that the
    comparative evidence rejected by the district court was relevant
    not only to his discrimination claim (which was rejected at
    summary judgment), but also to the causal connection element
    of his retaliation claim at trial. This is incorrect on its face. As
    outlined below, a retaliation claim requires (1) that the plaintiff
    engage in a protected activity, (2) that the plaintiff incur some
    adverse employment action, and (3) a causal connection between
    the two. Jones v. Res-Care, Inc., 
    613 F.3d 665
    , 671 (7th Cir. 2010)
    (citation omitted). None of the evidence recounted in this section
    involves a protected activity, which requires lodging some form
    of complaint alleging discriminatory conduct on the part of the
    employer, see Casna v. City of Loves Park, 
    574 F.3d 420
    , 427 (7th
    Cir. 2009), and thus the district court did not abuse its discretion
    by excluding such evidence from trial. Because we need say
    nothing further about this evidence as it applies to
    Abuelyaman’s retaliation claims, we limit our discussion to his
    discrimination claim only.
    18                                               No. 10-2926
    sors outside his protected group were treated better than
    he was, and thus that the district court should have
    considered evidence of those professors’ performance
    records. At the outset, we acknowledge that our similarly
    situated analysis “should not be applied mechanically or
    inflexibly.” Hull v. Stoughton Trailers, LLC, 
    445 F.3d 949
    , 952
    (7th Cir. 2006). Yet Abuelyaman still must demonstrate that
    his purported comparators are “directly comparable to
    [him] in all material respects.” Patterson v. Avery Dennison
    Corp., 
    281 F.3d 676
    , 680 (7th Cir. 2002) (citations omitted).
    Although the specific factors we consider in determining
    the comparability of employees will vary on a case-by-case
    basis, factors that we have found especially helpful include
    whether the employees “(i) held the same job description,
    (ii) were subject to the same standards, (iii) were subordi-
    nate to the same supervisor, and (iv) had comparable
    experience, education, and other qualifications—provided
    the employer considered these latter factors in making the
    personnel decision.” Ajayi v. Aramark Bus. Servs., Inc.,
    
    336 F.3d 520
    , 532 (7th Cir. 2003) (citing Patterson, 
    281 F.3d at 680
    ).
    Abuelyaman argues that, in performing the similarly
    situated analysis, we should disregard the titular differ-
    ences between assistant, associate, and full professors,
    as well as the differences between tenured and non-
    tenured professors. Indeed, Abuelyaman contends
    that because Illinois State uses the same criteria
    for evaluating all professors, and a single supervisory
    entity—the Status Committee—performs evaluations for
    every professor, the foregoing distinctions do not matter.
    But that argument is meritless. The Illinois State employ-
    No. 10-2926                                                19
    ment policy handbook recognizes that higher-ranking
    professors (e.g., associate professors versus assistant
    professors) should perform at higher levels than lower-
    ranking professors. The Status Committee apparently took
    these common-sense distinctions into account when
    evaluating professors of different ranks, which was a
    discretionary function that it was accorded by Illinois
    State’s decentralized evaluation process. Thus, despite the
    use of uniform evaluation criteria, distinctions between
    ranking levels matter significantly because those distinc-
    tions show that professors of different ranks are not
    evaluated under the same standards, and that such profes-
    sors most likely do not have comparable experience,
    education, and other qualifications. Moreover, tenured
    faculty enjoy significantly greater “[f]reedom and economic
    security” than their nontenured counterparts. Thus, as we
    have stated before, tenured professors are simply not
    subject to the same stringent standards as nontenured
    professors and therefore cannot serve as comparators. See
    Keri v. Bd. of Trustees, 
    458 F.3d 620
    , 644-45 (7th Cir. 2006).
    With these crucial distinctions in mind, we reiterate that
    Abuelyaman was the only nontenured associate professor
    in the IT School during his six-year period of employment.
    We believe that the district court could have disposed of
    the similarly situated issue based on this fact alone. Indeed,
    as the court aptly stated, “[i]f it were as Abuelyaman
    suggests, it would be pointless to have differing ranks and
    tenure.”
    But the district court went further, comparing Illinois
    State’s treatment of nontenured professors of different
    20                                             No. 10-2926
    ranks who, like Abuelyaman, received poor performance
    evaluations. The court found that Abuelyaman could
    not demonstrate that he was treated differently than such
    professors. We agree with this conclusion. It is undisputed
    that Abuelyaman consistently received below-average to
    average marks on his evaluations. Yet three nontenured
    assistant professors—Drs. Xi, Zeta, and Iota—who were
    given similarly poor performance evaluations during the
    same time period as Abuelyaman were likewise not
    reappointed. Another assistant professor, Dr. Theta,
    received a poor performance evaluation in January 2005.
    Dr. Theta’s evaluation was poor enough to warrant an
    explicit warning from Dr. Dennis that if he did not improve
    his teaching skills, he would not be reappointed the
    following year. Dr. Theta’s teaching apparently did
    improve—dramatically—by 2006 as evidenced by his
    creation of a new series of courses and his securing a grant
    for Illinois State. Abuelyaman showed no such improve-
    ment, and (perhaps predictably) was not reappointed.
    Abuelyaman thus failed to demonstrate that he was treated
    differently from those professors outside his protected
    class who were similarly situated to him with respect to
    performance. Accordingly, there is no direct evidence
    that Abuelyaman was treated differently than similarly
    situated individuals outside his protected class.
    2. Other Circumstantial Evidence
    Abuelyaman next contends that there are “ambiguous
    statements” attributable to Illinois State and other “bits
    and pieces” of circumstantial evidence “from which an
    No. 10-2926                                                 21
    inference of discriminatory intent might be drawn.” Rudin,
    
    420 F.3d at 720-21
    . Specifically, Abuelyaman argues that
    the following is sufficient circumstantial evidence to
    preclude summary judgment: Dr. Nu’s affidavit in which
    he stated that members of the IT School—specifically Dr.
    Beta, a member of the 2006 Status Committee—were biased
    against Middle Eastern males; Dr. Beta’s alleged discrimi-
    natory evaluation of a Middle Eastern applicant; Dr.
    Gamma’s expression of frustration with a Middle Eastern
    professor’s (not Abuelyaman) inability to attend meetings
    on Muslim days of worship; the alleged discriminatory
    manner in which the IT School evaluated Abuelyaman’s
    teaching skills; and the non-renewal of Abuelyaman’s
    contract despite an improved performance evaluation.
    We first address Dr. Nu’s affidavit. This piece
    of evidence is largely bereft of specific allegations
    of discrimination; indeed, much of Dr. Nu’s affidavit
    is spent recounting other professors’ wholly conclusory
    beliefs that they had been discriminated against. But “[i]t is
    well settled that conclusory allegations and self-serving
    affidavits, without support in the record, do not create a
    triable issue of fact.” Hall v. Bodine Elec. Co., 
    276 F.3d 345
    ,
    354 (7th Cir. 2002) (citation omitted). Therefore, the
    conclusory attestations are insufficient to create an infer-
    ence of discrimination.
    There is, though, one marginally specific allegation
    of discriminatory conduct identified in Dr. Nu’s affida-
    vit—Dr. Nu’s contention that “Dr. [Beta] sometimes
    accentuated perceived weaknesses of [foreign-born faculty
    of color whom] she did not prefer and accentuated the
    22                                              No. 10-2926
    perceived strengths of those she liked.” This allegation is
    supported by Dr. Beta’s evaluation of a Muslim, foreign-
    born faculty candidate, in which Dr. Beta noted that the
    candidate was difficult to hear and understand. But Dr.
    Beta apparently qualified that evaluation by stating that
    the faculty candidate could likely remedy any communica-
    tion deficiency by speaking up in the classroom. At most,
    though, Dr. Beta’s remark counts as an “ambiguous
    statement,” but even then Abuelyaman still bears the
    burden of showing that such evidence “point[s] directly to
    a discriminatory reason for the employer’s action.” Adams
    v. Wal-Mart Stores, Inc., 
    324 F.3d 935
    , 939 (7th Cir. 2003).
    It would take a Herculean leap in logic to construe Dr.
    Beta’s benign remark about communication—immediately
    tempered by an acknowledgment that Dr. Beta’s concerns
    might be easily assuaged once the candidate spoke up in
    the classroom—as containing some sort of racial animus.
    Absent any other specific allegations, which neither Dr. Nu
    nor Abuelyaman provide, this evidence cannot create a
    triable issue of fact on Abuelyaman’s discrimination claim.
    Next, Abuelyaman contends that Dr. Gamma’s frustra-
    tion with a Middle Eastern professor’s (Dr. Delta) inability
    to attend meetings on Muslim days of worship is evidence
    of discriminatory animus. But in making this argument,
    Abuelyaman reads Dr. Gamma’s statement out of context.
    What Dr. Gamma averred, in full, is that
    Dr. Delta was unavailable nearly every Friday and
    Monday, since he traveled to see his family in Kansas
    City, Missouri. In addition, I was directed that I could
    not organize meetings on Fridays in recognition of Dr.
    No. 10-2926                                               23
    Delta’s prayer day. Dr. Delta’s consistent absences
    made scheduling meetings very difficult and often
    frustrating.
    Taken as a whole there is nothing overtly discriminatory
    about this statement. Dr. Gamma’s reflection on Dr. Delta’s
    unavailability on Muslim prayer days is merely one part of
    an overarching concern about Dr. Delta’s limited availabil-
    ity. This evidence thus does not create a genuine issue of
    material fact.
    The last two pieces of evidence relate to Abuelyaman’s
    annual evaluations: namely, the alleged discriminatory
    manner in which the IT School evaluated him, and the non-
    renewal of Abuelyaman’s contract despite an improved
    performance evaluation. Neither piece of evidence, though,
    is sufficient to create a reasonable inference of discrimina-
    tion. First, Abuelyaman’s complaint about using student
    assessments in professors’ evaluations does not show a
    discriminatory animus because every professor in the IT
    School was subjected to the same evaluation requirements,
    and at least one foreign-born faculty member of color
    performed well in the student assessment area.
    Second, although Abuelyaman was fired despite his 2006
    performance evaluation that marked a slight improvement
    over previous years, his previous five years of performance
    reviews were well below average. We have consistently
    held that an employee “ ’may create a triable issue of fact
    by specifically refuting facts that allegedly support the
    employer’s claim of performance deficiencies.’ ” Burks, 
    464 F.3d at
    752 n.6 (quoting Dey v. Colt Const. & Dev. Co., 
    28 F.3d 1446
    , 1460 (7th Cir. 1994)). Merely citing a marginal
    24                                               No. 10-2926
    improvement on a less-than-mediocre record is not enough
    to create a genuine issue of material fact—particularly
    when, as we noted above, professors with similarly poor
    records were also terminated. Thus, this evidence also does
    not create a genuine issue of material fact on Abuelyaman’s
    discrimination claim. Because Abuelyaman is unable to
    produce any evidence that would create a triable issue of
    fact, the district court correctly granted summary judgment
    on his discrimination claim.
    B. Retaliation Claim
    We now turn to Abuelyaman’s retaliation
    claim. Abuelyaman also sought to prove retaliation under
    the direct method, again relying solely on circumstantial
    evidence. To establish retaliation under the direct method,
    Abuelyaman was required to show “(1) that [he] engaged
    in a statutorily protected activity, (2) that [he] suffered an
    adverse action taken by [his] employer, and (3) a causal
    connection between the two.” Jones, 
    613 F.3d at 671
     (7th
    Cir. 2010) (citing Andonissamy v. Hewlett-Packard Co., 
    547 F.3d 841
    , 850 (7th Cir. 2008)). Here, the parties dispute only
    whether Abuelyaman engaged in protected activity and
    whether he has established a sufficient causal nexus
    between that activity and the adverse employment action
    he suffered; the parties agree that the adverse employment
    requirement was satisfied by the non-renewal of
    Abuelyaman’s contract.
    As we noted earlier, Abuelyaman advanced three
    arguments in support of his retaliation claim: specifically,
    that Illinois State did not reappoint him because: (1) he had
    No. 10-2926                                               25
    complained that using student evaluations to assess
    professors was unfair to foreign-born faculty members; (2)
    he had complained to Dr. Bowman that Dr. Zeta was the
    victim of discrimination; and (3) he had participated in Dr.
    Delta’s complaint investigation. On appeal, Abuelyaman
    challenges the district court’s rulings on (2) and (3) only.
    We address each argument below.
    1. Dr. Zeta Complaint
    On appeal, Abuelyaman contends that Illinois State
    retaliated against him because of his participation in
    the Diversity Office’s investigation of Dr. Zeta’s discrimi-
    nation complaint. The district court granted Illinois
    State summary judgment on this theory of retaliation
    because Abuelyaman did not present it earlier in the case.
    Indeed, up to the point of summary judgment
    A bu elyam an’s sole argum ent regarding Dr.
    Zeta’s termination was that Abuelyaman had complained
    to Dr. Bowman that Dr. Zeta was the victim
    of discrimination. Abuelyaman argues that before sum-
    mary judgment he did advance the argument that Illinois
    State retaliated against him because he participated in the
    Diversity Office’s investigation of Dr. Zeta’s discrimination
    complaint. Therefore, he argues, the district court should
    have considered this theory at summary judgment. Con-
    trary to Abuelyaman’s position, though, the record is
    entirely devoid of any mention of this argument before the
    summary judgment stage of the proceedings. It is well
    settled that a plaintiff may not advance a new argument in
    response to a summary judgment motion. Andree v. Ashland
    26                                             No. 10-2926
    Cnty., 
    818 F.2d 1306
    , 1314 n.11 (7th Cir. 1987). Therefore,
    the district court did not err in refusing to consider
    Abuelyaman’s argument at summary judgment, and in
    granting Illinois State summary judgment on that theory of
    retaliation.
    Moreover, even if Abuelyaman had properly presented
    this argument, summary judgment would nonetheless still
    be appropriate because Abuelyaman never alleged specific
    facts that would have allowed for a reasonable inference
    that Status Committee members knew of his participation
    in Dr. Zeta’s complaint investigation at the time they voted
    not to reappoint Abuelyaman. See Maarouf v. Walker Mfg.
    Co., 
    210 F.3d 750
    , 755 (7th Cir. 2000) (“The critical
    issue . . . is whether the person who made the decision to
    terminate his employment was aware of the discrimination
    allegations at the time, because absent such knowledge
    [the plaintiff] lacks a causal link between the termination
    and the complaint of discrimination” (citing Dey, 
    28 F.3d at 1458
    )). In other words, Abuelyaman failed to put forth
    sufficient evidence to allow for a reasonable inference that
    his participation in the investigation of Dr. Zeta’s com-
    plaint caused his non-reappointment. Therefore, even had
    this argument been properly before the district court,
    Abuelyaman could not avoid summary judgment.
    2. Dr. Delta Complaint
    Abuelyaman next challenges the district court’s decision
    to grant judgment as a matter of law on his argument that
    he was retaliated against because he participated in Dr.
    Delta’s complaint investigation. That complaint, filed in
    No. 10-2926                                                27
    Fall 2005, cited undue influence by Dr. Dennis in a Search
    Committee’s efforts to locate a new professor for the IT
    School. The parties’ chief dispute is whether Abuelyaman’s
    participation in Dr. Delta’s complaint investigation consti-
    tuted a statutorily protected activity. Noticeably absent
    from Dr. Delta’s complaint is any reference to discrimina-
    tion on the part of Dr. Dennis. This is a serious deficiency;
    to be classified as a statutorily protected activity
    the complaint needs “to at least say something to indicate
    [discrimination] is at issue.” Miller v. Am. Family Mut. Ins.
    Co., 
    203 F.3d 997
    , 1008 (7th Cir. 2000). But there is nothing
    at all in Dr. Delta’s complaint to indicate that a charge of
    illegal discrimination was being leveled against Dr. Dennis.
    In an attempt to remedy this shortcoming, Abuelyaman
    contends that the reason Dr. Delta filed the complaint was
    because after the Search Committee had decided to recom-
    mend a Middle Eastern applicant, Dr. Dennis pushed a
    Caucasian candidate to the front of the list. Further,
    Abuelyaman claims that a jury could reasonably infer that
    a complaint filed with an office for “Diversity and Affirma-
    tive Action” discussed impermissible discrimination. But
    that is not what the law says. We must look to all of the
    circumstances surrounding the complaint and ask whether
    Abuelyaman has produced “ ’evidence from which it could
    be reasonably inferred that [Illinois State] more likely than
    not knew [he] was concerned about [illegal] discrimina-
    tion.’ ” 
    Id. at 1008
     (quoting Senner v. Northcentral Technical
    Coll., 
    113 F.3d 750
    , 758 (7th Cir. 1997)). Abuelyaman
    may not “simply speculate[] as to what [his] supervisors
    knew”; rather, he must set forth tangible evidence
    that indicates Illinois State knew he was participating in a
    28                                                    No. 10-2926
    complaint that concerned illegal discrimination. 
    Id.
     at 1008
    n.9.
    In this case the evidence only reflects Dr. Dennis’s undue
    influence exercised over the Search Committee—it does not
    allege any illegal discriminatory conduct. Indeed,
    Abuelyaman himself testified at trial that he did not recall
    mentioning race or nationality to the Diversity Office. Dr.
    Delta likewise testified that he complained only about Dr.
    Dennis’s excessive interference with the Search Committee,
    that voting procedures were not followed, and that the
    candidate who was selected was not qualified. Moreover,
    the Diversity Office settled on a course of action that
    indicates its investigation did not focus on any discrimina-
    tory conduct: it elected to merely control the Search Com-
    mittee’s voting procedure. There is no indication that any
    action was taken to address a concern of illegal discrimina-
    tion within the Search Committee itself. Without
    more, Abuelyaman’s argument that he engaged in
    a statutorily protected activity by participating in
    Dr. Delta’s complaint investigation necessarily fails.
    Accordingly, the district court did not err in granting
    judgment as a matter of law on this argument.6
    6
    Abuelyaman also argues that it was only minutes after he
    informed Dr. Dennis of his participation in the Diversity Office’s
    investigation that Dr. Dennis notified him that he would not be
    reappointed. He argues that a jury, therefore, could reasonably
    infer that Abuelyaman’s non-renewal was based on his partici-
    pation in a protected activity. See Dey, 
    28 F.3d at 1458
     (citations
    omitted) (“Generally, a plaintiff may establish . . . a [causal] link
    (continued...)
    No. 10-2926                                                29
    IV. Conclusion
    Abuelyaman did not present sufficient direct or circum-
    stantial evidence of discriminatory animus, and therefore
    the district court properly granted Illinois State summary
    judgment on Abuelyaman’s discrimination claim.
    Abuelyaman’s retaliation claim also fails because he did
    not present in a timely manner the theory that he was
    retaliated against because he participated in Dr. Zeta’s
    complaint investigation, and because his other retaliation
    theory is premised on a complaint that does not constitute
    a statutorily protected activity. Accordingly, the district
    court properly granted Illinois State summary judgment on
    the former retaliation theory, and judgment as a matter of
    law at trial on the latter retaliation theory. For these
    reasons, we A FFIRM .
    6
    (...continued)
    through evidence that the discharge took place on the heels of
    protected activity.”) Yet Abuelyaman’s suspicious-timing
    argument is only availing if he engaged in a statutorily pro-
    tected activity—he did not, and therefore we need not address
    that argument further.
    12-13-11
    

Document Info

Docket Number: 10-2926

Citation Numbers: 667 F.3d 800

Judges: Manion, Ripple, Sykes

Filed Date: 12/13/2011

Precedential Status: Precedential

Modified Date: 8/5/2023

Authorities (29)

Kyra Kyles and Lolita Pierce v. J.K. Guardian Security ... , 222 F.3d 289 ( 2000 )

Pamela J. Burks v. Wisconsin Department of Transportation, ... , 464 F.3d 744 ( 2006 )

Anne Dey v. Colt Construction & Development Company , 28 F.3d 1446 ( 1994 )

International Union v. ZF BOGE ELASTMETALL LLC , 649 F.3d 641 ( 2011 )

Andonissamy v. Hewlett-Packard Co. , 547 F.3d 841 ( 2008 )

Atanus v. Perry , 520 F.3d 662 ( 2008 )

Louvenia Hall v. Bodine Electric Company , 276 F.3d 345 ( 2002 )

Lisa S. Fine v. Ryan International Airlines, Cross-Appellee , 305 F.3d 746 ( 2002 )

Gary A. Senner v. Northcentral Technical College , 113 F.3d 750 ( 1997 )

Kimberly Hern Troupe v. The May Department Stores Company, ... , 20 F.3d 734 ( 1994 )

Jones v. Res-Care, Inc. , 613 F.3d 665 ( 2010 )

jeffrey-l-andree-and-carol-e-andree-v-ashland-county-a-body-politic-of , 818 F.2d 1306 ( 1987 )

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delvina-e-lorenzen-cross-appellant-v-employees-retirement-plan-of-the , 896 F.2d 228 ( 1990 )

Gabe Keri v. Board of Trustees of Purdue University , 458 F.3d 620 ( 2006 )

Brinda Adams v. Wal-Mart Stores, Inc. , 324 F.3d 935 ( 2003 )

Lola Ajayi v. Aramark Business Services, Inc. , 336 F.3d 520 ( 2003 )

Casna v. City of Loves Park , 574 F.3d 420 ( 2009 )

Gale PRIZEVOITS, Plaintiff-Appellant, v. INDIANA BELL ... , 76 F.3d 132 ( 1996 )

Waters v. City of Chicago , 580 F.3d 575 ( 2009 )

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